The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABB LTD | COM | 000375204 | 1,471 | 62,366 | SH | DFND | 26,500 | 0 | 35,866 | ||
AT&T INC | COM | 00206R102 | 278 | 8,206 | SH | DFND | 6,348 | 0 | 1,858 | ||
AGRIUM INC | COM | 008916108 | 751 | 8,935 | SH | DFND | 2,150 | 0 | 6,785 | ||
AMERICAN BALANCED FUND INC | FUND | 024071102 | 594 | 26,038 | SH | DFND | 0 | 0 | 26,038 | ||
AMERICAN CAPITAL LIMITED | COM | 02503Y103 | 1,487 | 108,165 | SH | DFND | 36,915 | 0 | 71,250 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,513 | 20,030 | SH | DFND | 9,280 | 0 | 10,750 | ||
AMGEN INC | COM | 031162100 | 1,765 | 15,767 | SH | DFND | 6,675 | 0 | 9,092 | ||
APPLE INC | COM | 037833100 | 5,352 | 11,226 | SH | DFND | 4,507 | 0 | 6,719 | ||
ARTISAN VALUE FUND INV | FUND | 04314H873 | 242 | 18,070 | SH | DFND | 0 | 0 | 18,070 | ||
BAKER HUGHES INC. | COM | 057224107 | 1,428 | 29,084 | SH | DFND | 13,150 | 0 | 15,934 | ||
BAXTER INTERNATIONAL INC | COM | 071813109 | 1,305 | 19,867 | SH | DFND | 9,000 | 0 | 10,867 | ||
BOEING COMPANY | COM | 097023105 | 763 | 6,495 | SH | DFND | 2,975 | 0 | 3,520 | ||
CBS CORP. | COM | 124857202 | 1,540 | 27,915 | SH | DFND | 12,700 | 0 | 15,215 | ||
CAPITAL INC BUILD FUND | FUND | 140193103 | 324 | 5,763 | SH | DFND | 0 | 0 | 5,763 | ||
CATERPILLAR INC DEL | COM | 149123101 | 1,418 | 17,007 | SH | DFND | 7,750 | 0 | 9,257 | ||
CELGENE CORP. | COM | 151020104 | 1,891 | 12,267 | SH | DFND | 5,525 | 0 | 6,742 | ||
CHICAGO BRIDGE& IRON | COM | 167250109 | 678 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
CISCO SYS INC | COM | 17275R102 | 1,397 | 59,642 | SH | DFND | 27,130 | 0 | 32,512 | ||
COCA-COLA COMPANY | COM | 191216100 | 1,357 | 35,819 | SH | DFND | 17,600 | 0 | 18,219 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 233 | 3,936 | SH | DFND | 2,090 | 0 | 1,846 | ||
COMPUTERIZED THERMAL IMAGING | COM | 20557C108 | 0 | 15,000 | SH | DFND | 0 | 0 | 15,000 | ||
COSTCO WHSL CORP | COM | 22160K105 | 1,326 | 11,512 | SH | DFND | 5,000 | 0 | 6,512 | ||
CUMMINS INC | COM | 231021106 | 337 | 2,540 | SH | DFND | 1,935 | 0 | 605 | ||
DEVON ENERGY | COM | 25179M103 | 1,657 | 28,684 | SH | DFND | 12,750 | 0 | 15,934 | ||
DIAGEO PLC | COM | 25243Q205 | 1,525 | 12,003 | SH | DFND | 5,500 | 0 | 6,503 | ||
DISNEY WALT CO | COM | 254687106 | 1,624 | 25,176 | SH | DFND | 12,165 | 0 | 13,011 | ||
DODGE& COX GLOBAL FUND | FUND | 256206202 | 257 | 23,668 | SH | DFND | 0 | 0 | 23,668 | ||
DOMINION RESOURCES INC (NEW) | COM | 25746U109 | 780 | 12,490 | SH | DFND | 7,025 | 0 | 5,465 | ||
DU PONT E I DE NEMOURS& CO | COM | 263534109 | 399 | 6,810 | SH | DFND | 4,965 | 0 | 1,845 | ||
EMC CORPORATION MASS | COM | 268648102 | 1,501 | 58,737 | SH | DFND | 25,500 | 0 | 33,237 | ||
EBAY INC | COM | 278642103 | 1,469 | 26,329 | SH | DFND | 12,600 | 0 | 13,729 | ||
EMBRAER SA | COM | 29082A107 | 1,765 | 54,354 | SH | DFND | 25,695 | 0 | 28,659 | ||
