| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 | 392 | 2,874 | SH | | DFND | 1 | 2,874 | 0 | 0 |
| Abbott Laboratories | COM | 002824100 | 252 | 3,196 | SH | | DFND | 1 | 3,196 | 0 | 0 |
| Abbvie INC | COM | 00287Y109 | 23 | 305 | SH | | DFND | 1 | 305 | 0 | 0 |
| Activision Blizzard INC | COM | 00507V109 | 1 | 20 | SH | | DFND | 1 | 20 | 0 | 0 |
| Adobe INC | COM | 00724F101 | 295 | 928 | SH | | DFND | 1 | 928 | 0 | 0 |
| Advansix INC | COM | 00773T101 | 1 | 118 | SH | | DFND | 1 | 118 | 0 | 0 |
| Air Products And Chemicals INC | COM | 009158106 | 173 | 866 | SH | | DFND | 1 | 866 | 0 | 0 |
| Alerian MLP ETF | ALERIAN MLP | 00162Q866 | 3 | 1,000 | SH | | DFND | 1 | 1,000 | 0 | 0 |
| Alibaba Group Holdings | SPONSORED ADS | 01609W102 | 10 | 51 | SH | | DFND | 1 | 51 | 0 | 0 |
| Alliant Energy Corp | COM | 018802108 | 164 | 3,400 | SH | | DFND | 1 | 3,400 | 0 | 0 |
| Allstate Corp | COM | 020002101 | 49 | 536 | SH | | DFND | 1 | 536 | 0 | 0 |
| Alphabet INC | CAP STK CL A | 02079K305 | 12 | 10 | SH | | DFND | 1 | 10 | 0 | 0 |
| Alphabet INC | CAP STK CL C | 02079K107 | 431 | 371 | SH | | DFND | 1 | 371 | 0 | 0 |
| Altria Group INC | COM | 02209S103 | 303 | 7,841 | SH | | DFND | 1 | 7,841 | 0 | 0 |
| Amazon.com INC | COM | 023135106 | 501 | 257 | SH | | DFND | 1 | 257 | 0 | 0 |
| Amcor Plc | ORD | G0250X107 | 1 | 109 | SH | | DFND | 1 | 109 | 0 | 0 |
| American Electric Power Company INC | COM | 025537101 | 183 | 2,285 | SH | | DFND | 1 | 2,285 | 0 | 0 |
| American Equity Investment Life Holding CO | COM | 025676206 | 7,291 | 387,843 | SH | | DFND | 1 | 387,843 | 0 | 0 |
| American Express CO | COM | 025816109 | 26 | 300 | SH | | DFND | 1 | 300 | 0 | 0 |
| American International Group INC | COM NEW | 026874784 | 15 | 635 | SH | | DFND | 1 | 635 | 0 | 0 |
| American Tower Corp Reit | COM | 03027X100 | 214 | 984 | SH | | DFND | 1 | 984 | 0 | 0 |
| Ameriprise Financial INC | COM | 03076C106 | 61 | 600 | SH | | DFND | 1 | 600 | 0 | 0 |
| Amgen INC | COM | 031162100 | 56 | 276 | SH | | DFND | 1 | 276 | 0 | 0 |
| Analog Devices INC | COM | 032654105 | 1 | 11 | SH | | DFND | 1 | 11 | 0 | 0 |
| Anheuser Busch Inbev SA/NV | SPONSORED ADR | 03524A108 | 3 | 70 | SH | | DFND | 1 | 70 | 0 | 0 |
| Aon Plc | SHS CL A | G0408V102 | 157 | 949 | SH | | DFND | 1 | 949 | 0 | 0 |
| Apple INC | COM | 037833100 | 732 | 2,879 | SH | | DFND | 1 | 2,879 | 0 | 0 |
| Archer Daniels Midland CO | COM | 039483102 | 241 | 6,859 | SH | | DFND | 1 | 6,859 | 0 | 0 |
| Asml Holding Nv | N Y REGISTRY SHS | N07059210 | 5 | 18 | SH | | DFND | 1 | 18 | 0 | 0 |
| Astrazeneca Plc | SPONSORED ADR | 046353108 | 6 | 144 | SH | | DFND | 1 | 144 | 0 | 0 |
| AT&T INC | COM | 00206R102 | 610 | 20,926 | SH | | DFND | 1 | 20,926 | 0 | 0 |
| Bank Of America Corp | COM | 060505104 | 74 | 3,468 | SH | | DFND | 1 | 3,468 | 0 | 0 |
| Bank Of Nova Scotia | COM | 064149107 | 3 | 62 | SH | | DFND | 1 | 62 | 0 | 0 |
| Barclays Bank PLC IPATH Bloomberg Commodity Index Total Return ETN | DJUBS CMDT ETN36 | 06738C778 | 0 | 8 | SH | | DFND | 1 | 8 | 0 | 0 |
| Berkshire Hathaway INC | CL B NEW | 084670702 | 523 | 2,861 | SH | | DFND | 1 | 2,861 | 0 | 0 |
| Best Buy CO INC | COM | 086516101 | 29 | 500 | SH | | DFND | 1 | 500 | 0 | 0 |
