The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADTRAN INC | COM | 00738A106 | 945 | 35,000 | SH | DFND | 1, 2 | 35,000 | 0 | 0 | |
AMAZON COM INC | COM | 23135106 | 757 | 1,900 | SH | DFND | 1, 2 | 1,900 | 0 | 0 | |
AMERICAN CAP LTD | COM | 02503Y103 | 3,233 | 206,725 | SH | DFND | 1, 2 | 206,725 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 26874784 | 511 | 10,000 | SH | DFND | 1, 2 | 10,000 | 0 | 0 | |
AMERICAN RLTY CAP PPTYS INC | NOTE 3.750%12/1 | 02917TAB0 | 2,864 | 2,850,000 | PRN | DFND | 1, 2 | 2,850,000 | 0 | 0 | |
AMERICAN WOODMARK CORP | COM | 30506109 | 3,552 | 89,866 | SH | DFND | 1, 2 | 89,866 | 0 | 0 | |
APPLE INC | COM | 37833100 | 505 | 900 | SH | DFND | 1, 2 | 900 | 0 | 0 | |
ARAMARK HLDGS CORP | COM | 03852U106 | 5,758 | 219,607 | SH | DFND | 1, 2 | 219,607 | 0 | 0 | |
ASSURED GUARANTY LTD | COM | G0585R106 | 6,690 | 283,595 | SH | DFND | 1, 2 | 283,595 | 0 | 0 | |
B/E AEROSPACE INC | COM | 73302101 | 282 | 3,242 | SH | DFND | 1, 2 | 3,242 | 0 | 0 | |
BALLY TECHNOLOGIES INC | COM | 05874B107 | 471 | 6,000 | SH | DFND | 1, 2 | 6,000 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 60505104 | 389 | 25,000 | SH | DFND | 1, 2 | 25,000 | 0 | 0 | |
BLUE CAP REINS HLDGS LTD | COM | G1190F107 | 274 | 14,924 | SH | DFND | 1, 2 | 14,924 | 0 | 0 | |
BOSTON PROPERTIES INC | COM | 101121101 | 12,463 | 501,981 | SH | DFND | 1, 2 | 501,981 | 0 | 0 | |
CADIZ INC | COM NEW | 127537207 | 567 | 81,420 | SH | DFND | 1, 2 | 81,420 | 0 | 0 | |
CBS CORP NEW | CL B | 124857202 | 8,858 | 472,625 | SH | DFND | 1, 2 | 472,625 | 0 | 0 | |
CHEMED CORP NEW | NOTE 1.875% 5/1 | 16359RAC7 | 5,998 | 5,820,000 | PRN | DFND | 1, 2 | 5,820,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 782 | 15,000 | SH | DFND | 1, 2 | 15,000 | 0 | 0 | |
CLUBCORP HLDGS INC | COM | 18948M108 | 6,662 | 375,540 | SH | DFND | 1, 2 | 375,540 | 0 | 0 | |
COLE REAL ESTATE INVTS INC | COM | 19329V105 | 5,733 | 408,362 | SH | DFND | 1, 2 | 408,362 | 0 | 0 | |
COLONY FINL INC | COM | 19624R106 | 7,633 | 376,217 | SH | DFND | 1, 2 | 376,217 | 0 | 0 | |
COLUMBIA PPTY TR INC | COM NEW | 198287203 | 2,007 | 80,277 | SH | DFND | 1, 2 | 80,277 | 0 | 0 | |
COMCAST CORP NEW | CL A SPL | 20030N200 | 1,447 | 29,000 | SH | DFND | 1, 2 | 29,000 | 0 | 0 | |
COMMONWEALTH REIT | 6.50% PFD CUM CO | 203233408 | 834 | 40,671 | SH | DFND | 1, 2 | 40,671 | 0 | 0 | |
COMTECH TELECOMMUNICATIONS C | NOTE 3.000% 5/0 | 205826AF7 | 5,261 | 5,056,000 | PRN | DFND | 1, 2 | 5,056,000 | 0 | 0 | |
CONCHO RES INC | COM | 20605P101 | 324 | 3,000 | SH | DFND | 1, 2 | 3,000 | 0 | 0 | |
