The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Common | 002824100 | 1,677 | 36,200 | SH | SOLE | 36,200 | 0 | 0 | ||
AbbVie Inc. | Common | 00287Y109 | 1,300 | 22,200 | SH | SOLE | 22,200 | 0 | 0 | ||
Aberdeen Australia Eq Fd | Common | 003011103 | 2,762 | 386,279 | SH | SOLE | 386,279 | 0 | 0 | ||
Aberdeen Chile Fund, Inc. | Common | 168834109 | 1,433 | 191,515 | SH | SOLE | 191,515 | 0 | 0 | ||
Aberdeen Greater China Fd, Inc | Common | 003031101 | 621 | 60,482 | SH | SOLE | 60,482 | 0 | 0 | ||
Aberdeen Singapore Fund, Inc. | Common | 003244100 | 492 | 43,301 | SH | SOLE | 43,301 | 0 | 0 | ||
ACE Limited | Common | H0023R105 | 780 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
Actavis Plc | Common | G0083B108 | 2,584 | 8,683 | SH | SOLE | 8,683 | 0 | 0 | ||
Adams Express Co. | Common | 006212104 | 5,266 | 377,233 | SH | SOLE | 377,233 | 0 | 0 | ||
Advent Claymore Enh Gwth&Incm | Common | 00765E104 | 1,420 | 150,741 | SH | SOLE | 150,741 | 0 | 0 | ||
AES Corporation | Common | 00130H105 | 162 | 12,600 | SH | SOLE | 12,600 | 0 | 0 | ||
Aetna Inc. | Common | 00817Y108 | 1,491 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
AFLAC Inc. | Common | 001055102 | 352 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
Air Products & Chemicals | Common | 009158106 | 303 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
AllianceBern Global High Inc | Common | 01879R106 | 1,413 | 112,427 | SH | SOLE | 112,427 | 0 | 0 | ||
AllianzGI Equity & Convertible | Common | 018829101 | 630 | 31,812 | SH | SOLE | 31,812 | 0 | 0 | ||
AllianzGI NFJ Dividend Inte Fd | Common | 01883A107 | 10,016 | 613,742 | SH | SOLE | 613,742 | 0 | 0 | ||
Allstate Corporation | Common | 020002101 | 285 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
Alpine Global Dynamic Div | Common | 02082E205 | 2,319 | 224,905 | SH | SOLE | 224,905 | 0 | 0 | ||
Alpine Global Premier Prop Fd | Sh Ben Int | 02083A103 | 7,842 | 1,146,471 | SH | SOLE | 1,146,471 | 0 | 0 | ||
Alpine Total Dynamic Div. | Sh Ben Int | 021060207 | 9,489 | 1,064,929 | SH | SOLE | 1,064,929 | 0 | 0 | ||
Altria Group Inc | Common | 02209S103 | 850 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
American Electric Power | Common | 025537101 | 225 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
American Express Co. | Common | 025816109 | 1,406 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
American Intl Group, Inc. | Common | 026874784 | 438 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
Ameriprise Financial, Inc. | Common | 03076C106 | 523 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
Amgen Inc. | Common | 031162100 | 3,804 | 23,800 | SH | SOLE | 23,800 | 0 | 0 | ||
Anthem, Inc. | Common | 036752103 | 1,699 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
Aon Corp cl A | Common, Cl A | G0408V102 | 1,057 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
Apple Inc. | Common | 037833100 | 16,462 | 132,300 | SH | SOLE | 132,300 | 0 | 0 | ||
Archer Daniels Midland | Common | 039483102 | 995 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
AT&T Inc. | Common | 00206R102 | 1,392 | 42,628 | SH | SOLE | 42,628 | 0 | 0 | ||
Bank of New York Mellon Corp. | Common | 064058100 | 241 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
Baxter International | Common | 071813109 | 1,349 | 19,700 | SH | SOLE | 19,700 | 0 | 0 | ||
