SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT TO
FORM F-6
REGISTRATION STATEMENT
Under
THE SECURITIES ACT OF 1933
For American Depositary Shares Evidenced by American Depositary Receipts
KABUSHIKI KAISHA ADVANTEST
(Exact name of issuer of deposited securities as specified in its charter)
Advantest Corporation
(Translation of issuer's name into English)
Japan
(Jurisdiction of Incorporation or organization of Issuer)
JPMORGAN CHASE BANK, N.A.
(Exact name of depositary as specified in its charter)
4 New York Plaza, New York, New York 10004
Tel. No.: (212) 552-2944
(Address, including zip code, and telephone number of depositary's principal offices)
Advantest America Corporation (Holding Co.)
3201 Scott Boulevard
Santa Clara, California 95054
(408) 988-7700
Attention: Accounting and Finance Department
(Address, including zip code, and telephone number of agent for service)
With copies to:
Scott A. Ziegler, Esq. | Masahisa Ikeda, Esq. |
Ziegler, Ziegler & Associates LLP | Shearman & Sterling |
570 Lexington Avenue, 44th Floor | Fukoku Seimei Building, Fifth Floor |
New York, New York 10022 | 2-2-2 Uchisaiwaicho, Chiyoda-ku Tokyo 100-0001 |
(212) 319-7600 | Japan |
| 81-3-5251-0232 |
It is proposed that this filing become effective under Rule 466
x immediately upon filing o on [date] at [time]
If a separate registration statement has been filed to register the deposited shares, check the following box. o
CALCULATION OF REGISTRATION FEE
| | | | |
Title of Each Class of Securities to be Registered | Amount to be Registered | Proposed Maximum Offering Price Per Unit | Proposed Maximum Aggregate Offering Price | Amount of Registration Fee |
American Depositary Shares evidenced by American Depositary Receipts, each American Depositary Share representing one share of Common Stock of Advantest Corporation | N/A | N/A | N/A | N/A |
(1)Each unit represents 100 American Depositary Shares.
(2)Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of such Receipts evidencing such American Depositary Shares.
This Post-Effective Amendment to Registration Statement on Form F-6 may be executed in any number of counterparts, each of which shall be deemed an original, and all of such counterparts together shall constitute one and the same instrument.
The Prospectus consists of the form of American Depositary Receipt ("ADR") included as Exhibit A to the form of Amendment to Deposit Agreement filed as Exhibit (a)(2) to this Post-Effective Amendment to Registration Statement on Form F-6, which is incorporated herein by reference.
PART I
INFORMATION REQUIRED IN PROSPECTUS
Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED
CROSS REFERENCE SHEET
| | | Location in Form of |
| Item Number | | ADR Filed Herewith |
| and Caption | | as Prospectus |
| | | |
1. | Name of depositary and | Face, introductory paragraph |
| address of its principal | and final sentence on face. |
| executive office | |
| | | |
2. | Title of ADR and identity | Face, top center and |
| of deposited securities | introductory paragraph |
| | | |
| Terms of Deposit | |
| | | |
| (i) | The amount of deposited | Face, upper right corner |
| | securities represented by | and introductory |
| | one unit of ADRs | paragraph |
| | | |
| (ii) | The procedure for voting, | Reverse, paragraph (12) |
| | if any, the deposited | |
| | securities | |
| | | |
| (iii) | The collection and | Face, paragraphs (4), (5) and |
| | distribution of dividends | (7); Reverse, paragraph (10) |
| (iv) | The transmission of | Face, paragraphs (3) and (8); |
| | notices, reports and | Reverse, paragraph (12) |
| | proxy soliciting material | |
| | | |
| (v) | The sale or exercise of | Face, paragraphs (4) and (5); |
| | rights | Reverse, paragraph (10) |
| | | |
| (vi) | The deposit or sale of | Face, paragraphs (4) and (5); |
| | securities resulting from | Reverse, paragraphs (10) and |
| | dividends, splits or plans | (13) |
| | of reorganization | |
| (vii) | Amendment, extension or | Reverse, paragraphs (16) |
| | termination of the deposit | and (17) (no provision |
| | agreement | for extension) |
| | | Location in Form of |
| Item Number | ADR Filed Herewith |
| and Caption | as Prospectus |
| | | |
| (viii) | Rights of holders of ADRs | Face, paragraph (3) |
| | to inspect the transfer books | |
| | of the Depositary and the | |
| | lists of holders of ADRs | |
| | | |
| (ix) | Restrictions upon the right | Face, paragraphs (1), (2), |
| | to deposit or withdraw the | (4) and (5) |
| | underlying securities | |
| | | |
| (x) | Limitation upon the liability | Reverse, paragraph (14) |
| | of the Depositary and/or the | |
| | Company | |
| | | |
| 3. | Description of all fees and | Face, paragraph (7) |
| | charges which may be imposed | |
| | directly or indirectly against | |
| | the holders of ADRs | |
| | | |
Item 2. AVAILABLE INFORMATION | |
| | | Location in Form of |
| Item Number | ADR Filed |
| and Caption | Herewith as Prospectus |
| 2(b) | Statement that the foreign issuer is subject to the periodic reporting requirements of the Securities Exchange Act of 1934 and, accordingly, files certain reports with the Securities and Exchange Commission | Face, paragraph (8) |
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 3. EXHIBITS
(a)(1) Form of Deposit Agreement dated as of September 14, 2001 among Advantest Corporation, Morgan Guaranty Trust Company of New York, as depositary (the "Depositary"), and all holders from time to time of ADRs issued thereunder (the "Deposit Agreement"). Previously filed.
