SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934
Date of Report: December 1, 2005
S3 INVESTMENT COMPANY, INC.
(Exact Name of Registrant as Specified in its Charter)
California | 000-28767 | 33-0906297 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
43180 Business Park Dr., Suite 202 Temecula CA 92590
(Address of principal executive offices)
Registrant's telephone number, including area code: (951) 587-3618
N/A |
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2 below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02. Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officer
On December 1, 2005, the Company accepted the resignation from Brad Smith as the Company’s Executive Vice President effective immediately. The Company currently has not appointed anyone to fill this vacancy created by the resignation of Mr. Smith.
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On December 5, 2005, the Company appointed Mr. Gary Nerison, age 68, as a member of the Board of Directors, Audit Committee and Investment Committee effective immediately. Mr. Nerison entered into an agreement with the Company, effective as of December 5, 2005. The agreement has a twelve month term, subject to renewal upon agreement of parties. Under the agreement, he is entitled to a monthly $1,000 fee for services rendered. The board now consists of Chris Bickel, Ted Tanski, Sr. and Gary Nerison.
Mr. Nerison is an experienced entrepreneur in commercial real estate and loan brokerage companies. With his rich business commercial real estate background, over the last 36 years, Mr. Nerison has initiated and led to growth several commercial real estate and loan brokerage companies. In 1998, he founded a loan brokerage firm placing venture loans for new business, which he still currently manages. Since 2002, he has been the Co-founder and President of World Health and Education Foundation, a charitable organization. Mr. Nerison attended Augustana College in Sioux Falls, South Dakota with Major in Economics.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
S3 INVESTMENT COMPANY, INC.
December 7, 2005 | /s/ Chris Bickel |
Date | Chris Bickel |
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