CROWN CASTLE INTL CORP | COM | 228227104 | 15,420 | 210,000 | SH | DFND | 1, 2 | 210,000 | 0 | 0 | |
CUMULUS MEDIA INC | CL A | 231082108 | 4,375 | 565,941 | SH | DFND | 1, 2 | 565,941 | 0 | 0 | |
DBX ETF TR | DBXTR HAR CS 300 | 233051879 | 348 | 14,100 | SH | DFND | 1, 2 | 14,100 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 275 | 10,007 | SH | DFND | 1, 2 | 10,007 | 0 | 0 | |
DIRECTV | COM | 25490A309 | 1,237 | 17,905 | SH | DFND | 1, 2 | 17,905 | 0 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 10,771 | 750,079 | SH | DFND | 1, 2 | 750,079 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 336 | 2,000 | SH | DFND | 1, 2 | 2,000 | 0 | 0 | |
FORESTAR GROUP INC | COM | 346233109 | 6,325 | 297,368 | SH | DFND | 1, 2 | 297,368 | 0 | 0 | |
FORESTAR GROUP INC | NOTE 3.750% 3/0 | 346232AB7 | 1,153 | 1,000,000 | PRN | DFND | 1, 2 | 1,000,000 | 0 | 0 | |
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 6,007 | 118,230 | SH | DFND | 1, 2 | 118,230 | 0 | 0 | |
GENERAL CABLE CORP DEL NEW | FRNT 5.000%11/1 | 369300AL2 | 15,956 | 15,000,000 | PRN | DFND | 1, 2 | 15,000,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 409 | 10,000 | SH | DFND | 1, 2 | 10,000 | 0 | 0 | |
GOLDCORP INC NEW | NOTE 2.000% 8/0 | 380956AB8 | 5,006 | 5,000,000 | PRN | DFND | 1, 2 | 5,000,000 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 1,199 | 1,070 | SH | DFND | 1, 2 | 1,070 | 0 | 0 | |
HAWAIIAN HOLDINGS INC | COM | 419879101 | 8,645 | 897,670 | SH | DFND | 1, 2 | 897,670 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 134,859 | 7,951,584 | SH | DFND | 1, 2 | 7,951,584 | 0 | 0 | |
ISLE OF CAPRI CASINOS INC | COM | 464592104 | 8,837 | 981,851 | SH | DFND | 1, 2 | 981,851 | 0 | 0 | |
JGWPT HLDGS INC | CL A | 46617M109 | 7,164 | 411,947 | SH | DFND | 1, 2 | 411,947 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 965 | 16,500 | SH | DFND | 1, 2 | 16,500 | 0 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 708 | 13,000 | SH | DFND | 1, 2 | 13,000 | 0 | 0 | |
LAMAR ADVERTISING CO | CL A | 512815101 | 4,232 | 81,000 | SH | DFND | 1, 2 | 81,000 | 0 | 0 | |
LGI HOMES INC | COM | 50187T106 | 6,457 | 362,948 | SH | DFND | 1, 2 | 362,948 | 0 | 0 | |
LIBERTY INTERACTIVE CORP | INT COM SER A | 53071M104 | 1,247 | 42,500 | SH | DFND | 1, 2 | 42,500 | 0 | 0 | |
LINEAR TECHNOLOGY CORP | NOTE 3.000% 5/0 | 535678AC0 | 4,835 | 4,265,000 | PRN | DFND | 1, 2 | 4,265,000 | 0 | 0 | |
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 7,159 | 362,320 | SH | DFND | 1, 2 | 362,320 | 0 | 0 | |
