The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
COBIZ FINANCIAL INC | COM | 190897108 | 10,265 | 463,653 | SH | SOLE | 463,653 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 2,358 | 24,819 | SH | SOLE | 24,819 | 0 | 0 | ||
FIRST CONN BANCORP INC MD | COM | 319850103 | 15,569 | 526,875 | SH | SOLE | 526,875 | 0 | 0 | ||
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 2,996 | 88,343 | SH | SOLE | 88,343 | 0 | 0 | ||
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 1,139 | 33,600 | SH | Put | SOLE | 33,600 | 0 | 0 | |
KMG CHEMICALS INC | COM | 482564101 | 14,735 | 195,017 | SH | SOLE | 195,017 | 0 | 0 | ||
ROCKWELL COLLINS INC | COM | 774341101 | 15,367 | 109,400 | SH | SOLE | 109,400 | 0 | 0 | ||
ROCKWELL COLLINS INC | COM | 774341101 | 6,855 | 48,800 | SH | Put | SOLE | 48,800 | 0 | 0 | |
LASALLE HOTEL PPTYS | COM SH BEN INT | 517942108 | 10,322 | 298,418 | SH | SOLE | 298,418 | 0 | 0 | ||
SODASTREAM INTERNATIONAL LTD | USD SHS | M9068E105 | 13,407 | 93,700 | SH | SOLE | 93,700 | 0 | 0 | ||
SODASTREAM INTERNATIONAL LTD | USD SHS | M9068E105 | 8,313 | 58,100 | SH | Put | SOLE | 58,100 | 0 | 0 | |
SPECTRA ENERGY PARTNERS LP | COM | 84756N109 | 17,676 | 494,995 | SH | SOLE | 494,995 | 0 | 0 | ||
STATE BK FINL CORP | COM | 856190103 | 15,486 | 513,130 | SH | SOLE | 513,130 | 0 | 0 |