UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 15, 2021
GOLD RESOURCE CORPORATION
(Exact name of registrant as specified in its charter)
| Colorado | 001-34857 | 84-1473173 |
(State or other jurisdiction of
incorporation or organization) | (Commission File
Number) | (I.R.S. Employer
Identification No.) |
2886 Carriage Manor Point, Colorado Springs, Colorado 80906
(Address of Principal Executive Offices) (Zip Code)
(303) 320-7708
(Registrant’s telephone number including area code)
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol | Name of each exchange where registered |
| Common Stock | GORO | NYSE American |
Check the appropriate box below if the form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers |
(b) On January 15, 2021, Bill Conrad, a member of the Board of Directors of Gold Resource Corporation (the “Company”) and its Audit and Compensation Committees, resigned from the Board due to personal reasons. Mr. Conrad did not advise the registrant of any disagreement with the Company on any matter relating to its operations, policies or practices. Effective as of January 15, 2021, Joseph Driscoll, an independent member of the Board of Directors, will be appointed to serve on the Company’s Audit Committee and Compensation Committee. The Nominating and Corporate Governance Committee will commence a search for a suitable candidate to appoint to the board to fill the vacancy created by Mr. Conrad’s resignation.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
The following materials are furnished as exhibits to this Current Report on Form 8-K.
| | Exhibit No. | | Description |
| | 104 | | Cover Page Interactive Data File (formatted in Inline XBRL and contained in Exhibit 101) |
SIGNATURE
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
| | GOLD RESOURCE CORPORATION |
| | | |
| | | |
| Date: January 15, 2021 | By: | /s/ Allen J. Palmiere |
| | Name: | Allen J. Palmiere |
| | Title: | Chief Executive Officer |
