CNH Partners 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ABERDEEN GLOBAL DYNAMIC DIVI	COM	00302M106	166	17,500	SH		DFND		17,500	0	0
ABERDEEN TOTAL DYNAMIC DIVD	COM SH BEN INT	00326L100	461	55,918	SH		DFND		55,918	0	0
ACAMAR PARTNERS ACQSITION CO	UNIT 12/30/2025	004285201	22,500	2,250,000	SH		DFND		2,250,000	0	0
ADAM NAT RES FD INC	COM	00548F105	711	42,411	SH		DFND		42,411	0	0
ADVANCED MICRO DEVICES INC	NOTE 2.125% 9/0	007903BD8	233,212	71,325,000	PRN		DFND		71,325,000	0	0
ADVENT CLAYMORE CV SECS & IN	COM	00764C109	534	36,163	SH		DFND		36,163	0	0
AEROJET ROCKETDYNE HLDGS INC	NOTE 2.250%12/1	007800AB1	39,777	26,750,000	PRN		DFND		26,750,000	0	0
AIR TRANSPORT SERVICES GRP I	COM	00922R105	2,111	91,580	SH		DFND		91,580	0	0
AKAMAI TECHNOLOGIES INC	COM	00971T101	4,928	68,717	SH		DFND		68,717	0	0
ALLEGHENY TECHNOLOGIES INC	NOTE 4.750% 7/0	01741RAG7	64,811	33,950,000	PRN		DFND		33,950,000	0	0
ALLEGRO MERGER CORP	COM	01749N103	2,994	300,000	SH		DFND		300,000	0	0
ALLEGRO MERGER CORP	*W EXP 01/06/202	01749N111	234	900,000	SH		DFND		900,000	0	0
ALLEGRO MERGER CORP	RIGHT 12/31/2023	01749N129	243	900,000	SH		DFND		900,000	0	0
ALLIANCE CALIF MUN INCOME FD	COM	018546101	195	13,221	SH		DFND		13,221	0	0
ALLIANCEBERNSTEIN NATL MUNI	COM	01864U106	457	35,325	SH		DFND		35,325	0	0
ALLIANZGI NFJ DIVID INT & PR	COM	01883A107	611	50,671	SH		DFND		50,671	0	0
ALTA MESA RES INC	*W EXP 03/28/202	02133L117	11	308,333	SH		DFND		308,333	0	0
ALTABA INC	COM	021346101	184,428	2,488,238	SH		DFND		2,488,238	0	0
ALTICE USA INC	CL A	02156K103	19,794	921,515	SH		DFND		921,515	0	0
AMAG PHARMACEUTICALS INC	NOTE 3.250% 6/0	00163UAD8	28,334	32,475,000	PRN		DFND		32,475,000	0	0
AMCI ACQUISITION CORP	CLASS A	00165R101	10,430	1,060,000	SH		DFND		1,060,000	0	0
AMCI ACQUISITION CORP	*W EXP 05/20/202	00165R119	644	2,300,000	SH		DFND		2,300,000	0	0
AMERICAN ELEC PWR CO INC	UNIT 03/15/2022	025537127	7,744	150,000	SH		DFND		150,000	0	0
AMERIGAS PARTNERS L P	UNIT L P INT	030975106	428	13,864	SH		DFND		13,864	0	0
AMYRIS INC	NOTE 9.500% 4/1	03236MAF8	9,628	9,626,000	PRN		DFND		9,626,000	0	0
ANDEAVOR LOGISTICS LP	COM UNIT LP INT	03350F106	532	15,100	SH		DFND		15,100	0	0
ANDINA ACQUISITION CORP III	SHS	G04415108	10,725	1,100,000	SH		DFND		1,100,000	0	0
ANDINA ACQUISITION CORP III	*W EXP 07/31/202	G04415124	240	1,200,000	SH		DFND		1,200,000	0	0
ANDINA ACQUISITION CORP III	RIGHT 07/31/2020	G04415132	408	1,200,000	SH		DFND		1,200,000	0	0
ANTERO MIDSTREAM CORP	COM	03676B102	449	32,600	SH		DFND		32,600	0	0
ANTHEM INC	NOTE 2.750%10/1	94973VBG1	161,527	40,654,000	PRN		DFND		40,654,000	0	0
APERGY CORP	COM	03755L104	19,359	471,485	SH		DFND		471,485	0	0
APOLLO COML REAL EST FIN INC	NOTE 4.750% 8/2	03762UAB1	11,024	11,275,000	PRN		DFND		11,275,000	0	0
APOLLO COML REAL EST FIN INC	NOTE 5.375%10/1	03762UAC9	18,504	18,875,000	PRN		DFND		18,875,000	0	0
APOLLO SR FLOATING RATE FD I	COM	037636107	476	32,073	SH		DFND		32,073	0	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	425	28,939	SH		DFND		28,939	0	0
ARCOSA INC	COM	039653100	11,797	386,152	SH		DFND		386,152	0	0
ARES CAP CORP	NOTE 4.625% 3/0	04010LAW3	34,913	35,000,000	PRN		DFND		35,000,000	0	0
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	594	39,999	SH		DFND		39,999	0	0
ARLO TECHNOLOGIES INC	COM	04206A101	4,580	1,109,016	SH		DFND		1,109,016	0	0
ARRIS INTERNATIONAL PLC	SHS	G0551A103	170,384	5,390,189	SH		DFND		5,390,189	0	0