Berkshire Hathaway cl B | Common, Cl B | 084670702 | 3,608 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Biogen Inc. | Common | 09062X103 | 844 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BlackRock Corp High Yd Fd, Inc | Common | 09255P107 | 3,126 | 280,109 | SH | SOLE | 280,109 | 0 | 0 | ||
BlackRock Debt Strat. Fd | Common | 09255R103 | 919 | 246,434 | SH | SOLE | 246,434 | 0 | 0 | ||
Blackrock Global Opportunities | Common | 092501105 | 8,938 | 643,926 | SH | SOLE | 643,926 | 0 | 0 | ||
Blackrock Inc. | Common | 09247X101 | 1,280 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
Blackrock Intl Growth & Inc Tr | Sh Ben Int | 092524107 | 1,447 | 204,156 | SH | SOLE | 204,156 | 0 | 0 | ||
Blackrock Resources&Commod. | Common | 09257A108 | 16,076 | 1,681,602 | SH | SOLE | 1,681,602 | 0 | 0 | ||
BlackRock Util and Infra Trust | Common | 09248D104 | 1,035 | 52,790 | SH | SOLE | 52,790 | 0 | 0 | ||
Boeing Company | Common | 097023105 | 1,351 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
Capital One Financial Corp. | Common | 14040H105 | 552 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
Cardinal Health Inc. | Common | 14149Y108 | 542 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
Caterpillar Inc | Common | 149123101 | 1,361 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
CBS Corp. cl B | Common, Cl B | 124857202 | 243 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
Chevron Corp | Common | 166764100 | 1,050 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
China Fund | Common | 169373107 | 1,314 | 67,890 | SH | SOLE | 67,890 | 0 | 0 | ||
Cigna Corporation | Common | 125509109 | 906 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
Cisco Systems Inc. | Common | 17275R102 | 3,028 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
Clarion Global Real Est Inc | Common | 12504G100 | 11,381 | 1,271,663 | SH | SOLE | 1,271,663 | 0 | 0 | ||
Clear Bridge Engy MLP Opp Fd | Common | 18469P100 | 4,016 | 191,626 | SH | SOLE | 191,626 | 0 | 0 | ||
ClearBridge Energy MLP TR Fd | Common | 18469Q108 | 5,854 | 294,629 | SH | SOLE | 294,629 | 0 | 0 | ||
ClearBridge Enrgy MLP Fd | Common | 184692101 | 6,132 | 245,674 | SH | SOLE | 245,674 | 0 | 0 | ||
Clough Global Allocat. Fd | Sh Ben Int | 18913Y103 | 1,276 | 84,532 | SH | SOLE | 84,532 | 0 | 0 | ||
Clough Global Opps. Fund | Sh Ben Int | 18914E106 | 964 | 77,334 | SH | SOLE | 77,334 | 0 | 0 | ||
Cognizant Tech Solutions | Common | 192446102 | 811 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
Cohen & Steers Infrastr Fd | Common | 19248A109 | 1,937 | 85,264 | SH | SOLE | 85,264 | 0 | 0 | ||
Cohen & Steers Quality | Common | 19247L106 | 12,037 | 969,154 | SH | SOLE | 969,154 | 0 | 0 | ||
Cohen & Steers REIT & Pfd | Common | 19247X100 | 12,971 | 666,893 | SH | SOLE | 666,893 | 0 | 0 | ||
Cohen & Steers Total Rtn Rlty | Common | 19247R103 | 4,667 | 340,879 | SH | SOLE | 340,879 | 0 | 0 | ||
Comcast cl A | Common, Cl A | 20030N101 | 4,519 | 80,025 | SH | SOLE | 80,025 | 0 | 0 | ||
Comcast cl A Special | Cl A Special | 20030N200 | 238 | 4,250 | SH | SOLE | 4,250 | 0 | 0 | ||
ConocoPhillips | Common | 20825C104 | 1,866 | 29,974 | SH | SOLE | 29,974 | 0 | 0 | ||
Corning Inc. | Common | 219350105 | 204 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
Costco Wholesale Corp | Common | 22160K105 | 757 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Credit Suisse Asset Mgmt Fd | Common | 224916106 | 105 | 32,850 | SH | SOLE | 32,850 | 0 | 0 | ||
