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FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of April 2022
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
13-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
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Information furnished on this form:
| Exhibit Number | ||
| 1. | ||
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||
| Date: April 25, 2022 | By: | /s/ Yoshifumi Kishida | ||
Yoshifumi Kishida | ||||
Senior Managing Director | ||||
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Nomura Determines to Submit Shelf Registration Statement
Tokyo, April 25, 2022—Nomura Holdings, Inc. (the “Company”) today announced that its Executive Management Board has determined to submit another shelf registration statement regarding the disposition of treasury stock on May 13, 2022 because the planned two-year issuance period of the shelf registration statement regarding the disposition of treasury stock that was filed on May 14, 2020 (effective date: May 22, 2020) will expire on May 21, 2022.
| 1. | Purpose of Shelf Registration | To grant Restricted Stock Units (RSUs) based on the RSU plan (the “Plan”) for directors, executive officers, and employees of the Company and its subsidiaries as deferred compensation using the Company’s treasury stock | ||
| 2. | Class of Securities to be Offered | Shares of common stock of the Company | ||
| 3. | Scheduled Issue Period | For the period from the scheduled effective date of the shelf registration to the date that is two years from such scheduled effective date (From May 22, 2022 to May 21, 2024) | ||
| 4. | Scheduled Issue Amount | Maximum amount shall be up to 50,000,000,000 yen. | ||
| 5. | Use of Proceeds | The disposition of treasury stock concerning the shelf registration is conducted based on the Plan and is not intended to raise funds. | ||
| ends |
For further information please contact:
Name | Company | Telephone | ||||
Kenji Yamashita | Nomura Holdings, Inc. Group Corporate Communications Dept. | 81-3-3278-0591 |
Nomura
Nomura is a global financial services group with an integrated network spanning over 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Wholesale (Global Markets and Investment Banking), and Investment Management. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.