The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 149 | 17,500 | SH | DFND | 17,500 | 0 | 0 | ||
ABERDEEN INCOME CR STRATEGIE | COM | 003057106 | 124 | 11,867 | SH | DFND | 11,867 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 464 | 64,391 | SH | DFND | 64,391 | 0 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 16,918 | 20,325,000 | PRN | DFND | 20,325,000 | 0 | 0 | ||
ADAM NAT RES FD INC | COM | 00548F105 | 507 | 34,818 | SH | DFND | 34,818 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 207,356 | 85,200,000 | PRN | DFND | 85,200,000 | 0 | 0 | ||
ADVENT CLAYMORE CV SECS & IN | COM | 00764C109 | 396 | 31,590 | SH | DFND | 31,590 | 0 | 0 | ||
AEROJET ROCKETDYNE HLDGS INC | NOTE 2.250%12/1 | 007800AB1 | 35,696 | 24,250,000 | PRN | DFND | 24,250,000 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | DBCV 2/1 | 00971TAG6 | 9,963 | 10,000,000 | PRN | DFND | 10,000,000 | 0 | 0 | ||
AKORN INC | COM | 009728106 | 1,385 | 408,656 | SH | DFND | 408,656 | 0 | 0 | ||
ALLEGHENY TECHNOLOGIES INC | NOTE 4.750% 7/0 | 01741RAG7 | 57,125 | 33,950,000 | PRN | DFND | 33,950,000 | 0 | 0 | ||
ALLEGRO MERGER CORP | *W EXP 01/06/202 | 01749N111 | 270 | 900,000 | SH | DFND | 900,000 | 0 | 0 | ||
ALLEGRO MERGER CORP | COM | 01749N103 | 7,313 | 750,000 | SH | DFND | 750,000 | 0 | 0 | ||
ALLEGRO MERGER CORP | RIGHT 12/31/2023 | 01749N129 | 261 | 900,000 | SH | DFND | 900,000 | 0 | 0 | ||
ALLIANCE CALIF MUN INCOME FD | COM | 018546101 | 259 | 18,969 | SH | DFND | 18,969 | 0 | 0 | ||
ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 603 | 57,266 | SH | DFND | 57,266 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATL MUNI | COM | 01864U106 | 877 | 72,280 | SH | DFND | 72,280 | 0 | 0 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 463 | 43,391 | SH | DFND | 43,391 | 0 | 0 | ||
ALTA MESA RES INC | *W EXP 03/28/202 | 02133L117 | 26 | 308,333 | SH | DFND | 308,333 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 144,169 | 2,488,238 | SH | DFND | 2,488,238 | 0 | 0 | ||
ALTICE USA INC | CL A | 02156K103 | 15,038 | 910,298 | SH | DFND | 910,298 | 0 | 0 | ||
AMAG PHARMACEUTICALS INC | NOTE 3.250% 6/0 | 00163UAD8 | 30,227 | 32,975,000 | PRN | DFND | 32,975,000 | 0 | 0 | ||
AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 22,885 | 2,300,000 | SH | DFND | 2,300,000 | 0 | 0 | ||
AMERIGAS PARTNERS L P | UNIT L P INT | 030975106 | 351 | 13,864 | SH | DFND | 13,864 | 0 | 0 | ||
AMYRIS INC | NOTE 9.500% 4/1 | 03236MAF8 | 9,656 | 9,626,000 | PRN | DFND | 9,626,000 | 0 | 0 | ||
ANDEAVOR LOGISTICS LP | COM UNIT LP INT | 03350F106 | 491 | 15,100 | SH | DFND | 15,100 | 0 | 0 | ||
ANTERO MIDSTREAM GP LP | COM SHS REPSTG | 03675Y103 | 364 | 32,600 | SH | DFND | 32,600 | 0 | 0 | ||
ANTHEM INC | NOTE 2.750%10/1 | 94973VBG1 | 147,203 | 40,654,000 | PRN | DFND | 40,654,000 | 0 | 0 | ||
APERGY CORP | COM | 03755L104 | 12,326 | 455,155 | SH | DFND | 455,155 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | NOTE 4.750% 8/2 | 03762UAB1 | 10,585 | 11,275,000 | PRN | DFND | 11,275,000 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | NOTE 5.375%10/1 | 03762UAC9 | 18,173 | 18,875,000 | PRN | DFND | 18,875,000 | 0 | 0 | ||
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 341 | 23,664 | SH | DFND | 23,664 | 0 | 0 | ||
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 287 | 20,833 | SH | DFND | 20,833 | 0 | 0 | ||
APPTIO INC | CL A | 03835C108 | 45,850 | 1,207,846 | SH | DFND | 1,207,846 | 0 | 0 | ||
ARCOSA INC | COM | 039653100 | 10,212 | 368,787 | SH | DFND | 368,787 | 0 | 0 | ||
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 408 | 29,599 | SH | DFND | 29,599 | 0 | 0 | ||
ARRIS INTL INC | SHS | G0551A103 | 155,766 | 5,095,389 | SH | DFND | 5,095,389 | 0 | 0 | ||
ARYA SCIENCES ACQUISITION CO | *W EXP 10/10/202 | G3165V125 | 80 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
ARYA SCIENCES ACQUISITION CO | SHS CL A | G3165V109 | 980 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 105,065 | 2,502,153 | SH | DFND | 2,502,153 | 0 | 0 | ||
ASSURANT INC | 6.50% CONV PFD D | 04621X207 | 6,104 | 62,125 | SH | DFND | 62,125 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,986 | 69,601 | SH | DFND | 69,601 | 0 | 0 | ||
ATHENAHEALTH INC | COM | 04685W103 | 112,850 | 855,380 | SH | DFND | 855,380 | 0 | 0 | ||
ATLANTICUS HLDGS CORP | COM | 04914Y102 | 697 | 191,430 | SH | DFND | 191,430 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 30,131 | 31,525,000 | PRN | DFND | 31,525,000 | 0 | 0 | ||
AVISTA CORP | COM | 05379B107 | 119,639 | 2,816,358 | SH | DFND | 2,816,358 | 0 | 0 | ||
BARINGS GLOBAL SHORT DURATIO | COM | 06760L100 | 295 | 18,497 | SH | DFND | 18,497 | 0 | 0 | ||
BELMOND LTD | CL A | G1154H107 | 79,163 | 3,162,731 | SH | DFND | 3,162,731 | 0 | 0 | ||
BEMIS INC | COM | 081437105 | 11,333 | 246,917 | SH | DFND | 246,917 | 0 | 0 | ||
BENEFICIAL BANCORP INC | COM | 08171T102 | 12,080 | 845,356 | SH | DFND | 845,356 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | *W EXP 12/01/202 | 089482111 | 38 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | COM | 089482103 | 2,000 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | RIGHT 12/01/2022 | 089482129 | 72 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 9,756 | 114,571 | SH | DFND | 114,571 | 0 | 0 | ||
BISON CAP ACQUISITION CORP | *W EXP 06/20/202 | G1142P112 | 18 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
BISON CAP ACQUISITION CORP | RIGHT 03/20/2019 | G1142P138 | 42 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
BLACK KNIGHT INC | COM | 09215C105 | 11,368 | 252,288 | SH | DFND | 252,288 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | *W EXP 07/10/202 | 09216T115 | 63 | 210,000 | SH | DFND | 210,000 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | COM | 09216T107 | 2,108 | 210,000 | SH | DFND | 210,000 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | RIGHT 07/10/2019 | 09216T123 | 82 | 210,000 | SH | DFND | 210,000 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 1,167 | 97,494 | SH | DFND | 97,494 | 0 | 0 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 527 | 56,755 | SH | DFND | 56,755 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 581 | 51,939 | SH | DFND | 51,939 | 0 | 0 | ||
BLACKROCK DEBT STRAT FD INC | COM NEW | 09255R202 | 471 | 48,221 | SH | DFND | 48,221 | 0 | 0 | ||
BLACKROCK ENERGY & RES TR | COM | 09250U101 | 169 | 16,186 | SH | DFND | 16,186 | 0 | 0 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 396 | 50,988 | SH | DFND | 50,988 | 0 | 0 | ||
BLACKROCK ENHANCED GBL DIV T | COM | 092501105 | 513 | 54,753 | SH | DFND | 54,753 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 326 | 65,376 | SH | DFND | 65,376 | 0 | 0 | ||
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 472 | 39,629 | SH | DFND | 39,629 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 281 | 24,337 | SH | DFND | 24,337 | 0 | 0 | ||
BLACKROCK INVT QUALITY MUN T | COM | 09247D105 | 524 | 39,699 | SH | DFND | 39,699 | 0 | 0 | ||
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 427 | 31,935 | SH | DFND | 31,935 | 0 | 0 | ||
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 426 | 27,727 | SH | DFND | 27,727 | 0 | 0 | ||
