The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ANDEAVOR | COM | 03349M105 | 17,204 | 114,777 | SH | SOLE | 114,777 | 0 | 0 | ||
AV HOMES INC | COM | 00234P102 | 7,091 | 329,801 | SH | SOLE | 329,801 | 0 | 0 | ||
ALLEGRO MERGER CORP | *W EXP 01/06/202 | 01749N111 | 48 | 137,320 | SH | SOLE | 137,320 | 0 | 0 | ||
ALLEGRO MERGER CORP | COM | 01749N103 | 3,529 | 370,269 | SH | SOLE | 370,269 | 0 | 0 | ||
ALTA MESA RES INC | CL A | 02133L109 | 1,614 | 386,153 | SH | SOLE | 386,153 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 11,226 | 1,108,178 | SH | SOLE | 1,108,178 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | COM | 089482103 | 2,030 | 202,748 | SH | SOLE | 202,748 | 0 | 0 | ||
BISON CAP ACQUISITION CORP | ORD SHS | G1142P104 | 1,486 | 145,573 | SH | SOLE | 145,573 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | COM | 09216T107 | 7,379 | 756,015 | SH | SOLE | 756,015 | 0 | 0 | ||
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 6,245 | 630,824 | SH | SOLE | 630,824 | 0 | 0 | ||
CNA FINL CORP | COM | 126117100 | 997 | 21,844 | SH | SOLE | 21,844 | 0 | 0 | ||
CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 4,310 | 425,910 | SH | SOLE | 425,910 | 0 | 0 | ||
DISCOVERY INC | COM SER C | 25470F302 | 3,742 | 126,492 | SH | SOLE | 126,492 | 0 | 0 | ||
DRAPER OAKWOOD TECHNOLOGY | COM CL A | 26146L103 | 2,715 | 267,525 | SH | SOLE | 267,525 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | COM | 27616L102 | 9,518 | 910,859 | SH | SOLE | 910,859 | 0 | 0 | ||
ENERGY TRANSFER PARTNERS LP | UNIT LTD PRT INT | 29278N103 | 2,047 | 91,974 | SH | SOLE | 91,974 | 0 | 0 | ||
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 1,411 | 146,520 | SH | SOLE | 146,520 | 0 | 0 | ||
FEDERAL STR ACQUISITION CORP | CL A | 31421V107 | 9,644 | 953,934 | SH | SOLE | 953,934 | 0 | 0 | ||
FGL HLDGS | *W EXP 11/30/202 | G3402M110 | 1,401 | 711,228 | SH | SOLE | 711,228 | 0 | 0 | ||
FOREST CITY RLTY TR INC | COM CL A | 345605109 | 7,057 | 281,259 | SH | SOLE | 281,259 | 0 | 0 | ||
FORUM MERGER II CORP | CL A | 34986F103 | 3,080 | 322,530 | SH | SOLE | 322,530 | 0 | 0 | ||
GIGCAPITAL INC | COM | 37518N106 | 8,681 | 874,198 | SH | SOLE | 874,198 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | COM CLASS A | 382788107 | 3,690 | 372,746 | SH | SOLE | 372,746 | 0 | 0 | ||
GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 1,013 | 99,241 | SH | SOLE | 99,241 | 0 | 0 | ||
GRAMERCY PPTY TR | COM NEW | 385002308 | 3,915 | 142,679 | SH | SOLE | 142,679 | 0 | 0 | ||
GREEN BANCORP INC | COM | 39260X100 | 594 | 26,859 | SH | SOLE | 26,859 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 52 | 30,476 | SH | SOLE | 30,476 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 952 | 97,680 | SH | SOLE | 97,680 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 7,280 | 717,917 | SH | SOLE | 717,917 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP | COM CLASS A | 420870107 | 4,262 | 436,726 | SH | SOLE | 436,726 | 0 | 0 | ||