| Blackrock INC | COM | 09247X101 | 210 | 477 | SH | | DFND | 1 | 477 | 0 | 0 |
| Blackstone / Gso Strategic Credit Fund | COM SHS BEN IN | 09257R101 | 29 | 2,750 | SH | | DFND | 1 | 2,750 | 0 | 0 |
| Boeing CO | COM | 097023105 | 6 | 40 | SH | | DFND | 1 | 40 | 0 | 0 |
| BP PLC | SPONSORED ADR | 055622104 | 16 | 668 | SH | | DFND | 1 | 668 | 0 | 0 |
| British American Tobacco Plc | SPONSORED ADR | 110448107 | 6 | 166 | SH | | DFND | 1 | 166 | 0 | 0 |
| Canadian Imperial Bank Of Commerce | COM | 136069101 | 2 | 37 | SH | | DFND | 1 | 37 | 0 | 0 |
| Canadian National Railway Co | COM | 136375102 | 38 | 492 | SH | | DFND | 1 | 492 | 0 | 0 |
| Capital One Financial Corp | COM | 14040H105 | 5 | 96 | SH | | DFND | 1 | 96 | 0 | 0 |
| Caseys General Stores INC | COM | 147528103 | 1,060 | 8,000 | SH | | DFND | 1 | 8,000 | 0 | 0 |
| Centurylink INC | COM | 156700106 | 42 | 4,410 | SH | | DFND | 1 | 4,410 | 0 | 0 |
| Chemours CO | COM | 163851108 | 0 | 28 | SH | | DFND | 1 | 28 | 0 | 0 |
| Chevron Corp | COM | 166764100 | 250 | 3,457 | SH | | DFND | 1 | 3,457 | 0 | 0 |
| Cisco Systems INC | COM | 17275R102 | 43 | 1,092 | SH | | DFND | 1 | 1,092 | 0 | 0 |
| Coca-cola CO | COM | 191216100 | 2 | 51 | SH | | DFND | 1 | 51 | 0 | 0 |
| Coca-cola European Partners Plc | SHS | G25839104 | 2 | 41 | SH | | DFND | 1 | 41 | 0 | 0 |
| Cognizant Technology Solutions Corp | CL A | 192446102 | 75 | 1,611 | SH | | DFND | 1 | 1,611 | 0 | 0 |
| Colgate-palmolive CO | COM | 194162103 | 37 | 558 | SH | | DFND | 1 | 558 | 0 | 0 |
| Comcast Corp | CL A | 20030N101 | 254 | 7,394 | SH | | DFND | 1 | 7,394 | 0 | 0 |
| Conagra Brands INC | COM | 205887102 | 2 | 73 | SH | | DFND | 1 | 73 | 0 | 0 |
| Conocophillips | COM | 20825C104 | 2 | 81 | SH | | DFND | 1 | 81 | 0 | 0 |
| Constellation Brands INC | CL A | 21036P108 | 163 | 1,139 | SH | | DFND | 1 | 1,139 | 0 | 0 |
| Consumer Discretionary Select Sector SPDT Fd | SBI CONS DISCR | 81369Y407 | 31 | 320 | SH | | DFND | 1 | 320 | 0 | 0 |
| Consumer Staples Sector SPDR | SBI CONS STPLS | 81369Y308 | 20 | 368 | SH | | DFND | 1 | 368 | 0 | 0 |
| Corteva INC | COM | 22052L104 | 27 | 1,144 | SH | | DFND | 1 | 1,144 | 0 | 0 |
| Costco Wholesale Corp | COM | 22160K105 | 229 | 803 | SH | | DFND | 1 | 803 | 0 | 0 |
| Credit Suisse Ag Fi Large Cap Growth Enhnd Etn | LG CP GRTH ENH | 22542D423 | 30 | 134 | SH | | DFND | 1 | 134 | 0 | 0 |
| CVS Health Corp | COM | 126650100 | 233 | 3,923 | SH | | DFND | 1 | 3,923 | 0 | 0 |
| Danaher Corp | COM | 235851102 | 217 | 1,569 | SH | | DFND | 1 | 1,569 | 0 | 0 |
| Davita INC | COM | 23918K108 | 3 | 33 | SH | | DFND | 1 | 33 | 0 | 0 |
| Discover Financial Services | COM | 254709108 | 28 | 774 | SH | | DFND | 1 | 774 | 0 | 0 |
| Dominion Energy INC | COM | 25746U109 | 16 | 216 | SH | | DFND | 1 | 216 | 0 | 0 |
| Dow INC | COM | 260557103 | 33 | 1,144 | SH | | DFND | 1 | 1,144 | 0 | 0 |
| Duke Energy Corp | COM NEW | 26441C204 | 70 | 870 | SH | | DFND | 1 | 870 | 0 | 0 |
| Dupont De Nemours INC | COM | 26614N102 | 39 | 1,144 | SH | | DFND | 1 | 1,144 | 0 | 0 |
| Eastman Chemical CO | COM | 277432100 | 9 | 200 | SH | | DFND | 1 | 200 | 0 | 0 |
| Eaton Corporation Plc | SHS | G29183103 | 214 | 2,756 | SH | | DFND | 1 | 2,756 | 0 | 0 |
| Eaton Vance Enhanced Equity Income Fund | COM | 278274105 | 19 | 1,600 | SH | | DFND | 1 | 1,600 | 0 | 0 |