ARYA SCIENCES ACQUISITION CO	SHS CL A	G3165V109	981	100,000	SH		DFND		100,000	0	0
ARYA SCIENCES ACQUISITION CO	*W EXP 10/10/202	G3165V125	60	50,000	SH		DFND		50,000	0	0
ATLANTICUS HLDGS CORP	COM	04914Y102	651	191,430	SH		DFND		191,430	0	0
ATLAS AIR WORLDWIDE HLDGS IN	NOTE 1.875% 6/0	049164BJ4	29,409	27,300,000	PRN		DFND		27,300,000	0	0
AVISTA CORP	COM	05379B107	68,231	1,679,751	SH		DFND		1,679,751	0	0
BECTON DICKINSON & CO	PFD SHS CONV A	075887208	11,574	186,000	SH		DFND		186,000	0	0
BELMOND LTD	CL A	G1154H107	92,584	3,713,774	SH		DFND		3,713,774	0	0
BEMIS CO INC	COM	081437105	18,683	336,750	SH		DFND		336,750	0	0
BIG ROCK PARTNERS ACQUISI CO	COM	089482103	2,064	200,000	SH		DFND		200,000	0	0
BIG ROCK PARTNERS ACQUISI CO	*W EXP 12/01/202	089482111	18	100,000	SH		DFND		100,000	0	0
BIG ROCK PARTNERS ACQUISI CO	RIGHT 12/01/2022	089482129	52	200,000	SH		DFND		200,000	0	0
BIOCERES CROP SOLUTIONS CORP	*W EXP 07/01/202	G1117K106	338	1,250,000	SH		DFND		1,250,000	0	0
BIOCERES CROP SOLUTIONS CORP	SHS	G1117K114	421	80,557	SH		DFND		80,557	0	0
BIOMARIN PHARMACEUTICAL INC	COM	09061G101	5,269	59,318	SH	��	DFND		59,318	0	0
BISON CAP ACQUISITION CORP	*W EXP 06/20/202	G1142P112	15	75,000	SH		DFND		75,000	0	0
BISON CAP ACQUISITION CORP	RIGHT 03/20/2019	G1142P138	53	150,000	SH		DFND		150,000	0	0
BLACK KNIGHT INC	COM	09215C105	13,750	252,288	SH		DFND		252,288	0	0
BLACK RIDGE ACQUISITION CORP	COM	09216T107	2,144	210,000	SH		DFND		210,000	0	0
BLACK RIDGE ACQUISITION CORP	*W EXP 07/10/202	09216T115	63	210,000	SH		DFND		210,000	0	0
BLACK RIDGE ACQUISITION CORP	RIGHT 07/10/2019	09216T123	74	210,000	SH		DFND		210,000	0	0
BLACKROCK CALIF MUN INCOME T	SH BEN INT	09248E102	632	49,239	SH		DFND		49,239	0	0
BLACKROCK CORPOR HI YLD FD I	COM	09255P107	498	48,555	SH		DFND		48,555	0	0
BLACKROCK CR ALLCTN INC TR	COM	092508100	348	28,045	SH		DFND		28,045	0	0
BLACKROCK DEBT STRAT FD INC	COM NEW	09255R202	749	69,874	SH		DFND		69,874	0	0
BLACKROCK ENERGY & RES TR	COM	09250U101	122	10,076	SH		DFND		10,076	0	0
BLACKROCK ENHANCED EQT DIV T	COM	09251A104	176	20,611	SH		DFND		20,611	0	0
BLACKROCK ENHANCED GBL DIV T	COM	092501105	625	58,453	SH		DFND		58,453	0	0
BLACKROCK ENHANCED INTL DIV	COM BENE INTER	092524107	342	61,565	SH		DFND		61,565	0	0
BLACKROCK FLOAT RATE OME STR	COM	09255X100	733	58,630	SH		DFND		58,630	0	0
BLACKROCK FLOATING RATE INCO	COM	091941104	503	41,202	SH		DFND		41,202	0	0
BLACKROCK INVT QUALITY MUN T	COM	09247D105	236	16,667	SH		DFND		16,667	0	0
BLACKROCK LTD DURATION INC T	COM SHS	09249W101	584	39,704	SH		DFND		39,704	0	0
BLACKROCK MULTI-SECTOR INC T	COM	09258A107	402	24,257	SH		DFND		24,257	0	0
BLACKROCK MUN 2030 TAR TERM	COM SHS BEN IN	09257P105	382	17,174	SH		DFND		17,174	0	0
BLACKROCK MUNI INTER DR FD I	COM	09253X102	423	30,744	SH		DFND		30,744	0	0
BLACKROCK MUNICIPAL BOND TR	COM	09249H104	182	12,550	SH		DFND		12,550	0	0
BLACKROCK MUNICIPL INC QLTY	COM	092479104	406	30,271	SH		DFND		30,271	0	0
BLACKROCK MUNIENHANCED FD IN	COM	09253Y100	257	23,983	SH		DFND		23,983	0	0
BLACKROCK MUNIHLDGS NJ QLTY	COM	09254X101	567	41,478	SH		DFND		41,478	0	0
BLACKROCK MUNIHLDGS NY QLTY	COM	09255C106	489	37,887	SH		DFND		37,887	0	0
BLACKROCK MUNIHLDNGS CALI QL	COM	09254L107	443	33,443	SH		DFND		33,443	0	0
BLACKROCK MUNIHLDNGS QLTY II	COM	09254C107	376	30,590	SH		DFND		30,590	0	0
BLACKROCK MUNIHLDS INVSTM QL	COM	09254P108	217	16,821	SH		DFND		16,821	0	0