ENERGY TRANSFER PARTNERS | COM | 29273R109 | 294 | 5,650 | SH | DFND | 3,405 | 0 | 2,245 | ||
FMC CORP | COM | 302491303 | 717 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
FIDELITY CONTRAFUND | FUND | 316071109 | 209 | 2,236 | SH | DFND | 1,467 | 0 | 768 | ||
FIRST TRUST DOW JONES INTERNET | INDEX FUND | 33733E302 | 428 | 7,969 | SH | DFND | 0 | 0 | 7,969 | ||
FLUOR CORP. | COM | 343412102 | 1,617 | 22,785 | SH | DFND | 10,400 | 0 | 12,385 | ||
FRANKLIN RESOURCES INC | COM | 354613101 | 1,320 | 26,120 | SH | DFND | 11,700 | 0 | 14,420 | ||
FREEPORT MCMORAN COPPER&GOLD | COM | 35671D857 | 1,607 | 48,568 | SH | DFND | 23,440 | 0 | 25,128 | ||
GENERAL ELEC CO | COM | 369604103 | 1,515 | 63,408 | SH | DFND | 28,700 | 0 | 34,708 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,852 | 29,450 | SH | DFND | 13,150 | 0 | 16,300 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,617 | 10,222 | SH | DFND | 4,450 | 0 | 5,772 | ||
GOOGLE INC CLASS A | COM | 38259P508 | 1,608 | 1,836 | SH | DFND | 843 | 0 | 993 | ||
HALLIBURTON CO | COM | 406216101 | 303 | 6,284 | SH | DFND | 0 | 0 | 6,284 | ||
HARLEY DAVIDSON INC | COM | 412822108 | 1,783 | 27,749 | SH | DFND | 12,100 | 0 | 15,649 | ||
HONEYWELL | COM | 438516106 | 2,503 | 30,142 | SH | DFND | 9,200 | 0 | 20,942 | ||
AMERICAN FNDS INCOME FND OF | AMERICA A | 453320103 | 563 | 28,673 | SH | DFND | 0 | 0 | 28,673 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 2,160 | 11,662 | SH | DFND | 6,018 | 0 | 5,644 | ||
INTERNATIONAL PAPER CO | COM | 460146103 | 1,496 | 33,393 | SH | DFND | 14,900 | 0 | 18,493 | ||
ISHARES MSCI AUSTRALIA | FD | 464286103 | 418 | 16,559 | SH | DFND | 1,000 | 0 | 15,559 | ||
JPMORGAN CHASE& CO | COM | 46625H100 | 2,616 | 50,602 | SH | DFND | 19,535 | 0 | 31,067 | ||
JOHNSON& JOHNSON | COM | 478160104 | 840 | 9,686 | SH | DFND | 5,910 | 0 | 3,776 | ||
KINDER MORGAN INC | COM | 49456B101 | 255 | 7,175 | SH | DFND | 4,040 | 0 | 3,135 | ||
LOWES CO INC | COM | 548661107 | 1,832 | 38,488 | SH | DFND | 17,150 | 0 | 21,338 | ||
MACY'S INC | COM | 55616P104 | 384 | 8,870 | SH | DFND | 5,935 | 0 | 2,935 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 215 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
MANULIFE FINANCIAL CORP. | COM | 56501R106 | 1,522 | 91,916 | SH | DFND | 39,000 | 0 | 52,916 | ||
MASTERCARD | COM | 57636Q104 | 1,700 | 2,527 | SH | DFND | 1,115 | 0 | 1,412 | ||
MCDONALDS CORP | COM | 580135101 | 1,601 | 16,639 | SH | DFND | 8,095 | 0 | 8,544 | ||
MEDTRONIC INC | COM | 585055106 | 1,625 | 30,508 | SH | DFND | 13,600 | 0 | 16,908 | ||
MERCK& CO. INC. | COM | 58933Y105 | 1,305 | 27,403 | SH | DFND | 12,500 | 0 | 14,903 | ||
MICROSOFT CORP | COM | 594918104 | 1,577 | 47,398 | SH | DFND | 20,950 | 0 | 26,448 | ||
NCR CORPORATION | COM | 62886E108 | 1,729 | 43,640 | SH | DFND | 20,375 | 0 | 23,265 | ||