CSX Corporation | Common | 126408103 | 662 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CVS Health Corporation | Common | 126650100 | 4,297 | 41,630 | SH | SOLE | 41,630 | 0 | 0 | ||
Deere & Company | Common | 244199105 | 1,140 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
Delaware Enhanced Glbl Div | Common | 246060107 | 3,486 | 303,906 | SH | SOLE | 303,906 | 0 | 0 | ||
Delphi Automotive PLC | Common | G27823106 | 399 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Delta Air Lines, Inc. | Common | 247361702 | 989 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
Deutsche Hi Inc Oppor Fd, Inc. | Common | 25158Y102 | 2,053 | 142,970 | SH | SOLE | 142,970 | 0 | 0 | ||
Deutsche High Income Trust | Common | 25155R100 | 148 | 16,670 | SH | SOLE | 16,670 | 0 | 0 | ||
Deutsche Multi-Market Incm Tr | Common | 25160E102 | 1,861 | 219,998 | SH | SOLE | 219,998 | 0 | 0 | ||
Deutsche Strategic Income Trus | Common | 25160F109 | 682 | 58,024 | SH | SOLE | 58,024 | 0 | 0 | ||
Devon Energy Corp | Common | 25179M103 | 814 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
DIRECTV | Common | 25490A309 | 1,149 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
Discover Financial Services | Common | 254709108 | 394 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
Dow Chemical Company | Common | 260543103 | 1,943 | 40,500 | SH | SOLE | 40,500 | 0 | 0 | ||
Duff & Phelps Glbl Utl Inc Fnd | Common | 26433C105 | 4,075 | 206,307 | SH | SOLE | 206,307 | 0 | 0 | ||
Eaton Vance Rsk Mgned Dv Fd | Common | 27829G106 | 5,290 | 488,928 | SH | SOLE | 488,928 | 0 | 0 | ||
eBay Inc. | Common | 278642103 | 865 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Ecolab Inc | Common | 278865100 | 858 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
EMC Corporation | Common | 268648102 | 332 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
EOG Resources Inc | Common | 26875P101 | 1,742 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
Exelon Corp | Common | 30161N101 | 807 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
Express Scripts Holding Co. | Common | 30219G108 | 1,041 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
Exxon Mobil Corporation | Common | 30231G102 | 6,030 | 70,936 | SH | SOLE | 70,936 | 0 | 0 | ||
Facebook, Inc. cl A | Common, Cl A | 30303M102 | 1,727 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
FedEx Corp | Common | 31428X106 | 993 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
Fifth Third Bancorp | Common | 316773100 | 386 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
First Trust Energy Infra Fund | Common | 33738C103 | 1,767 | 77,559 | SH | SOLE | 77,559 | 0 | 0 | ||
First Trust High Incm Lg/St Fd | Common | 33738E109 | 577 | 35,239 | SH | SOLE | 35,239 | 0 | 0 | ||
First Trust Mortgage Incm Fd | Common | 33734E103 | 420 | 28,308 | SH | SOLE | 28,308 | 0 | 0 | ||
Ford Motor Company | Common | 345370860 | 1,307 | 81,000 | SH | SOLE | 81,000 | 0 | 0 | ||
Franklin Resources, Inc. | Common | 354613101 | 872 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
Franklin Universal Trust | Sh Ben Int | 355145103 | 268 | 37,015 | SH | SOLE | 37,015 | 0 | 0 | ||
Gabelli Equity Trust | Common | 362397101 | 4,779 | 735,305 | SH | SOLE | 735,305 | 0 | 0 | ||
Gabelli Global Utly & Income | Common | 36242L105 | 969 | 52,289 | SH | SOLE | 52,289 | 0 | 0 | ||