BLACKROCK MUNIHOLDNGS QLTY I	COM	09254A101	265	21,870	SH		DFND		21,870	0	0
BLACKROCK MUNIY QUALITY FD I	COM	09254G108	283	23,033	SH		DFND		23,033	0	0
BLACKROCK MUNIYIELD CALI QLT	COM	09254N103	403	29,942	SH		DFND		29,942	0	0
BLACKROCK MUNIYIELD CALIF FD	COM	09254M105	384	28,751	SH		DFND		28,751	0	0
BLACKROCK MUNIYIELD N J FD I	COM	09254Y109	494	34,286	SH		DFND		34,286	0	0
BLACKROCK MUNIYIELD NY QLTY	COM	09255E102	542	43,997	SH		DFND		43,997	0	0
BLACKROCK MUNIYIELD PA QLTY	COM	09255G107	391	28,745	SH		DFND		28,745	0	0
BLACKROCK MUNIYIELD QLTY FD	COM	09254E103	369	28,550	SH		DFND		28,550	0	0
BLACKROCK MUNIYIELD QUALITY	COM	09254F100	463	32,885	SH		DFND		32,885	0	0
BLACKROCK MUNIYLD MICH QLTY	COM	09254V105	468	34,999	SH		DFND		34,999	0	0
BLACKROCK N Y MUN INCOME TR	SH BEN INT	09248L106	287	22,021	SH		DFND		22,021	0	0
BLACKROCK RES & COMM STRAT T	SHS	09257A108	515	63,044	SH		DFND		63,044	0	0
BLACKSTONE MTG TR INC	NOTE 4.375% 5/0	09257WAB6	11,545	11,400,000	PRN		DFND		11,400,000	0	0
BLACKSTONE MTG TR INC	NOTE 4.750% 3/1	09257WAC4	18,684	18,450,000	PRN		DFND		18,450,000	0	0
BLUE HILLS BANCORP INC	COM	095573101	15,304	640,336	SH		DFND		640,336	0	0
BOOKING HLDGS INC	COM	09857L108	2,349	1,346	SH		DFND		1,346	0	0
BOXWOOD MERGER CORP	COM CL A	10319T101	18,411	1,894,115	SH		DFND		1,894,115	0	0
BOXWOOD MERGER CORP	*W EXP 11/26/202	10319T119	950	2,500,000	SH		DFND		2,500,000	0	0
BP MIDSTREAM PARTNERS LP	UNIT LTD PTNR	0556EL109	253	17,500	SH		DFND		17,500	0	0
BRIGHTHOUSE FINL INC	COM	10922N103	10,706	295,024	SH		DFND		295,024	0	0
BROOKFIELD GLOBL LISTED INFR	COM SHS	11273Q109	336	27,273	SH		DFND		27,273	0	0
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	112830104	364	16,855	SH		DFND		16,855	0	0
BUCKEYE PARTNERS L P	UNIT LTD PARTN	118230101	469	13,800	SH		DFND		13,800	0	0
CAESARS ENTMT CORP	NOTE 5.000%10/0	127686AA1	65,853	46,250,000	PRN		DFND		46,250,000	0	0
CAPITOL INVT CORP IV	*W EXP 01/01/202	G18920127	115	83,333	SH		DFND		83,333	0	0
CARS COM INC	COM	14575E105	6,227	273,103	SH		DFND		273,103	0	0
CBRE CLARION GLOBAL REAL EST	COM	12504G100	898	120,167	SH		DFND		120,167	0	0
CELGENE CORP	COM	151020104	111,583	1,182,780	SH		DFND		1,182,780	0	0
CENTERPOINT ENERGY INC	DEP RP PFD CV B	15189T503	17,600	331,450	SH		DFND		331,450	0	0
CF FIN ACQUISITION CORP	COM CL A	12528N107	14,850	1,500,000	SH		DFND		1,500,000	0	0
CF FIN ACQUISITION CORP	*W EXP 04/30/202	12528N115	645	1,500,000	SH		DFND		1,500,000	0	0
CHASERG TECHNLGY ACQUISITN C	CLASS A	16166A103	14,213	1,440,000	SH		DFND		1,440,000	0	0
CHASERG TECHNLGY ACQUISITN C	*W EXP 04/10/202	16166A111	527	810,000	SH		DFND		810,000	0	0
CHENIERE ENERGY PARTNERS LP	COM UNIT	16411Q101	913	21,785	SH		DFND		21,785	0	0
CHESAPEAKE ENERGY CORP	NOTE 5.500% 9/1	165167CY1	59,927	64,500,000	PRN		DFND		64,500,000	0	0
CHURCHILL CAP CORP	*W EXP 09/11/202	17142R111	2,288	697,500	SH		DFND		697,500	0	0
CIMAREX ENERGY CO	COM	171798101	270	3,867	SH		DFND		3,867	0	0
CITRIX SYS INC	NOTE 0.500% 4/1	177376AD2	6,568	4,625,000	PRN		DFND		4,625,000	0	0
CLEVELAND CLIFFS INC	DBCV 1.500% 1/1	185899AA9	45,241	33,075,000	PRN		DFND		33,075,000	0	0
CLOUGH GLOBAL OPPORTUNITIES	SH BEN INT	18914E106	189	19,521	SH		DFND		19,521	0	0
CLOVIS ONCOLOGY INC	NOTE 2.500% 9/1	189464AB6	9,341	10,000,000	PRN		DFND		10,000,000	0	0
CLOVIS ONCOLOGY INC	NOTE 1.250% 5/0	189464AC4	5,774	7,375,000	PRN		DFND		7,375,000	0	0
