FORM6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule13a-16 or15d-16 of
the Securities Exchange Act of 1934
Commission File Number:1-15270
For the month of January 2020
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi1-chome
Chuo-ku, Tokyo103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form20-F or Form40-F.
Form20-F X Form40-F
Indicate by check mark if the registrant is submitting the Form6-K in paper as permitted by RegulationS-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form6-K in paper as permitted by RegulationS-T Rule 101(b)(7):
Information furnished on this form:
EXHIBIT
Exhibit Number
| 4.9. | Senior Debt Indenture between Nomura Holdings, Inc. and Citibank, N.A., as Trustee | |
| 4.10. | Form of $1,500,000,000 2.648% Senior Notes due 2025 | |
| 4.11. | Form of $1,500,000,000 3.103% Senior Notes due 2030 | |
| 5.3. | Opinion of Sullivan & Cromwell LLP | |
| 5.4. | Opinion of Anderson Mori & Tomotsune | |
The registrant hereby incorporates Exhibits 4.9, 4.10, 4.11, 5.3 and 5.4 to this report on Form6-K by reference in the prospectus that is part of the Registration Statement on FormF-3 (RegistrationNo. 333-229191) of the registrant, filed with the Securities and Exchange Commission on January 11, 2019.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||||
| Date: January 16, 2020 | By: | /s/ Go Sugiyama | ||||
| Go Sugiyama | ||||||
| Senior Managing Director | ||||||