BLACKROCK MUN 2030 TAR TERM | COM SHS BEN IN | 09257P105 | 1,316 | 64,165 | SH | DFND | 64,165 | 0 | 0 | ||
BLACKROCK MUN INCOME TR | SH BEN INT | 09248F109 | 246 | 20,215 | SH | DFND | 20,215 | 0 | 0 | ||
BLACKROCK MUNI INCOME INV QL | COM | 09250G102 | 168 | 12,844 | SH | DFND | 12,844 | 0 | 0 | ||
BLACKROCK MUNI INCOME TR II | COM | 09249N101 | 592 | 45,845 | SH | DFND | 45,845 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 1,157 | 91,454 | SH | DFND | 91,454 | 0 | 0 | ||
BLACKROCK MUNICIPAL BOND TR | COM | 09249H104 | 330 | 24,678 | SH | DFND | 24,678 | 0 | 0 | ||
BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | 804 | 64,384 | SH | DFND | 64,384 | 0 | 0 | ||
BLACKROCK MUNIENHANCED FD IN | COM | 09253Y100 | 773 | 78,131 | SH | DFND | 78,131 | 0 | 0 | ||
BLACKROCK MUNIHLDGS FD II IN | COM | 09253P109 | 355 | 27,377 | SH | DFND | 27,377 | 0 | 0 | ||
BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 | 912 | 72,493 | SH | DFND | 72,493 | 0 | 0 | ||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 987 | 82,388 | SH | DFND | 82,388 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 1,082 | 87,754 | SH | DFND | 87,754 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS QLTY II | COM | 09254C107 | 531 | 46,278 | SH | DFND | 46,278 | 0 | 0 | ||
BLACKROCK MUNIHLDS INVSTM QL | COM | 09254P108 | 1,069 | 83,928 | SH | DFND | 83,928 | 0 | 0 | ||
BLACKROCK MUNIHOLDNGS QLTY I | COM | 09254A101 | 372 | 32,865 | SH | DFND | 32,865 | 0 | 0 | ||
BLACKROCK MUNIY QUALITY FD I | COM | 09254G108 | 581 | 50,864 | SH | DFND | 50,864 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALI QLT | COM | 09254N103 | 1,088 | 86,094 | SH | DFND | 86,094 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALIF FD | COM | 09254M105 | 850 | 65,803 | SH | DFND | 65,803 | 0 | 0 | ||
BLACKROCK MUNIYIELD N J FD I | COM | 09254Y109 | 889 | 68,652 | SH | DFND | 68,652 | 0 | 0 | ||
BLACKROCK MUNIYIELD NY QLTY | COM | 09255E102 | 1,178 | 102,289 | SH | DFND | 102,289 | 0 | 0 | ||
BLACKROCK MUNIYIELD PA QLTY | COM | 09255G107 | 487 | 38,842 | SH | DFND | 38,842 | 0 | 0 | ||
BLACKROCK MUNIYIELD QLTY FD | COM | 09254E103 | 1,211 | 100,475 | SH | DFND | 100,475 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254F100 | 892 | 68,746 | SH | DFND | 68,746 | 0 | 0 | ||
BLACKROCK MUNIYLD MICH QLTY | COM | 09254V105 | 844 | 67,970 | SH | DFND | 67,970 | 0 | 0 | ||
BLACKROCK N Y MUN INCOME TR | SH BEN INT | 09248L106 | 404 | 33,029 | SH | DFND | 33,029 | 0 | 0 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 408 | 57,744 | SH | DFND | 57,744 | 0 | 0 | ||
BLACKSTONE GSO LNG SHRT CR I | COM SHS BN INT | 09257D102 | 142 | 10,310 | SH | DFND | 10,310 | 0 | 0 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 360 | 26,702 | SH | DFND | 26,702 | 0 | 0 | ||
BLACKSTONE MTG TR INC | NOTE 4.375% 5/0 | 09257WAB6 | 11,150 | 11,400,000 | PRN | DFND | 11,400,000 | 0 | 0 | ||
BLACKSTONE MTG TR INC | NOTE 4.750% 3/1 | 09257WAC4 | 18,022 | 18,450,000 | PRN | DFND | 18,450,000 | 0 | 0 | ||
BLUE HILLS BANCORP INC | COM | 095573101 | 9,952 | 466,340 | SH | DFND | 466,340 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 3,817 | 2,216 | SH | DFND | 2,216 | 0 | 0 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 123 | 11,830 | SH | DFND | 11,830 | 0 | 0 | ||
BOXWOOD MERGER CORP | UNIT 11/26/2025 | 10319T200 | 24,825 | 2,500,000 | SH | DFND | 2,500,000 | 0 | 0 | ||
BP MIDSTREAM PARTNERS LP | UNIT LTD PTNR | 0556EL109 | 272 | 17,500 | SH | DFND | 17,500 | 0 | 0 | ||
BRIGHTHOUSE FINL INC | COM | 10922N103 | 8,992 | 295,024 | SH | DFND | 295,024 | 0 | 0 | ||
BROOKFIELD GLOBL LISTED INFR | COM SHS | 11273Q109 | 228 | 22,507 | SH | DFND | 22,507 | 0 | 0 | ||
BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | 461 | 24,171 | SH | DFND | 24,171 | 0 | 0 | ||
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 400 | 13,800 | SH | DFND | 13,800 | 0 | 0 | ||
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 55,068 | 44,275,000 | PRN | DFND | 44,275,000 | 0 | 0 | ||
CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 172 | 18,310 | SH | DFND | 18,310 | 0 | 0 | ||
CALAMOS CONV OPP AND INC FD | SH BEN INT | 128117108 | 261 | 29,464 | SH | DFND | 29,464 | 0 | 0 | ||
CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | 91 | 13,820 | SH | DFND | 13,820 | 0 | 0 | ||
CAPITOL INVT CORP IV | *W EXP 01/01/202 | G18920127 | 83 | 83,333 | SH | DFND | 83,333 | 0 | 0 | ||
CARBONITE INC | NOTE 2.500% 4/0 | 141337AB1 | 2,388 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | ||
CARS COM INC | COM | 14575E105 | 5,872 | 273,103 | SH | DFND | 273,103 | 0 | 0 | ||
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 499 | 80,943 | SH | DFND | 80,943 | 0 | 0 | ||
CENTERPOINT ENERGY INC | DEP RP PFD CV B | 15189T503 | 16,720 | 331,450 | SH | DFND | 331,450 | 0 | 0 | ||
CF FIN ACQUISITION CORP | UNIT 04/30/2025 | 12528N206 | 20,000 | 2,000,000 | SH | DFND | 2,000,000 | 0 | 0 | ||
CHASERG TECHNLGY ACQUISITN C | *W EXP 04/10/202 | 16166A111 | 592 | 810,000 | SH | DFND | 810,000 | 0 | 0 | ||
CHASERG TECHNLGY ACQUISITN C | CLASS A | 16166A103 | 13,939 | 1,440,000 | SH | DFND | 1,440,000 | 0 | 0 | ||
CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 | 786 | 21,785 | SH | DFND | 21,785 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 54,759 | 67,825,000 | PRN | DFND | 67,825,000 | 0 | 0 | ||
CHURCHILL CAP CORP | *W EXP 09/11/202 | 17142R111 | 607 | 697,500 | SH | DFND | 697,500 | 0 | 0 | ||
CHURCHILL CAP CORP | COM CL A | 17142R103 | 12,415 | 1,300,000 | SH | DFND | 1,300,000 | 0 | 0 | ||
CIGNA CORP NEW | COM | 125523100 | 862 | 4,541 | SH | DFND | 4,541 | 0 | 0 | ||
CITRIX SYS INC | NOTE 0.500% 4/1 | 177376AD2 | 6,578 | 4,625,000 | PRN | DFND | 4,625,000 | 0 | 0 | ||
CLEVELAND CLIFFS INC | DBCV 1.500% 1/1 | 185899AA9 | 36,910 | 33,075,000 | PRN | DFND | 33,075,000 | 0 | 0 | ||
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 143 | 17,321 | SH | DFND | 17,321 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | NOTE 1.250% 5/0 | 189464AC4 | 5,184 | 7,375,000 | PRN | DFND | 7,375,000 | 0 | 0 | ||
CM SEVEN STAR ACQUISITION CO | RIGHT 08/21/2022 | G2345N136 | 300 | 750,000 | SH | DFND | 750,000 | 0 | 0 | ||
CM SEVEN STAR ACQUISITION CO | SHS | G2345N102 | 3,914 | 387,500 | SH | DFND | 387,500 | 0 | 0 | ||
CNX MIDSTREAM PARTNERS LP | COM UNIT REPST | 12654A101 | 560 | 34,400 | SH | DFND | 34,400 | 0 | 0 | ||
COHEN & STEERS GLOBAL INC BL | COM | 19248M103 | 118 | 15,880 | SH | DFND | 15,880 | 0 | 0 | ||
COHEN & STEERS INFRASTRUCTUR | COM | 19248A109 | 325 | 16,464 | SH | DFND | 16,464 | 0 | 0 | ||
COHEN & STEERS QUALITY RLTY | COM | 19247L106 | 452 | 43,608 | SH | DFND | 43,608 | 0 | 0 | ||
COHEN & STEERS REIT & PFD IN | COM | 19247X100 | 415 | 23,338 | SH | DFND | 23,338 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | *W EXP 99/99/999 | G22707114 | 140 | 116,666 | SH | DFND | 116,666 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | COM CL A | G22707106 | 3,374 | 349,998 | SH | DFND | 349,998 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | RIGHT 12/31/2019 | 203668116 | 8 | 9,282,097 | SH | DFND | 9,282,097 | 0 | 0 | ||