NIKE INC CL B | COM | 654106103 | 2,009 | 27,661 | SH | DFND | 12,900 | 0 | 14,761 | ||
NORFOLK& SOUTHERN | COM | 655844108 | 1,397 | 18,067 | SH | DFND | 8,250 | 0 | 9,817 | ||
NUCOR CORP. | COM | 670346105 | 1,407 | 28,698 | SH | DFND | 12,850 | 0 | 15,848 | ||
OCCIDENTAL PETROLEUM | COM | 674599105 | 1,980 | 21,167 | SH | DFND | 10,680 | 0 | 10,487 | ||
PNC FINANCIAL SERVICES GROUP | COM | 693475105 | 242 | 3,339 | SH | DFND | 0 | 0 | 3,339 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 1,578 | 18,221 | SH | DFND | 9,807 | 0 | 8,414 | ||
POWERSHARES DWA TECHINICAL | COM | 73935X153 | 223 | 6,600 | SH | DFND | 0 | 0 | 6,600 | ||
PROCTER& GAMBLE CO | COM | 742718109 | 1,534 | 20,296 | SH | DFND | 10,162 | 0 | 10,134 | ||
PROVECTUS PHARMA INC | COM | 74373F100 | 19 | 25,000 | SH | DFND | 0 | 0 | 25,000 | ||
PUBLIC STORAGE | COM | 74460D109 | 1,186 | 7,389 | SH | DFND | 3,375 | 0 | 4,014 | ||
QUALCOMM INC | COM | 747525103 | 2,315 | 34,390 | SH | DFND | 12,810 | 0 | 21,580 | ||
RYDEX ETF TRUST: GUGGENHEIM | S&P 500 EQUAL WEI | 78355W106 | 431 | 6,613 | SH | DFND | 0 | 0 | 6,613 | ||
SPDR S&P OIL&GAS | EQUIPMENT& SERVI | 78464A748 | 220 | 5,250 | SH | DFND | 750 | 0 | 4,500 | ||
SANDRIDGE ENERGY | COM | 80007P307 | 383 | 65,410 | SH | DFND | 11,550 | 0 | 53,860 | ||
SAP AG | COM | 803054204 | 1,347 | 18,228 | SH | DFND | 8,350 | 0 | 9,878 | ||
SCHLUMBERGER LIMITED | COM | 806857108 | 1,490 | 16,859 | SH | DFND | 7,750 | 0 | 9,109 | ||
SIMON PPTY GROUP INC | COM | 828806109 | 1,086 | 7,324 | SH | DFND | 3,350 | 0 | 3,974 | ||
STATE STREET CORP | COM | 857477103 | 1,569 | 23,861 | SH | DFND | 11,000 | 0 | 12,861 | ||
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 287 | 7,550 | SH | DFND | 0 | 0 | 7,550 | ||
TIFFANY& CO | COM | 886547108 | 1,284 | 16,764 | SH | DFND | 7,700 | 0 | 9,064 | ||
TIMKEN CO | COM | 887389104 | 272 | 4,500 | SH | DFND | 2,675 | 0 | 1,825 | ||
VALERO ENERGY | COM | 91913Y100 | 1,491 | 43,658 | SH | DFND | 19,745 | 0 | 23,913 | ||
VANGUARD INFORMATION | TECHNOLOGY INDEX | 92204A702 | 472 | 5,850 | SH | DFND | 0 | 0 | 5,850 | ||
VANGUARD SMALL-CAP INDEX FUND | ETF SHARES | 922908751 | 715 | 6,973 | SH | DFND | 0 | 0 | 6,973 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 1,590 | 34,074 | SH | DFND | 16,257 | 0 | 17,817 | ||
VICAL INC. | COM | 925602104 | 14 | 11,500 | SH | DFND | 0 | 0 | 11,500 | ||
AMERICAN FUNDS WASH. MUTUAL | INVESTORS A | 939330106 | 352 | 9,526 | SH | DFND | 0 | 0 | 9,526 | ||
WEYERHAEUSER | COM | 962166104 | 1,406 | 49,125 | SH | DFND | 22,200 | 0 | 26,925 | ||
YACKTMAN FUND | FUND | 984281105 | 248 | 10,846 | SH | DFND | 0 | 0 | 10,846 | ||
ACTAVIS PLC | COM | G0083B108 | 1,741 | 12,091 | SH | DFND | 5,550 | 0 | 6,541 | ||
EATON CORP PLC | COM | G29183103 | 1,612 | 23,418 | SH | DFND | 10,550 | 0 | 12,868 | ||
MICHAEL KORS HLDG LTD | COM | G60754101 | 318 | 4,265 | SH | DFND | 0 | 0 | 4,265 |