Gabelli Healthcare&Wellness | Common | 36246K103 | 990 | 87,880 | SH | SOLE | 87,880 | 0 | 0 | ||
GAMCO Global Gold Natural Res | Sh Ben Int | 36465A109 | 583 | 83,820 | SH | SOLE | 83,820 | 0 | 0 | ||
GAMCO Natural Resources Gold | Common | 36465E101 | 1,856 | 232,579 | SH | SOLE | 232,579 | 0 | 0 | ||
Gap Inc. | Common | 364760108 | 303 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
GDL Fund (The) | Sh Ben Int | 361570104 | 2,794 | 270,249 | SH | SOLE | 270,249 | 0 | 0 | ||
General American Investors Co. | Common | 368802104 | 2,880 | 82,321 | SH | SOLE | 82,321 | 0 | 0 | ||
General Dynamics Corp. | Common | 369550108 | 407 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
General Electric Company | Common | 369604103 | 6,078 | 245,000 | SH | SOLE | 245,000 | 0 | 0 | ||
Gilead Sciences Inc. | Common | 375558103 | 1,374 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
Global High Income Fund Inc. | Common | 37933G108 | 1,972 | 225,321 | SH | SOLE | 225,321 | 0 | 0 | ||
Goldman Sachs Group Inc | Common | 38141G104 | 658 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
Google Inc Class A | Common | 38259P508 | 1,664 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Google Inc. Class C | Common | 38259P706 | 1,644 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Guggenheim Enh Eqty Strategy | Common | 40167K100 | 894 | 50,837 | SH | SOLE | 50,837 | 0 | 0 | ||
Guggenheim Eql Wt Eqty Incm Fd | Common | 40167M106 | 307 | 15,746 | SH | SOLE | 15,746 | 0 | 0 | ||
Halliburton Company | Common | 406216101 | 351 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
Hewlett-Packard Co | Common | 428236103 | 386 | 12,400 | SH | SOLE | 12,400 | 0 | 0 | ||
Home Depot Inc. | Common | 437076102 | 3,533 | 31,100 | SH | SOLE | 31,100 | 0 | 0 | ||
Honeywell Intl Inc | Common | 438516106 | 2,399 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
IBM Corp | Common | 459200101 | 2,745 | 17,100 | SH | SOLE | 17,100 | 0 | 0 | ||
Intel Corporation | Common | 458140100 | 3,377 | 108,000 | SH | SOLE | 108,000 | 0 | 0 | ||
International Paper Co. | Common | 460146103 | 405 | 7,300 | SH | SOLE | 7,300 | 0 | 0 | ||
Invesco High Income Trust II | Common | 46131F101 | 162 | 10,684 | SH | SOLE | 10,684 | 0 | 0 | ||
Invesco Senior Income Trust | Common | 46131H107 | 1,146 | 241,758 | SH | SOLE | 241,758 | 0 | 0 | ||
iShares Core S&P 500 ETF | ETF | 464287200 | 9,976 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
Japan Equity Fd | Common | 00306J109 | 322 | 39,782 | SH | SOLE | 39,782 | 0 | 0 | ||
Japan Smaller Cap Fd Inc | Common | 47109U104 | 130 | 13,109 | SH | SOLE | 13,109 | 0 | 0 | ||
John Hancock Financial Opportu | Sh Ben Int | 409735206 | 2,915 | 124,569 | SH | SOLE | 124,569 | 0 | 0 | ||
Johnson & Johnson | Common | 478160104 | 2,163 | 21,500 | SH | SOLE | 21,500 | 0 | 0 | ||
Johnson Controls, Inc. | Common | 478366107 | 1,059 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
JPMorgan Chase & Co | Common | 46625H100 | 4,624 | 76,332 | SH | SOLE | 76,332 | 0 | 0 | ||
JPMorgan China Region Fund | Common | 48126T104 | 195 | 10,867 | SH | SOLE | 10,867 | 0 | 0 | ||
Kellogg Company | Common | 487836108 | 528 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
Kinder Morgan Inc cl P | Common | 49456B101 | 715 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