COMPUCREDIT HLDGS CORP | NOTE 5.875%11/3 | 20478NAD2 | 2,775 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
CONCRETE PUMPING HLDGS INC | *W EXP 08/01/202 | 206704116 | 390 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
CONDUENT INC | COM | 206787103 | 9,936 | 934,760 | SH | DFND | 934,760 | 0 | 0 | ||
CONNECTICUT WTR SVC INC | COM | 207797101 | 14,501 | 216,851 | SH | DFND | 216,851 | 0 | 0 | ||
CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 74 | 700,000 | SH | DFND | 700,000 | 0 | 0 | ||
CONSTELLATION ALPHA CAP CORP | RIGHT 99/99/9999 | G2379F132 | 133 | 700,000 | SH | DFND | 700,000 | 0 | 0 | ||
CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 3,572 | 349,500 | SH | DFND | 349,500 | 0 | 0 | ||
CORENERGY INFRASTRUCTURE TR | NOTE 7.000% 6/1 | 21870UAA4 | 1,582 | 1,500,000 | PRN | DFND | 1,500,000 | 0 | 0 | ||
COREPOINT LODGING INC | COM | 21872L104 | 149 | 12,125 | SH | DFND | 12,125 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 780 | 27,936 | SH | DFND | 27,936 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 399 | 6,084 | SH | DFND | 6,084 | 0 | 0 | ||
DASEKE INC | *W EXP 02/27/202 | 23753F115 | 60 | 378,003 | SH | DFND | 378,003 | 0 | 0 | ||
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 547 | 20,646 | SH | DFND | 20,646 | 0 | 0 | ||
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 141 | 16,248 | SH | DFND | 16,248 | 0 | 0 | ||
DELAWARE INV MN MUN INC FD I | COM | 24610V103 | 434 | 36,598 | SH | DFND | 36,598 | 0 | 0 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 1,867 | 38,200 | SH | DFND | 38,200 | 0 | 0 | ||
DELPHI TECHNOLOGIES PLC | SHS | G2709G107 | 6,038 | 421,616 | SH | DFND | 421,616 | 0 | 0 | ||
DFB HEALTHCARE ACQUISTION CO | *W EXP 04/11/202 | 23291E117 | 738 | 599,999 | SH | DFND | 599,999 | 0 | 0 | ||
DFB HEALTHCARE ACQUISTION CO | COM | 23291E109 | 7,207 | 749,999 | SH | DFND | 749,999 | 0 | 0 | ||
DISCOVERY INC | COM SER C | 25470F302 | 651 | 28,190 | SH | DFND | 28,190 | 0 | 0 | ||
DIVIDEND & INCOME FUND | COM NEW | 25538A204 | 447 | 46,948 | SH | DFND | 46,948 | 0 | 0 | ||
DREYFUS MUN BD INFRSTRCTR FD | SHS | 26203D101 | 314 | 26,442 | SH | DFND | 26,442 | 0 | 0 | ||
DREYFUS MUN INCOME INC | COM | 26201R102 | 301 | 39,490 | SH | DFND | 39,490 | 0 | 0 | ||
DREYFUS STRATEGIC MUN BD FD | COM | 26202F107 | 657 | 94,169 | SH | DFND | 94,169 | 0 | 0 | ||
DREYFUS STRATEGIC MUNS INC | COM | 261932107 | 816 | 113,706 | SH | DFND | 113,706 | 0 | 0 | ||
DTF TAX-FREE INCOME INC | COM | 23334J107 | 361 | 29,138 | SH | DFND | 29,138 | 0 | 0 | ||
DUN & BRADSTREET CORP DEL NE | COM | 26483E100 | 112,882 | 790,822 | SH | DFND | 790,822 | 0 | 0 | ||
DWS MUN INCOME TR NEW | COM | 233368109 | 940 | 91,267 | SH | DFND | 91,267 | 0 | 0 | ||
DWS STRATEGIC MUN INCOME TR | COM | 23342Q101 | 334 | 32,400 | SH | DFND | 32,400 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 754 | 76,155 | SH | DFND | 76,155 | 0 | 0 | ||
EATON VANCE FLTG RATE INCOM | COM SHS BEN INT | 278284104 | 146 | 10,297 | SH | DFND | 10,297 | 0 | 0 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 461 | 36,389 | SH | DFND | 36,389 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 690 | 57,915 | SH | DFND | 57,915 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 1,176 | 104,185 | SH | DFND | 104,185 | 0 | 0 | ||
EATON VANCE MUN BD FD II | COM | 27827K109 | 126 | 11,478 | SH | DFND | 11,478 | 0 | 0 | ||
EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | 721 | 63,735 | SH | DFND | 63,735 | 0 | 0 | ||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 408 | 37,077 | SH | DFND | 37,077 | 0 | 0 | ||
EATON VANCE SH TM DR DIVR IN | COM | 27828V104 | 206 | 16,570 | SH | DFND | 16,570 | 0 | 0 | ||
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 393 | 31,299 | SH | DFND | 31,299 | 0 | 0 | ||
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 361 | 60,150 | SH | DFND | 60,150 | 0 | 0 | ||
EATON VANCE TAX ADV BD OPT S | COM SH BEN INT | 27829M103 | 111 | 13,033 | SH | DFND | 13,033 | 0 | 0 | ||
EATON VANCE TX ADV GLBL DIV | COM | 27828S101 | 258 | 19,036 | SH | DFND | 19,036 | 0 | 0 | ||
ECHO GLOBAL LOGISTICS INC | NOTE 2.500% 5/0 | 27875TAA9 | 8,302 | 8,531,000 | PRN | DFND | 8,531,000 | 0 | 0 | ||
ELECTRO SCIENTIFIC INDS | COM | 285229100 | 44,562 | 1,487,372 | SH | DFND | 1,487,372 | 0 | 0 | ||
ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | 635 | 46,900 | SH | DFND | 46,900 | 0 | 0 | ||
ENBRIDGE INC | COM | 29250N105 | 1,056 | 33,984 | SH | DFND | 33,984 | 0 | 0 | ||
ENCORE CAP GROUP INC | NOTE 3.250% 3/1 | 292554AK8 | 5,757 | 7,000,000 | PRN | DFND | 7,000,000 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 923 | 69,888 | SH | DFND | 69,888 | 0 | 0 | ||
ENGILITY HLDGS INC NEW | COM | 29286C107 | 6,723 | 236,216 | SH | DFND | 236,216 | 0 | 0 | ||
ENLINK MIDSTREAM PARTNERS LP | COM UNIT REP LTD | 29336U107 | 437 | 39,709 | SH | DFND | 39,709 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 683 | 27,760 | SH | DFND | 27,760 | 0 | 0 | ||
EQM MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | 432 | 9,980 | SH | DFND | 9,980 | 0 | 0 | ||
ESTERLINE TECHNOLOGIES CORP | COM | 297425100 | 140,756 | 1,158,960 | SH | DFND | 1,158,960 | 0 | 0 | ||
ESTRE AMBIENTAL INC | *W EXP 12/21/202 | G3206V118 | 36 | 661,870 | SH | DFND | 661,870 | 0 | 0 | ||
EXPEDIA GROUP INC | COM NEW | 30212P303 | 1,354 | 12,022 | SH | DFND | 12,022 | 0 | 0 | ||
EZCORP INC | NOTE 2.125% 6/1 | 302301AB2 | 14,751 | 15,075,000 | PRN | DFND | 15,075,000 | 0 | 0 | ||
EZCORP INC | NOTE 2.875% 7/0 | 302301AF3 | 987 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
FALCON MINERALS CORP | *W EXP 07/21/202 | 30607B208 | 150 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 390 | 299,999 | SH | DFND | 299,999 | 0 | 0 | ||
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 7,720 | 799,998 | SH | DFND | 799,998 | 0 | 0 | ||
FCB FINL HLDGS INC | CL A | 30255G103 | 31,536 | 939,124 | SH | DFND | 939,124 | 0 | 0 | ||
FEDERAL STR ACQUISITION CORP | *W EXP 07/24/202 | 31421V115 | 128 | 187,500 | SH | DFND | 187,500 | 0 | 0 | ||
FEDERATED PREM MUN INC FD | COM | 31423P108 | 384 | 31,264 | SH | DFND | 31,264 | 0 | 0 | ||
FIDELITY SOUTHERN CORP NEW | COM | 316394105 | 2,498 | 96,000 | SH | DFND | 96,000 | 0 | 0 | ||
FINISAR CORP | COM NEW | 31787A507 | 73,835 | 3,418,268 | SH | DFND | 3,418,268 | 0 | 0 | ||
FINISAR CORP | NOTE 0.500%12/1 | 31787AAP6 | 5,710 | 6,000,000 | PRN | DFND | 6,000,000 | 0 | 0 | ||
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 23,069 | 2,300,000 | SH | DFND | 2,300,000 | 0 | 0 | ||
FIRST TR ABERDEEN GLBL OPP F | COM SHS | 337319107 | 179 | 19,070 | SH | DFND | 19,070 | 0 | 0 | ||
FIRST TR DYNAMIC EUROPE EQT | COM SHS | 33740D107 | 270 | 21,346 | SH | DFND | 21,346 | 0 | 0 | ||
FIRST TR HIGH INCOME L/S FD | COM | 33738E109 | 558 | 42,042 | SH | DFND | 42,042 | 0 | 0 | ||
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 417 | 37,274 | SH | DFND | 37,274 | 0 | 0 | ||
FLEXION THERAPEUTICS INC | NOTE 3.375% 5/0 | 33938JAB2 | 1,100 | 1,330,000 | PRN | DFND | 1,330,000 | 0 | 0 | ||
FORTIVE CORP | 5% PFD CNV SER A | 34959J207 | 6,387 | 7,025 | SH | DFND | 7,025 | 0 | 0 | ||
