The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M COMPANY | Common | 88579Y101 | 4,018 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
ABBOTT LABORATORIES | Common | 002824100 | 2,576 | 58,000 | SH | SOLE | 58,000 | 0 | 0 | ||
ABERDEEN AUSTRALIA FUND | Common | 003011103 | 636 | 104,880 | SH | SOLE | 104,880 | 0 | 0 | ||
ABERDEEN CHILE FUND, INC. | Common | 00301W105 | 1,216 | 174,509 | SH | SOLE | 174,509 | 0 | 0 | ||
ABERDEEN GREATER CHINA FD | Common | 003031101 | 1,065 | 101,463 | SH | SOLE | 101,463 | 0 | 0 | ||
ABERDEEN INDONESIA FUND | Common | 00305P106 | 227 | 31,369 | SH | SOLE | 31,369 | 0 | 0 | ||
ABERDEEN SINGAPORE FUND | Common | 003244100 | 842 | 78,001 | SH | SOLE | 78,001 | 0 | 0 | ||
ACTIVISION BLIZZARD, INC. | Common | 00507V109 | 803 | 16,100 | SH | SOLE | 16,100 | 0 | 0 | ||
ADAMS EXPRESS | Common | 006212104 | 11,510 | 837,070 | SH | SOLE | 837,070 | 0 | 0 | ||
ADAMS NATURALS RESOURCES | Common | 00548F105 | 10,248 | 527,698 | SH | SOLE | 527,698 | 0 | 0 | ||
AFLAC INC | Common | 001055102 | 797 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
AIR PRODUCTS & CHEMICALS | Common | 009158106 | 947 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ALLERGAN PLC | Common | G0177J108 | 1,505 | 6,300 | SH | SOLE | 6,300 | 0 | 0 | ||
ALLIANZGI NFJ DIVIDEND | Common | 01883A107 | 6,273 | 486,623 | SH | SOLE | 486,623 | 0 | 0 | ||
ALLSTATE CORPORATION | Common | 020002101 | 978 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ALPHABET, INC. - CLASS A | Common, Cl A | 02079K305 | 2,543 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
ALPHABET, INC. - CLASS C | Common, Cl C | 02079K107 | 18,256 | 22,007 | SH | SOLE | 22,007 | 0 | 0 | ||
ALPINE GLOBAL DYNAMIC DV | Common | 02082E205 | 1,102 | 112,893 | SH | SOLE | 112,893 | 0 | 0 | ||
ALPINE GLOBAL PREMIER PRP | Sh Ben Int | 02083A103 | 6,637 | 1,160,253 | SH | SOLE | 1,160,253 | 0 | 0 | ||
ALPINE TOTAL DYN DVD FUND | Sh Ben Int | 021060207 | 9,470 | 1,146,468 | SH | SOLE | 1,146,468 | 0 | 0 | ||
AMAZON.COM INC | Common | 023135106 | 10,550 | 11,900 | SH | SOLE | 11,900 | 0 | 0 | ||
AMERICAN ELECTRIC POWER | Common | 025537101 | 618 | 9,200 | SH | SOLE | 9,200 | 0 | 0 | ||
AMERICAN EXPRESS COMPANY | Common | 025816109 | 1,661 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
AMERICAN TOWER CORP | Common | 03027X100 | 972 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
AMGEN, INC. | Common | 031162100 | 1,148 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ANADARKO PETROLEUM CORP | Common | 032511107 | 217 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
ANTHEM, INC. | Common | 036752103 | 1,819 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
AON PLC | Common, Cl A | G0408V102 | 950 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
APPLE, INC. | Common | 037833100 | 14,941 | 104,000 | SH | SOLE | 104,000 | 0 | 0 | ||
ARCHER DANIELS MIDLAND | Common | 039483102 | 691 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ASIA PACIFIC FUND, INC. | Common | 044901106 | 357 | 29,207 | SH | SOLE | 29,207 | 0 | 0 | ||
AT&T INC. | Common | 00206R102 | 6,260 | 150,671 | SH | SOLE | 150,671 | 0 | 0 | ||
BAKER HUGHES INC | Common | 057224107 | 718 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
BANK OF AMERICA CORP | Common | 060505104 | 2,791 | 118,300 | SH | SOLE | 118,300 | 0 | 0 | ||
BANK OF NEW YORK MELLON | Common | 064058100 | 1,157 | 24,500 | SH | SOLE | 24,500 | 0 | 0 | ||