CM SEVEN STAR ACQUISITION CO	SHS	G2345N102	6,554	637,500	SH		DFND		637,500	0	0
CM SEVEN STAR ACQUISITION CO	*W EXP 08/21/202	G2345N110	64	375,000	SH		DFND		375,000	0	0
CM SEVEN STAR ACQUISITION CO	RIGHT 08/21/2022	G2345N136	248	750,000	SH		DFND		750,000	0	0
CNX MIDSTREAM PARTNERS LP	COM UNIT REPST	12654A101	523	34,400	SH		DFND		34,400	0	0
COHEN & STEERS GLOBAL INC BL	COM	19248M103	157	18,380	SH		DFND		18,380	0	0
COHEN & STEERS QUALITY RLTY	COM	19247L106	387	30,221	SH		DFND		30,221	0	0
COLFAX CORP	UNIT 01/15/2022T	194014205	66,424	497,150	SH		DFND		497,150	0	0
COLLIER CREEK HOLDINGS	COM CL A	G22707106	3,486	349,998	SH		DFND		349,998	0	0
COLLIER CREEK HOLDINGS	*W EXP 99/99/999	G22707114	135	116,666	SH		DFND		116,666	0	0
COMPUCREDIT HLDGS CORP	NOTE 5.875%11/3	20478NAD2	2,532	5,000,000	PRN		DFND		5,000,000	0	0
CONNECTICUT WTR SVC INC	COM	207797101	21,742	316,701	SH		DFND		316,701	0	0
CONSTELLATION ALPHA CAP CORP	*W EXP 03/23/202	G2379F116	84	700,000	SH		DFND		700,000	0	0
CONSTELLATION ALPHA CAP CORP	RIGHT 99/99/9999	G2379F132	88	700,000	SH		DFND		700,000	0	0
CORENERGY INFRASTRUCTURE TR	NOTE 7.000% 6/1	21870UAA4	1,681	1,500,000	PRN		DFND		1,500,000	0	0
COREPOINT LODGING INC	COM	21872L104	135	12,125	SH		DFND		12,125	0	0
CRESCENT ACQUISITION CORP	UNIT 99/99/9999	22564L204	20,000	2,000,000	SH		DFND		2,000,000	0	0
CRESTWOOD EQUITY PARTNERS LP	UNIT LTD PARTNER	226344208	983	27,936	SH		DFND		27,936	0	0
CROWN CASTLE INTL CORP NEW	6.875% CON PFD A	22822V309	5,921	5,000	SH		DFND		5,000	0	0
CYPRESS SEMICONDUCTOR CORP	NOTE 4.500% 1/1	232806AM1	16,641	13,000,000	PRN		DFND		13,000,000	0	0
DANAHER CORPORATION	4.75 MND CV PFD	235851300	31,509	30,000	SH		DFND		30,000	0	0
DASEKE INC	*W EXP 02/27/202	23753F115	122	378,003	SH		DFND		378,003	0	0
DCP MIDSTREAM LP	COM UT LTD PTN	23311P100	682	20,646	SH		DFND		20,646	0	0
DELAWARE ENHANCED GBL DIV &	COM	246060107	232	23,948	SH		DFND		23,948	0	0
DELAWARE INV MN MUN INC FD I	COM	24610V103	314	24,819	SH		DFND		24,819	0	0
DELPHI TECHNOLOGIES PLC	SHS	G2709G107	8,120	421,616	SH		DFND		421,616	0	0
DFB HEALTHCARE ACQUISTION CO	COM	23291E109	5,494	549,999	SH		DFND		549,999	0	0
DFB HEALTHCARE ACQUISTION CO	*W EXP 04/11/202	23291E117	606	599,999	SH		DFND		599,999	0	0
DIAMONDPEAK HLDGS COR	UNIT 99/99/9999	25280H209	23,046	2,300,000	SH		DFND		2,300,000	0	0
DISH NETWORK CORP	NOTE 3.375% 8/1	25470MAB5	23,430	27,500,000	PRN		DFND		27,500,000	0	0
DIVIDEND & INCOME FUND	COM NEW	25538A204	533	46,948	SH		DFND		46,948	0	0
DREYFUS MUN INCOME INC	COM	26201R102	105	12,447	SH		DFND		12,447	0	0
DREYFUS STRATEGIC MUN BD FD	COM	26202F107	105	13,594	SH		DFND		13,594	0	0
DREYFUS STRATEGIC MUNS INC	COM	261932107	153	19,345	SH		DFND		19,345	0	0
DTE ENERGY CO	UNIT 99/99/9999	233331883	13,870	250,000	SH		DFND		250,000	0	0
DTF TAX-FREE INCOME INC	COM	23334J107	277	20,923	SH		DFND		20,923	0	0
DWS MUN INCOME TR NEW	COM	233368109	553	50,217	SH		DFND		50,217	0	0
DWS STRATEGIC MUN INCOME TR	COM	23342Q101	150	13,363	SH		DFND		13,363	0	0
DYCOM INDS INC	NOTE 0.750% 9/1	267475AB7	23,843	25,773,000	PRN		DFND		25,773,000	0	0
EATON VANCE CALIF MUN BD FD	COM	27828A100	322	30,504	SH		DFND		30,504	0	0
EATON VANCE FLTG RATE INCOM	COM SHS BEN INT	278284104	194	13,066	SH		DFND		13,066	0	0
EATON VANCE FLTING RATE INC	COM	278279104	668	50,662	SH		DFND		50,662	0	0
EATON VANCE LTD DUR INCOME F	COM	27828H105	590	46,647	SH		DFND		46,647	0	0