Kraft Foods Group Inc | Common | 50076Q106 | 436 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Kroger Company | Common | 501044101 | 1,533 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Lazard World Div & Incme Fd | Common | 521076109 | 153 | 12,100 | SH | SOLE | 12,100 | 0 | 0 | ||
Liberty All Star Equity Fd | Common | 530158104 | 6,307 | 1,079,994 | SH | SOLE | 1,079,994 | 0 | 0 | ||
Liberty All Star Growth Fund | Common | 529900102 | 942 | 181,132 | SH | SOLE | 181,132 | 0 | 0 | ||
LMP Capital and Income Fund | Common | 50208A102 | 664 | 39,674 | SH | SOLE | 39,674 | 0 | 0 | ||
LMP Real Estate Income Fd Inc | Common | 50208C108 | 1,685 | 129,383 | SH | SOLE | 129,383 | 0 | 0 | ||
Lockheed Martin Corp. | Common | 539830109 | 1,928 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
Lowes Companies Inc. | Common | 548661107 | 670 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
LyondellBasell Industries cl A | Common, Cl A | N53745100 | 878 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Macy's Inc. | Common | 55616P104 | 844 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
Madison Strtg Sec Prm fd | Common | 558268108 | 291 | 24,161 | SH | SOLE | 24,161 | 0 | 0 | ||
Marsh & McLennan Company Inc | Common | 571748102 | 449 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
McKesson Corp | Common | 58155Q103 | 1,538 | 6,800 | SH | SOLE | 6,800 | 0 | 0 | ||
Merck & Co. Inc. | Common | 58933Y105 | 3,579 | 62,267 | SH | SOLE | 62,267 | 0 | 0 | ||
MetLife, Inc. | Common | 59156R108 | 1,693 | 33,500 | SH | SOLE | 33,500 | 0 | 0 | ||
Mexico Fund | Common | 592835102 | 260 | 12,118 | SH | SOLE | 12,118 | 0 | 0 | ||
MFS High Income Municipal Trus | Common | 59318D104 | 270 | 55,654 | SH | SOLE | 55,654 | 0 | 0 | ||
MFS Intermediate High Income F | Common | 59318T109 | 98 | 35,669 | SH | SOLE | 35,669 | 0 | 0 | ||
MFS Invstmt Grade Muni Trust | Common | 59318B108 | 253 | 26,806 | SH | SOLE | 26,806 | 0 | 0 | ||
Microsoft Corporation | Common | 594918104 | 894 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
Mondelez International Inc | Common | 609207105 | 1,047 | 29,000 | SH | SOLE | 29,000 | 0 | 0 | ||
Morgan Stanley | Common | 617446448 | 1,963 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
MS China A Fund | Common | 617468103 | 14,205 | 431,500 | SH | SOLE | 431,500 | 0 | 0 | ||
MS Thai Fund | Common | 882904105 | 512 | 58,691 | SH | SOLE | 58,691 | 0 | 0 | ||
MS Turkish Invest Fund | Common | 900145103 | 984 | 102,469 | SH | SOLE | 102,469 | 0 | 0 | ||
MSDW India Invest | Common | 61745C105 | 1,734 | 62,208 | SH | SOLE | 62,208 | 0 | 0 | ||
Neuberger Berman High Yd St Fd | Common | 64128C106 | 570 | 46,181 | SH | SOLE | 46,181 | 0 | 0 | ||
Neuberger Berman Real Est Sec | Common | 64190A103 | 6,084 | 1,122,549 | SH | SOLE | 1,122,549 | 0 | 0 | ||
New Ireland Fund Inc | Common | 645673104 | 343 | 26,320 | SH | SOLE | 26,320 | 0 | 0 | ||
NextEra Energy, Inc. | Common | 65339F101 | 624 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
Norfolk Southern Corp | Common | 655844108 | 618 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
Northrop Grumman Corp | Common | 666807102 | 966 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
Nuv Div Adv Mun Fd 3 | Sh Ben Int | 67070X101 | 1,342 | 94,601 | SH | SOLE | 94,601 | 0 | 0 | ||
Nuv Diver Div & Income | Common | 6706EP105 | 963 | 78,935 | SH | SOLE | 78,935 | 0 | 0 | ||
Nuv Qlty Pfd Inc 3 | Common | 67072W101 | 310 | 35,765 | SH | SOLE | 35,765 | 0 | 0 | ||