BAXTER INTERNATIONAL INC | Common | 071813109 | 1,037 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BB&T CORPORATION | Common | 054937107 | 849 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC-B | Common, Cl B | 084670702 | 8,001 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
BLACKROCK GL OPP EQ TRUST | Common | 092501105 | 635 | 51,183 | SH | SOLE | 51,183 | 0 | 0 | ||
BLACKROCK GLOBAL EN & RES | Common | 09250U101 | 545 | 39,628 | SH | SOLE | 39,628 | 0 | 0 | ||
BLACKROCK RESOUR & COMM | Common | 09257A108 | 13,818 | 1,606,800 | SH | SOLE | 1,606,800 | 0 | 0 | ||
BLACKROCK SCIENCE & TECH | Common | 09258G104 | 332 | 15,699 | SH | SOLE | 15,699 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | Common | 110122108 | 3,045 | 56,000 | SH | SOLE | 56,000 | 0 | 0 | ||
BROOKFIELD GLOBAL LISTED | Common | 11273Q109 | 1,708 | 129,427 | SH | SOLE | 129,427 | 0 | 0 | ||
CALAMOS STRAT TOTAL RET | Sh Ben Int | 128125101 | 3,099 | 277,721 | SH | SOLE | 277,721 | 0 | 0 | ||
CARDINAL HEALTH, INC. | Common | 14149Y108 | 245 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CARNIVAL CORP | Common | 143658300 | 589 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CATERPILLAR INC | Common | 149123101 | 1,762 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
CBRE CLARION GLOBAL REAL | Common | 12504G100 | 9,101 | 1,218,282 | SH | SOLE | 1,218,282 | 0 | 0 | ||
CENTRAL EUROPE RUSSIA & T | Common | 153436100 | 382 | 18,274 | SH | SOLE | 18,274 | 0 | 0 | ||
CHEVRON CORP. | Common | 166764100 | 4,960 | 46,200 | SH | SOLE | 46,200 | 0 | 0 | ||
CHINA FUND, INC. | Common | 169373107 | 1,368 | 82,396 | SH | SOLE | 82,396 | 0 | 0 | ||
CHIPOTLE MEX GRILL | Common | 169656105 | 802 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
CHUBB LTD | Common | H1467J104 | 2,071 | 15,203 | SH | SOLE | 15,203 | 0 | 0 | ||
CIGNA CORP | Common | 125509109 | 1,318 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
CISCO SYSTEMS INC | Common | 17275R102 | 3,853 | 114,000 | SH | SOLE | 114,000 | 0 | 0 | ||
CITIGROUP, INC. | Common | 172967424 | 5,007 | 83,700 | SH | SOLE | 83,700 | 0 | 0 | ||
CLOROX COMPANY (THE) | Common | 189054109 | 404 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CLOUGH GLOBAL OPPORTUNITY | Sh Ben Int | 18914E106 | 4,295 | 417,435 | SH | SOLE | 417,435 | 0 | 0 | ||
CME GROUP, INC. | Common | 12572Q105 | 1,188 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
COCA-COLA CO (THE) | Common | 191216100 | 3,465 | 81,643 | SH | SOLE | 81,643 | 0 | 0 | ||
COGNIZANT TECH SOLUTIONS | Common | 192446102 | 595 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
COHEN & STEERS PREF INC | Common | 19247X100 | 6,484 | 335,634 | SH | SOLE | 335,634 | 0 | 0 | ||
COHEN & STEERS SEL UTILI | Common | 19248A109 | 777 | 36,058 | SH | SOLE | 36,058 | 0 | 0 | ||
COLGATE-PALMOLIVE COMPANY | Common | 194162103 | 1,464 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CONAGRA BRANDS, INC. | Common | 205887102 | 484 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
Concho Resources | Common | 20605P101 | 578 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
CORNING INC | Common | 219350105 | 969 | 35,900 | SH | SOLE | 35,900 | 0 | 0 | ||
CUMMINS INC. | Common | 231021106 | 907 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
CVS HEALTH CORP | Common | 126650100 | 393 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
DANAHER CORPORATION | Common | 235851102 | 2,224 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
DEERE & COMPANY | Common | 244199105 | 1,742 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
DELAWARE ENHANCED GBL DIV | Common | 246060107 | 1,342 | 122,147 | SH | SOLE | 122,147 | 0 | 0 | ||
