The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLSTATE CORP | COM | 20002101 | 587 | 10,000 | SH | DFND | 1, 2 | 10,000 | 0 | 0 | |
ALTISOURCE ASSET MGMT CORP | COM | 02153X108 | 887 | 1,227 | SH | DFND | 1, 2 | 1,227 | 0 | 0 | |
ALTISOURCE PORTFOLIO SOLNS S | REG SHS | L0175J104 | 3,888 | 33,931 | SH | DFND | 1, 2 | 33,931 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1,117 | 26,000 | SH | DFND | 1, 2 | 26,000 | 0 | 0 | |
AMERICAN CAMPUS CMNTYS INC | COM | 24835100 | 4,367 | 114,188 | SH | DFND | 1, 2 | 114,188 | 0 | 0 | |
AMERICAN CAP LTD | COM | 02503Y103 | 5,828 | 381,149 | SH | DFND | 1, 2 | 381,149 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 26874784 | 546 | 10,000 | SH | DFND | 1, 2 | 10,000 | 0 | 0 | |
AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | 6,642 | 530,051 | SH | DFND | 1, 2 | 530,051 | 0 | 0 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 900 | 10,000 | SH | DFND | 1, 2 | 10,000 | 0 | 0 | |
AMERICAN WOODMARK CORP | COM | 30506109 | 2,869 | 90,022 | SH | DFND | 1, 2 | 90,022 | 0 | 0 | |
APARTMENT INVT & MGMT CO | CL A | 03748R101 | 2,005 | 62,140 | SH | DFND | 1, 2 | 62,140 | 0 | 0 | |
APPLE INC | COM | 37833100 | 883 | 9,500 | SH | DFND | 1, 2 | 9,500 | 0 | 0 | |
ARAMARK | COM | 03852U106 | 5,283 | 204,131 | SH | DFND | 1, 2 | 204,131 | 0 | 0 | |
ATMEL CORP | COM | 49513104 | 928 | 99,000 | SH | DFND | 1, 2 | 99,000 | 0 | 0 | |
B/E AEROSPACE INC | COM | 73302101 | 485 | 5,242 | SH | DFND | 1, 2 | 5,242 | 0 | 0 | |
BAKER HUGHES INC | COM | 57224107 | 819 | 11,000 | SH | DFND | 1, 2 | 11,000 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 60505104 | 154 | 10,000 | SH | DFND | 1, 2 | 10,000 | 0 | 0 | |
BARRETT BILL CORP | COM | 06846N104 | 268 | 10,000 | SH | DFND | 1, 2 | 10,000 | 0 | 0 | |
BIOGEN IDEC INC | COM | 09062X103 | 946 | 3,000 | SH | DFND | 1, 2 | 3,000 | 0 | 0 | |
BOSTON PROPERTIES INC | COM | 101121101 | 3,001 | 25,394 | SH | DFND | 1, 2 | 25,394 | 0 | 0 | |
BRIXMOR PPTY GROUP INC | COM | 11120U105 | 5,160 | 224,827 | SH | DFND | 1, 2 | 224,827 | 0 | 0 | |
CADIZ INC | COM NEW | 127537207 | 407 | 48,820 | SH | DFND | 1, 2 | 48,820 | 0 | 0 | |
CARROLS RESTAURANT GROUP INC | COM | 14574X104 | 2,207 | 309,907 | SH | DFND | 1, 2 | 309,907 | 0 | 0 | |
CLUBCORP HLDGS INC | COM | 18948M108 | 4,785 | 258,070 | SH | DFND | 1, 2 | 258,070 | 0 | 0 | |
COLONY FINL INC | COM | 19624R106 | 6,080 | 261,846 | SH | DFND | 1, 2 | 261,846 | 0 | 0 | |
COMCAST CORP NEW | CL A SPL | 20030N200 | 1,467 | 27,500 | SH | DFND | 1, 2 | 27,500 | 0 | 0 | |
COMPUWARE CORP | COM | 205638109 | 4,000 | 400,423 | SH | DFND | 1, 2 | 400,423 | 0 | 0 | |
CONCERT PHARMACEUTICALS INC | COM | 206022105 | 515 | 51,000 | SH | DFND | 1, 2 | 51,000 | 0 | 0 | |
CONNS INC | COM | 208242107 | 1,235 | 25,000 | SH | DFND | 1, 2 | 25,000 | 0 | 0 | |
COVANTA HLDG CORP | COM | 22282E102 | 9,089 | 440,988 | SH | DFND | 1, 2 | 440,988 | 0 | 0 | |
CUMULUS MEDIA INC | CL A | 231082108 | 2,533 | 384,299 | SH | DFND | 1, 2 | 384,299 | 0 | 0 | |
DELPHI AUTOMOTIVE PLC | SHS | G27823106 | 1,409 | 20,500 | SH | DFND | 1, 2 | 20,500 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 1,123 | 29,000 | SH | DFND | 1, 2 | 29,000 | 0 | 0 | |
