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6-K Filing
Nomura (NMR) 6-KCurrent report (foreign)
Filed: 31 Jan 20, 6:28am
FORM6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule13a-16 or15d-16 of
the Securities Exchange Act of 1934
Commission File Number:1-15270
For the month of January 2020
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi1-chome
Chuo-ku, Tokyo103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form20-F or Form40-F.
Form20-F X Form40-F
Indicate by check mark if the registrant is submitting the Form6-K in paper as permitted by RegulationS-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form6-K in paper as permitted by RegulationS-T Rule 101(b)(7):
Information furnished on this form:
Exhibit Number | ||
1. | (English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
NOMURA HOLDINGS, INC. | ||||
Date: January 31, 2020 | By: | /s/ Go Sugiyama | ||
Go Sugiyama | ||||
Senior Managing Director |
[Translation of Extraordinary Report Filed with the Director General of the Kanto Finance Bureau on January 31, 2020]
1. | Reason for Submission |
As a change in Representative Executive Officers has been resolved at the Board of Directors meeting held on January 30, 2020, the Company hereby files this Extraordinary Report pursuant to Article24-5, Clause 4 of Financial Instruments and Exchange Act and Article 19, Clause 2, Item 9 of Cabinet Office Ordinance on Disclosure of Corporate Information, Etc.
2. | Matters Reported |
(1) Representative Executive Officer to retire
Name (Date of Birth)
| New Title and Position | Former Title and Position | Number of Shareholdings (in hundreds) | Date of Change | ||||
Shoichi Nagamatsu (Jul. 6, 1958) |
Director |
Director, Representative Executive Officer, Deputy President
|
2,115 |
Mar 31, 2020 |
øThe Number of Shareholdings is stated as of September 30, 2019.
(2) Representative Executive Officer to be appointed
Title and Position | Name (Date of Birth) | Date of Change |
Number of (in hundreds)
| Business Experience | ||||||
Representative Executive Officer | Toshio Morita (Apr. 17, 1961) | Apr. 1, 2020 | 2,417 | Apr. 1985
| Joined the Company
| |||||
Apr. 2008 | Senior Managing Director of Nomura Securities Co., Ltd. | |||||||||
Oct. 2008 | Senior Managing Director of Nomura Securities Co., Ltd. | |||||||||
Apr. 2010 | Senior Corporate Managing Director of Nomura Securities Co., Ltd. | |||||||||
Apr. 2011 | Senior Corporate Managing Director of the Company | |||||||||
Apr. 2012 | Senior Corporate Managing Director of the Company
Senior Corporate Managing Director of Nomura Securities Co., Ltd. | |||||||||
Aug. 2012 | Executive Managing Director of the Company
Executive Vice President of Nomura Securities Co., Ltd. | |||||||||
Apr. 2015 | Executive Managing Director of the Company
Executive Managing Director and Executive Vice President of Nomura Securities Co., Ltd. | |||||||||
Apr. 2016 | Representative Executive Officer and Deputy President of Nomura Securities Co., Ltd. | |||||||||
Apr. 2017 | Executive Managing Director of the Company Director
Representative Executive Officer and President of Nomura Securities Co., Ltd. | |||||||||
Apr. 2018 | Executive Managing Director and GroupCo-COO of the Company
Director, Representative Executive Officer and President of Nomura Securities Co., Ltd. | |||||||||
Apr. 2019 | Executive Managing Director and GroupCo-COO of the Company (Current)
Representative Director and President of Nomura Securities Co., Ltd. (Current) |
øThe Number of Shareholdings is stated as of September 30, 2019.
END