DELPHI AUTOMOTIVE PLC | Common | G27823106 | 724 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
DOMINION RESOURCES INC/VA | Common | 25746U109 | 1,008 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
DOW CHEMICAL CO | Common | 260543103 | 2,573 | 40,500 | SH | SOLE | 40,500 | 0 | 0 | ||
DUFF & PHELPS GLOBAL | Common | 26433C105 | 4,201 | 258,360 | SH | SOLE | 258,360 | 0 | 0 | ||
DUKE ENERGY CORP | Common | 26441C204 | 1,796 | 21,900 | SH | SOLE | 21,900 | 0 | 0 | ||
DUPONT E I NEMOURS & CO | Common | 263534109 | 2,169 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
EATON CORP PLC | Common | G29183103 | 890 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
EATON VANCE RISK-MNGD INC | Common | 27829G106 | 359 | 39,534 | SH | SOLE | 39,534 | 0 | 0 | ||
EBAY INC | Common | 278642103 | 235 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ELI LILLY & CO | Common | 532457108 | 2,103 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
EMERSON ELECTRIC COMPANY | Common | 291011104 | 1,257 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
EOG RESOURCES INC | Common | 26875P101 | 839 | 8,600 | SH | SOLE | 8,600 | 0 | 0 | ||
EXELON CORPORATION | Common | 30161N101 | 536 | 14,900 | SH | SOLE | 14,900 | 0 | 0 | ||
EXXON MOBIL CORPORATION | Common | 30231G102 | 9,836 | 119,936 | SH | SOLE | 119,936 | 0 | 0 | ||
FIFTH THIRD BANCORP | Common | 316773100 | 584 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
FIRST TR/ABER EMER OPP | Common | 33731K102 | 710 | 46,549 | SH | SOLE | 46,549 | 0 | 0 | ||
FORD MOTOR CO. | Common | 345370860 | 1,562 | 134,200 | SH | SOLE | 134,200 | 0 | 0 | ||
FORTIVE CORPORATION | Common | 34959J108 | 602 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FRANKLIN RESOURCES INC | Common | 354613101 | 1,096 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
FREEPORT MCMORAN, INC. | Common | 35671D857 | 576 | 43,100 | SH | SOLE | 43,100 | 0 | 0 | ||
GABELLI GLBL SMALL & MID | Common | 36249W104 | 1,070 | 93,961 | SH | SOLE | 93,961 | 0 | 0 | ||
GABELLI GLOBAL ULI & INC | Common | 36242L105 | 1,390 | 74,747 | SH | SOLE | 74,747 | 0 | 0 | ||
GABELLI MULTIMEDIA TRUST | Common | 36239Q109 | 109 | 13,466 | SH | SOLE | 13,466 | 0 | 0 | ||
GAMCO NATURAL RESOURCES | Common | 36465E101 | 468 | 67,390 | SH | SOLE | 67,390 | 0 | 0 | ||
GENERAL AMERICAN INVESTOR | Common | 368802104 | 12,237 | 365,163 | SH | SOLE | 365,163 | 0 | 0 | ||
GENERAL ELECTRIC CO | Common | 369604103 | 9,897 | 332,100 | SH | SOLE | 332,100 | 0 | 0 | ||
GENERAL MILLS INC | Common | 370334104 | 525 | 8,900 | SH | SOLE | 8,900 | 0 | 0 | ||
GENERAL MOTORS COMPANY | Common | 37045V100 | 1,485 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
GILEAD SCIENCES, INC | Common | 375558103 | 1,358 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | Common | 38141G104 | 4,135 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
HOME DEPOT, INC. (THE) | Common | 437076102 | 4,933 | 33,600 | SH | SOLE | 33,600 | 0 | 0 | ||
INDIA FUND, INC. | Common | 454089103 | 3,600 | 141,745 | SH | SOLE | 141,745 | 0 | 0 | ||
INTEL CORPORATION | Common | 458140100 | 3,834 | 106,300 | SH | SOLE | 106,300 | 0 | 0 | ||
INTERNAT BUSINESS MACH | Common | 459200101 | 7,140 | 41,000 | SH | SOLE | 41,000 | 0 | 0 | ||
ISHARES CORE S&P 500 ETF | ETF | 464287200 | 4,745 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
JAPAN SMALLER CAPITAL FD | Common | 47109U104 | 599 | 55,256 | SH | SOLE | 55,256 | 0 | 0 | ||
JOHNSON & JOHNSON | Common | 478160104 | 12,293 | 98,700 | SH | SOLE | 98,700 | 0 | 0 | ||