| Eaton Vance Enhanced Equity Income Fund Ii | COM | 278277108 | 21 | 1,500 | SH | | DFND | 1 | 1,500 | 0 | 0 |
| Electronic Arts INC | COM | 285512109 | 248 | 2,476 | SH | | DFND | 1 | 2,476 | 0 | 0 |
| Eli Lilly And CO | COM | 532457108 | 54 | 390 | SH | | DFND | 1 | 390 | 0 | 0 |
| Enbridge Inc | COM | 29250N105 | 70 | 2,407 | SH | | DFND | 1 | 2,407 | 0 | 0 |
| Energy Transfer Equity LP | COM UT LTD PTN | 29273V100 | 4 | 906 | SH | | DFND | 1 | 906 | 0 | 0 |
| Entergy Corp | COM | 29364G103 | 38 | 400 | SH | | DFND | 1 | 400 | 0 | 0 |
| Enterprise Products Partners LP | COM | 293792107 | 104 | 7,240 | SH | | DFND | 1 | 7,240 | 0 | 0 |
| Exelon Corp | COM | 30161N101 | 2 | 59 | SH | | DFND | 1 | 59 | 0 | 0 |
| Exxon Mobil Corp | COM | 30231G102 | 52 | 1,357 | SH | | DFND | 1 | 1,357 | 0 | 0 |
| Facebook INC | CL A | 30303M102 | 162 | 969 | SH | | DFND | 1 | 969 | 0 | 0 |
| Financial Select Sector SPDR | SBI INT-FINL | 81369Y605 | 29 | 1,374 | SH | | DFND | 1 | 1,374 | 0 | 0 |
| First Tr Morningstar Dividend Leaders Index Fund | SHS | 336917109 | 28 | 1,275 | SH | | DFND | 1 | 1,275 | 0 | 0 |
| First Trust Enhanced Equity Income Fund | COM | 337318109 | 135 | 10,746 | SH | | DFND | 1 | 10,746 | 0 | 0 |
| Fiserv INC | COM | 337738108 | 279 | 2,941 | SH | | DFND | 1 | 2,941 | 0 | 0 |
| Frontier Communications Corp | COM NEW | 35906A306 | 0 | 209 | SH | | DFND | 1 | 209 | 0 | 0 |
| Garrett Motion INC | COM | 366505105 | 1 | 298 | SH | | DFND | 1 | 298 | 0 | 0 |
| General Electric CO | COM | 369604103 | 63 | 7,878 | SH | | DFND | 1 | 7,878 | 0 | 0 |
| General Mills INC | COM | 370334104 | 79 | 1,500 | SH | | DFND | 1 | 1,500 | 0 | 0 |
| Gilead Sciences INC | COM | 375558103 | 112 | 1,501 | SH | | DFND | 1 | 1,501 | 0 | 0 |
| Glaxosmithkline PLC | SPONSORED ADR | 37733W105 | 19 | 497 | SH | | DFND | 1 | 497 | 0 | 0 |
| Goldman Sachs Group INC | COM | 38141G104 | 126 | 814 | SH | | DFND | 1 | 814 | 0 | 0 |
| Green Dot Corp | CL A | 39304D102 | 5 | 193 | SH | | DFND | 1 | 193 | 0 | 0 |
| Harley-davidson INC | COM | 412822108 | 3 | 136 | SH | | DFND | 1 | 136 | 0 | 0 |
| Hasbro INC | COM | 418056107 | 4 | 52 | SH | | DFND | 1 | 52 | 0 | 0 |
| Hca Healthcare INC | COM | 40412C101 | 14 | 161 | SH | | DFND | 1 | 161 | 0 | 0 |
| Health Care Select Sector SPDR | SBI HEALTHCARE | 81369Y209 | 39 | 445 | SH | | DFND | 1 | 445 | 0 | 0 |
| Home Depot INC | COM | 437076102 | 605 | 3,241 | SH | | DFND | 1 | 3,241 | 0 | 0 |
| Honeywell International INC | COM | 438516106 | 623 | 4,659 | SH | | DFND | 1 | 4,659 | 0 | 0 |
| Hsbc Holdings Plc | SPON ADR NEW | 404280406 | 3 | 108 | SH | | DFND | 1 | 108 | 0 | 0 |
| Illumina INC | COM | 452327109 | 36 | 132 | SH | | DFND | 1 | 132 | 0 | 0 |
| Imv INC | COM | 44974L103 | 8 | 4,687 | SH | | DFND | 1 | 4,687 | 0 | 0 |
| Industrial Select Sector SPDR | SBI INT-INDS | 81369Y704 | 23 | 390 | SH | | DFND | 1 | 390 | 0 | 0 |
| ING Groep NV | SPONSORED ADR | 456837103 | 4 | 738 | SH | | DFND | 1 | 738 | 0 | 0 |
| Intel Corp | COM | 458140100 | 125 | 2,312 | SH | | DFND | 1 | 2,312 | 0 | 0 |
| International Business Machines Corp | COM | 459200101 | 351 | 3,162 | SH | | DFND | 1 | 3,162 | 0 | 0 |
| Intuitive Surgical INC | COM NEW | 46120E602 | 123 | 249 | SH | | DFND | 1 | 249 | 0 | 0 |