Nuv Real Estate Inc Fd | Common | 67071B108 | 2,207 | 185,148 | SH | SOLE | 185,148 | 0 | 0 | ||
Nuv Sel Qlty Mun Fd | Common | 670973106 | 273 | 19,397 | SH | SOLE | 19,397 | 0 | 0 | ||
Nuv Senior Income Fd | Common | 67067Y104 | 514 | 77,117 | SH | SOLE | 77,117 | 0 | 0 | ||
Nuveen Credit Strategies Incm | Common | 67073D102 | 4,749 | 524,744 | SH | SOLE | 524,744 | 0 | 0 | ||
Nuveen Div Adv Muni Incm Fd | Common | 67071L106 | 180 | 12,421 | SH | SOLE | 12,421 | 0 | 0 | ||
Nuveen Energy MLP Total Rtrn | Common | 67074U103 | 1,228 | 67,025 | SH | SOLE | 67,025 | 0 | 0 | ||
Nuveen Global Equity Income Fd | Common | 6706EH103 | 1,883 | 146,046 | SH | SOLE | 146,046 | 0 | 0 | ||
Nuveen Nasdaq 100 Dynam Overwr | Common | 670699107 | 3,286 | 175,265 | SH | SOLE | 175,265 | 0 | 0 | ||
Occidental Petroleum Corp | Common | 674599105 | 365 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Oracle Corporation | Common | 68389X105 | 5,651 | 130,972 | SH | SOLE | 130,972 | 0 | 0 | ||
PepsiCo, Inc. | Common | 713448108 | 1,721 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
Pfizer Inc. | Common | 717081103 | 538 | 15,462 | SH | SOLE | 15,462 | 0 | 0 | ||
PG&E Corporation | Common | 69331C108 | 849 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
Phillips 66 | Common | 718546104 | 1,374 | 17,487 | SH | SOLE | 17,487 | 0 | 0 | ||
PNC Financial Services | Common | 693475105 | 1,212 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
PPG Industries Inc. | Common | 693506107 | 1,128 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
PPL Corporation | Common | 69351T106 | 337 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Praxair, Inc. | Common | 74005P104 | 906 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
Precision Castparts Corp | Common | 740189105 | 735 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
Principal Financial Group | Common | 74251V102 | 205 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
Prudential Financial Inc | Common | 744320102 | 1,124 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
Public Service Enterprise Grp | Common | 744573106 | 440 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
Qualcomm Inc. | Common | 747525103 | 1,768 | 25,500 | SH | SOLE | 25,500 | 0 | 0 | ||
Raytheon Company | Common | 755111507 | 219 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
RMR Real Estate Income Fund | Common | 76970B101 | 3,120 | 146,826 | SH | SOLE | 146,826 | 0 | 0 | ||
Royce Micro Cap Tr | Common | 780915104 | 211 | 21,606 | SH | SOLE | 21,606 | 0 | 0 | ||
Schlumberger Ltd. | Common | 806857108 | 2,295 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
Source Capital Inc. | Common | 836144105 | 1,431 | 19,525 | SH | SOLE | 19,525 | 0 | 0 | ||
Southern Company | Common | 842587107 | 531 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
SPDR S&P 500 ETF Trust | ETF | 78462F103 | 10,941 | 53,000 | SH | SOLE | 53,000 | 0 | 0 | ||
Sprott Focus Trust, Inc. | Common | 85208J109 | 184 | 25,305 | SH | SOLE | 25,305 | 0 | 0 | ||
St. Jude Medical Inc. | Common | 790849103 | 523 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
Stryker Corp | Common | 863667101 | 277 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
SunTrust Banks, Inc. | Common | 867914103 | 452 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
Swiss Helvetia Fund | Common | 870875101 | 2,743 | 237,708 | SH | SOLE | 237,708 | 0 | 0 | ||