JOHNSON CONTROLS INTL | Common | G51502105 | 253 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
KELLOGG COMPANY | Common | 487836108 | 995 | 13,700 | SH | SOLE | 13,700 | 0 | 0 | ||
KIMBERLY CLARK CORP | Common | 494368103 | 1,224 | 9,300 | SH | SOLE | 9,300 | 0 | 0 | ||
KOREA FUND, INC. | Common | 500634209 | 526 | 14,286 | SH | SOLE | 14,286 | 0 | 0 | ||
KRAFT HEINZ CO. (THE) | Common | 500754106 | 1,090 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
LATIN AMERICA DISCOVERY | Common | 51828C106 | 151 | 14,336 | SH | SOLE | 14,336 | 0 | 0 | ||
LAZARD GL TOTAL RT & INC | Common | 52106W103 | 388 | 25,853 | SH | SOLE | 25,853 | 0 | 0 | ||
LAZARD WORLD DVD & INC | Common | 521076109 | 279 | 26,226 | SH | SOLE | 26,226 | 0 | 0 | ||
LEGG MASON BW GLOBAL INC | Common | 52469B100 | 2,920 | 228,490 | SH | SOLE | 228,490 | 0 | 0 | ||
LIBERTY ALL-STAR EQUITY | Common | 530158104 | 10,364 | 1,898,133 | SH | SOLE | 1,898,133 | 0 | 0 | ||
LMP CAPITAL & INCOME FUND | Common | 50208A102 | 4,144 | 291,193 | SH | SOLE | 291,193 | 0 | 0 | ||
LOEWS CORP | Common | 540424108 | 374 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
LOWE'S COMPANIES INC | Common | 548661107 | 1,151 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
MACQUARIE GL TOTAL RE FD | Common | 55608D101 | 3,274 | 143,269 | SH | SOLE | 143,269 | 0 | 0 | ||
MATTEL, INC. | Common | 577081102 | 307 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
MCDONALD'S CORPORATION | Common | 580135101 | 4,057 | 31,300 | SH | SOLE | 31,300 | 0 | 0 | ||
MCKESSON CORP. | Common | 58155Q103 | 741 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MEDTRONIC PLC | Common | G5960L103 | 3,303 | 41,000 | SH | SOLE | 41,000 | 0 | 0 | ||
MERCK & CO., INC. | Common | 58933Y105 | 5,736 | 90,267 | SH | SOLE | 90,267 | 0 | 0 | ||
METLIFE INC | Common | 59156R108 | 2,086 | 39,500 | SH | SOLE | 39,500 | 0 | 0 | ||
MEXICO EQUITY & INCOME | Common | 592834105 | 258 | 23,799 | SH | SOLE | 23,799 | 0 | 0 | ||
MICROSOFT CORPORATION | Common | 594918104 | 15,780 | 239,600 | SH | SOLE | 239,600 | 0 | 0 | ||
MOLSON COORS BREWING CL B | Common | 60871R209 | 383 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
MONSANTO CO | Common | 61166W101 | 1,132 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MONSTER BEVERAGE CORP | Common | 61174X109 | 831 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
MORGAN STANLEY | Common | 617446448 | 2,185 | 51,000 | SH | SOLE | 51,000 | 0 | 0 | ||
MORGAN STANLEY ASIA-PAC | Common | 61744U106 | 519 | 33,798 | SH | SOLE | 33,798 | 0 | 0 | ||
MORGAN STANLEY CHINA | Common | 617468103 | 7,916 | 411,842 | SH | SOLE | 411,842 | 0 | 0 | ||
Morgan Stanley Emer Mrkt | Common | 61744G107 | 973 | 65,967 | SH | SOLE | 65,967 | 0 | 0 | ||
MORGAN STANLEY INDIA INV | Common | 61745C105 | 1,124 | 35,668 | SH | SOLE | 35,668 | 0 | 0 | ||
MYLAN N.V. | Common | N59465109 | 429 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
NEUBERGER BERMAN MLP INC | Common | 64129H104 | 376 | 37,100 | SH | SOLE | 37,100 | 0 | 0 | ||
NEW GERMANY FUND. INC. | Common | 644465106 | 451 | 30,521 | SH | SOLE | 30,521 | 0 | 0 | ||
NEWELL BRANDS, INC. | Common | 651229106 | 802 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
NEWMONT MINING CORP | Common | 651639106 | 511 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
NEXTERA ENERGY, INC. | Common | 65339F101 | 1,284 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NIKE INC CL B | Common, Cl B | 654106103 | 1,672 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
