FORM6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule13a-16 or15d-16 of
the Securities Exchange Act of 1934
Commission File Number:1-15270
For the month of December 2019
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi1-chome
Chuo-ku, Tokyo103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form20-F or Form40-F.
Form20-F X Form40-F
Indicate by check mark if the registrant is submitting the Form6-K in paper as permitted by RegulationS-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form6-K in paper as permitted by RegulationS-T Rule 101(b)(7):
Information furnished on this form:
Exhibit Number
| 1. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||||
| Date: December 12, 2019 | By: | /s/ Go Sugiyama | ||||
| Go Sugiyama | ||||||
| Senior Managing Director | ||||||
[Translation of Share Buyback Report for the reporting month from November 1, 2019 to November 30, 2019 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on December 12, 2019]
Class of Shares:Common Stock
| 1. | Status of repurchase |
| (1) | Status of a repurchase pursuant to a resolution at a general meeting of shareholders |
Not applicable
| (2) | Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”) |
as of November 30, 2019
| Number of Shares | Total Repurchase Amount (JPY) | |||||||||||
Authorization pursuant to the resolution of the Board (June 18, 2019) (Period of repurchase: from June 19, 2019 to March 31, 2020 (excluding the ten business days following the announcement of each quarterly financial results)) | 300,000,000 | 150,000,000,000 | ||||||||||
Repurchases during this reporting month (Date of repurchase) | | (Date) November 14 November 15 November 18 November 19 November 20 November 21 November 22 November 25 November 26 November 27 November 28 November 29 |
| | 3,790,000 2,597,600 2,872,500 2,376,700 2,688,700 3,550,000 2,169,700 3,148,300 3,700,000 2,519,400 2,127,100 3,381,100 |
| | 1,995,239,040 1,378,098,280 1,528,161,670 1,277,627,760 1,457,339,800 1,909,875,080 1,187,617,060 1,744,273,570 2,049,366,210 1,388,525,850 1,179,988,350 1,898,370,360 |
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Total | — | 34,921,100 | 18,994,483,030 | |||||||||
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| Aggregate shares repurchased as of the end of this reporting month | 194,787,600 | 91,071,750,580 | ||||||||||
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| Progress of share repurchase (%) | 64.9 | 60.7 | ||||||||||
2. Status of disposition
as of November 30, 2019
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| Number of shares disposed in the reporting month | Aggregate amount of disposition (JPY) | |||||||||
Treasury shares disposed subject to procedures for issuance of new shares | (Date) — | — | — | |||||||
Subtotal | — | — | — | |||||||
Treasury shares canceled | (Date) — | — | — | |||||||
Subtotal | — | — | — | |||||||
Treasury shares transferred upon merger, share exchange or demerger | (Date) — | — | — | |||||||
Subtotal | — | — | — | |||||||
Other (upon request for purchasing“less-than-a-full-unit shares”) | (Date) — | — | — | |||||||
Subtotal | — | — | — | |||||||
Other (exercise of stock acquisition rights) | (Date) November 1 November 5 November 6 November 7 November 8 November 11 November 12 November 13 November 14 November 15 November 18 November 19 November 20 November 21 November 22 November 25 November 26 November 27 November 28 November 29 | | 555,600 47,900 270,900 1,061,300 173,700 62,100 222,200 67,200 52,400 10,200 140,500 43,900 15,500 449,100 37,900 22,000 21,100 75,700 25,000 89,900 |
| | 8,574,600 3,314,900 9,477,900 4,031,300 5,816,700 3,329,100 1,113,200 67,200 52,400 10,200 140,500 43,900 15,500 449,100 37,900 22,000 21,100 75,700 25,000 89,900 |
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Subtotal | — | 3,444,100 | 36,708,100 | |||||||
Total | — | 3,444,100 | 36,708,100 | |||||||
| 3. | Status of shares held in treasury |
| as of November 30, 2019 | ||||
As of the end of the reporting month | Number of Shares | |||
Total number of issued shares | 3,493,562,601 | |||
Number of shares held in treasury | 355,144,293 | |||
Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange forcontribution-in-kind of monetary compensation claims on May 7, 2019.