| Invesco High Yield Equity Dividend Achvrs Etf | HIG YLD EQ DIV | 46137V563 | 36 | 2,750 | SH | | DFND | 1 | 2,750 | 0 | 0 |
| Invesco Ltd | SHS | G491BT108 | 1 | 73 | SH | | DFND | 1 | 73 | 0 | 0 |
| Invesco S&p 500 Eql Wght Energy Etf | S&P500 EQL ENR | 46137V365 | 3 | 165 | SH | | DFND | 1 | 165 | 0 | 0 |
| Iqvia Holdings INC | COM | 46266C105 | 194 | 1,801 | SH | | DFND | 1 | 1,801 | 0 | 0 |
| ISHARES Barclays Tips Bond Fund ETF | TIPS BD ETF | 464287176 | 20 | 171 | SH | | DFND | 1 | 171 | 0 | 0 |
| ISHARES COMEX Gold Trust ETF | ISHARES | 464285105 | 74 | 4,903 | SH | | DFND | 1 | 4,903 | 0 | 0 |
| ISHARES Core S&P 500 ETF | CORE S&P500 ETF | 464287200 | 3,858 | 14,929 | SH | | DFND | 1 | 14,929 | 0 | 0 |
| ISHARES Core High Dividend ETF | CORE HIGH DV ETF | 46429B663 | 57 | 799 | SH | | DFND | 1 | 799 | 0 | 0 |
| Ishares Core Msci Eafe Etf | CORE MSCI EAFE | 46432F842 | 150 | 3,008 | SH | | DFND | 1 | 3,008 | 0 | 0 |
| Ishares Core Msci Emerging Markets Etf | CORE MSCI EMKT | 46434G103 | 26 | 647 | SH | | DFND | 1 | 647 | 0 | 0 |
| ISHARES Core S & P Small Cap ETF | CORE S&P SCP ETF | 464287804 | 81 | 1,435 | SH | | DFND | 1 | 1,435 | 0 | 0 |
| ISHARES Core S&P Mid-Cap ETF | CORE S&P MCP ETF | 464287507 | 19 | 129 | SH | | DFND | 1 | 129 | 0 | 0 |
| ISHARES Dow Jones Select Dividend | SELECT DIVID ETF | 464287168 | 142 | 1,933 | SH | | DFND | 1 | 1,933 | 0 | 0 |
| ISHARES IBOXX H/Y Corp Bond ETF | IBOXX HI YD ETF | 464288513 | 17 | 222 | SH | | DFND | 1 | 222 | 0 | 0 |
| ISHARES Iboxx Inv Grade Corp Bond Fund | IBOXX INV CP ETF | 464287242 | 150 | 1,213 | SH | | DFND | 1 | 1,213 | 0 | 0 |
| ISHARES Intl Select Dividend ETF | INTL SEL DIV ETF | 464288448 | 759 | 33,591 | SH | | DFND | 1 | 33,591 | 0 | 0 |
| Ishares Mbs Etf | MBS ETF | 464288588 | 21 | 191 | SH | | DFND | 1 | 191 | 0 | 0 |
| ISHARES MSCI EAFE Index Fd ETF | MSCI EAFE ETF | 464287465 | 1,284 | 24,015 | SH | | DFND | 1 | 24,015 | 0 | 0 |
| ISHARES Russell 1000 Growth ETF | RUS 1000 GRW ETF | 464287614 | 5,680 | 37,700 | SH | | DFND | 1 | 37,700 | 0 | 0 |
| Ishares Russell 1000 Index Fund Etf | RUS 1000 ETF | 464287622 | 14 | 97 | SH | | DFND | 1 | 97 | 0 | 0 |
| ISHARES Russell 2000 Growth Index Fund | RUS 2000 GRW ETF | 464287648 | 46 | 290 | SH | | DFND | 1 | 290 | 0 | 0 |
| ISHARES Russell 2000 Index Fd ETF | RUSSELL 2000 ETF | 464287655 | 2,751 | 24,036 | SH | | DFND | 1 | 24,036 | 0 | 0 |
| ISHARES Russell 2000 Value | RUS 2000 VAL ETF | 464287630 | 31 | 374 | SH | | DFND | 1 | 374 | 0 | 0 |
| ISHARES Russell Mid-Cap Value ETF | RUS MDCP VAL ETF | 464287473 | 59 | 918 | SH | | DFND | 1 | 918 | 0 | 0 |
| ISHARES Russell Midcap ETF | RUS MID CAP ETF | 464287499 | 5,814 | 134,679 | SH | | DFND | 1 | 134,679 | 0 | 0 |
| ISHARES Russell Midcap Growth ETF | RUS MD CP GR ETF | 464287481 | 134 | 1,103 | SH | | DFND | 1 | 1,103 | 0 | 0 |
| ISHARES S&P Mid-Cap 400 Growth Index | S&P MC 400GR ETF | 464287606 | 105 | 590 | SH | | DFND | 1 | 590 | 0 | 0 |
| ISHARES S&P Mid-Cap 400 Value Index | S&P MC 400VL ETF | 464287705 | 73 | 668 | SH | | DFND | 1 | 668 | 0 | 0 |
| ISHARES Silver Trust ETF | ISHARES | 46428Q109 | 7 | 500 | SH | | DFND | 1 | 500 | 0 | 0 |
| Johnson & Johnson | COM | 478160104 | 193 | 1,470 | SH | | DFND | 1 | 1,470 | 0 | 0 |