NUCOR CORP | Common | 670346105 | 627 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
NUVEEN REAL ASSET INCOME | Common | 67074Y105 | 1,356 | 78,748 | SH | SOLE | 78,748 | 0 | 0 | ||
OCCIDENTAL PETRO CORP | Common | 674599105 | 1,286 | 20,300 | SH | SOLE | 20,300 | 0 | 0 | ||
OMNICOM GROUP INC | Common | 681919106 | 345 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ONEOK, INC. | Common | 682680103 | 322 | 5,800 | SH | SOLE | 5,800 | 0 | 0 | ||
ORACLE CORPORATION | Common | 68389X105 | 5,486 | 122,972 | SH | SOLE | 122,972 | 0 | 0 | ||
PACCAR INC. | Common | 693718108 | 470 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
PAYPAL HOLDINGS, INC. | Common | 70450Y103 | 1,463 | 34,000 | SH | SOLE | 34,000 | 0 | 0 | ||
PEPSICO INC | Common | 713448108 | 2,673 | 23,900 | SH | SOLE | 23,900 | 0 | 0 | ||
PFIZER INC | Common | 717081103 | 6,626 | 193,700 | SH | SOLE | 193,700 | 0 | 0 | ||
PG&E CORP HOLDINGS CO | Common | 69331C108 | 265 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
PHILIP MORRIS INT'L, INC. | Common | 718172109 | 4,968 | 44,000 | SH | SOLE | 44,000 | 0 | 0 | ||
PHILLIPS 66 | Common | 718546104 | 1,108 | 13,987 | SH | SOLE | 13,987 | 0 | 0 | ||
PIONEER NATURAL RESOURCES | Common | 723787107 | 931 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
PPG INDUSTRIES INC | Common | 693506107 | 315 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
PPL CORPORATION | Common | 69351T106 | 411 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
PRAXAIR INC | Common | 74005P104 | 1,423 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
PROCTER AND GAMBLE CO. | Common | 742718109 | 7,637 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
PUBLIC SERVICE ENTPRS GR | Common | 744573106 | 466 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
QUALCOMM INC | Common | 747525103 | 2,523 | 44,000 | SH | SOLE | 44,000 | 0 | 0 | ||
RAYTHEON COMPANY | Common | 755111507 | 1,373 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
REYNOLDS AMERICAN, INC. | Common | 761713106 | 2,584 | 41,000 | SH | SOLE | 41,000 | 0 | 0 | ||
RMR REAL ESTATE INCOME FD | Common | 76970B101 | 3,325 | 158,356 | SH | SOLE | 158,356 | 0 | 0 | ||
ROYCE GLOBAL VALUE TRUST | Common | 78081T104 | 1,819 | 206,921 | SH | SOLE | 206,921 | 0 | 0 | ||
ROYCE MICRO-CAP TRUST INC | Common | 780915104 | 4,570 | 544,678 | SH | SOLE | 544,678 | 0 | 0 | ||
ROYCE VALUE TRUST, INC. | Common | 780910105 | 10,071 | 719,387 | SH | SOLE | 719,387 | 0 | 0 | ||
SCHLUMBERGER LTD | Common | 806857108 | 3,905 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SEMPRA ENERGY | Common | 816851109 | 221 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SOURCE CAPITAL, INC | Common | 836144105 | 1,881 | 50,076 | SH | SOLE | 50,076 | 0 | 0 | ||
SPDR S&P 500 ETF TRUST | ETF | 78462F103 | 2,829 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
SPROTT FOCUS TRUST, INC. | Common | 85208J109 | 629 | 85,068 | SH | SOLE | 85,068 | 0 | 0 | ||
STARBUCKS CORP | Common | 855244109 | 2,511 | 43,000 | SH | SOLE | 43,000 | 0 | 0 | ||
STATE STREET CORP | Common | 857477103 | 1,274 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
STRYKER CORPORATION | Common | 863667101 | 1,843 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
SWISS HELVETIA FUND | Common | 870875101 | 239 | 20,567 | SH | SOLE | 20,567 | 0 | 0 | ||
SYMANTEC CORP | Common | 871503108 | 534 | 17,400 | SH | SOLE | 17,400 | 0 | 0 | ||
TARGET CORPORATION | Common | 87612E106 | 1,065 | 19,300 | SH | SOLE | 19,300 | 0 | 0 | ||
TE CONNECTIVITY LTD. | Common | H84989104 | 224 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