EATON VANCE MUN BD FD	COM	27827X101	403	32,492	SH		DFND		32,492	0	0
EATON VANCE MUNI INCOME TRUS	SH BEN INT	27826U108	358	29,333	SH		DFND		29,333	0	0
EATON VANCE NEW YORK MUN BD	COM	27827Y109	219	18,635	SH		DFND		18,635	0	0
EATON VANCE SH TM DR DIVR IN	COM	27828V104	242	18,670	SH		DFND		18,670	0	0
EATON VANCE SR FLTNG RTE TR	COM	27828Q105	568	43,599	SH		DFND		43,599	0	0
EATON VANCE SR INCOME TR	SH BEN INT	27826S103	453	73,615	SH		DFND		73,615	0	0
EATON VANCE TX ADV GLBL DIV	COM	27828S101	606	38,968	SH		DFND		38,968	0	0
ECHO GLOBAL LOGISTICS INC	NOTE 2.500% 5/0	27875TAA9	7,604	7,631,000	PRN		DFND		7,631,000	0	0
ELLIE MAE INC	COM	28849P100	46,470	470,868	SH		DFND		470,868	0	0
ENABLE MIDSTREAM PARTNERS LP	COM UNIT RP IN	292480100	672	46,900	SH		DFND		46,900	0	0
ENBRIDGE INC	COM	29250N105	1,232	33,984	SH		DFND		33,984	0	0
ENERGY TRANSFER LP	COM UT LTD PTN	29273V100	1,074	69,888	SH		DFND		69,888	0	0
ENLINK MIDSTREAM LLC	COM UNIT REP LTD	29336T100	584	45,666	SH		DFND		45,666	0	0
ENTERPRISE PRODS PARTNERS L	COM	293792107	808	27,760	SH		DFND		27,760	0	0
EQM MIDSTREAM PARTNERS LP	UNIT LTD PARTN	26885B100	461	9,980	SH		DFND		9,980	0	0
EQUITRANS MIDSTREAM CORPORAT	COM	294600101	13,668	627,558	SH		DFND		627,558	0	0
ESTRE AMBIENTAL INC	*W EXP 12/21/202	G3206V118	78	661,870	SH		DFND		661,870	0	0
EXACT SCIENCES CORP	NOTE 0.375% 3/1	30063PAB1	25,569	25,000,000	PRN		DFND		25,000,000	0	0
EXPEDIA GROUP INC	COM NEW	30212P303	1,590	13,364	SH		DFND		13,364	0	0
EZCORP INC	NOTE 2.125% 6/1	302301AB2	15,105	15,075,000	PRN		DFND		15,075,000	0	0
EZCORP INC	NOTE 2.875% 7/0	302301AF3	1,126	1,000,000	PRN		DFND		1,000,000	0	0
FALCON MINERALS CORP	*W EXP 07/21/202	30607B208	205	250,000	SH		DFND		250,000	0	0
FAR PT ACQUISITION CORP	COM CL A	30734W109	7,960	799,998	SH		DFND		799,998	0	0
FAR PT ACQUISITION CORP	*W EXP 06/01/202	30734W117	402	299,999	SH		DFND		299,999	0	0
FEDERATED PREM MUN INC FD	COM	31423P108	318	23,706	SH		DFND		23,706	0	0
FIDELITY SOUTHERN CORP NEW	COM	316394105	6,271	228,941	SH		DFND		228,941	0	0
FIFTH THIRD BANCORP	COM	316773100	1,469	58,235	SH		DFND		58,235	0	0
FINISAR CORP	COM NEW	31787A507	115,305	4,976,466	SH		DFND		4,976,466	0	0
FINISAR CORP	NOTE 0.500%12/1	31787AAP6	5,900	6,000,000	PRN		DFND		6,000,000	0	0
FINTECH ACQUISITION CORP III	COM CL A	31811A101	15,113	1,550,000	SH		DFND		1,550,000	0	0
FINTECH ACQUISITION CORP III	*W EXP 12/01/202	31811A119	1,047	1,150,000	SH		DFND		1,150,000	0	0
FIRST DATA CORP NEW	COM CL A	32008D106	156,189	5,945,520	SH		DFND		5,945,520	0	0
FIRST TR ABERDEEN GLBL OPP F	COM SHS	337319107	185	18,400	SH		DFND		18,400	0	0
FIRST TR DYNAMIC EUROPE EQT	COM SHS	33740D107	184	12,842	SH		DFND		12,842	0	0
FIRST TR HIGH INCOME L/S FD	COM	33738E109	618	42,332	SH		DFND		42,332	0	0
FIRST TR SR FLG RTE INCM FD	COM	33733U108	564	47,709	SH		DFND		47,709	0	0
FLEXION THERAPEUTICS INC	NOTE 3.375% 5/0	33938JAB2	1,167	1,330,000	PRN		DFND		1,330,000	0	0
FORTIVE CORP	COM	34959J108	1,048	12,496	SH		DFND		12,496	0	0
FORTIVE CORP	5% PFD CNV SER A	34959J207	60,095	57,025	SH		DFND		57,025	0	0
FORUM MERGER II CORP	CL A	34986F103	9,306	940,000	SH		DFND		940,000	0	0
FORUM MERGER II CORP	*W EXP 09/30/202	34986F111	713	1,620,000	SH		DFND		1,620,000	0	0
FOX CORP	CL A COM	35137L105	16,140	439,664	SH		DFND		439,664	0	0
FRANKLIN LTD DURATION INC TR	COM	35472T101	196	20,329	SH		DFND		20,329	0	0
