COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALTA MESA RES INC | CL A | 02133L109 | 2,697 | 396,028 | SH | | SOLE | | 396,028 | 0 | 0 |
AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 9,027 | 899,997 | SH | | SOLE | | 899,997 | 0 | 0 |
BIG ROCK PARTNERS ACQUISI CO | COM | 089482103 | 2,009 | 202,748 | SH | | SOLE | | 202,748 | 0 | 0 |
BISON CAP ACQUISITION CORP | ORD SHS | G1142P104 | 1,459 | 145,573 | SH | | SOLE | | 145,573 | 0 | 0 |
BLACK RIDGE ACQUISITION CORP | COM | 09216T107 | 5,594 | 572,595 | SH | | SOLE | | 572,595 | 0 | 0 |
BLACKHAWK NETWORK HLDGS INC | NOTE 1.500% 1/1 | 09238EAB0 | 35,455 | 31,745,000 | PRN | | SOLE | | 31,745,000 | 0 | 0 |
BOARDWALK PIPELINE PARTNERS | UT LTD PARTNER | 096627104 | 122 | 10,493 | SH | | SOLE | | 10,493 | 0 | 0 |
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 6,214 | 630,824 | SH | | SOLE | | 630,824 | 0 | 0 |
CNA FINL CORP | COM | 126117100 | 1,062 | 23,257 | SH | | SOLE | | 23,257 | 0 | 0 |
CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 22 | 60,077 | SH | | SOLE | | 60,077 | 0 | 0 |
CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 4,242 | 425,910 | SH | | SOLE | | 425,910 | 0 | 0 |
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 3,113 | 122,097 | SH | | SOLE | | 122,097 | 0 | 0 |
DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | 2,979 | 24,419 | SH | | SOLE | | 24,419 | 0 | 0 |
DRAPER OAKWOOD TECHNOLOGY | COM CL A | 26146L103 | 2,906 | 291,148 | SH | | SOLE | | 291,148 | 0 | 0 |
EASTERLY ACQUISITION CORP | COM | 27616L102 | 9,890 | 960,218 | SH | | SOLE | | 960,218 | 0 | 0 |
FEDERAL STR ACQUISITION CORP | CL A | 31421V107 | 11,877 | 1,209,437 | SH | | SOLE | | 1,209,437 | 0 | 0 |
FINANCIAL ENGINES INC | COM | 317485100 | 4,592 | 102,280 | SH | | SOLE | | 102,280 | 0 | 0 |
FINTECH ACQUISITION CORP II | COM | 31810G109 | 9,228 | 922,786 | SH | | SOLE | | 922,786 | 0 | 0 |
FOUNDATION MEDICINE INC | COM | 350465100 | 13,340 | 97,584 | SH | | SOLE | | 97,584 | 0 | 0 |
GIGCAPITAL INC | COM | 37518N106 | 8,467 | 860,464 | SH | | SOLE | | 860,464 | 0 | 0 |
GORDON POINTE ACQUISITION CO | *W EXP 07/30/202 | 382788115 | 5 | 9,731 | SH | | SOLE | | 9,731 | 0 | 0 |
GORDON POINTE ACQUISITION CO | COM CLASS A | 382788107 | 2,175 | 223,814 | SH | | SOLE | | 223,814 | 0 | 0 |
GORES HLDGS II INC | COM CL A | 382867109 | 6,751 | 664,792 | SH | | SOLE | | 664,792 | 0 | 0 |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 7,027 | 698,467 | SH | | SOLE | | 698,467 | 0 | 0 |
HAYMAKER ACQUISITION CORP | COM CLASS A | 420870107 | 4,241 | 436,726 | SH | | SOLE | | 436,726 | 0 | 0 |
HENNESSY CAP ACQUSTON CORP I | COM | 42588L105 | 15,228 | 1,501,765 | SH | | SOLE | | 1,501,765 | 0 | 0 |
HUNTER MARITIME ACQUISITION | *W EXP 99/99/999 | Y37828129 | 29 | 89,858 | SH | | SOLE | | 89,858 | 0 | 0 |
HUNTER MARITIME ACQUISITION | CL A | Y37828111 | 1,776 | 179,716 | SH | | SOLE | | 179,716 | 0 | 0 |
I AM CAP ACQUISITION CO | COM | 45074Q108 | 2,728 | 252,330 | SH | | SOLE | | 252,330 | 0 | 0 |
INDUSTREA ACQUISITION CORP | CL A | 45579J104 | 7,276 | 737,961 | SH | | SOLE | | 737,961 | 0 | 0 |
INFINITY PPTY & CAS CORP | COM | 45665Q103 | 4,294 | 30,163 | SH | | SOLE | | 30,163 | 0 | 0 |
KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 11,188 | 1,130,067 | SH | | SOLE | | 1,130,067 | 0 | 0 |
KBL MERGER CORP IV | *W EXP 01/15/202 | 48242A112 | 42 | 145,346 | SH | | SOLE | | 145,346 | 0 | 0 |
KBL MERGER CORP IV | COM | 48242A104 | 6,117 | 615,384 | SH | | SOLE | | 615,384 | 0 | 0 |
LANDCADIA HLDGS INC | CL A | 51476W107 | 6,167 | 608,775 | SH | | SOLE | | 608,775 | 0 | 0 |