(a)(2). Form of Amendment No. 1 to Deposit Agreement. Filed herewith as Exhibit (a)(2)
(b) Any other agreement, to which the Depositary is a party, relating to the issuance of the Depositary Shares registered hereby or custody of the deposited securities represented thereby. - None.
(c) Any material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. - None.
(d) Opinion of Ziegler, Ziegler & Altman LLP, counsel to the Depositary, as to the legality of the securities to be registered. Previously filed.
(e) Certification under Rule 466. - Filed herewith as Exhibit (e).
Item 4. UNDERTAKINGS
(a) The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the ADRs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities; and (2) made generally available to the holders of the underlying securities by the issuer.
(b) If the amounts of fees charged are not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged, and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an ADR thirty days before any change in the fee schedule.
SIGNATURE
Pursuant to the requirements of the Securities Act of 1933, as amended, JPMorgan Chase Bank, N.A., on behalf of the legal entity created by the Deposit Agreement, certifies that it has reasonable grounds to believe that all of the requirements for filing on Form F-6 are met and has duly caused this Post-Effective Amendment to Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on September 12, 2006.
| Legal entity created by the form of Deposit Agreement for the issuance of ADRs evidencing American Depositary Shares |
| |
| By: JPMORGAN CHASE BANK, N.A., as Depositary |
| |
| |
| |
| By: /s/Joseph M. Leinhauser |
| Name: Joseph M. Leinhauser |
| Title: Vice President |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, Advantest Corporation certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Post-Effective Amendment to Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized on September 12, 2006.
| ADVANTEST CORPORATION |
| |
| |
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| By: /s/Toshio Maruyama |
| Name: Toshio Maruyama |
| Title: Representative Board Director, |
| President and CEO |
| |
| |
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment to Registration Statement on Form F-6 has been signed by the following persons in the capacities indicated on September 12, 2006.
Name | | Title |
| | |
/s/Shimpei Takeshita* | | Chairman of the Board |
Shimpei Takeshita | | |
| | |
| | |
| | |
/s/Toshio Maruyama* | | Representative Board Director, President |
Toshio Maruyama | | and CEO |
/s/Hiroshi Oura* | | Director and Senior Executive AdvisorHiroshi Oura |
Hiroshi Oura | | |
| | |
| | |
| | Director |
Naoyuki Akikusa | | |
| | |
| | |
| | |
| | Director |
Yasushige Hagio | | |
/s/Junji Nishiura* | | Director and Senior Executive Officer |
Junji Nishiura | | |
| | |
| | |
| | |
/s/Hiroji Agata* | | Director and Senior Executive Officer |
Hiroji Agata | | |
| | |
| | |
| | |
/s/Takashi Tokuno* | | Director and Senior Executive Officer |
Takashi Tokuno | | |
| | |
| | |
| | |
/s/Hitoshi Owada | | Director and Managing Executive Officer |
Hitoshi Owada | | (Principal Financial & Accounting Officer) |
| | |
| | |
| | |
/s/Amy Gold* | | Authorized Representative in |
Amy Gold | | the United States |
| | |
| | |
| | |
* | | |
By:/s/Hitoshi Owada | | |
Name: Hitoshi Owada | | |
Power of Attorney | | |