DEMAND MEDIA INC | COM | 24802N109 | 279 | 57,800 | SH | DFND | 1, 2 | 57,800 | 0 | 0 | |
DIAMOND RESORTS INTL INC | COM | 25272T104 | 6,875 | 295,426 | SH | DFND | 1, 2 | 295,426 | 0 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 9,279 | 642,153 | SH | DFND | 1, 2 | 642,153 | 0 | 0 | |
DYCOM INDS INC | COM | 267475101 | 1,098 | 35,067 | SH | DFND | 1, 2 | 35,067 | 0 | 0 | |
EAGLE BULK SHIPPING INC | SHS NEW | Y2187A119 | 1,216 | 393,542 | SH | DFND | 1, 2 | 393,542 | 0 | 0 | |
EDUCATION RLTY TR INC | COM | 28140H104 | 1,136 | 105,780 | SH | DFND | 1, 2 | 105,780 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 584 | 5,000 | SH | DFND | 1, 2 | 5,000 | 0 | 0 | |
EQT CORP | COM | 26884L109 | 3,023 | 28,275 | SH | DFND | 1, 2 | 28,275 | 0 | 0 | |
EXTENDED STAY AMER INC | UNIT 99/99/9999B | 30224P200 | 4,859 | 209,806 | SH | DFND | 1, 2 | 209,806 | 0 | 0 | |
FIRST CTZNS BANCSHARES INC N | CL A | 31946M103 | 735 | 3,000 | SH | DFND | 1, 2 | 3,000 | 0 | 0 | |
FORESTAR GROUP INC | COM | 346233109 | 10,854 | 568,568 | SH | DFND | 1, 2 | 568,568 | 0 | 0 | |
FORESTAR GROUP INC | NOTE 3.750% 3/0 | 346232AB7 | 1,084 | 1,000,000 | PRN | DFND | 1, 2 | 1,000,000 | 0 | 0 | |
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 2,037 | 59,965 | SH | DFND | 1, 2 | 59,965 | 0 | 0 | |
GOLDCORP INC NEW | NOTE 2.000% 8/0 | 380956AB8 | 5,000 | 5,000,000 | PRN | DFND | 1, 2 | 5,000,000 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 1,415 | 2,420 | SH | DFND | 1, 2 | 2,420 | 0 | 0 | |
HAWAIIAN HOLDINGS INC | COM | 419879101 | 2,099 | 153,120 | SH | DFND | 1, 2 | 153,120 | 0 | 0 | |
HELEN OF TROY CORP LTD | COM | G4388N106 | 2,233 | 36,832 | SH | DFND | 1, 2 | 36,832 | 0 | 0 | |
HERITAGE INS HLDGS INC | COM | 42727J102 | 1,048 | 68,934 | SH | DFND | 1, 2 | 68,934 | 0 | 0 | |
HILTON WORLDWIDE HLDGS INC | COM | 43300A104 | 6,043 | 259,365 | SH | DFND | 1, 2 | 259,365 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 116,691 | 6,095,226 | SH | DFND | 1, 2 | 6,095,226 | 0 | 0 | |
HUDSON PAC PPTYS INC | COM | 444097109 | 3,043 | 120,104 | SH | DFND | 1, 2 | 120,104 | 0 | 0 | |
INSTALLED BLDG PRODS INC | COM | 45780R101 | 5,104 | 416,658 | SH | DFND | 1, 2 | 416,658 | 0 | 0 | |
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 567 | 3,000 | SH | DFND | 1, 2 | 3,000 | 0 | 0 | |
JGWPT HLDGS INC | CL A | 46617M109 | 3,429 | 304,526 | SH | DFND | 1, 2 | 304,526 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 403 | 7,000 | SH | DFND | 1, 2 | 7,000 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 5,358 | 296,500 | SH | DFND | 1, 2 | 296,500 | 0 | 0 | |
LAMAR ADVERTISING CO | CL A | 512815101 | 6,171 | 116,433 | SH | DFND | 1, 2 | 116,433 | 0 | 0 | |
LEXINGTON REALTY TRUST | COM | 529043101 | 2,057 | 186,856 | SH | DFND | 1, 2 | 186,856 | 0 | 0 | |
LGI HOMES INC | COM | 50187T106 | 7,403 | 405,627 | SH | DFND | 1, 2 | 405,627 | 0 | 0 | |
LIBERTY INTERACTIVE CORP | INT COM SER A | 53071M104 | 1,160 | 39,500 | SH | DFND | 1, 2 | 39,500 | 0 | 0 | |
LIVE NATION ENTERTAINMENT IN | NOTE 2.875% 7/1 | 538034AB5 | 4,987 | 5,000,000 | PRN | DFND | 1, 2 | 5,000,000 | 0 | 0 | |