LEGACY ACQUISITION CORP | COM CL A | 524643103 | 5,602 | 582,300 | SH | | SOLE | | 582,300 | 0 | 0 |
LEISURE ACQUISITION CORP | COM | 52539T107 | 3,750 | 388,200 | SH | | SOLE | | 388,200 | 0 | 0 |
MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 15,138 | 1,532,233 | SH | | SOLE | | 1,532,233 | 0 | 0 |
MODERN MEDIA ACQUISITION | COM | 60765P103 | 10,610 | 1,063,137 | SH | | SOLE | | 1,063,137 | 0 | 0 |
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | G62848117 | 243 | 24,262 | SH | | SOLE | | 24,262 | 0 | 0 |
MTECH ACQUISITION CORP | COM CLASS A | 55378W107 | 480 | 49,140 | SH | | SOLE | | 49,140 | 0 | 0 |
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 3,756 | 390,000 | SH | | SOLE | | 390,000 | 0 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 747 | 6,838 | SH | | SOLE | | 6,838 | 0 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 10,840 | 99,200 | SH | Call | SOLE | | 99,200 | 0 | 0 |
ONE MADISON CORP | COM CL A | G6772P100 | 3,065 | 316,258 | SH | | SOLE | | 316,258 | 0 | 0 |
OPES ACQUISITION CORP | *W EXP 01/15/202 | 68373P118 | 48 | 146,250 | SH | | SOLE | | 146,250 | 0 | 0 |
OPES ACQUISITION CORP | COM | 68373P100 | 1,420 | 146,250 | SH | | SOLE | | 146,250 | 0 | 0 |
OSPREY ENERGY ACQUISITION CO | CL A COM | 688397108 | 8,095 | 797,579 | SH | | SOLE | | 797,579 | 0 | 0 |
PENSARE ACQUISITION CORP | COM | 70957E105 | 18,189 | 1,839,141 | SH | | SOLE | | 1,839,141 | 0 | 0 |
PLATINUM EAGLE ACQUISITIN CO | *W EXP 01/17/202 | G7126L118 | 68 | 48,655 | SH | | SOLE | | 48,655 | 0 | 0 |
PLATINUM EAGLE ACQUISITIN CO | SHS CL A | G7126L100 | 1,419 | 145,965 | SH | | SOLE | | 145,965 | 0 | 0 |
REGALWOOD GLOBAL ENERGY LTD | COM CL A | G74760102 | 8,447 | 865,470 | SH | | SOLE | | 865,470 | 0 | 0 |
RSP PERMIAN INC | COM | 74978Q105 | 2,403 | 54,585 | SH | | SOLE | | 54,585 | 0 | 0 |
SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 2,935 | 291,150 | SH | | SOLE | | 291,150 | 0 | 0 |
SENTINEL ENERGY SVCS INC | UNIT 11/02/2022 | G8062D128 | 98 | 9,706 | SH | | SOLE | | 9,706 | 0 | 0 |
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 44 | 24,224 | SH | | SOLE | | 24,224 | 0 | 0 |
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 14,093 | 1,402,333 | SH | | SOLE | | 1,402,333 | 0 | 0 |
STELLAR ACQUISITION III INC | *W EXP 03/22/202 | Y8172W115 | 23 | 86,574 | SH | | SOLE | | 86,574 | 0 | 0 |
STELLAR ACQUISITION III INC | COM | Y8172W107 | 1,000 | 96,300 | SH | | SOLE | | 96,300 | 0 | 0 |
TPG PACE HLDGS CORP | CL A | G89827128 | 5,910 | 595,145 | SH | | SOLE | | 595,145 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 3,609 | 73,257 | SH | | SOLE | | 73,257 | 0 | 0 |
U S G CORP | COM NEW | 903293405 | 4,212 | 97,678 | SH | | SOLE | | 97,678 | 0 | 0 |
UNION ACQUISITION CORP | RIGHT 12/02/2019 | G9366W135 | 29 | 97,500 | SH | | SOLE | | 97,500 | 0 | 0 |
UNION ACQUISITION CORP | SHS | G9366W101 | 2,362 | 243,750 | SH | | SOLE | | 243,750 | 0 | 0 |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 2,801 | 22,400 | SH | Put | SOLE | | 22,400 | 0 | 0 |
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 9,466 | 960,051 | SH | | SOLE | | 960,051 | 0 | 0 |
HEALTHEQUITY INC | COM | 42226A107 | 173,240 | 2,306,791 | SH | | SOLE | | 2,306,791 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 25,535 | 308,650 | SH | | SOLE | | 308,650 | 0 | 0 |
NUTRIEN LTD | COM | 67077M108 | 23,768 | 437,080 | SH | | SOLE | | 437,080 | 0 | 0 |
VISTA OUTDOOR INC | COM | 928377100 | 23,255 | 1,501,276 | SH | | SOLE | | 1,501,276 | 0 | 0 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 15,866 | 315,365 | SH | | SOLE | | 315,365 | 0 | 0 |