FORUM MERGER II CORP | *W EXP 09/30/202 | 34986F111 | 729 | 1,620,000 | SH | DFND | 1,620,000 | 0 | 0 | ||
FORUM MERGER II CORP | CL A | 34986F103 | 13,896 | 1,440,000 | SH | DFND | 1,440,000 | 0 | 0 | ||
FRANKLIN LTD DURATION INC TR | COM | 35472T101 | 250 | 27,679 | SH | DFND | 27,679 | 0 | 0 | ||
FRONTDOOR INC | COM | 35905A109 | 12,034 | 452,254 | SH | DFND | 452,254 | 0 | 0 | ||
GABELLI DIVD & INCOME TR | COM | 36242H104 | 469 | 25,634 | SH | DFND | 25,634 | 0 | 0 | ||
GABELLI HLTHCARE & WELLNESS | SHS | 36246K103 | 102 | 11,066 | SH | DFND | 11,066 | 0 | 0 | ||
GAIN CAP HLDGS INC | NOTE 5.000% 8/1 | 36268WAF7 | 232 | 225,000 | PRN | DFND | 225,000 | 0 | 0 | ||
GAMCO NAT RES GOLD & INCOME | SH BEN INT | 36465E101 | 55 | 11,142 | SH | DFND | 11,142 | 0 | 0 | ||
GARRETT MOTION INC | COM | 366505105 | 9,641 | 781,284 | SH | DFND | 781,284 | 0 | 0 | ||
GENERAL AMERN INVS INC | COM | 368802104 | 315 | 11,060 | SH | DFND | 11,060 | 0 | 0 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 446 | 24,165 | SH | DFND | 24,165 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 47,024 | 10,091,078 | SH | DFND | 10,091,078 | 0 | 0 | ||
GIGCAPITAL INC | *W EXP 06/08/202 | 37518N122 | 272 | 1,125,000 | SH | DFND | 1,125,000 | 0 | 0 | ||
GIGCAPITAL INC | COM | 37518N106 | 6,818 | 675,000 | SH | DFND | 675,000 | 0 | 0 | ||
GIGCAPITAL INC | RIGHT 03/06/2020 | 37518N114 | 412 | 1,500,000 | SH | DFND | 1,500,000 | 0 | 0 | ||
GOPRO INC | CL A | 38268T103 | 328 | 77,342 | SH | DFND | 77,342 | 0 | 0 | ||
GOPRO INC | NOTE 3.500% 4/1 | 38268TAB9 | 2,059 | 2,500,000 | PRN | DFND | 2,500,000 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | *W EXP 07/30/202 | 382788115 | 431 | 1,106,820 | SH | DFND | 1,106,820 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | COM CLASS A | 382788107 | 12,298 | 1,229,800 | SH | DFND | 1,229,800 | 0 | 0 | ||
GORES HOLDINGS III INC | *W EXP 09/11/202 | 38286G117 | 433 | 333,332 | SH | DFND | 333,332 | 0 | 0 | ||
GORES HOLDINGS III INC | CLASS A | 38286G109 | 8,219 | 849,996 | SH | DFND | 849,996 | 0 | 0 | ||
GRAF INDL CORP | *W EXP 12/31/202 | 384278115 | 713 | 1,782,000 | SH | DFND | 1,782,000 | 0 | 0 | ||
GRAF INDL CORP | COM | 384278107 | 15,840 | 1,650,000 | SH | DFND | 1,650,000 | 0 | 0 | ||
GRANITE PT MTG TR INC | NOTE 6.375%10/0 | 38741LAC1 | 4,944 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
GREEN BANCORP INC | COM | 39260X100 | 2,599 | 151,640 | SH | DFND | 151,640 | 0 | 0 | ||
GREEN PLAINS INC | NOTE 4.125% 9/0 | 393222AF1 | 5,965 | 6,750,000 | PRN | DFND | 6,750,000 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 625 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 13,230 | 1,350,000 | SH | DFND | 1,350,000 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | *W EXP 10/25/202 | G4182A128 | 253 | 324,900 | SH | DFND | 324,900 | 0 | 0 | ||
GUARANTY BANCORP DEL | COM NEW | 40075T607 | 8,232 | 396,709 | SH | DFND | 396,709 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | COM | 40171V100 | 1,207 | 15,046 | SH | DFND | 15,046 | 0 | 0 | ||
HANCOCK JOHN TAX-ADV DIV INC | COM | 41013V100 | 289 | 14,149 | SH | DFND | 14,149 | 0 | 0 | ||
HARMONIC INC | NOTE 4.000%12/0 | 413160AB8 | 2,116 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP | *W EXP 10/27/202 | 420870115 | 492 | 599,990 | SH | DFND | 599,990 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP | COM CLASS A | 420870107 | 9,009 | 899,960 | SH | DFND | 899,960 | 0 | 0 | ||
HCI GROUP INC | NOTE 4.250% 3/0 | 40416EAD5 | 6,082 | 6,000,000 | PRN | DFND | 6,000,000 | 0 | 0 | ||
HELIX ENERGY SOLUTIONS GRP I | NOTE 4.125% 9/1 | 42330PAJ6 | 4,631 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 55,264 | 40,000,000 | PRN | DFND | 40,000,000 | 0 | 0 | ||
HERCULES CAPITAL INC | DBCV 4.375% 2/0 | 427096AF9 | 20,069 | 21,150,000 | PRN | DFND | 21,150,000 | 0 | 0 | ||
HESS MIDSTREAM PARTNERS LP | UNIT LTD PR INT | 428104103 | 514 | 30,300 | SH | DFND | 30,300 | 0 | 0 | ||
HILTON GRAND VACATIONS INC | COM | 43283X105 | 9,269 | 351,225 | SH | DFND | 351,225 | 0 | 0 | ||
HL ACQUISITIONS CORP | *W EXP 06/21/202 | G4603R122 | 81 | 270,000 | SH | DFND | 270,000 | 0 | 0 | ||
HL ACQUISITIONS CORP | RIGHT 07/17/2023 | G4603R130 | 204 | 270,000 | SH | DFND | 270,000 | 0 | 0 | ||
HL ACQUISITIONS CORP | SHS | G4603R106 | 2,074 | 216,000 | SH | DFND | 216,000 | 0 | 0 | ||
HOLLY ENERGY PARTNERS L P | COM UT LTD PTN | 435763107 | 631 | 22,100 | SH | DFND | 22,100 | 0 | 0 | ||
HORTONWORKS INC | COM | 440894103 | 22,596 | 1,567,016 | SH | DFND | 1,567,016 | 0 | 0 | ||
HUNTER MARITIME ACQUISITION | CL A | Y37828111 | 1,004 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
HURON CONSULTING GROUP INC | NOTE 1.250%10/0 | 447462AB8 | 23,593 | 23,955,000 | PRN | DFND | 23,955,000 | 0 | 0 | ||
II VI INC | NOTE 0.250% 9/0 | 902104AB4 | 19,532 | 20,000,000 | PRN | DFND | 20,000,000 | 0 | 0 | ||
ILLUMINA INC | COM | 452327109 | 3,634 | 12,116 | SH | DFND | 12,116 | 0 | 0 | ||
ILLUMINA INC | NOTE 6/1 | 452327AF6 | 13,322 | 10,879,000 | PRN | DFND | 10,879,000 | 0 | 0 | ||
IMPERVA INC | COM | 45321L100 | 42,122 | 756,364 | SH | DFND | 756,364 | 0 | 0 | ||
INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 456237106 | 2,100 | 106,783 | SH | DFND | 106,783 | 0 | 0 | ||
INFINERA CORPORATION | NOTE 2.125% 9/0 | 45667GAC7 | 14,357 | 19,700,000 | PRN | DFND | 19,700,000 | 0 | 0 | ||
INFRA AND ENERGY ALTRNTIVE I | *W EXP 05/20/202 | 45686J112 | 312 | 343,006 | SH | DFND | 343,006 | 0 | 0 | ||
INFRAREIT INC | COM | 45685L100 | 30,295 | 1,441,225 | SH | DFND | 1,441,225 | 0 | 0 | ||
INNOVIVA INC | NOTE 2.500% 8/1 | 45781MAB7 | 3,619 | 3,000,000 | PRN | DFND | 3,000,000 | 0 | 0 | ||
INPHI CORP | NOTE 0.750% 9/0 | 45772FAC1 | 24,240 | 26,150,000 | PRN | DFND | 26,150,000 | 0 | 0 | ||
INPHI CORP | NOTE 1.125%12/0 | 45772FAB3 | 7,722 | 7,325,000 | PRN | DFND | 7,325,000 | 0 | 0 | ||
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 145,337 | 3,000,963 | SH | DFND | 3,000,963 | 0 | 0 | ||
INTEGRATED DEVICE TECHNOLOGY | NOTE 0.875%11/1 | 458118AC0 | 13,964 | 9,000,000 | PRN | DFND | 9,000,000 | 0 | 0 | ||
INTERDIGITAL INC | NOTE 1.500% 3/0 | 458660AD9 | 3,686 | 3,500,000 | PRN | DFND | 3,500,000 | 0 | 0 | ||
INTREXON CORP | COM | 46122T102 | 947 | 144,759 | SH | DFND | 144,759 | 0 | 0 | ||
INTREXON CORP | NOTE 3.500% 7/0 | 46122TAA0 | 13,159 | 18,800,000 | PRN | DFND | 18,800,000 | 0 | 0 | ||
INVACARE CORP | NOTE 4.500% 6/0 | 461203AH4 | 1,315 | 1,950,000 | PRN | DFND | 1,950,000 | 0 | 0 | ||
INVACARE CORP | NOTE 5.000% 2/1 | 461203AF8 | 2,894 | 4,000,000 | PRN | DFND | 4,000,000 | 0 | 0 | ||
INVESCO ADVANTAGE MUNICIPAL | SH BEN INT | 46132E103 | 799 | 80,959 | SH | DFND | 80,959 | 0 | 0 | ||
INVESCO CALIF VALUE MUN INC | COM | 46132H106 | 370 | 32,726 | SH | DFND | 32,726 | 0 | 0 | ||
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 553 | 53,856 | SH | DFND | 53,856 | 0 | 0 | ||
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 1,238 | 110,704 | SH | DFND | 110,704 | 0 | 0 | ||
INVESCO MUN TR | COM | 46131J103 | 1,046 | 93,910 | SH | DFND | 93,910 | 0 | 0 | ||
