UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): February 16, 2016
WIZARD WORLD, INC.
(Exact name of registrant as specified in its charter)
| Delaware | | 000-33383 | | 98-0357690 |
(State or other jurisdiction of incorporation) | | (Commission
File Number) | | (I.R.S. Employer Identification No.) |
2201 Park Place, Suite 101
El Segundo, CA 90245
(Address of principal executive offices)
(310) 648-8410
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
Item 4.01 Changes in Registrant’s Certifying Accountant.
(a) Dismissal of Independent Registered Public Accounting Firm
Effective on February 16, 2016, the board of directors (the “Board”) of Wizard World, Inc. (the “Company”) dismissed Li & Company, P.C. (“Li & Company”), as the Company’s independent registered public accounting firm.
Li & Company’s report on the financial statements for the fiscal years ended December 31, 2014 and 2013, contained no adverse opinion or disclaimer of opinion, and were not qualified or modified as to uncertainty, audit scope or accounting principle. During the fiscal years ended December 31, 2014 and 2013, and in the subsequent interim periods through February 16, 2016, the date of dismissal of Li & Company, there were no disagreements with Li & Company on any matter of accounting principles or practices, financial statement disclosure or auditing scope or procedure, which disagreements, if not resolved to the satisfaction of Li & Company, would have caused them to make reference to the subject matter of the disagreements in its reports on the financial statements for such year. During the fiscal years ended December 31, 2014 and 2013, and in the subsequent interim period through February 16, 2016, the date of dismissal of Li & Company, there were no reportable events as defined in Item 304(a)(1)(v) of Regulation S-K.
The Company has provided a copy of the above disclosures to Li & Company and requested Li & Company to provide it with a letter addressed to the U.S. Securities and Exchange Commission stating whether or not Li & Company agrees with the above disclosures. A copy of Li & Company’s letter, dated February 18, 2016, confirming its agreement with the disclosures in this Item 4.01 is attached as Exhibit 16.1 to this Form 8-K.
(b) New Independent Registered Public Accounting Firm
Effective on February 16, 2016, the Board approved the engagement of Rosenberg Rich Baker Berman & Company (“RRBB”), as the Company’s new independent registered public accounting firm.
During the fiscal year ended December 31, 2014, and the subsequent interim period prior to the engagement of RRBB, the Company has not consulted RRBB regarding (i) the application of accounting principles to any specified transaction, either completed or proposed; (ii) the type of audit opinion that might be rendered on the Company’s financial statements, and either a written report was provided to the registrant or oral advice was provided that the new accountant concluded was an important factor considered by the registrant in reaching a decision as to the accounting, auditing or financial reporting issue; or (iii) any matter that was either the subject of a disagreement (as defined in Item 304(a)(1)(v)) or a reportable event (as defined in Item 304(a)(1)(v)).
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit No. | | Description |
| | | |
| 16.1 | | Letter of Li & Company, P.C., dated February 18, 2016* |
* Filed herewith
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | WIZARD WORLD, INC. |
| | | |
| Date: February 22, 2016 | By: | /s/ John Macaluso |
| | Name: | John Macaluso |
| | Title: | Chief Executive Officer |