FRONTDOOR INC	COM	35905A109	16,085	467,304	SH		DFND		467,304	0	0
GABELLI DIVD & INCOME TR	COM	36242H104	527	24,766	SH		DFND		24,766	0	0
GAIN CAP HLDGS INC	NOTE 5.000% 8/1	36268WAF7	225	225,000	PRN		DFND		225,000	0	0
GAMCO NAT RES GOLD & INCOME	SH BEN INT	36465E101	74	13,098	SH		DFND		13,098	0	0
GARRETT MOTION INC	COM	366505105	11,508	781,284	SH		DFND		781,284	0	0
GENERAL AMERN INVS INC	COM	368802104	355	10,646	SH		DFND		10,646	0	0
GENESIS ENERGY L P	UNIT LTD PARTN	371927104	563	24,165	SH		DFND		24,165	0	0
GENWORTH FINL INC	COM CL A	37247D106	43,900	11,462,117	SH		DFND		11,462,117	0	0
GIGCAPITAL INC	COM	37518N106	6,885	675,000	SH		DFND		675,000	0	0
GIGCAPITAL INC	RIGHT 03/06/2020	37518N114	975	1,500,000	SH		DFND		1,500,000	0	0
GIGCAPITAL INC	*W EXP 06/08/202	37518N122	320	1,125,000	SH		DFND		1,125,000	0	0
GOLDCORP INC NEW	COM	380956409	178,235	15,579,953	SH		DFND		15,579,953	0	0
GOPRO INC	CL A	38268T103	331	50,893	SH		DFND		50,893	0	0
GOPRO INC	NOTE 3.500% 4/1	38268TAB9	2,464	2,500,000	PRN		DFND		2,500,000	0	0
GORDON POINTE ACQUISITION CO	COM CLASS A	382788107	9,391	929,800	SH		DFND		929,800	0	0
GORDON POINTE ACQUISITION CO	*W EXP 07/30/202	382788115	410	1,106,820	SH		DFND		1,106,820	0	0
GORES HOLDINGS III INC	CLASS A	38286G109	8,381	849,996	SH		DFND		849,996	0	0
GORES HOLDINGS III INC	*W EXP 09/11/202	38286G117	487	333,332	SH		DFND		333,332	0	0
GORES METROPOULOS INC	COM CL A	382872109	4,875	499,998	SH		DFND		499,998	0	0
GORES METROPOULOS INC	*W EXP 01/28/202	382872117	233	166,666	SH		DFND		166,666	0	0
GRAF INDL CORP	COM	384278107	9,004	916,000	SH		DFND		916,000	0	0
GRAF INDL CORP	*W EXP 12/31/202	384278115	588	1,782,000	SH		DFND		1,782,000	0	0
GRANITE PT MTG TR INC	NOTE 6.375%10/0	38741LAC1	5,059	5,000,000	PRN		DFND		5,000,000	0	0
GREEN PLAINS INC	NOTE 4.125% 9/0	393222AF1	6,476	6,750,000	PRN		DFND		6,750,000	0	0
GS ACQUISITION HLDGS CORP	COM CL A	36255F102	11,021	1,099,902	SH		DFND		1,099,902	0	0
GS ACQUISITION HLDGS CORP	*W EXP 06/12/202	36255F110	780	500,000	SH		DFND		500,000	0	0
GTY TECHNOLOGY HOLDINGS INC	*W EXP 02/19/202	362409112	189	314,900	SH		DFND		314,900	0	0
GUIDEWIRE SOFTWARE INC	COM	40171V100	1,776	18,278	SH		DFND		18,278	0	0
HARMONIC INC	NOTE 4.000%12/0	413160AB8	2,284	2,000,000	PRN		DFND		2,000,000	0	0
HCI GROUP INC	NOTE 4.250% 3/0	40416EAD5	5,992	6,000,000	PRN		DFND		6,000,000	0	0
HELIX ENERGY SOLUTIONS GRP I	NOTE 4.125% 9/1	42330PAJ6	5,619	5,000,000	PRN		DFND		5,000,000	0	0
HENNESSY CAP ACQUSTION CORP	UNIT 99/99/9999	42589C203	20,160	2,000,000	SH		DFND		2,000,000	0	0
HERBALIFE LTD	NOTE 2.000% 8/1	42703MAB9	80,992	65,000,000	PRN		DFND		65,000,000	0	0
HERBALIFE LTD	NOTE 2.625% 3/1	42703MAD5	36,064	34,050,000	PRN		DFND		34,050,000	0	0
HERCULES CAPITAL INC	DBCV 4.375% 2/0	427096AF9	18,751	19,150,000	PRN		DFND		19,150,000	0	0
HESS MIDSTREAM PARTNERS LP	UNIT LTD PR INT	428104103	642	30,300	SH		DFND		30,300	0	0
HFF INC	CL A	40418F108	6,470	135,506	SH		DFND		135,506	0	0
HL ACQUISITIONS CORP	SHS	G4603R106	2,145	216,000	SH		DFND		216,000	0	0
HL ACQUISITIONS CORP	*W EXP 06/21/202	G4603R122	68	270,000	SH		DFND		270,000	0	0
HL ACQUISITIONS CORP	RIGHT 07/17/2023	G4603R130	78	270,000	SH		DFND		270,000	0	0
HOLLY ENERGY PARTNERS L P	COM UT LTD PTN	435763107	596	22,100	SH		DFND		22,100	0	0
HUNTER MARITIME ACQUISITION	*W EXP 11/17/202	Y37828129	219	470,000	SH		DFND		470,000	0	0