| JPMORGAN Chase & CO | COM | 46625H100 | 293 | 3,252 | SH | | DFND | 1 | 3,252 | 0 | 0 |
| Keysight Technologies INC | COM | 49338L103 | 206 | 2,462 | SH | | DFND | 1 | 2,462 | 0 | 0 |
| Koninklijke Philips Nv | NY REG SH NEW | 500472303 | 1 | 36 | SH | | DFND | 1 | 36 | 0 | 0 |
| Kraft Heinz CO | COM | 500754106 | 28 | 1,132 | SH | | DFND | 1 | 1,132 | 0 | 0 |
| L3harris Technologies INC | COM | 502431109 | 254 | 1,412 | SH | | DFND | 1 | 1,412 | 0 | 0 |
| Las Vegas Sands Corp | COM | 517834107 | 48 | 1,120 | SH | | DFND | 1 | 1,120 | 0 | 0 |
| Liberty All-star Equity Fund All Star (Closed-End Fd) | SH BEN INT | 530158104 | 48 | 9,950 | SH | | DFND | 1 | 9,950 | 0 | 0 |
| Liberty All-star Growth Fund INC (Closed-End Fd) | COM | 529900102 | 18 | 3,780 | SH | | DFND | 1 | 3,780 | 0 | 0 |
| Lions Gate Entertainment Corp | CL A VTG | 535919401 | 0 | 40 | SH | | DFND | 1 | 40 | 0 | 0 |
| Lockheed Martin Corp | COM | 539830109 | 2 | 6 | SH | | DFND | 1 | 6 | 0 | 0 |
| Lowe's Companies INC | COM | 548661107 | 2 | 18 | SH | | DFND | 1 | 18 | 0 | 0 |
| Macerich CO Reit | COM | 554382101 | 12 | 2,212 | SH | | DFND | 1 | 2,212 | 0 | 0 |
| Macquarie Infrastructure Corp | COM | 55608B105 | 15 | 600 | SH | | DFND | 1 | 600 | 0 | 0 |
| Marsh & Mclennan Companies INC | COM | 571748102 | 19 | 219 | SH | | DFND | 1 | 219 | 0 | 0 |
| Mastercard INC | CL A | 57636Q104 | 219 | 905 | SH | | DFND | 1 | 905 | 0 | 0 |
| Materials Select Sector SPDR ETF | SBI MATERIALS | 81369Y100 | 3 | 67 | SH | | DFND | 1 | 67 | 0 | 0 |
| Mccormick & Company INC | COM NON VTG | 579780206 | 151 | 1,069 | SH | | DFND | 1 | 1,069 | 0 | 0 |
| Mcdonald's Corp | COM | 580135101 | 203 | 1,230 | SH | | DFND | 1 | 1,230 | 0 | 0 |
| Medtronic Plc | SHS | G5960L103 | 259 | 2,871 | SH | | DFND | 1 | 2,871 | 0 | 0 |
| Merck & CO INC | COM | 58933Y105 | 539 | 7,010 | SH | | DFND | 1 | 7,010 | 0 | 0 |
| Microsoft Corp | COM | 594918104 | 907 | 5,751 | SH | | DFND | 1 | 5,751 | 0 | 0 |
| Mondelez International INC | CL A | 609207105 | 380 | 7,584 | SH | | DFND | 1 | 7,584 | 0 | 0 |
| National Grid Plc | SPONSORED ADR NE | 636274409 | 4 | 64 | SH | | DFND | 1 | 64 | 0 | 0 |
| Nextera Energy INC | COM | 65339F101 | 228 | 949 | SH | | DFND | 1 | 949 | 0 | 0 |
| Nielsen Holdings Plc | SHS EUR | G6518L108 | 2 | 160 | SH | | DFND | 1 | 160 | 0 | 0 |
| Norfolk Southern Corp | COM | 655844108 | 4 | 25 | SH | | DFND | 1 | 25 | 0 | 0 |
| Novartis Ag | SPONSORED ADR | 66987V109 | 7 | 82 | SH | | DFND | 1 | 82 | 0 | 0 |
| Novo Nordisk | ADR | 670100205 | 10 | 170 | SH | | DFND | 1 | 170 | 0 | 0 |
| Nuveen Real Asset Income And Growth Fund | COM | 67074Y105 | 8 | 833 | SH | | DFND | 1 | 833 | 0 | 0 |
| Nvidia Corp | COM | 67066G104 | 47 | 177 | SH | | DFND | 1 | 177 | 0 | 0 |
| Occidental Petroleum Corp | COM | 674599105 | 1 | 46 | SH | | DFND | 1 | 46 | 0 | 0 |
| Oneok INC | COM | 682680103 | 43 | 1,970 | SH | | DFND | 1 | 1,970 | 0 | 0 |
| Oracle Corp | COM | 68389X105 | 7 | 136 | SH | | DFND | 1 | 136 | 0 | 0 |
| Paypal Holdings INC | COM | 70450Y103 | 224 | 2,339 | SH | | DFND | 1 | 2,339 | 0 | 0 |
| Pentair PLC | SHS | G7S00T104 | 1 | 24 | SH | | DFND | 1 | 24 | 0 | 0 |
| Pepsico INC | COM | 713448108 | 78 | 647 | SH | | DFND | 1 | 647 | 0 | 0 |
