UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) November 2, 2004 |
|
HERBST GAMING, INC. |
(Exact name of registrant as specified in its charter) |
|
Nevada |
(State or other jurisdiction of incorporation) |
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0-71044 | | 88-0446145 |
(Commission File Number) | | (IRS Employee Identification No.) |
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3440 West Russell Road, Las Vegas, Nevada | | 89118 |
(Address of principal executive offices) | | (Zip Code) |
|
Registrant’s telephone number, including area code (702) 889-7695 |
|
Not Applicable |
(Former name or former address, if changed since last report.) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION.
On November 2, 2004, the Company issued a press release announcing its financial results for the quarter and nine months ended September 30, 2004. A copy of the press release is furnished hereto as Exhibit 99.01. The press release may also be found in the “Investor Relations” section of the Company’s web site at www.herbstgaming.com.
The Company’s press release contains non-GAAP financial measures. Generally, a non-GAAP financial measure is a numerical measure of a company’s performance, financial position or cash flows that either excludes or includes amounts that are not normally excluded or included in the most directly comparable measure calculated or presented with GAAP. Pursuant to the requirements of Regulation G, the Company has provided quantitative reconciliations within the press release of the non-GAAP financial measures to the most directly comparable GAAP financial measures.
The information in this Current Report included in this Item 2.02, including the exhibit included herewith, is furnished pursuant to Item 2.02 and shall not be deemed to be filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
(c) Exhibits
Exhibit 99.01. The press release of Herbst Gaming, Inc. (the “Company”) dated November 2, 2004, announcing the results for the quarter ended September 30, 2004.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | HERBST GAMING, INC. | |
| | (Registrant) | |
| | | |
| | | |
Date: November 2, 2004 | By: | /s/ Mary E. Higgins | |
| | Mary E. Higgins | |
| | Chief Financial Officer | |
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EXHIBIT INDEX
Exhibit
Number | | Description |
99.01 | | Press release issued by Herbst Gaming, Inc. on November 2, 2004
(announcing results for the quarter period ended September 30, 2004). |
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