HURON CONSULTING GROUP INC	NOTE 1.250%10/0	447462AB8	23,649	23,955,000	PRN		DFND		23,955,000	0	0
II VI INC	NOTE 0.250% 9/0	902104AB4	18,875	18,000,000	PRN		DFND		18,000,000	0	0
ILLUMINA INC	COM	452327109	6,138	19,755	SH		DFND		19,755	0	0
INDUSTRIAL LOGISTICS PPTYS T	COM SHS BEN INT	456237106	7,767	385,054	SH		DFND		385,054	0	0
INFINERA CORPORATION	NOTE 2.125% 9/0	45667GAC7	15,607	19,700,000	PRN		DFND		19,700,000	0	0
INFRA AND ENERGY ALTRNTIVE I	*W EXP 05/20/202	45686J112	154	343,006	SH		DFND		343,006	0	0
INFRAREIT INC	COM	45685L100	38,284	1,825,647	SH		DFND		1,825,647	0	0
INNOVIVA INC	NOTE 2.500% 8/1	45781MAB7	3,224	3,000,000	PRN		DFND		3,000,000	0	0
INPHI CORP	NOTE 0.750% 9/0	45772FAC1	17,894	17,075,000	PRN		DFND		17,075,000	0	0
INSURANCE ACQUISITION CORP	UNIT 03/31/2024	457867307	11,110	1,100,000	SH		DFND		1,100,000	0	0
INTEGRATED DEVICE TECHNOLOGY	COM	458118106	179,111	3,656,069	SH		DFND		3,656,069	0	0
INTEGRATED DEVICE TECHNOLOGY	NOTE 0.875%11/1	458118AC0	14,143	9,000,000	PRN		DFND		9,000,000	0	0
INTREXON CORP	COM	46122T102	1,118	212,555	SH		DFND		212,555	0	0
INTREXON CORP	NOTE 3.500% 7/0	46122TAA0	11,078	18,800,000	PRN		DFND		18,800,000	0	0
INVACARE CORP	NOTE 5.000% 2/1	461203AF8	3,657	4,000,000	PRN		DFND		4,000,000	0	0
INVACARE CORP	NOTE 4.500% 6/0	461203AH4	1,681	1,950,000	PRN		DFND		1,950,000	0	0
INVESCO ADVANTAGE MUNICIPAL	SH BEN INT	46132E103	120	11,110	SH		DFND		11,110	0	0
INVESCO DYNAMIC CR OPP FD	COM	46132R104	778	71,670	SH		DFND		71,670	0	0
INVESCO MUN TR	COM	46131J103	141	11,737	SH		DFND		11,737	0	0
INVESCO QUALITY MUNI INC TRS	COM	46133G107	225	18,581	SH		DFND		18,581	0	0
INVESCO TR INVT GRADE MUNS	COM	46131M106	336	27,135	SH		DFND		27,135	0	0
INVESCO TR INVT GRADE NY MUN	COM	46131T101	157	12,053	SH		DFND		12,053	0	0
IRONWOOD PHARMACEUTICALS INC	DBCV 2.250% 6/1	46333XAD0	15,493	14,025,000	PRN		DFND		14,025,000	0	0
ISTAR INC	NOTE 3.125% 9/1	45031UCB5	26,611	28,925,000	PRN		DFND		28,925,000	0	0
IVY HIGH INC OPPORTUNITIES F	COM	465893105	275	20,346	SH		DFND		20,346	0	0
J2 GLOBAL INC	NOTE 3.250% 6/1	48123VAC6	18,739	14,000,000	PRN		DFND		14,000,000	0	0
JASON INDS INC	*W EXP 06/30/201	471172114	33	1,933,070	SH		DFND		1,933,070	0	0
JAZZ PHARMACEUTICALS PLC	SHS USD	G50871105	2,355	16,472	SH		DFND		16,472	0	0
JBG SMITH PPTYS	COM	46590V100	21,027	508,510	SH		DFND		508,510	0	0
JENSYN ACQUISITION CORP	*W EXP 03/07/202	47632B110	12	174,000	SH		DFND		174,000	0	0
JENSYN ACQUISITION CORP	RIGHT 99/99/9999	47632B128	48	174,000	SH		DFND		174,000	0	0
KBL MERGER CORP IV	*W EXP 01/15/202	48242A112	56	500,000	SH		DFND		500,000	0	0
KBL MERGER CORP IV	RIGHT 06/07/2019	48242A120	230	1,000,000	SH		DFND		1,000,000	0	0
KLX ENERGY SERVICS HOLDNGS I	COM	48253L106	315	12,542	SH		DFND		12,542	0	0
L3 TECHNOLOGIES INC	COM	502413107	250,576	1,214,208	SH		DFND		1,214,208	0	0
LEGACY ACQUISITION CORP	COM CL A	524643103	4,214	419,769	SH		DFND		419,769	0	0
LEGACY ACQUISITION CORP	*W EXP 11/30/202	524643111	375	1,250,000	SH		DFND		1,250,000	0	0
LEGACY RESERVES LP/ LEGACY F	NOTE 8.000% 9/2	52471TAF4	3,923	11,208,000	PRN		DFND		11,208,000	0	0
LEISURE ACQUISITION CORP	COM	52539T107	5,500	550,000	SH		DFND		550,000	0	0
LEISURE ACQUISITION CORP	*W EXP 12/05/201	52539T115	375	625,000	SH		DFND		625,000	0	0
LEO HOLDINGS CORP	COM CL A	G5463L105	4,471	446,700	SH		DFND		446,700	0	0
LEO HOLDINGS CORP	*W EXP 02/07/202	G5463L113	870	1,115,000	SH		DFND		1,115,000	0	0