| Permian Basin Royalty Trust Unt | UNIT BEN INT | 714236106 | 3 | 1,100 | SH | | DFND | 1 | 1,100 | 0 | 0 |
| Pfizer INC | COM | 717081103 | 659 | 20,184 | SH | | DFND | 1 | 20,184 | 0 | 0 |
| Philip Morris International INC | COM | 718172109 | 593 | 8,129 | SH | | DFND | 1 | 8,129 | 0 | 0 |
| Pimco Enhanced Short Maturity Active Exch Tr Shrt Maturty Actv Etf | ENHAN SHRT MA AC | 72201R833 | 33 | 335 | SH | | DFND | 1 | 335 | 0 | 0 |
| Pimco Municipal Income Fund (Closed-End Fd) | COM | 72200W106 | 21 | 1,631 | SH | | DFND | 1 | 1,631 | 0 | 0 |
| PNC Financial Services Group INC | COM | 693475105 | 64 | 665 | SH | | DFND | 1 | 665 | 0 | 0 |
| PPL Corp | COM | 69351T106 | 3 | 110 | SH | | DFND | 1 | 110 | 0 | 0 |
| Principal Financial Group INC | COM | 74251V102 | 19 | 595 | SH | | DFND | 1 | 595 | 0 | 0 |
| Principal Real Estate Income Fd Shs Ben Int (Closed-End Fd) | SHS BEN INT | 74255X104 | 24 | 2,000 | SH | | DFND | 1 | 2,000 | 0 | 0 |
| Principal Spectrum Pfd Secs Active ETF (Closed-End Fd) | SPECTRUM PFD | 74255Y888 | 70 | 800 | SH | | DFND | 1 | 800 | 0 | 0 |
| Procter & Gamble CO | COM | 742718109 | 190 | 1,723 | SH | | DFND | 1 | 1,723 | 0 | 0 |
| Public Service Enterprise Group INC | COM | 744573106 | 1 | 22 | SH | | DFND | 1 | 22 | 0 | 0 |
| Qualcomm INC | COM | 747525103 | 2 | 29 | SH | | DFND | 1 | 29 | 0 | 0 |
| Qualys INC | COM | 74758T303 | 13 | 147 | SH | | DFND | 1 | 147 | 0 | 0 |
| Quest Diagnostics INC | COM | 74834L100 | 169 | 2,101 | SH | | DFND | 1 | 2,101 | 0 | 0 |
| Raytheon CO | COM NEW | 755111507 | 44 | 337 | SH | | DFND | 1 | 337 | 0 | 0 |
| Real Estate Select Sector Spdr Fund Sctr Etf | RL EST SEL SEC | 81369Y860 | 4 | 122 | SH | | DFND | 1 | 122 | 0 | 0 |
| Resideo Technologies INC | COM | 76118Y104 | 2 | 497 | SH | | DFND | 1 | 497 | 0 | 0 |
| Royal Dutch PLC | SPON ADR B | 780259107 | 108 | 3,300 | SH | | DFND | 1 | 3,300 | 0 | 0 |
| Royal Dutch Shell PLC | SPONS ADR A | 780259206 | 4 | 112 | SH | | DFND | 1 | 112 | 0 | 0 |
| Russell 1000 Value Ishare ETF | RUS 1000 VAL ETF | 464287598 | 5,323 | 53,674 | SH | | DFND | 1 | 53,674 | 0 | 0 |
| Salesforce.com INC | COM | 79466L302 | 164 | 1,141 | SH | | DFND | 1 | 1,141 | 0 | 0 |
| Sanofi Aventis | SPONSORED ADR | 80105N105 | 8 | 177 | SH | | DFND | 1 | 177 | 0 | 0 |
| Sap Se | SPON ADR | 803054204 | 9 | 80 | SH | | DFND | 1 | 80 | 0 | 0 |
| Schlumberger Nv | COM | 806857108 | 20 | 1,451 | SH | | DFND | 1 | 1,451 | 0 | 0 |
| Schwab US Dividend Equity ETF | US DIVIDEND EQ | 808524797 | 12 | 256 | SH | | DFND | 1 | 256 | 0 | 0 |
| Snap-on INC | COM | 833034101 | 3 | 26 | SH | | DFND | 1 | 26 | 0 | 0 |
| Southern CO | COM | 842587107 | 708 | 13,069 | SH | | DFND | 1 | 13,069 | 0 | 0 |
| Spdr Bloomberg Barclays High Yield Bond Etf | BLOOMBERG BRCLYS | 78468R622 | 21 | 220 | SH | | DFND | 1 | 220 | 0 | 0 |
| SPDR DJ Wilshire International Real Estate ETF | DJ INTL RL ETF | 78463X863 | 36 | 1,336 | SH | | DFND | 1 | 1,336 | 0 | 0 |
| Spdr Dj Wilshire Small Cap Etf S&p 600 | S&P 600 SML CAP | 78464A813 | 24 | 500 | SH | | DFND | 1 | 500 | 0 | 0 |
| SPDR Gold Trust | GOLD SHS | 78463V107 | 50 | 337 | SH | | DFND | 1 | 337 | 0 | 0 |
| Spdr Lehman Municipal Bond Etf Nuveen Blmbrg Brcly Mncp | NUVEEN BRC MUNIC | 78468R721 | 50 | 1,002 | SH | | DFND | 1 | 1,002 | 0 | 0 |
