FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of July 2021
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
13-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
EXHIBIT
Exhibit Number
| 4.12. | Form of $1,250,000,000 1.653% Senior Notes due 2026 | |
| 4.13. | Form of $1,000,000,000 2.172% Senior Notes due 2028 | |
| 4.14. | Form of $1,000,000,000 2.608% Senior Notes due 2031 | |
| 5.5. | Opinion of Sullivan & Cromwell LLP | |
| 5.6. | Opinion of Anderson Mori & Tomotsune | |
The registrant hereby incorporates Exhibits 4.12, 4.13, 4.14, 5.5 and 5.6 to this report on Form 6-K by reference in the prospectus that is part of the Registration Statement on Form F-3 (Registration No. 333-229191) of the registrant, filed with the Securities and Exchange Commission on January 11, 2019.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||||
| Date: July 12, 2021 | By: | /s/ Kenichiro Asano | ||||
| Kenichiro Asano | ||||||
Managing Director Treasury Department | ||||||
