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  • 8-K Filing

China Automotive Systems (CAAS) 8-KChina Automotive Systems Reports UNAUDITED 2021 Third Quarter RESULTS

Filed: 12 Nov 21, 7:07am
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    • 8-K Current report
    • 99.1 China Automotive Systems Reports UNAUDITED 2021 Third Quarter RESULTS
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    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    Form 8-K

     

    CURRENT REPORT

    Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): November 12, 2021

     

    China Automotive Systems, Inc.

    (Exact name of registrant as specified in its charter)

     

    Delaware000-3312333-0885775
    (State or other jurisdiction of incorporation)(Commission File Number)(I.R.S. Employer Identification No.)

     

    No. 1 Henglong Road, Yu Qiao Development Zone
    Shashi District, Jing Zhou City
    Hubei Province
    The People's Republic of China
    (Address of principal executive offices, including zip code)

     

    Registrant’s telephone number, including area code (86) 27-8757 0027

     

    (Former name or former address, if changed since last report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each classTrading SymbolName of each exchange on which registered
    Common Stock, $0.0001 par valueCAASThe Nasdaq Capital Market

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ¨

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

     

     

     

     

     

     

    Item 2.02Results of Operations and Financial Condition

     

    On November 12, 2021, China Automotive Systems, Inc. issued a press release announcing financial results for the quarter ended September 30, 2021. The press release is attached as Exhibit 99.1 to this Current Report on Form 8-K.

     

    The information in this Item 2.02 and in Exhibit 99.1 attached to this Form 8-K is furnished pursuant to Item 2.02 of Form 8-K and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities of that section.

     

    Item 9.01Financial Statements and Exhibits

     

     (d)Exhibits

     

    Exhibit No Description
       
    99.1 Press Release of China Automotive Systems, Inc. dated November 12, 2021.

     

    2 

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

     

     China Automotive Systems, Inc.
     (Registrant)
       
    Date: November 12, 2021By:/s/ Hanlin Chen
      Hanlin Chen
      Chairman

     

    3 

     

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