INVESCO QUALITY MUNI INC TRS | COM | 46133G107 | 1,108 | 98,731 | SH | DFND | 98,731 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 1,117 | 97,325 | SH | DFND | 97,325 | 0 | 0 | ||
INVESCO TR INVT GRADE NY MUN | COM | 46131T101 | 357 | 29,935 | SH | DFND | 29,935 | 0 | 0 | ||
INVESCO VALUE MUN INCOME TR | COM | 46132P108 | 1,186 | 87,748 | SH | DFND | 87,748 | 0 | 0 | ||
INVESTMENT TECHNOLOGY GRP NE | COM | 46145F105 | 21,683 | 717,037 | SH | DFND | 717,037 | 0 | 0 | ||
IRONWOOD PHARMACEUTICALS INC | DBCV 2.250% 6/1 | 46333XAD0 | 13,182 | 14,025,000 | PRN | DFND | 14,025,000 | 0 | 0 | ||
ISTAR INC | NOTE 3.125% 9/1 | 45031UCB5 | 27,422 | 30,350,000 | PRN | DFND | 30,350,000 | 0 | 0 | ||
IVY HIGH INC OPPORTUNITIES F | COM | 465893105 | 295 | 24,294 | SH | DFND | 24,294 | 0 | 0 | ||
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 13,819 | 12,000,000 | PRN | DFND | 12,000,000 | 0 | 0 | ||
JASON INDS INC | *W EXP 06/30/201 | 471172114 | 33 | 1,933,070 | SH | DFND | 1,933,070 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 1,949 | 15,719 | SH | DFND | 15,719 | 0 | 0 | ||
JBG SMITH PPTYS | COM | 46590V100 | 17,701 | 508,510 | SH | DFND | 508,510 | 0 | 0 | ||
JENSYN ACQUISITION CORP | *W EXP 03/07/202 | 47632B110 | 12 | 174,000 | SH | DFND | 174,000 | 0 | 0 | ||
JENSYN ACQUISITION CORP | COM | 47632B102 | 759 | 69,000 | SH | DFND | 69,000 | 0 | 0 | ||
JENSYN ACQUISITION CORP | RIGHT 99/99/9999 | 47632B128 | 35 | 174,000 | SH | DFND | 174,000 | 0 | 0 | ||
KBL MERGER CORP IV | *W EXP 01/15/202 | 48242A112 | 45 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
KBL MERGER CORP IV | RIGHT 03/22/2019 | 48242A120 | 390 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 191 | 13,418 | SH | DFND | 13,418 | 0 | 0 | ||
KLX ENERGY SERVICS HOLDNGS I | COM | 48253L106 | 294 | 12,542 | SH | DFND | 12,542 | 0 | 0 | ||
L3 TECHNOLOGIES INC | COM | 502413107 | 203,233 | 1,170,292 | SH | DFND | 1,170,292 | 0 | 0 | ||
LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 414 | 1,250,000 | SH | DFND | 1,250,000 | 0 | 0 | ||
LEGACY ACQUISITION CORP | COM CL A | 524643103 | 12,128 | 1,235,000 | SH | DFND | 1,235,000 | 0 | 0 | ||
LEGACY RESERVES LP/ LEGACY F | NOTE 8.000% 9/2 | 52471TAF4 | 3,000 | 10,000,000 | PRN | DFND | 10,000,000 | 0 | 0 | ||
LEISURE ACQUISITION CORP | *W EXP 12/05/201 | 52539T115 | 494 | 625,000 | SH | DFND | 625,000 | 0 | 0 | ||
LEISURE ACQUISITION CORP | COM | 52539T107 | 5,418 | 550,000 | SH | DFND | 550,000 | 0 | 0 | ||
LEO HOLDINGS CORP | *W EXP 02/07/202 | G5463L113 | 1,193 | 1,115,000 | SH | DFND | 1,115,000 | 0 | 0 | ||
LEO HOLDINGS CORP | COM CL A | G5463L105 | 6,241 | 646,700 | SH | DFND | 646,700 | 0 | 0 | ||
LF CAP ACQUISITION CORP | *W EXP 06/22/202 | 50200K116 | 504 | 1,200,000 | SH | DFND | 1,200,000 | 0 | 0 | ||
LF CAP ACQUISITION CORP | CL A | 50200K108 | 9,408 | 960,000 | SH | DFND | 960,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | NOTE 1.375%10/1 | 531229AB8 | 1,073 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
LONGEVITY ACQUISITION CORP | *W EXP 07/31/202 | G56372116 | 19 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
LONGEVITY ACQUISITION CORP | RIGHT 07/31/2020 | G56372124 | 50 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 213 | 5,077 | SH | DFND | 5,077 | 0 | 0 | ||
MACQUARIE GLBL INFRA TOTL RE | COM | 55608D101 | 243 | 12,902 | SH | DFND | 12,902 | 0 | 0 | ||
MADISON CVRED CALL & EQ STR | COM | 557437100 | 65 | 10,618 | SH | DFND | 10,618 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 551 | 9,657 | SH | DFND | 9,657 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR SA | NOTE 5.000% 3/0 | 55932XAB0 | 2,048 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | ||
MAGNOLIA OIL & GAS CORP | *W EXP 07/31/202 | 559663117 | 252 | 83,333 | SH | DFND | 83,333 | 0 | 0 | ||
MARTIN MIDSTREAM PRTNRS L P | UNIT L P INT | 573331105 | 419 | 40,794 | SH | DFND | 40,794 | 0 | 0 | ||
MB FINANCIAL INC NEW | COM | 55264U108 | 48,847 | 1,232,585 | SH | DFND | 1,232,585 | 0 | 0 | ||
MEDICINES CO | COM | 584688105 | 1,548 | 80,854 | SH | DFND | 80,854 | 0 | 0 | ||
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 4,056 | 4,700,000 | PRN | DFND | 4,700,000 | 0 | 0 | ||
MEGALITH FINL ACQUISITION CO | *W EXP 08/26/202 | 58518F117 | 462 | 1,153,800 | SH | DFND | 1,153,800 | 0 | 0 | ||
MEGALITH FINL ACQUISITION CO | CL A COM | 58518F109 | 10,010 | 1,032,000 | SH | DFND | 1,032,000 | 0 | 0 | ||
MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 | 115 | 13,134 | SH | DFND | 13,134 | 0 | 0 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 105 | 20,458 | SH | DFND | 20,458 | 0 | 0 | ||
MFS MUN INCOME TR | SH BEN INT | 552738106 | 429 | 69,841 | SH | DFND | 69,841 | 0 | 0 | ||
MICRO FOCUS INTERNATIONAL PL | SPON ADR NEW | 594837304 | 16,614 | 965,357 | SH | DFND | 965,357 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 136,397 | 96,500,000 | PRN | DFND | 96,500,000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 2.250% 2/1 | 595017AH7 | 54,994 | 55,941,000 | PRN | DFND | 55,941,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 2.125% 2/1 | 595112AV5 | 79,311 | 27,379,000 | PRN | DFND | 27,379,000 | 0 | 0 | ||
MINDBODY INC | COM CL A | 60255W105 | 28,173 | 773,975 | SH | DFND | 773,975 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | *W EXP 05/17/202 | 60765P111 | 85 | 425,000 | SH | DFND | 425,000 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | COM | 60765P103 | 6,069 | 595,031 | SH | DFND | 595,031 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | RIGHT 99/99/9999 | 60765P129 | 425 | 1,700,000 | SH | DFND | 1,700,000 | 0 | 0 | ||
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 110,281 | 38,325,000 | PRN | DFND | 38,325,000 | 0 | 0 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 700 | 23,115 | SH | DFND | 23,115 | 0 | 0 | ||
MTECH ACQUISITION CORP | *W EXP 08/01/202 | 55378W115 | 37 | 62,500 | SH | DFND | 62,500 | 0 | 0 | ||
MTECH ACQUISITION CORP | COM CLASS A | 55378W107 | 755 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP | *W EXP 02/12/202 | 624745113 | 1,013 | 2,250,000 | SH | DFND | 2,250,000 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 11,351 | 1,150,000 | SH | DFND | 1,150,000 | 0 | 0 | ||
NATIONAL COMM CORP | COM | 63546L102 | 1,332 | 37,002 | SH | DFND | 37,002 | 0 | 0 | ||
NATIONAL ENERGY SERVICES REU | *W EXP 05/05/202 | G6375R115 | 491 | 409,500 | SH | DFND | 409,500 | 0 | 0 | ||
NATIONAL HEALTH INVS INC | NOTE 3.250% 4/0 | 63633DAE4 | 2,199 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | ||
NAVIGATORS GROUP INC | COM | 638904102 | 13,331 | 191,845 | SH | DFND | 191,845 | 0 | 0 | ||
NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 314 | 233,332 | SH | DFND | 233,332 | 0 | 0 | ||
NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 5,850 | 599,996 | SH | DFND | 599,996 | 0 | 0 | ||
NEUBERGER BERMAN HGH YLD FD | COM | 64128C106 | 436 | 45,127 | SH | DFND | 45,127 | 0 | 0 | ||
NEUBERGER BERMAN MUNI FD INC | COM | 64124P101 | 477 | 37,689 | SH | DFND | 37,689 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | NOTE 2.250% 5/1 | 64125CAD1 | 3,589 | 3,000,000 | PRN | DFND | 3,000,000 | 0 | 0 | ||
NEVSUN RES LTD | COM | 64156L101 | 35,026 | 7,986,500 | SH | DFND | 7,986,500 | 0 | 0 | ||
NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | 172 | 22,686 | SH | DFND | 22,686 | 0 | 0 | ||
NEW FRONTIER CORP | *W EXP 99/99/999 | G6485P124 | 405 | 450,000 | SH | DFND | 450,000 | 0 | 0 | ||
NEW FRONTIER CORP | COM CL A | G6485P108 | 7,840 | 800,000 | SH | DFND | 800,000 | 0 | 0 | ||
NEW MTN FIN CORP | NOTE 5.750% 8/1 | 647551AC4 | 6,945 | 7,000,000 | PRN | DFND | 7,000,000 | 0 | 0 | ||
NEW YORK MTG TR INC | NOTE 6.250% 1/1 | 649604AD7 | 3,676 | 3,725,000 | PRN | DFND | 3,725,000 | 0 | 0 | ||
NEWFIELD EXPL CO | COM | 651290108 | 81,430 | 5,554,579 | SH | DFND | 5,554,579 | 0 | 0 | ||
NEWMARK GROUP INC | CL A | 65158N102 | 6,727 | 838,808 | SH | DFND | 838,808 | 0 | 0 | ||
NEWS CORP NEW | CL A | 65249B109 | 1,522 | 134,116 | SH | DFND | 134,116 | 0 | 0 | ||
NOVELLUS SYS INC | NOTE 2.625% 5/1 | 670008AD3 | 448,202 | 108,555,000 | PRN | DFND | 108,555,000 | 0 | 0 | ||
NRC GROUP HLDGS CORP | *W EXP 10/17/202 | 629375114 | 152 | 187,500 | SH | DFND | 187,500 | 0 | 0 | ||
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 365 | 17,439 | SH | DFND | 17,439 | 0 | 0 | ||
NUTRI SYS INC NEW | COM | 67069D108 | 53,285 | 1,214,326 | SH | DFND | 1,214,326 | 0 | 0 | ||
NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 26,797 | 25,401,000 | PRN | DFND | 25,401,000 | 0 | 0 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 1,184 | 84,668 | SH | DFND | 84,668 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 1,252 | 101,697 | SH | DFND | 101,697 | 0 | 0 | ||
NUVEEN ARIZONA QLTY MUN INC | COM | 67061W104 | 423 | 35,617 | SH | DFND | 35,617 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 1,291 | 101,257 | SH | DFND | 101,257 | 0 | 0 | ||
NUVEEN CALIF MUN VALUE FD | COM | 67062C107 | 140 | 15,320 | SH | DFND | 15,320 | 0 | 0 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 1,149 | 90,630 | SH | DFND | 90,630 | 0 | 0 | ||
NUVEEN CONNECTICUT QLTY MUN | COM | 67060D107 | 523 | 46,405 | SH | DFND | 46,405 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 543 | 73,400 | SH | DFND | 73,400 | 0 | 0 | ||
NUVEEN DIVERSIFIED DIV INCM | COM | 6706EP105 | 136 | 14,709 | SH | DFND | 14,709 | 0 | 0 | ||
NUVEEN ENHANCED MUN VALUE FD | COM | 67074M101 | 230 | 17,907 | SH | DFND | 17,907 | 0 | 0 | ||
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 286 | 31,713 | SH | DFND | 31,713 | 0 | 0 | ||
NUVEEN GEORGIA QLTY MUN INC | COM | 67072B107 | 320 | 29,260 | SH | DFND | 29,260 | 0 | 0 | ||
NUVEEN INT DUR QUAL MUN TRM | COM | 670677103 | 141 | 11,413 | SH | DFND | 11,413 | 0 | 0 | ||
NUVEEN INTER DURATION MN TMF | COM | 670671106 | 311 | 25,136 | SH | DFND | 25,136 | 0 | 0 | ||
NUVEEN MARYLAND QLT MUN INC | COM | 67061Q107 | 737 | 62,917 | SH | DFND | 62,917 | 0 | 0 | ||
NUVEEN MICHIGAN QLT MUN INC | COM | 670979103 | 751 | 60,254 | SH | DFND | 60,254 | 0 | 0 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 895 | 66,695 | SH | DFND | 66,695 | 0 | 0 | ||
NUVEEN NEW JERSEY QULT MUN F | COM | 67069Y102 | 998 | 78,343 | SH | DFND | 78,343 | 0 | 0 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 1,164 | 99,906 | SH | DFND | 99,906 | 0 | 0 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 822 | 67,079 | SH | DFND | 67,079 | 0 | 0 | ||
NUVEEN NORTH CAROLINA QLTY M | COM | 67060P100 | 627 | 53,154 | SH | DFND | 53,154 | 0 | 0 | ||
NUVEEN OHIO QLTY MUN INCOME | COM | 670980101 | 701 | 52,696 | SH | DFND | 52,696 | 0 | 0 | ||
NUVEEN PENNSYLVANIA QLT MUN | COM | 670972108 | 733 | 60,046 | SH | DFND | 60,046 | 0 | 0 | ||
NUVEEN PFD & INCM OPPORTNYS | COM | 67073B106 | 190 | 22,742 | SH | DFND | 22,742 | 0 | 0 | ||
NUVEEN PFD & INCM SECURTIES | COM | 67072C105 | 124 | 15,011 | SH | DFND | 15,011 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 1,301 | 103,744 | SH | DFND | 103,744 | 0 | 0 | ||
NUVEEN REAL ASSET INM AND GW | COM | 67074Y105 | 422 | 30,976 | SH | DFND | 30,976 | 0 | 0 | ||
NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 | 202 | 23,933 | SH | DFND | 23,933 | 0 | 0 | ||
NUVEEN SR INCOME FD | COM | 67067Y104 | 251 | 45,580 | SH | DFND | 45,580 | 0 | 0 | ||
NUVEEN TEXAS QLTY MUN INCME | COM | 670983105 | 217 | 17,536 | SH | DFND | 17,536 | 0 | 0 | ||
NUVEEN VIRGINIA QLTY MUNCPL | COM | 67064R102 | 655 | 55,855 | SH | DFND | 55,855 | 0 | 0 | ||
NVENT ELECTRIC PLC | SHS | G6700G107 | 17,161 | 764,088 | SH | DFND | 764,088 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 174,757 | 2,384,779 | SH | DFND | 2,384,779 | 0 | 0 | ||
NXSTAGE MEDICAL INC | COM | 67072V103 | 105,461 | 3,684,861 | SH | DFND | 3,684,861 | 0 | 0 | ||
OIL STS INTL INC | COM | 678026105 | 677 | 47,387 | SH | DFND | 47,387 | 0 | 0 | ||
ONE MADISON CORP | *W EXP 99/99/999 | G6772P126 | 877 | 1,125,000 | SH | DFND | 1,125,000 | 0 | 0 | ||
ONE MADISON CORP | COM CL A | G6772P100 | 11,947 | 1,191,100 | SH | DFND | 1,191,100 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 912 | 16,899 | SH | DFND | 16,899 | 0 | 0 | ||
OPES ACQUISITION CORP | *W EXP 03/13/202 | 68373P118 | 73 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
OPES ACQUISITION CORP | COM | 68373P100 | 970 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
ORBOTECH LTD | ORD | M75253100 | 110,215 | 1,949,327 | SH | DFND | 1,949,327 | 0 | 0 | ||
ORGANOGENESIS HLDGS INC | *W EXP 10/07/202 | 68621F110 | 210 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
OSI SYSTEMS INC | NOTE 1.250% 9/0 | 671044AD7 | 10,717 | 11,500,000 | PRN | DFND | 11,500,000 | 0 | 0 | ||
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 48,728 | 6,584,898 | SH | DFND | 6,584,898 | 0 | 0 | ||
PACIRA PHARMACEUTICALS INC | NOTE 2.375% 4/0 | 695127AD2 | 8,104 | 8,150,000 | PRN | DFND | 8,150,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 7/0 | 697435AB1 | 82,257 | 48,400,000 | PRN | DFND | 48,400,000 | 0 | 0 | ||
PANDORA MEDIA INC | COM | 698354107 | 9,904 | 1,224,188 | SH | DFND | 1,224,188 | 0 | 0 | ||
PARK HOTELS RESORTS INC | COM | 700517105 | 13,247 | 509,892 | SH | DFND | 509,892 | 0 | 0 | ||
PATRIOT NATL BANCORP INC | COM NEW | 70336F203 | 491 | 34,461 | SH | DFND | 34,461 | 0 | 0 | ||
PENN VA CORP NEW | COM | 70788V102 | 5,971 | 110,459 | SH | DFND | 110,459 | 0 | 0 | ||
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 50 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
PENSARE ACQUISITION CORP | COM | 70957E105 | 6,449 | 636,600 | SH | DFND | 636,600 | 0 | 0 | ||
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 290 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
PENTAIR PLC | SHS | G7S00T104 | 6,352 | 168,126 | SH | DFND | 168,126 | 0 | 0 | ||
PGIM GLOBAL SHORT DURATION H | COM | 69346J106 | 617 | 47,761 | SH | DFND | 47,761 | 0 | 0 | ||
PGIM SHORT DURATION HIGH YIE | COM | 69346H100 | 643 | 49,371 | SH | DFND | 49,371 | 0 | 0 | ||
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 537 | 12,745 | SH | DFND | 12,745 | 0 | 0 | ||
PHUNWARE INC | *W EXP 08/11/202 | 71948P118 | 174 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
PIONEER FLOATING RATE TR | COM | 72369J102 | 360 | 36,602 | SH | DFND | 36,602 | 0 | 0 | ||
PIONEER HIGH INCOME TR | COM | 72369H106 | 311 | 39,038 | SH | DFND | 39,038 | 0 | 0 | ||