| Spdr S&p Dividend Etf | S&P DIVID ETF | 78464A763 | 804 | 10,071 | SH | | DFND | 1 | 10,071 | 0 | 0 |
| Starwood Property Trust INC Reit | COM | 85571B105 | 26 | 2,520 | SH | | DFND | 1 | 2,520 | 0 | 0 |
| Stonecastle Financial Corp | COM | 861780104 | 16 | 1,000 | SH | | DFND | 1 | 1,000 | 0 | 0 |
| Sumitomo Mitsui Financial Group INC | SPONSORED ADR | 86562M209 | 2 | 422 | SH | | DFND | 1 | 422 | 0 | 0 |
| Suncor Energy INC | COM | 867224107 | 11 | 720 | SH | | DFND | 1 | 720 | 0 | 0 |
| Taiwan Semiconductor Manufacturing CO Ltd | SPONSORED ADS | 874039100 | 3 | 73 | SH | | DFND | 1 | 73 | 0 | 0 |
| Tc Energy Corp | COM | 87807B107 | 2 | 39 | SH | | DFND | 1 | 39 | 0 | 0 |
| Technology Select Sector SPDR | TECHNOLOGY | 81369Y803 | 72 | 899 | SH | | DFND | 1 | 899 | 0 | 0 |
| Thermo Fisher Scientific INC | COM | 883556102 | 231 | 814 | SH | | DFND | 1 | 814 | 0 | 0 |
| Thor Industries INC | COM | 885160101 | 8 | 193 | SH | | DFND | 1 | 193 | 0 | 0 |
| Tjx Companies INC | COM | 872540109 | 36 | 752 | SH | | DFND | 1 | 752 | 0 | 0 |
| Total S.A. | SPONSORED ADS | 89151E109 | 21 | 554 | SH | | DFND | 1 | 554 | 0 | 0 |
| Truist Financial Corp | COM | 89832Q109 | 138 | 4,487 | SH | | DFND | 1 | 4,487 | 0 | 0 |
| U.S. Bancorp US | COM NEW | 902973304 | 115 | 3,340 | SH | | DFND | 1 | 3,340 | 0 | 0 |
| Ubs Ag (Edinburgh Branch) Etracs Alerian Mlp Index Etn | ETRAC ALER MLP | 90267B682 | 123 | 21,320 | SH | | DFND | 1 | 21,320 | 0 | 0 |
| Ubs Ag (St Helier Branch) E Tracs Alerian Mlp Infrastr Etn | ALERIAN INFRST | 902641646 | 108 | 13,298 | SH | | DFND | 1 | 13,298 | 0 | 0 |
| Ubs Group Ag | SHS | H42097107 | 10 | 1,050 | SH | | DFND | 1 | 1,050 | 0 | 0 |
| Under Armour INC | CL A | 904311107 | 0 | 47 | SH | | DFND | 1 | 47 | 0 | 0 |
| Unilever NV | N Y SHS NEW | 904784709 | 1 | 23 | SH | | DFND | 1 | 23 | 0 | 0 |
| Union Pacific Corp | COM | 907818108 | 68 | 483 | SH | | DFND | 1 | 483 | 0 | 0 |
| United Parcel Service INC | CL B | 911312106 | 384 | 4,109 | SH | | DFND | 1 | 4,109 | 0 | 0 |
| United Technologies Corp | COM | 913017109 | 4 | 40 | SH | | DFND | 1 | 40 | 0 | 0 |
| Vanguard FTSE Emerging Markets ETF | FTSE EMR MKT ETF | 922042858 | 1,067 | 31,813 | SH | | DFND | 1 | 31,813 | 0 | 0 |
| Vanguard Consumer Discretionary Etf | CONSUM DIS ETF | 92204A108 | 99 | 680 | SH | | DFND | 1 | 680 | 0 | 0 |
| Vanguard Dividend Appreciation ETF | DIV APP ETF | 921908844 | 490 | 4,739 | SH | | DFND | 1 | 4,739 | 0 | 0 |
| Vanguard Financials Etf | FINANCIALS ETF | 92204A405 | 78 | 1,530 | SH | | DFND | 1 | 1,530 | 0 | 0 |
| Vanguard FTSE Developed Markets ETF | FTSE DEV MKT ETF | 921943858 | 5,400 | 161,979 | SH | | DFND | 1 | 161,979 | 0 | 0 |
| Vanguard Health Care Etf | HEALTH CAR ETF | 92204A504 | 110 | 660 | SH | | DFND | 1 | 660 | 0 | 0 |
| Vanguard High Dividend Yield ETF | HIGH DIV YLD | 921946406 | 2,925 | 41,345 | SH | | DFND | 1 | 41,345 | 0 | 0 |
| Vanguard Index Funds S&p 500 ETF | S&P 500 ETF SHS | 922908363 | 159 | 670 | SH | | DFND | 1 | 670 | 0 | 0 |
| Vanguard Index Funds Vanguard Growth ETF | GROWTH ETF | 922908736 | 20 | 128 | SH | | DFND | 1 | 128 | 0 | 0 |
| Vanguard Index Funds Vanguard Value ETF | VALUE ETF | 922908744 | 102 | 1,143 | SH | | DFND | 1 | 1,143 | 0 | 0 |