HENNESSY CAP ACQUSTON CORP I | COM | 42588L105 | 15,287 | 1,500,202 | SH | SOLE | 1,500,202 | 0 | 0 | ||
HUNTER MARITIME ACQUISITION | *W EXP 11/17/202 | Y37828129 | 16 | 70,285 | SH | SOLE | 70,285 | 0 | 0 | ||
HUNTER MARITIME ACQUISITION | CL A | Y37828111 | 1,790 | 179,716 | SH | SOLE | 179,716 | 0 | 0 | ||
I AM CAP ACQUISITION CO | COM | 45074Q108 | 2,561 | 252,330 | SH | SOLE | 252,330 | 0 | 0 | ||
INDUSTREA ACQUISITION CORP | CL A | 45579J104 | 7,527 | 737,961 | SH | SOLE | 737,961 | 0 | 0 | ||
INVUITY INC | COM NEW | 46187J205 | 1,612 | 217,852 | SH | SOLE | 217,852 | 0 | 0 | ||
K2M GROUP HLDGS INC | COM | 48273J107 | 4,248 | 155,219 | SH | SOLE | 155,219 | 0 | 0 | ||
KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 3,138 | 308,902 | SH | SOLE | 308,902 | 0 | 0 | ||
KBL MERGER CORP IV | *W EXP 01/15/202 | 48242A112 | 30 | 144,468 | SH | SOLE | 144,468 | 0 | 0 | ||
KBL MERGER CORP IV | COM | 48242A104 | 6,215 | 615,384 | SH | SOLE | 615,384 | 0 | 0 | ||
KLX INC | COM | 482539103 | 11,279 | 179,662 | SH | SOLE | 179,662 | 0 | 0 | ||
LANDCADIA HLDGS INC | CL A | 51476W107 | 2,439 | 224,956 | SH | SOLE | 224,956 | 0 | 0 | ||
LEGACY ACQUISITION CORP | COM CL A | 524643103 | 5,654 | 582,300 | SH | SOLE | 582,300 | 0 | 0 | ||
LEISURE ACQUISITION CORP | COM | 52539T107 | 3,785 | 388,200 | SH | SOLE | 388,200 | 0 | 0 | ||
LF CAP ACQUISITION CORP | CL A | 50200K108 | 2,801 | 293,040 | SH | SOLE | 293,040 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 1,459 | 50,415 | SH | SOLE | 50,415 | 0 | 0 | ||
MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 12,893 | 1,288,033 | SH | SOLE | 1,288,033 | 0 | 0 | ||
MEGALITH FINL ACQUISITION CO | *W EXP 08/26/202 | 58518F117 | 93 | 155,564 | SH | SOLE | 155,564 | 0 | 0 | ||
MEGALITH FINL ACQUISITION CO | CL A COM | 58518F109 | 5,397 | 567,517 | SH | SOLE | 567,517 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | COM | 60765P103 | 10,738 | 1,063,137 | SH | SOLE | 1,063,137 | 0 | 0 | ||
MTECH ACQUISITION CORP | COM CLASS A | 55378W107 | 501 | 49,140 | SH | SOLE | 49,140 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 3,775 | 389,991 | SH | SOLE | 389,991 | 0 | 0 | ||
ONE MADISON CORP | COM CL A | G6772P100 | 3,074 | 316,258 | SH | SOLE | 316,258 | 0 | 0 | ||
OPES ACQUISITION CORP | *W EXP 03/13/202 | 68373P118 | 59 | 146,250 | SH | SOLE | 146,250 | 0 | 0 | ||
OPES ACQUISITION CORP | COM | 68373P100 | 1,441 | 146,250 | SH | SOLE | 146,250 | 0 | 0 | ||
PENN NATL GAMING INC | COM | 707569109 | 392 | 11,896 | SH | SOLE | 11,896 | 0 | 0 | ||
PENSARE ACQUISITION CORP | COM | 70957E105 | 18,302 | 1,837,578 | SH | SOLE | 1,837,578 | 0 | 0 | ||