PIONEER MUN HIGH INCOME TR | COM SHS | 723763108 | 449 | 40,950 | SH | DFND | 40,950 | 0 | 0 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 596 | 29,751 | SH | DFND | 29,751 | 0 | 0 | ||
PLATINUM EAGLE ACQUISITIN CO | *W EXP 01/17/202 | G7126L118 | 347 | 266,666 | SH | DFND | 266,666 | 0 | 0 | ||
PLATINUM EAGLE ACQUISITIN CO | SHS CL A | G7126L100 | 8,064 | 799,998 | SH | DFND | 799,998 | 0 | 0 | ||
PRA GROUP INC | NOTE 3.500% 6/0 | 69354NAB2 | 2,771 | 3,275,000 | PRN | DFND | 3,275,000 | 0 | 0 | ||
PRICELINE GRP INC | NOTE 0.350% 6/1 | 741503AS5 | 13,494 | 10,000,000 | PRN | DFND | 10,000,000 | 0 | 0 | ||
PRIORITY TECHNOLOGY HLDGS IN | *W EXP 11/15/202 | 74275G115 | 325 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
PROS HOLDINGS INC | NOTE 2.000% 6/0 | 74346YAD5 | 4,664 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
PROSPECT CAPITAL CORPORATION | NOTE 4.950% 7/1 | 74348TAR3 | 18,481 | 19,250,000 | PRN | DFND | 19,250,000 | 0 | 0 | ||
PURE ACQUISITION CORP | *W EXP 04/17/202 | 74621Q114 | 983 | 862,500 | SH | DFND | 862,500 | 0 | 0 | ||
PURE ACQUISITION CORP | CL A | 74621Q106 | 8,856 | 900,000 | SH | DFND | 900,000 | 0 | 0 | ||
PUTNAM MANAGED MUN INCOM TR | COM | 746823103 | 573 | 85,222 | SH | DFND | 85,222 | 0 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 975 | 86,829 | SH | DFND | 86,829 | 0 | 0 | ||
QTS RLTY TR INC | 6.50% CON PFD B | 74736A301 | 2,176 | 23,000 | SH | DFND | 23,000 | 0 | 0 | ||
QUOTIENT TECHNOLOGY INC | NOTE 1.750%12/0 | 749119AB9 | 13,226 | 13,950,000 | PRN | DFND | 13,950,000 | 0 | 0 | ||
RANDGOLD RES LTD | ADR | 752344309 | 129,075 | 1,506,772 | SH | DFND | 1,506,772 | 0 | 0 | ||
RED HAT INC | COM | 756577102 | 125,102 | 712,262 | SH | DFND | 712,262 | 0 | 0 | ||
RED HAT INC | NOTE 0.250%10/0 | 756577AD4 | 6,636 | 2,788,000 | PRN | DFND | 2,788,000 | 0 | 0 | ||
REDWOOD TR INC | NOTE 4.750% 8/1 | 758075AC9 | 17,065 | 18,575,000 | PRN | DFND | 18,575,000 | 0 | 0 | ||
REDWOOD TR INC | NOTE 5.625% 7/1 | 758075AD7 | 17,764 | 18,875,000 | PRN | DFND | 18,875,000 | 0 | 0 | ||
REEBONZ HLDG LTD | *W EXP 12/19/202 | G7457R114 | 14 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
REEBONZ HLDG LTD | ORD SHS | G7457R106 | 31 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 476 | 440,925 | SH | DFND | 440,925 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | COM CL A | G74760102 | 5,134 | 522,777 | SH | DFND | 522,777 | 0 | 0 | ||
RENEWABLE ENERGY GROUP INC | NOTE 2.750% 6/1 | 75972AAA1 | 1,303 | 675,000 | PRN | DFND | 675,000 | 0 | 0 | ||
RENT A CTR INC NEW | COM | 76009N100 | 33,626 | 2,076,937 | SH | DFND | 2,076,937 | 0 | 0 | ||
RESIDEO TECHNOLOGIES INC | COM | 76118Y104 | 14,355 | 698,537 | SH | DFND | 698,537 | 0 | 0 | ||
RESOLUTE ENERGY CORP | COM NEW | 76116A306 | 6,326 | 218,298 | SH | DFND | 218,298 | 0 | 0 | ||
RESTORATION HARDWARE HLDGS I | DBCV 7/1 | 761283AC4 | 27,845 | 23,900,000 | PRN | DFND | 23,900,000 | 0 | 0 | ||
RETAIL VALUE INC | COM | 76133Q102 | 345 | 13,469 | SH | DFND | 13,469 | 0 | 0 | ||
RETROPHIN INC | NOTE 2.500% 9/1 | 761299AB2 | 11,232 | 12,500,000 | PRN | DFND | 12,500,000 | 0 | 0 | ||
ROSEHILL RES INC | *W EXP 09/16/202 | 777385113 | 88 | 244,800 | SH | DFND | 244,800 | 0 | 0 | ||
ROWAN COMPANIES PLC | SHS CL A | G7665A101 | 9,765 | 1,163,866 | SH | DFND | 1,163,866 | 0 | 0 | ||
ROYCE MICRO-CAP TR INC | COM | 780915104 | 92 | 12,349 | SH | DFND | 12,349 | 0 | 0 | ||
ROYCE VALUE TR INC | COM | 780910105 | 343 | 29,095 | SH | DFND | 29,095 | 0 | 0 | ||
SABAN CAP ACQUISITION CORP | *W EXP 09/21/202 | 78516C114 | 25 | 42,000 | SH | DFND | 42,000 | 0 | 0 | ||
SCANA CORP NEW | COM | 80589M102 | 118,250 | 2,474,877 | SH | DFND | 2,474,877 | 0 | 0 | ||
SCHULTZE SPL PURP ACQUISITIO | UNIT 12/31/2023 | 80821R208 | 14,328 | 1,440,000 | SH | DFND | 1,440,000 | 0 | 0 | ||
SCORPIO TANKERS INC | NOTE 3.000% 5/1 | 80918TAB5 | 6,967 | 8,750,000 | PRN | DFND | 8,750,000 | 0 | 0 | ||
SEACOR HOLDINGS INC | NOTE 2.500%12/1 | 811904AM3 | 17,045 | 19,244,000 | PRN | DFND | 19,244,000 | 0 | 0 | ||
SELECT INCOME REIT | COM SH BEN INT | 81618T100 | 2,409 | 327,361 | SH | DFND | 327,361 | 0 | 0 | ||
SEMGROUP CORP | CL A | 81663A105 | 335 | 24,333 | SH | DFND | 24,333 | 0 | 0 | ||
SEMPRA ENERGY | 6% PFD CONV A | 816851406 | 6,849 | 71,225 | SH | DFND | 71,225 | 0 | 0 | ||
SENDGRID INC | COM | 816883102 | 33,134 | 767,534 | SH | DFND | 767,534 | 0 | 0 | ||
SENTINEL ENERGY SVCS INC | *W EXP 11/02/202 | 81728P113 | 111 | 133,333 | SH | DFND | 133,333 | 0 | 0 | ||
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 368 | 22,409 | SH | DFND | 22,409 | 0 | 0 | ||
SHIP FINANCE INTERNATIONAL L | NOTE 5.750%10/1 | G81075AF3 | 21,999 | 23,600,000 | PRN | DFND | 23,600,000 | 0 | 0 | ||
SHIRE PLC | SPONSORED ADR | 82481R106 | 28,237 | 162,242 | SH | DFND | 162,242 | 0 | 0 | ||
SMAAASH ENTERTAINMENT INC | *W EXP 05/22/202 | 831550116 | 39 | 225,000 | SH | DFND | 225,000 | 0 | 0 | ||
SMAAASH ENTERTAINMENT INC | COM | 831550108 | 38 | 18,800 | SH | DFND | 18,800 | 0 | 0 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 60 | 83,334 | SH | DFND | 83,334 | 0 | 0 | ||
SOUTH JERSEY INDS INC | UNIT 99/99/9999 | 838518116 | 1,937 | 41,200 | SH | DFND | 41,200 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITON CO | *W EXP 08/27/202 | 846784122 | 422 | 434,999 | SH | DFND | 434,999 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITON CO | CL A COM STK | 846784106 | 12,037 | 1,249,996 | SH | DFND | 1,249,996 | 0 | 0 | ||
SPIRIT MTA REIT | COM SHS BEN IN | 84861U105 | 191 | 26,740 | SH | DFND | 26,740 | 0 | 0 | ||
SPRINT CORP | COM SER 1 | 85207U105 | 84,301 | 14,484,662 | SH | DFND | 14,484,662 | 0 | 0 | ||
SQUARE INC | NOTE 0.375% 3/0 | 852234AB9 | 77,386 | 31,635,000 | PRN | DFND | 31,635,000 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 267 | 13,533 | SH | DFND | 13,533 | 0 | 0 | ||
STATE BK FINL CORP | COM | 856190103 | 25,372 | 1,175,187 | SH | DFND | 1,175,187 | 0 | 0 | ||
STEWART INFORMATION SVCS COR | COM | 860372101 | 18,221 | 440,124 | SH | DFND | 440,124 | 0 | 0 | ||
SUMMIT MIDSTREAM PARTNERS LP | COM UNIT LTD | 866142102 | 349 | 34,700 | SH | DFND | 34,700 | 0 | 0 | ||
TAHOE RES INC | COM | 873868103 | 9,194 | 2,519,027 | SH | DFND | 2,519,027 | 0 | 0 | ||
TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 774 | 31,800 | SH | DFND | 31,800 | 0 | 0 | ||
TARGA RES CORP | COM | 87612G101 | 763 | 21,184 | SH | DFND | 21,184 | 0 | 0 | ||
TC PIPELINES LP | UT COM LTD PRT | 87233Q108 | 504 | 15,700 | SH | DFND | 15,700 | 0 | 0 | ||
TEEKAY LNG PARTNERS L P | PRTNRSP UNITS | Y8564M105 | 376 | 34,119 | SH | DFND | 34,119 | 0 | 0 | ||
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 424 | 23,610 | SH | DFND | 23,610 | 0 | 0 | ||
TELADOC HEALTH INC | NOTE 3.000%12/1 | 87918AAB1 | 6,881 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 493 | 81,749 | SH | DFND | 81,749 | 0 | 0 | ||
TENZING ACQUISITION CORP | *W EXP 02/23/202 | G8708A108 | 83 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 40,931 | 34,450,000 | PRN | DFND | 34,450,000 | 0 | 0 | ||
TESARO INC | COM | 881569107 | 91,089 | 1,226,783 | SH | DFND | 1,226,783 | 0 | 0 | ||