M/I HOMES INC | COM | 55305B101 | 3,765 | 155,137 | SH | DFND | 1, 2 | 155,137 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 962 | 19,700 | SH | DFND | 1, 2 | 19,700 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 330 | 10,000 | SH | DFND | 1, 2 | 10,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,626 | 39,000 | SH | DFND | 1, 2 | 39,000 | 0 | 0 | |
NATIONAL CINEMEDIA INC | COM | 635309107 | 1,890 | 107,958 | SH | DFND | 1, 2 | 107,958 | 0 | 0 | |
NEW HOME CO INC | COM | 645370107 | 2,800 | 198,132 | SH | DFND | 1, 2 | 198,132 | 0 | 0 | |
NEW RESIDENTIAL INVT CORP | COM | 64828T102 | 516 | 81,891 | SH | DFND | 1, 2 | 81,891 | 0 | 0 | |
NEWMONT MINING CORP | NOTE 1.250% 7/1 | 651639AH9 | 4,994 | 5,000,000 | PRN | DFND | 1, 2 | 5,000,000 | 0 | 0 | |
OMNICARE INC | DBCV 3.250%12/1 | 681904AL2 | 2,656 | 2,500,000 | PRN | DFND | 1, 2 | 2,500,000 | 0 | 0 | |
ORBOTECH LTD | ORD | M75253100 | 1,283 | 84,546 | SH | DFND | 1, 2 | 84,546 | 0 | 0 | |
PENNYMAC MTG INVT TR | COM | 70931T103 | 3,917 | 178,530 | SH | DFND | 1, 2 | 178,530 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 689 | 3,000 | SH | DFND | 1, 2 | 3,000 | 0 | 0 | |
QUANTA SVCS INC | COM | 74762E102 | 519 | 15,000 | SH | DFND | 1, 2 | 15,000 | 0 | 0 | |
RADIO ONE INC | CL D NON VTG | 75040P405 | 2,125 | 431,000 | SH | DFND | 1, 2 | 431,000 | 0 | 0 | |
RCS CAP CORP | COM CL A | 74937W102 | 6,173 | 290,784 | SH | DFND | 1, 2 | 290,784 | 0 | 0 | |
RENTECH INC | COM | 760112102 | 4,019 | 1,551,588 | SH | DFND | 1, 2 | 1,551,588 | 0 | 0 | |
RSP PERMIAN INC | COM | 74978Q105 | 324 | 10,000 | SH | DFND | 1, 2 | 10,000 | 0 | 0 | |
RYDER SYS INC | COM | 783549108 | 881 | 10,000 | SH | DFND | 1, 2 | 10,000 | 0 | 0 | |
SERVICE CORP INTL | COM | 817565104 | 9,630 | 464,745 | SH | DFND | 1, 2 | 464,745 | 0 | 0 | |
SILVERCREST ASSET MGMT GROUP | CL A | 828359109 | 1,219 | 70,832 | SH | DFND | 1, 2 | 70,832 | 0 | 0 | |
SKYWEST INC | COM | 830879102 | 149 | 12,200 | SH | DFND | 1, 2 | 12,200 | 0 | 0 | |
SOTHEBYS | COM | 835898107 | 8,903 | 212,015 | SH | DFND | 1, 2 | 212,015 | 0 | 0 | |
SPECTRUM BRANDS HLDGS INC | COM | 84763R101 | 3,191 | 37,096 | SH | DFND | 1, 2 | 37,096 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 3,176 | 140,523 | SH | DFND | 1, 2 | 140,523 | 0 | 0 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 8,892 | 399,828 | SH | DFND | 1, 2 | 399,828 | 0 | 0 | |
TOP SHIPS INC | SHS NEW 2014 | Y8897Y149 | 218 | 100,000 | SH | DFND | 1, 2 | 100,000 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 844 | 24,000 | SH | DFND | 1, 2 | 24,000 | 0 | 0 | |
VAALCO ENERGY INC | COM NEW | 91851C201 | 506 | 70,000 | SH | DFND | 1, 2 | 70,000 | 0 | 0 | |
VECTOR GROUP LTD | FRNT 1/1 | 92240MAY4 | 3,601 | 2,700,000 | PRN | DFND | 1, 2 | 2,700,000 | 0 | 0 | |
WASHINGTON PRIME GROUP INC | COM | 939647103 | 2,946 | 157,200 | SH | DFND | 1, 2 | 157,200 | 0 | 0 | |
WEBMD HEALTH CORP | NOTE 2.250% 3/3 | 94770VAH5 | 12,805 | 12,500,000 | PRN | DFND | 1, 2 | 12,500,000 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 360 | 3,900 | SH | DFND | 1, 2 | 3,900 | 0 | 0 |