PINNACLE FOODS INC DEL | COM | 72348P104 | 15,187 | 234,333 | SH | SOLE | 234,333 | 0 | 0 | ||
PLATINUM EAGLE ACQUISITIN CO | *W EXP 01/17/202 | G7126L118 | 66 | 48,655 | SH | SOLE | 48,655 | 0 | 0 | ||
PLATINUM EAGLE ACQUISITIN CO | SHS CL A | G7126L100 | 1,443 | 145,965 | SH | SOLE | 145,965 | 0 | 0 | ||
PURE ACQUISITION CORP | CL A | 74621Q106 | 3,342 | 344,405 | SH | SOLE | 344,405 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | COM CL A | G74760102 | 8,447 | 865,470 | SH | SOLE | 865,470 | 0 | 0 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 23,738 | 2,395,323 | SH | SOLE | 2,395,323 | 0 | 0 | ||
SONIC CORP | COM | 835451105 | 340 | 7,847 | SH | SOLE | 7,847 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITON CO | UNIT 99/99/9999 | 846784114 | 496 | 48,839 | SH | SOLE | 48,839 | 0 | 0 | ||
STELLAR ACQUISITION III INC | *W EXP 03/22/202 | Y8172W115 | 12 | 86,574 | SH | SOLE | 86,574 | 0 | 0 | ||
STELLAR ACQUISITION III INC | COM | Y8172W107 | 1,011 | 96,300 | SH | SOLE | 96,300 | 0 | 0 | ||
SYNTEL INC | COM | 87162H103 | 5,515 | 134,579 | SH | SOLE | 134,579 | 0 | 0 | ||
THUNDER BRIDGE ACQUISITION L | *W EXP 01/01/202 | G8857R126 | 7 | 14,531 | SH | SOLE | 14,531 | 0 | 0 | ||
THUNDER BRIDGE ACQUISITION L | SHS CLASS A | G8857R100 | 2,861 | 294,602 | SH | SOLE | 294,602 | 0 | 0 | ||
TKK SYMPHONY ACQUISITION COR | ORD SHS | G88950103 | 3,742 | 393,844 | SH | SOLE | 393,844 | 0 | 0 | ||
TPG PACE HLDGS CORP | CL A | G89827128 | 5,993 | 595,145 | SH | SOLE | 595,145 | 0 | 0 | ||
TRINITY MERGER CORP | *W EXP 05/11/202 | 89653L114 | 44 | 88,201 | SH | SOLE | 88,201 | 0 | 0 | ||
TRINITY MERGER CORP | COM CL A | 89653L106 | 8,402 | 854,699 | SH | SOLE | 854,699 | 0 | 0 | ||
TWELVE SEAS INVESTMENT COMPA | SHS | G9145A107 | 1,870 | 195,360 | SH | SOLE | 195,360 | 0 | 0 | ||
U S G CORP | COM NEW | 903293405 | 4,230 | 97,678 | SH | SOLE | 97,678 | 0 | 0 | ||
UNION ACQUISITION CORP | SHS | G9366W101 | 2,377 | 243,750 | SH | SOLE | 243,750 | 0 | 0 | ||
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 9,553 | 960,051 | SH | SOLE | 960,051 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | COM | 92243N103 | 7,538 | 787,672 | SH | SOLE | 787,672 | 0 | 0 | ||
XERIUM TECHNOLOGIES INC | COM NEW | 98416J118 | 1,335 | 99,200 | SH | Put | SOLE | 99,200 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 26,241 | 308,650 | SH | SOLE | 308,650 | 0 | 0 | ||
HEALTHEQUITY INC | COM | 42226A107 | 45,479 | 481,717 | SH | SOLE | 481,717 | 0 | 0 | ||
NUTRIEN LTD | COM | 67077M108 | 25,220 | 437,080 | SH | SOLE | 437,080 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 16,837 | 315,365 | SH | SOLE | 315,365 | 0 | 0 | ||
VISTA OUTDOOR INC | COM | 928377100 | 26,858 | 1,501,276 | SH | SOLE | 1,501,276 | 0 | 0 |