T Rowe Price Group Inc | Common | 74144T108 | 202 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
Templeton Dragon | Common | 88018T101 | 638 | 25,700 | SH | SOLE | 25,700 | 0 | 0 | ||
Templeton Emrg Mkt DE | Common | 880191101 | 400 | 26,187 | SH | SOLE | 26,187 | 0 | 0 | ||
The Travelers Companies | Common | 89417E109 | 649 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
Thermo Fisher Scientific, Inc. | Common | 883556102 | 1,746 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
Time Warner Cable Inc. | Common | 88732J207 | 974 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
Time Warner Inc | Common | 887317303 | 2,480 | 29,366 | SH | SOLE | 29,366 | 0 | 0 | ||
TJX Companies Inc. | Common | 872540109 | 1,191 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
Tri-Continental Corp. | Common | 895436103 | 2,954 | 136,207 | SH | SOLE | 136,207 | 0 | 0 | ||
Twenty-First Cent Fox Inc Cl B | Common, Cl B | 90130A200 | 247 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
Union Pacific Corp. | Common | 907818108 | 3,249 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
UnitedHealth Group, Inc. | Common | 91324P102 | 1,065 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
Valero Energy Corp. | Common | 91913Y100 | 604 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
Verizon Communications, Inc. | Common | 92343V104 | 5,544 | 114,000 | SH | SOLE | 114,000 | 0 | 0 | ||
Viacom Inc cl B | Common, Cl B | 92553P201 | 475 | 6,950 | SH | SOLE | 6,950 | 0 | 0 | ||
Virtus Total Return Fund | Common | 92829A103 | 174 | 38,454 | SH | SOLE | 38,454 | 0 | 0 | ||
Voya Asia Paci Hi Div Eqty Inc | Common | 92912J107 | 185 | 16,008 | SH | SOLE | 16,008 | 0 | 0 | ||
Voya Emerg Mkts Hi Incm Div Eq | Common | 92912P108 | 3,736 | 369,526 | SH | SOLE | 369,526 | 0 | 0 | ||
Voya Global Eqty Div Prem Oppo | Common | 92912T100 | 1,748 | 210,123 | SH | SOLE | 210,123 | 0 | 0 | ||
Voya Infra Indus and Materials | Common | 92912X101 | 195 | 12,600 | SH | SOLE | 12,600 | 0 | 0 | ||
Voya Intl Hi Div Eqty Incm Fd | Common | 92912Y109 | 466 | 57,952 | SH | SOLE | 57,952 | 0 | 0 | ||
Voya Prime Rate Trust | Common | 92913A100 | 836 | 150,898 | SH | SOLE | 150,898 | 0 | 0 | ||
W. Asset Managed High Inc Fund | Common | 95766L107 | 257 | 49,725 | SH | SOLE | 49,725 | 0 | 0 | ||
W. Asset Worldwide Income Fund | Common | 957668106 | 168 | 14,796 | SH | SOLE | 14,796 | 0 | 0 | ||
Walgreens Boots Alliance, Inc. | Common | 931427108 | 847 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Wal-Mart Stores, Inc. | Common | 931142103 | 6,555 | 79,700 | SH | SOLE | 79,700 | 0 | 0 | ||
Walt Disney Company | Common | 254687106 | 6,262 | 59,700 | SH | SOLE | 59,700 | 0 | 0 | ||
Waste Management Inc. | Common | 94106L109 | 325 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
Wells Fargo & Co | Common | 949746101 | 6,626 | 121,800 | SH | SOLE | 121,800 | 0 | 0 | ||
Wells Fargo Adv Global Div Opp | Common | 94987C103 | 938 | 124,520 | SH | SOLE | 124,520 | 0 | 0 | ||
Western Asset Emg Mkts Incm Fd | Common | 95766E103 | 1,242 | 111,805 | SH | SOLE | 111,805 | 0 | 0 | ||
Weyerhaeuser Co | Common | 962166104 | 365 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
Xcel Energy Inc | Common | 98389B100 | 331 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
Yahoo! Inc. | Common | 984332106 | 311 | 7,000 | SH | SOLE | 7,000 | 0 | 0 |