UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 8)*
Avenida de la Cúspide, No. 4755
Colonia Parques del Pedregal
14010 México City, México
(525-52) 623-06-10
Authorized to Receive Notices and Communications)
Roman A. Bninski Esq.
Curtis, Mallet-Prevost, Colt & Mosle LLP
101 Park Avenue
New York, NY 10178
December 18, 2009
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.o
Note:Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. | 40051D105 | Page | 2 | of | 14 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) José F. Serrano Segovia | ||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS): | ||||||||||
Not Applicable | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
Not Applicable | |||||||||||
6 | CITIZEN OR PLACE OF ORGANIZATION | ||||||||||
United Mexican States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 36,071,459 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 561,350 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 36,071,459 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
561,350 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
36,632,809 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
Not Applicable | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
35.9% | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
CUSIP No. | 40051D105 | Page | 3 | of | 14 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Ramón Serrano Segovia | ||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS): | ||||||||||
Not Applicable | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
Not Applicable | |||||||||||
6 | CITIZEN OR PLACE OF ORGANIZATION | ||||||||||
United Mexican States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 4,584,384 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 561,350 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 4,584,384 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
561,350 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
5,145,734 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
Not Applicable | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
5.0% | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
CUSIP No. | 40051D105 | Page | 4 | of | 14 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Servicios Directivos Servia, S.A. de C.V. | ||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS): | ||||||||||
Not Applicable | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
Not Applicable | |||||||||||
6 | CITIZEN OR PLACE OF ORGANIZATION | ||||||||||
United Mexican States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 560,850 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 560,850 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
560,850 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
Not Applicable | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0.5% | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
CO |
CUSIP No. | 40051D105 | Page | 5 | of | 14 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Promotora Servia, S.A. de C.V. | ||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS): | ||||||||||
Not Applicable | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
Not Applicable | |||||||||||
6 | CITIZEN OR PLACE OF ORGANIZATION | ||||||||||
United Mexican States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 500 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 560,850 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 500 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
560,850 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
561,350 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
Not Applicable | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0.5% | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
CO |
Page | 6 | of | 14 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Vex Asesores Corporativos, S.A.P.I. de C.V. | ||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS): | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
Not Applicable | |||||||||||
6 | CITIZEN OR PLACE OF ORGANIZATION | ||||||||||
United Mexican States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 28,359,964 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 28,359,964 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
28,359,964 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
Not Applicable | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
27.8% | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
CO |
Page | 7 | of | 14 |
Page | 8 | of | 14 |
Page | 9 | of | 14 |
Page | 10 | of | 14 |
Page | 11 | of | 14 |
/s/ José F. Serrano Segovia | ||||
José F. Serrano Segovia | ||||
/s/ Ramón Serrano Segovia | ||||
Ramón Serrano Segovia | ||||
PROMOTORA SERVIA, S.A. de C.V. | ||||
/s/ José F. Serrano Segovia | ||||
By: José F. Serrano Segovia | ||||
Its: | Chairman of the Board and Chief Executive Officer | |||
SERVICIOS DIRECTIVOS SERVIA, S.A de C.V. | ||||
/s/ José F. Serrano Segovia | ||||
By: José F. Serrano Segovia | ||||
Its: | Chairman of the Board and Chief Executive Officer | |||
VEX ASESORES CORPORATIVOS, S.A.P.I. DE C.V. | ||||
/s/ José F. Serrano Segovia | ||||
By: José F. Serrano Segovia | ||||
Its: | Chairman of the Board and Chief Executive Officer | |||
Page | 12 | of | 14 |
Present Principal Occupation | ||||
Name | Business Address | and Address | ||
Susana Lugo Zamora | Obrero Mundial #520 Despacho 202, | Finance Manager | ||
(Executive Officer) | Colonia Narvarte, | Vex Asesores Corporativos, S.A.P.I. de C.V. | ||
Delegación Benito Juárez, | Promotora Servia, S.A. de C.V. | |||
03000 México City, México | Servicios Directivos Servia, S.A. de C.V. | |||
Same address as Business Address |
Page | 13 | of | 14 |