UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of March 2010
DEUTSCHE BANK CORPORATION
(Translation of Registrant’s Name Into English)
Deutsche Bank Aktiengesellschaft
Theodor-Heuss-Allee 70
60486 Frankfurt am Main
Germany
(Address of Principal Executive Offices)
Theodor-Heuss-Allee 70
60486 Frankfurt am Main
Germany
(Address of Principal Executive Offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-Fþ Form 40-Fo
Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yeso Noþ
Explanatory note
This Report on Form 6-K contains as an exhibit Deutsche Bank AG’s Basel II Pillar 3 Report 2009, which includes information on the Group’s capital adequacy and risk and capital management. This Report on Form 6-K is not intended to be incorporated by reference into registration statements filed by Deutsche Bank AG under the Securities Act of 1933.
Exhibit 99.1: Deutsche Bank AG’s Basel II Pillar 3 Report 2009.
Forward-looking statements contain risks
This report contains forward-looking statements. Forward-looking statements are statements that are not historical facts; they include statements about our beliefs and expectations. Any statement in this report that states our intentions, beliefs, expectations or predictions (and the assumptions underlying them) is a forward-looking statement. These statements are based on plans, estimates and projections as they are currently available to the management of Deutsche Bank. Forward-looking statements therefore speak only as of the date they are made, and we undertake no obligation to update publicly any of them in light of new information or future events.
By their very nature, forward-looking statements involve risks and uncertainties. A number of important factors could therefore cause actual results to differ materially from those contained in any forward-looking statement. Such factors include the conditions in the financial markets in Germany, in Europe, in the United States and elsewhere from which we derive a substantial portion of our trading revenues, potential defaults of borrowers or trading counterparties, the implementation of our strategic initiatives, the reliability of our risk management policies, procedures and methods, and other risks referenced in our filings with the U.S. Securities and Exchange Commission. Such factors are described in detail in our SEC Form 20-F of March 16, 2010 on pages 7 through 17 under the heading “Risk Factors.” Copies of this document are readily available upon request or can be downloaded from www.deutsche-bank.com/ir.
Use of non-GAAP financial measures
This report contains non-GAAP financial measures, which are measures of our historical or future performance, financial position or cash flows that contain adjustments that exclude or include amounts that are included or excluded, as the case may be, from the most directly comparable measure calculated and presented in accordance with IFRS in our financial statements. Examples of our non-GAAP financial measures and the most direct comparable IFRS financial measures are set forth in the table below:
2
Non-GAAP Financial Measure | Most Directly Comparable IFRS Financial Measure | |
IBIT attributable to Deutsche Bank shareholders (target definition) | Income (loss) before income tax | |
Average active equity | Average shareholders’ equity | |
Pre-tax return on average active equity | Pre-tax return on average shareholders’ equity | |
Pre-tax return on average active equity (target definition) | Pre-tax return on average shareholders’ equity | |
Net income (loss) attributable to Deutsche Bank shareholders (basis for target definition EPS) | Net income (loss) attributable to Deutsche Bank shareholders | |
Total assets adjusted (pro forma US GAAP) | Total assets | |
Total equity adjusted | Total equity | |
Leverage ratio (target definition) (total equity adjusted to total assets adjusted) | Leverage ratio (total equity to total assets) | |
Diluted earnings per share (target definition) | Diluted earnings per share |
For descriptions of these and other non-GAAP financial measures, please refer to pages (v), (vi), S-17, S-18 and S-19 of our 2009 Annual Report on Form 20-F.
3
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Deutsche Bank Aktiengesellschaft | ||||
Date: March 31, 2010 | ||||
By: | /s/ Martin Edelmann | |||
Name: | Martin Edelmann | |||
Title: | Managing Director | |||
By: | /s/ Mathias Otto | |||
Name: | Mathias Otto | |||
Title: | Managing Director and Senior Counsel | |||
4