TESARO INC | NOTE 3.000%10/0 | 881569AA5 | 2,616 | 1,200,000 | PRN | DFND | 1,200,000 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 2,062 | 6,197 | SH | DFND | 6,197 | 0 | 0 | ||
TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 19,149 | 15,750,000 | PRN | DFND | 15,750,000 | 0 | 0 | ||
THERAVANCE INC | NOTE 2.125% 1/1 | 88338TAB0 | 27,666 | 25,543,000 | PRN | DFND | 25,543,000 | 0 | 0 | ||
THESTREET INC | COM | 88368Q103 | 278 | 136,752 | SH | DFND | 136,752 | 0 | 0 | ||
THUNDER BRIDGE ACQUISITION L | *W EXP 01/01/202 | G8857R126 | 599 | 1,620,000 | SH | DFND | 1,620,000 | 0 | 0 | ||
THUNDER BRIDGE ACQUISITION L | SHS CLASS A | G8857R100 | 14,256 | 1,440,000 | SH | DFND | 1,440,000 | 0 | 0 | ||
TIBERIUS ACQUISITION CORP | *W EXP 02/28/202 | 88633A115 | 412 | 1,057,500 | SH | DFND | 1,057,500 | 0 | 0 | ||
TIBERIUS ACQUISITION CORP | COM | 88633A107 | 5,292 | 540,000 | SH | DFND | 540,000 | 0 | 0 | ||
TIMKENSTEEL CORP | NOTE 6.000% 6/0 | 887399AA1 | 1,554 | 1,500,000 | PRN | DFND | 1,500,000 | 0 | 0 | ||
TKK SYMPHONY ACQUISITION COR | *W EXP 02/20/202 | G88950129 | 278 | 1,850,000 | SH | DFND | 1,850,000 | 0 | 0 | ||
TKK SYMPHONY ACQUISITION COR | ORD SHS | G88950103 | 14,765 | 1,530,000 | SH | DFND | 1,530,000 | 0 | 0 | ||
TKK SYMPHONY ACQUISITION COR | RIGHT 02/20/2020 | G88950137 | 648 | 1,850,000 | SH | DFND | 1,850,000 | 0 | 0 | ||
TPG PACE HLDGS CORP | *W EXP 06/27/202 | G89827110 | 101 | 440,166 | SH | DFND | 440,166 | 0 | 0 | ||
TPG SPECIALTY LENDING INC | NOTE 4.500% 8/0 | 87265KAD4 | 7,384 | 7,500,000 | PRN | DFND | 7,500,000 | 0 | 0 | ||
TRANSMONTAIGNE PARTNERS L P | COM UNIT L P | 89376V100 | 821 | 20,221 | SH | DFND | 20,221 | 0 | 0 | ||
TRANSOCEAN INC | DEB 0.500% 1/3 | 893830BJ7 | 11,398 | 12,000,000 | PRN | DFND | 12,000,000 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 514 | 74,055 | SH | DFND | 74,055 | 0 | 0 | ||
TRAVELPORT WORLDWIDE LTD | SHS | G9019D104 | 20,704 | 1,325,466 | SH | DFND | 1,325,466 | 0 | 0 | ||
TRIBUNE MEDIA CO | CL A | 896047503 | 110,285 | 2,430,253 | SH | DFND | 2,430,253 | 0 | 0 | ||
TRINITY MERGER CORP | *W EXP 05/11/202 | 89653L114 | 889 | 2,250,000 | SH | DFND | 2,250,000 | 0 | 0 | ||
TRINITY MERGER CORP | COM CL A | 89653L106 | 7,976 | 800,000 | SH | DFND | 800,000 | 0 | 0 | ||
TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 30,873 | 26,500,000 | PRN | DFND | 26,500,000 | 0 | 0 | ||
TWELVE SEAS INVESTMENT COMPA | *W EXP 12/22/202 | G9145A115 | 312 | 1,200,000 | SH | DFND | 1,200,000 | 0 | 0 | ||
TWELVE SEAS INVESTMENT COMPA | RIGHT 12/22/2019 | G9145A131 | 420 | 1,200,000 | SH | DFND | 1,200,000 | 0 | 0 | ||
TWELVE SEAS INVESTMENT COMPA | SHS | G9145A107 | 9,427 | 960,000 | SH | DFND | 960,000 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 126,093 | 2,620,384 | SH | DFND | 2,620,384 | 0 | 0 | ||
U S G CORP | COM NEW | 903293405 | 141,545 | 3,317,976 | SH | DFND | 3,317,976 | 0 | 0 | ||
U S WELL SVCS INC | *W EXP 03/15/202 | 91274U119 | 455 | 757,700 | SH | DFND | 757,700 | 0 | 0 | ||
UNION ACQUISITION CORP | *W EXP 07/01/202 | G9366W127 | 313 | 1,250,000 | SH | DFND | 1,250,000 | 0 | 0 | ||
UNION ACQUISITION CORP | RIGHT 12/02/2019 | G9366W135 | 475 | 1,250,000 | SH | DFND | 1,250,000 | 0 | 0 | ||
UNION ACQUISITION CORP | SHS | G9366W101 | 12,588 | 1,250,000 | SH | DFND | 1,250,000 | 0 | 0 | ||
VALERO ENERGY PARTNERS LP | COM UNT REP LP | 91914J102 | 583 | 13,821 | SH | DFND | 13,821 | 0 | 0 | ||
VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 118 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
VAREX IMAGING CORP | COM | 92214X106 | 12,046 | 508,718 | SH | DFND | 508,718 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | *W EXP 05/11/202 | 92243N111 | 810 | 1,620,000 | SH | DFND | 1,620,000 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | COM | 92243N103 | 13,483 | 1,390,000 | SH | DFND | 1,390,000 | 0 | 0 | ||
VECTOR GROUP LTD | FRNT 1/1 | 92240MAY4 | 11,202 | 10,878,000 | PRN | DFND | 10,878,000 | 0 | 0 | ||
VECTOR GROUP LTD | FRNT 4/1 | 92240MBC1 | 6,041 | 6,000,000 | PRN | DFND | 6,000,000 | 0 | 0 | ||
VECTREN CORP | COM | 92240G101 | 130,666 | 1,815,310 | SH | DFND | 1,815,310 | 0 | 0 | ||
VEECO INSTRS INC DEL | NOTE 2.700% 1/1 | 922417AD2 | 17,460 | 23,000,000 | PRN | DFND | 23,000,000 | 0 | 0 | ||
VEONEER INCORPORATED | COM | 92336X109 | 8,773 | 372,209 | SH | DFND | 372,209 | 0 | 0 | ||
VERASTEM INC | NOTE 5.000%11/0 | 92337CAA2 | 11,772 | 15,000,000 | PRN | DFND | 15,000,000 | 0 | 0 | ||
VIRTUS INVT PARTNERS INC | PFD CV SER D | 92828Q208 | 1,361 | 17,975 | SH | DFND | 17,975 | 0 | 0 | ||
VIRTUS TOTAL RETURN FUND INC | COM | 92837G100 | 192 | 22,175 | SH | DFND | 22,175 | 0 | 0 | ||
VITAMIN SHOPPE INC | NOTE 2.250%12/0 | 92849EAB7 | 953 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | 111 | 15,217 | SH | DFND | 15,217 | 0 | 0 | ||
VOYA GLBL ADV & PREM OPP FD | COM | 92912R104 | 108 | 11,750 | SH | DFND | 11,750 | 0 | 0 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 268 | 45,729 | SH | DFND | 45,729 | 0 | 0 | ||
VOYA INFRASTRUCTURE INDLS & | COM | 92912X101 | 186 | 16,809 | SH | DFND | 16,809 | 0 | 0 | ||
WEATHERFORD INTL LTD | NOTE 5.875% 7/0 | 947075AH0 | 20,271 | 31,825,000 | PRN | DFND | 31,825,000 | 0 | 0 | ||
WELLS FARGO GLOBAL DIVIDEND | COM | 94987C103 | 127 | 27,281 | SH | DFND | 27,281 | 0 | 0 | ||
WELLS FARGO INCOME OPPORTUNI | WF INC OPPTY FD | 94987B105 | 381 | 52,631 | SH | DFND | 52,631 | 0 | 0 | ||
WELLS FARGO MULTI SECTOR INC | COM | 94987D101 | 260 | 23,423 | SH | DFND | 23,423 | 0 | 0 | ||
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 373 | 45,105 | SH | DFND | 45,105 | 0 | 0 | ||
WESTERN ASSET GLOBAL CP DEFI | COM | 95790C107 | 218 | 14,568 | SH | DFND | 14,568 | 0 | 0 | ||
WESTERN ASSET HGH YLD DFNDFD | COM | 95768B107 | 250 | 19,042 | SH | DFND | 19,042 | 0 | 0 | ||
WESTERN ASSET HIGH INCM FD I | COM | 95766J102 | 510 | 88,508 | SH | DFND | 88,508 | 0 | 0 | ||
WESTERN ASSET INTM MUNI FD I | COM | 958435109 | 561 | 67,179 | SH | DFND | 67,179 | 0 | 0 | ||
WESTERN ASSET MUN HI INCM FD | COM | 95766N103 | 75 | 10,830 | SH | DFND | 10,830 | 0 | 0 | ||
WESTERN ASST MN PRT FD INC | COM | 95766P108 | 327 | 23,543 | SH | DFND | 23,543 | 0 | 0 | ||
WESTERN ASST MNGD MUN FD INC | COM | 95766M105 | 218 | 17,136 | SH | DFND | 17,136 | 0 | 0 | ||
WESTERN GAS PARTNERS LP | COM UNIT LP IN | 958254104 | 521 | 12,341 | SH | DFND | 12,341 | 0 | 0 | ||
WILDHORSE RESOURCE DEV CORP | COM | 96812T102 | 21,834 | 1,547,421 | SH | DFND | 1,547,421 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 640 | 29,037 | SH | DFND | 29,037 | 0 | 0 | ||
WIX COM LTD | SHS | M98068105 | 3,400 | 37,633 | SH | DFND | 37,633 | 0 | 0 | ||
WORKDAY INC | NOTE 1.500% 7/1 | 98138HAD3 | 39,609 | 20,000,000 | PRN | DFND | 20,000,000 | 0 | 0 | ||
WYNDHAM HOTELS & RESORTS INC | COM | 98311A105 | 14,927 | 329,003 | SH | DFND | 329,003 | 0 | 0 | ||
WYNN RESORTS LTD | COM | 983134107 | 1,231 | 12,450 | SH | DFND | 12,450 | 0 | 0 | ||
ZILLOW GROUP INC | NOTE 1.500% 7/0 | 98954MAC5 | 20,369 | 23,575,000 | PRN | DFND | 23,575,000 | 0 | 0 | ||
ZILLOW GROUP INC | NOTE 2.000%12/0 | 98954MAB7 | 14,163 | 14,500,000 | PRN | DFND | 14,500,000 | 0 | 0 |