UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): January 29, 2013
Neah Power Systems, Inc.
(Exact Name of Registrant as Specified in Charter)
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Nevada | 000-49962 | 88-0418806 |
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
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22118 20th Avenue SE, Suite 142 Bothell, Washington |
| 98021 |
(Address of principal executive offices) |
| (Zip Code) |
Registrant’s telephone number, including area code: (425) 424-3324
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Information About Forward-Looking Statements
This Current Report on Form 8-K of contains forward-looking statements. The words or phrases "would be," "will allow," "intends to," "will likely result," "are expected to," "will continue," "is anticipated," "estimate," "project," or similar expressions are intended to identify "forward-looking statements." Neah Power Systems, Inc.’s financial and operational results reflected herein should not be construed by any means as representative of the current or future value of its common stock. All information set forth in this Current Report on Form 8-K, except historical and factual information, represents forward-looking statements. This includes all statements about the Company’s plans, beliefs, estimates and expectations. These statements are based on current estimates and projections, which involve certain risks and uncertainties that could cause actual results to differ materially from those in the forward-looking statements. These risks and uncertainties include issues related to: rapidly changing technology and evolving standards in the industries in which the Company and its subsidiaries operate; the ability to obtain sufficient funding to continue operations, maintain adequate cash flow, profitably exploit new business, license and sign new agreements; the unpredictable nature of consumer preferences; and other factors set forth in the Company's most recently filed annual report and registration statement. Readers are cautioned not to place undue reliance on these forward-looking statements, which reflect management's analysis only as of the date hereof. The Company undertakes no obligation to publicly revise these forward-looking statements to reflect events or circumstances that arise after the date hereof. Readers should carefully review the risks and uncertainties described in other documents that the Company files from time to time with the U.S. Securities and Exchange Commission (the “SEC”).
Item 1.01 Entry into a Material Definitive Agreement.
EXPLANATORY NOTE
Neah Power Systems, Inc. (the “Company”) files this Form 8-K/A to amend the Form 8-K filed with the Securities and Exchange Commission on February 25, 2013, announcing the execution and delivery of a sales and purchase agreement, dated January 29, 2013, with Ion Geophysical Corporation (the “ION Contract”). A copy of a redacted ION Contract was filed with the Commission on May 20, 2013 as Exhibit 10.47 to the Company’s Form 10-Q for the quarter ended March 31, 2013. The Exhibit 10.47 version of the ION Contract filed herewith amends the prior version and contains the redactions approved by the Commission pursuant to its Order Granting Confidential Treatment under the Securities Exchange Act of 1934, dated November 6, 2013.
Item 9.01 Financial Statements and Exhibits.
(c) Exhibits.
Exhibit Number |
| Description of Exhibit |
10.47 |
| Commercial Contract for PowerChipTM Fuel Cell for Ion Geophysical Corporation, dated January 29, 2013 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Neah Power Systems, Inc.
By: /s/ David Schmidt
Acting Principal Financial Officer
Date: November 20, 2013