TEKLA HEALTHCARE OPP | Common | 879105104 | 182 | 10,463 | SH | SOLE | 10,463 | 0 | 0 | ||
TEMPLETON DRAGON FUND INC | Common | 88018T101 | 3,093 | 164,624 | SH | SOLE | 164,624 | 0 | 0 | ||
TEMPLETON EMERGING MRKT | Common | 880191101 | 1,296 | 92,416 | SH | SOLE | 92,416 | 0 | 0 | ||
THAI FUND | Common | 882904105 | 581 | 67,831 | SH | SOLE | 67,831 | 0 | 0 | ||
THE GABELLI HLTHCARE WELL | Common | 36246K103 | 1,123 | 112,303 | SH | SOLE | 112,303 | 0 | 0 | ||
THE GDL FUND | Sh Ben Int | 361570104 | 3,196 | 324,506 | SH | SOLE | 324,506 | 0 | 0 | ||
THE MEXICO FUND, INC. | Common | 592835102 | 249 | 15,201 | SH | SOLE | 15,201 | 0 | 0 | ||
THE SOUTHERN COMPANY | Common | 842587107 | 792 | 15,900 | SH | SOLE | 15,900 | 0 | 0 | ||
THE TJX COMPANIES INC | Common | 872540109 | 316 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
THE TRAVELERS COS, INC. | Common | 89417E109 | 844 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
THE WALT DISNEY CO | Common | 254687106 | 6,316 | 55,700 | SH | SOLE | 55,700 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC | Common | 883556102 | 2,458 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
TIME WARNER, INC | Common | 887317303 | 684 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
TRI CONTINENTAL | Common | 895436103 | 7,690 | 332,621 | SH | SOLE | 332,621 | 0 | 0 | ||
TURKISH INVESTMENT FUND | Common | 900145103 | 584 | 70,121 | SH | SOLE | 70,121 | 0 | 0 | ||
TWENTY FIRST CENTURY FOX | Common, Cl B | 90130A200 | 429 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
TWENTY-FIRST CENTURY FOX | Common, Cl A | 90130A101 | 1,231 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
UNION PACIFIC CORP | Common | 907818108 | 2,860 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
UNITED PARCEL SERVICE B | Common | 911312106 | 2,908 | 27,100 | SH | SOLE | 27,100 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | Common | 913017109 | 3,905 | 34,800 | SH | SOLE | 34,800 | 0 | 0 | ||
VERIZON COMMUNICATIONS | Common | 92343V104 | 3,608 | 74,000 | SH | SOLE | 74,000 | 0 | 0 | ||
VF CORPORATION | Common | 918204108 | 825 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
VIACOM, INC. CLASS B | Common, Cl B | 92553P201 | 699 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
VOYA ASIA PACIFIC HIGH DI | Common | 92912J102 | 1,802 | 177,751 | SH | SOLE | 177,751 | 0 | 0 | ||
VOYA EMERGING MKTS HIGH | Common | 92912P108 | 568 | 65,782 | SH | SOLE | 65,782 | 0 | 0 | ||
VOYA GLOBAL ADVANTAGE PRM | Common | 92912R104 | 137 | 13,067 | SH | SOLE | 13,067 | 0 | 0 | ||
VOYA GLOBAL EQUITY DIVD | Common | 92912T100 | 1,436 | 195,675 | SH | SOLE | 195,675 | 0 | 0 | ||
WAL MART STORES INC | Common | 931142103 | 6,120 | 84,900 | SH | SOLE | 84,900 | 0 | 0 | ||
WASTE MANAGEMENT INC | Common | 94106L109 | 729 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
WELLS FARGO & CO | Common | 949746101 | 8,561 | 153,800 | SH | SOLE | 153,800 | 0 | 0 | ||
WELLS FARGO ADVANTAGE GLB | Common | 94987C103 | 3,293 | 565,765 | SH | SOLE | 565,765 | 0 | 0 | ||
WEYERHAEUSER CO | Common | 962166104 | 476 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
WILLIAMS COS INC | Common | 969457100 | 296 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
XCEL ENERGY, INC. | Common | 98389B100 | 422 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
YUM! BRANDS, INC. | Common | 988498101 | 224 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
ZWEIG FUND, INC. | Common | 989834205 | 847 | 76,175 | SH | SOLE | 76,175 | 0 | 0 |