| Vanguard Information Technology Etf | INF TECH ETF | 92204A702 | 114 | 536 | SH | | DFND | 1 | 536 | 0 | 0 |
| Vanguard Internatl High Div Yield Index Fund Internatnl Hgh Yld Etf | INTL HIGH ETF | 921946794 | 79 | 1,750 | SH | | DFND | 1 | 1,750 | 0 | 0 |
| Vanguard Intl Equity Index Funds Vanguard Ftse All World Ex Usetf | ALLWRLD EX US | 922042775 | 48 | 1,171 | SH | | DFND | 1 | 1,171 | 0 | 0 |
| Vanguard Mid Cap ETF | MID CAP ETF | 922908629 | 58 | 442 | SH | | DFND | 1 | 442 | 0 | 0 |
| Vanguard Real Estate ETF | REAL ESTATE ETF | 922908553 | 91 | 1,296 | SH | | DFND | 1 | 1,296 | 0 | 0 |
| Vanguard S&p Mid-cap 400 Index Fund Mid Cap Etf | MIDCP 400 IDX | 921932885 | 3 | 27 | SH | | DFND | 1 | 27 | 0 | 0 |
| Vanguard Short-Term Bond ETF | SHORT TRM BOND | 921937827 | 60 | 731 | SH | | DFND | 1 | 731 | 0 | 0 |
| Vanguard Small Cap ETF | SMALL CP ETF | 922908751 | 10 | 88 | SH | | DFND | 1 | 88 | 0 | 0 |
| Vanguard Total Bond Market ETF | TOTAL BND MRKT | 921937835 | 113 | 1,329 | SH | | DFND | 1 | 1,329 | 0 | 0 |
| Vanguard Total Stock Market VIPERs ETF | TOTAL STK MKT | 922908769 | 91 | 704 | SH | | DFND | 1 | 704 | 0 | 0 |
| Vanguard Utilities Etf | UTILITIES ETF | 92204A876 | 7 | 57 | SH | | DFND | 1 | 57 | 0 | 0 |
| Ventas INC Reit | COM | 92276F100 | 1 | 49 | SH | | DFND | 1 | 49 | 0 | 0 |
| Verizon Communications INC | COM | 92343V104 | 590 | 10,972 | SH | | DFND | 1 | 10,972 | 0 | 0 |
| Vf Corp | COM | 918204108 | 182 | 3,364 | SH | | DFND | 1 | 3,364 | 0 | 0 |
| Viacomcbs INC | CL B | 92556H206 | 2 | 117 | SH | | DFND | 1 | 117 | 0 | 0 |
| Visa INC | COM CL A | 92826C839 | 143 | 885 | SH | | DFND | 1 | 885 | 0 | 0 |
| Vodafone Group PLC | SPONSORED ADR | 92857W308 | 6 | 439 | SH | | DFND | 1 | 439 | 0 | 0 |
| Walgreens Boots Alliance INC | COM | 931427108 | 30 | 656 | SH | | DFND | 1 | 656 | 0 | 0 |
| Walmart INC | COM | 931142103 | 456 | 4,017 | SH | | DFND | 1 | 4,017 | 0 | 0 |
| Waste Management INC | COM | 94106L109 | 184 | 1,993 | SH | | DFND | 1 | 1,993 | 0 | 0 |
| Wells Fargo & CO | COM | 949746101 | 80 | 2,774 | SH | | DFND | 1 | 2,774 | 0 | 0 |
| West Bancorporation INC | CAP STK | 95123P106 | 712 | 43,557 | SH | | DFND | 1 | 43,557 | 0 | 0 |
| Westinghouse Air Brake Technologies Corp | COM | 929740108 | 0 | 3 | SH | | DFND | 1 | 3 | 0 | 0 |
| Weyerhaeuser CO Reit | COM | 962166104 | 27 | 1,600 | SH | | DFND | 1 | 1,600 | 0 | 0 |
| Whirlpool Corp | COM | 963320106 | 32 | 373 | SH | | DFND | 1 | 373 | 0 | 0 |
| Wisdomtree Emerging Markets Small Cap ETF | EMG MKTS SMCAP | 97717W281 | 30 | 923 | SH | | DFND | 1 | 923 | 0 | 0 |
| Wisdomtree Europe Smallcap Dividend Fund Smlcp Etf | EUROPE SMCP DV | 97717W869 | 18 | 450 | SH | | DFND | 1 | 450 | 0 | 0 |
| Wisdomtree Japan Hedged Equity Fund Etf | JAPN HEDGE EQT | 97717W851 | 8 | 188 | SH | | DFND | 1 | 188 | 0 | 0 |
| Wisdomtree US High Dividend Fund Etf | US HIGH DIVIDEND | 97717W208 | 42 | 750 | SH | | DFND | 1 | 750 | 0 | 0 |
| Wisdomtree US Mid Cap Dividend ETF | US MIDCAP DIVID | 97717W505 | 936 | 38,735 | SH | | DFND | 1 | 38,735 | 0 | 0 |
| Wisdomtree US Smallcap Dividend Fund Etf | US SMALLCAP DIVD | 97717W604 | 731 | 40,581 | SH | | DFND | 1 | 40,581 | 0 | 0 |
| Xcel Energy INC | COM | 98389B100 | 42 | 700 | SH | | DFND | 1 | 700 | 0 | 0 |
