The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALTA MESA RES INC | CL A | 02133L109 | 3,168 | 396,028 | SH | SOLE | 396,028 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 6,459 | 651,732 | SH | SOLE | 651,732 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | COM | 089482103 | 1,979 | 202,748 | SH | SOLE | 202,748 | 0 | 0 | ||
BISON CAP ACQUISITION CORP | ORD SHS | G1142P104 | 1,447 | 145,573 | SH | SOLE | 145,573 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | COM | 09216T107 | 5,548 | 572,595 | SH | SOLE | 572,595 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | COM | 09238E104 | 2,628 | 58,793 | SH | SOLE | 58,793 | 0 | 0 | ||
BOARDWALK PIPELINE PARTNERS | UT LTD PARTNER | 096627104 | 166 | 16,345 | SH | SOLE | 16,345 | 0 | 0 | ||
CALLIDUS SOFTWARE INC | COM | 13123E500 | 12,579 | 349,910 | SH | SOLE | 349,910 | 0 | 0 | ||
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 6,106 | 630,824 | SH | SOLE | 630,824 | 0 | 0 | ||
CLIFTON BANCORP INC | COM | 186873105 | 1,038 | 66,302 | SH | SOLE | 66,302 | 0 | 0 | ||
CNA FINL CORP | COM | 126117100 | 1,807 | 36,620 | SH | SOLE | 36,620 | 0 | 0 | ||
CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 30 | 121,123 | SH | SOLE | 121,123 | 0 | 0 | ||
CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 4,204 | 425,910 | SH | SOLE | 425,910 | 0 | 0 | ||
CSRA INC | COM | 12650T104 | 23,636 | 573,278 | SH | SOLE | 573,278 | 0 | 0 | ||
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 2,433 | 124,623 | SH | SOLE | 124,623 | 0 | 0 | ||
DRAPER OAKWOOD TECHNOLOGY | COM CL A | 26146L103 | 2,871 | 291,148 | SH | SOLE | 291,148 | 0 | 0 | ||
DST SYS INC DEL | COM | 233326107 | 15,755 | 188,333 | SH | SOLE | 188,333 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | COM | 27616L102 | 9,048 | 887,093 | SH | SOLE | 887,093 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 11,742 | 1,131,190 | SH | SOLE | 1,131,190 | 0 | 0 | ||
FEDERAL STR ACQUISITION CORP | CL A | 31421V107 | 11,695 | 1,209,437 | SH | SOLE | 1,209,437 | 0 | 0 | ||
FINTECH ACQUISITION CORP II | COM | 31810G109 | 8,186 | 823,544 | SH | SOLE | 823,544 | 0 | 0 | ||
GIGCAPITAL INC | COM | 37518N106 | 5,427 | 559,532 | SH | SOLE | 559,532 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | *W EXP 07/30/202 | 382788115 | 5 | 9,731 | SH | SOLE | 9,731 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | COM CLASS A | 382788107 | 2,173 | 223,814 | SH | SOLE | 223,814 | 0 | 0 | ||
GORES HLDGS II INC | COM CL A | 382867109 | 7,133 | 713,317 | SH | SOLE | 713,317 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 6,922 | 698,467 | SH | SOLE | 698,467 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP | COM CLASS A | 420870107 | 4,171 | 436,726 | SH | SOLE | 436,726 | 0 | 0 | ||
HEALTHEQUITY INC | COM | 42226A107 | 248,882 | 4,111,038 | SH | SOLE | 4,111,038 | 0 | 0 | ||
HENNESSY CAP ACQUSTON CORP I | COM | 42588L105 | 12,963 | 1,309,354 | SH | SOLE | 1,309,354 | 0 | 0 | ||
HUNTER MARITIME ACQUISITION | *W EXP 99/99/999 | Y37828129 | 40 | 89,858 | SH | SOLE | 89,858 | 0 | 0 | ||
HUNTER MARITIME ACQUISITION | CL A | Y37828111 | 1,758 | 179,716 | SH | SOLE | 179,716 | 0 | 0 | ||
I AM CAP ACQUISITION CO | COM | 45074Q108 | 2,511 | 252,330 | SH | SOLE | 252,330 | 0 | 0 | ||
INDUSTREA ACQUISITION CORP | CL A | 45579J104 | 5,569 | 567,665 | SH | SOLE | 567,665 | 0 | 0 | ||
KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 11,063 | 1,130,067 | SH | SOLE | 1,130,067 | 0 | 0 | ||
KBL MERGER CORP IV | *W EXP 01/15/202 | 48242A112 | 35 | 145,346 | SH | SOLE | 145,346 | 0 | 0 | ||
KBL MERGER CORP IV | COM | 48242A104 | 5,083 | 515,990 | SH | SOLE | 515,990 | 0 | 0 | ||
LANDCADIA HLDGS INC | CL A | 51476W107 | 7,127 | 709,857 | SH | SOLE | 709,857 | 0 | 0 | ||
LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 32 | 97,050 | SH | SOLE | 97,050 | 0 | 0 | ||