LIVE NATION ENTERTAINMENT IN | NOTE 2.875% 7/1 | 538034AB5 | 5,072 | 5,000,000 | PRN | DFND | 1, 2 | 5,000,000 | 0 | 0 | |
M/I HOMES INC | COM | 55305B101 | 6,638 | 260,813 | SH | DFND | 1, 2 | 260,813 | 0 | 0 | |
MARCUS & MILLICHAP INC | COM | 566324109 | 4,033 | 270,690 | SH | DFND | 1, 2 | 270,690 | 0 | 0 | |
MONRO MUFFLER BRAKE INC | COM | 610236101 | 599 | 10,621 | SH | DFND | 1, 2 | 10,621 | 0 | 0 | |
NATIONAL CINEMEDIA INC | COM | 635309107 | 2,571 | 128,828 | SH | DFND | 1, 2 | 128,828 | 0 | 0 | |
NEWMONT MINING CORP | NOTE 1.250% 7/1 | 651639AH9 | 4,987 | 5,000,000 | PRN | DFND | 1, 2 | 5,000,000 | 0 | 0 | |
OCEAN RIG UDW INC | SHS | Y64354205 | 9,450 | 490,884 | SH | DFND | 1, 2 | 490,884 | 0 | 0 | |
OMNICARE INC | DBCV 3.250%12/1 | 681904AL2 | 2,661 | 2,500,000 | PRN | DFND | 1, 2 | 2,500,000 | 0 | 0 | |
PENNYMAC MTG INVT TR | COM | 70931T103 | 6,616 | 288,174 | SH | DFND | 1, 2 | 288,174 | 0 | 0 | |
PHH CORP | COM NEW | 693320202 | 6,182 | 253,890 | SH | DFND | 1, 2 | 253,890 | 0 | 0 | |
RADIO ONE INC | CL D NON VTG | 75040P405 | 3,377 | 891,071 | SH | DFND | 1, 2 | 891,071 | 0 | 0 | |
RENTECH INC | COM | 760112102 | 2,668 | 1,524,728 | SH | DFND | 1, 2 | 1,524,728 | 0 | 0 | |
ROCK-TENN CO | CL A | 772739207 | 585 | 5,570 | SH | DFND | 1, 2 | 5,570 | 0 | 0 | |
RUCKUS WIRELESS INC | COM | 781220108 | 142 | 10,000 | SH | DFND | 1, 2 | 10,000 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 451 | 5,000 | SH | DFND | 1, 2 | 5,000 | 0 | 0 | |
SERVICE CORP INTL | COM | 817565104 | 13,303 | 733,751 | SH | DFND | 1, 2 | 733,751 | 0 | 0 | |
SESA STERLITE LTD | SPONSORED ADR | 78413F103 | 2,305 | 175,172 | SH | DFND | 1, 2 | 175,172 | 0 | 0 | |
SILVERCREST ASSET MGMT GROUP | CL A | 828359109 | 1,139 | 66,832 | SH | DFND | 1, 2 | 66,832 | 0 | 0 | |
STEEL DYNAMICS INC | COM | 858119100 | 498 | 25,500 | SH | DFND | 1, 2 | 25,500 | 0 | 0 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 6,416 | 369,364 | SH | DFND | 1, 2 | 369,364 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 703 | 20,000 | SH | DFND | 1, 2 | 20,000 | 0 | 0 | |
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 488 | 6,000 | SH | DFND | 1, 2 | 6,000 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 356 | 1,600 | SH | DFND | 1, 2 | 1,600 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 269 | 3,000 | SH | DFND | 1, 2 | 3,000 | 0 | 0 | |
VODAFONE GROUP PLC NEW | SPONS ADR NEW | 92857W209 | 511 | 13,000 | SH | DFND | 1, 2 | 13,000 | 0 | 0 | |
WCI CMNTYS INC | COM PAR $0.01 | 92923C807 | 3,952 | 207,043 | SH | DFND | 1, 2 | 207,043 | 0 | 0 |