The Securities Exchange Act of 1934
For the fiscal year ended: | Commission file number: | |
December 31, 2010 | 001-16669 |
DELAWARE (State or other jurisdiction of incorporation) | 13-3891329 (I. R. S. Employer Identification No.) |
ONE BRYANT PARK 3RD FLOOR — STRUCTURED CREDIT TRADING NEW YORK, NEW YORK (Address of principal executive offices) | 10036 (Zip Code) |
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. o
Not Applicable.
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• | the purchase price of the trust certificates, | ||
• | when you acquire your trust certificates, and | ||
• | whether the call warrant holders exercise their optional rights to purchase outstanding trust certificates. |
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• | there is a payment default on any underlying securities, | ||
• | there is another type of default that accelerates the maturity of the underlying securities, or | ||
• | the underlying securities issuer ceases to file Exchange Act reports. |
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(a) | Securities Authorized For Issuance Under Equity Compensation Plans: None. | ||
(b) | Security Ownership Of Certain Beneficial Owners: None. | ||
(c) | Security Ownership Of Management: Not Applicable. | ||
(d) | Changes In Control: None. |
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31.1. | Certification of the Vice President of Registrant dated March 28, 2011, pursuant to Rules 13a-14 and 15d-14 under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, with respect to the Registrant’s Annual Report on Form 10-K for the year ended December 31, 2010. | ||
99.1. | Trustee’s Annual Compliance Certificate dated March 4, 2011. | ||
99.2. | Report of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm, dated March 21, 2011, Registrant’s Assertion on Compliance with PPLUS Minimum Servicing Standards dated March 21, 2011 and PPLUS Minimum Servicing Standards. | ||
99.3. | Report of KPMG LLP, Independent Registered Public Accounting Firm, dated March 2, 2011, The Bank of New York Mellon’s Assertion on Compliance with PPLUS Minimum Servicing Standards dated March 2, 2011 and PPLUS Minimum Servicing Standards. |
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MERRILL LYNCH DEPOSITOR, INC. | ||||
Date: March 28, 2011 | By: | /s/ John Marciano | ||
Name: | John Marciano | |||
Title: | Vice President |