LEGACY ACQUISITION CORP | COM CL A | 524643103 | 5,584 | 582,300 | SH | SOLE | 582,300 | 0 | 0 | ||
LEISURE ACQUISITION CORP | COM | 52539T107 | 3,842 | 388,200 | SH | SOLE | 388,200 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 2,045 | 65,325 | SH | SOLE | 65,325 | 0 | 0 | ||
M I ACQUISITIONS INC | COM | 55304A104 | 1,981 | 189,735 | SH | SOLE | 189,735 | 0 | 0 | ||
MAINSOURCE FINANCIAL GP INC | COM | 56062Y102 | 1,177 | 28,945 | SH | SOLE | 28,945 | 0 | 0 | ||
MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 15,016 | 1,532,233 | SH | SOLE | 1,532,233 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | COM | 60765P103 | 10,578 | 1,063,137 | SH | SOLE | 1,063,137 | 0 | 0 | ||
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | G62848117 | 245 | 24,262 | SH | SOLE | 24,262 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 3,725 | 390,000 | SH | SOLE | 390,000 | 0 | 0 | ||
MULESOFT INC | CL A | 625207105 | 14,787 | 336,220 | SH | SOLE | 336,220 | 0 | 0 | ||
NATIONAL ENERGY SERVICES REU | SHS | G6375R107 | 4,330 | 436,500 | SH | SOLE | 436,500 | 0 | 0 | ||
NUTRIEN LTD | COM | 67077M108 | 20,656 | 437,080 | SH | SOLE | 437,080 | 0 | 0 | ||
ONE MADISON CORP | *W EXP 99/99/999 | G6772P126 | 89 | 97,310 | SH | SOLE | 97,310 | 0 | 0 | ||
ONE MADISON CORP | COM CL A | G6772P100 | 3,020 | 316,258 | SH | SOLE | 316,258 | 0 | 0 | ||
OPES ACQUISITION CORP | *W EXP 01/15/202 | 68373P118 | 56 | 146,250 | SH | SOLE | 146,250 | 0 | 0 | ||
OPES ACQUISITION CORP | COM | 68373P100 | 1,417 | 146,250 | SH | SOLE | 146,250 | 0 | 0 | ||
OSPREY ENERGY ACQUISITION CO | *W EXP 07/21/202 | 688397116 | 20 | 27,969 | SH | SOLE | 27,969 | 0 | 0 | ||
OSPREY ENERGY ACQUISITION CO | CL A COM | 688397108 | 7,469 | 776,397 | SH | SOLE | 776,397 | 0 | 0 | ||
PENSARE ACQUISITION CORP | COM | 70957E105 | 17,876 | 1,839,141 | SH | SOLE | 1,839,141 | 0 | 0 | ||
PLATINUM EAGLE ACQUISITIN CO | UNIT 01/09/2023 | G7126L126 | 1,482 | 145,965 | SH | SOLE | 145,965 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 157 | 142,915 | SH | SOLE | 142,915 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | COM CL A | G74760102 | 8,395 | 865,470 | SH | SOLE | 865,470 | 0 | 0 | ||
SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 2,982 | 291,150 | SH | SOLE | 291,150 | 0 | 0 | ||
SENTINEL ENERGY SVCS INC | UNIT 11/02/2022 | G8062D128 | 96 | 9,706 | SH | SOLE | 9,706 | 0 | 0 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 40 | 24,224 | SH | SOLE | 24,224 | 0 | 0 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 2,551 | 254,355 | SH | SOLE | 254,355 | 0 | 0 | ||
STELLAR ACQUISITION III INC | *W EXP 03/22/202 | Y8172W115 | 42 | 91,582 | SH | SOLE | 91,582 | 0 | 0 | ||
STELLAR ACQUISITION III INC | COM | Y8172W107 | 997 | 96,300 | SH | SOLE | 96,300 | 0 | 0 | ||
STUDENT TRANSN INC | COM | 86388A108 | 1,541 | 205,716 | SH | SOLE | 205,716 | 0 | 0 | ||
STUDENT TRANSN INC | COM | 86388A108 | 7 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
TERRA NITROGEN CO L P | COM UNIT | 881005201 | 27,420 | 326,580 | SH | SOLE | 326,580 | 0 | 0 | ||
TPG PACE ENERGY HLDGS CORP | CL A | 872656103 | 3,248 | 321,224 | SH | SOLE | 321,224 | 0 | 0 | ||
TPG PACE HLDGS CORP | CL A | G89827128 | 5,815 | 595,145 | SH | SOLE | 595,145 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 3,721 | 101,429 | SH | SOLE | 101,429 | 0 | 0 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 2,687 | 48,355 | SH | SOLE | 48,355 | 0 | 0 | ||
UNION ACQUISITION CORP | RIGHT 12/02/2019 | G9366W135 | 33 | 97,500 | SH | SOLE | 97,500 | 0 | 0 | ||
UNION ACQUISITION CORP | SHS | G9366W101 | 2,335 | 243,750 | SH | SOLE | 243,750 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 2,126 | 16,900 | SH | Put | SOLE | 16,900 | 0 | 0 | |
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 9,389 | 960,051 | SH | SOLE | 960,051 | 0 | 0 | ||
VISTA OUTDOOR INC | COM | 928377100 | 21,633 | 1,325,542 | SH | SOLE | 1,325,542 | 0 | 0 |