FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of June 2024
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
13-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
Exhibit Number | ||
| 1. | Capitalization and Indebtedness as of March 31, 2024 | |
The registrant hereby incorporates Exhibit 1 to this report on Form 6-K by reference (i) in the prospectus that is part of the Registration Statement on Form F-3 (Registration No. 333-261756) of the registrant, filed with the SEC on December 20, 2021 and (ii) in the prospectus that is part of the Registration Statement on Form F-3 (Registration No. 333-273353) of the registrant and of Nomura America Finance, LLC, filed with the SEC on July 20, 2023.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||||
| Date: June 26, 2024 | By: | /s/ Yoshifumi Kishida | ||||
| Yoshifumi Kishida | ||||||
| Senior Managing Director | ||||||
CAPITALIZATION AND INDEBTEDNESS
The following table sets forth, on a U. S. GAAP basis, the consolidated capitalization and indebtedness of Nomura Holdings, Inc. (“Nomura” or “NHI”) as of March 31, 2024. There has been no material change in Nomura’s capitalization and indebtedness since March 31, 2024.
| Millions of yen | ||||
| As of March 31, 2024 | ||||
Short-term borrowings | ¥ | 1,054,717 | ||
Long-term borrowings | 12,452,115 | |||
NHI shareholders’ equity: | ||||
Common stock | ||||
Authorized—6,000,000,000 shares as of March 31, 2024 | ||||
Issued—3,163,562,601 shares as of March 31, 2024 | ||||
Outstanding—2,970,755,160 shares as of March 31, 2024 | 594,493 | |||
Additional paid-in capital | 708,785 | |||
Retained earnings | 1,705,725 | |||
Accumulated other comprehensive income | 459,984 | |||
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Total NHI shareholders’ equity before treasury stock | 3,468,987 | |||
Common stock held in treasury, at cost—192,807,441 shares as of March 31, 2024 | (118,798 | ) | ||
|
| |||
Total NHI shareholders’ equity | 3,350,189 | |||
Noncontrolling interests | 98,324 | |||
|
| |||
Total equity | 3,448,513 | |||
|
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Total capitalization and indebtedness | ¥ | 16,955,345 | ||
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Nomura enters into various guarantee arrangements in the form of standby letters of credit and other guarantees with third parties. The amount of potential future payments under these guarantee contracts outstanding was ¥3,561,640 million as of March 31, 2024.