LEVI STRAUSS & CO NEW	CL A COM STK	52736R102	236	10,000	SH		DFND		10,000	0	0
LF CAP ACQUISITION CORP	CL A	50200K108	9,658	960,000	SH		DFND		960,000	0	0
LF CAP ACQUISITION CORP	*W EXP 06/22/202	50200K116	420	1,200,000	SH		DFND		1,200,000	0	0
LIBERTY MEDIA CORP DELAWARE	NOTE 1.375%10/1	531229AB8	1,123	1,000,000	PRN		DFND		1,000,000	0	0
LIVE NATION ENTERTAINMENT IN	NOTE 2.500% 3/1	538034AQ2	11,556	10,000,000	PRN		DFND		10,000,000	0	0
LIVENT CORP	COM	53814L108	9,737	792,875	SH		DFND		792,875	0	0
LONGEVITY ACQUISITION CORP	*W EXP 07/31/202	G56372116	15	125,000	SH		DFND		125,000	0	0
LONGEVITY ACQUISITION CORP	RIGHT 07/31/2020	G56372124	24	125,000	SH		DFND		125,000	0	0
LUXOFT HLDG INC	ORD SHS CL A	G57279104	77,362	1,317,695	SH		DFND		1,317,695	0	0
LYFT INC	CL A COM	55087P104	391	5,000	SH		DFND		5,000	0	0
MACQUARIE GLBL INFRA TOTL RE	COM	55608D101	308	13,893	SH		DFND		13,893	0	0
MADISON CVRED CALL & EQ STR	COM	557437100	95	13,899	SH		DFND		13,899	0	0
MAGELLAN MIDSTREAM PRTNRS LP	COM UNIT RP LP	559080106	586	9,657	SH		DFND		9,657	0	0
MAGNACHIP SEMICONDUCTOR SA	NOTE 5.000% 3/0	55932XAB0	2,274	2,000,000	PRN		DFND		2,000,000	0	0
MAGNOLIA OIL & GAS CORP	*W EXP 07/31/202	559663117	282	83,333	SH		DFND		83,333	0	0
MARTIN MIDSTREAM PRTNRS L P	UNIT L P INT	573331105	508	40,794	SH		DFND		40,794	0	0
MEDICINES CO	NOTE 2.500% 1/1	584688AE5	9,743	9,700,000	PRN		DFND		9,700,000	0	0
MEDICINES CO	NOTE 2.750% 7/1	584688AG0	7,997	9,450,000	PRN		DFND		9,450,000	0	0
MEGALITH FINL ACQUISITION CO	CL A COM	58518F109	4,804	481,400	SH		DFND		481,400	0	0
MEGALITH FINL ACQUISITION CO	*W EXP 08/26/202	58518F117	317	1,153,800	SH		DFND		1,153,800	0	0
MELLANOX TECHNOLOGIES LTD	SHS	M51363113	111,064	938,354	SH		DFND		938,354	0	0
MERITOR INC	NOTE 3.250%10/1	59001KAF7	17,366	18,000,000	PRN		DFND		18,000,000	0	0
MFS MUN INCOME TR	SH BEN INT	552738106	138	19,957	SH		DFND		19,957	0	0
MICRO FOCUS INTERNATIONAL PL	SPON ADR NEW	594837304	24,897	965,357	SH		DFND		965,357	0	0
MICROCHIP TECHNOLOGY INC	NOTE 1.625% 2/1	595017AD6	161,106	99,000,000	PRN		DFND		99,000,000	0	0
MICROCHIP TECHNOLOGY INC	NOTE 2.250% 2/1	595017AH7	72,273	65,441,000	PRN		DFND		65,441,000	0	0
MICRON TECHNOLOGY INC	NOTE 2.125% 2/1	595112AV5	103,586	27,379,000	PRN		DFND		27,379,000	0	0
MODERN MEDIA ACQUISITION	COM	60765P103	6,165	595,031	SH		DFND		595,031	0	0
MODERN MEDIA ACQUISITION	*W EXP 05/17/202	60765P111	132	425,000	SH		DFND		425,000	0	0
MODERN MEDIA ACQUISITION	RIGHT 99/99/9999	60765P129	561	1,700,000	SH		DFND		1,700,000	0	0
MOLINA HEALTHCARE INC	NOTE 1.125% 1/1	60855RAC4	111,335	32,325,000	PRN		DFND		32,325,000	0	0
MONOCLE ACQUISITION CORP	COM	609754106	15,490	1,580,597	SH		DFND		1,580,597	0	0
MONOCLE ACQUISITION CORP	*W EXP 12/06/202	609754114	538	1,680,597	SH		DFND		1,680,597	0	0
MPLX LP	COM UNIT REP LTD	55336V100	760	23,115	SH		DFND		23,115	0	0
MTECH ACQUISITION CORP	COM CLASS A	55378W107	757	75,000	SH		DFND		75,000	0	0
MTECH ACQUISITION CORP	*W EXP 08/01/202	55378W115	40	62,500	SH		DFND		62,500	0	0
MUDRICK CAP ACQUISITION CORP	COM CLASS A	624745105	9,576	950,000	SH		DFND		950,000	0	0
MUDRICK CAP ACQUISITION CORP	*W EXP 02/12/202	624745113	1,148	2,250,000	SH		DFND		2,250,000	0	0
MULTI COLOR CORP	COM	625383104	4,395	88,100	SH		DFND		88,100	0	0
NATIONAL ENERGY SERVICES REU	*W EXP 05/05/202	G6375R115	449	394,100	SH		DFND		394,100	0	0
NATIONAL HEALTH INVS INC	NOTE 3.250% 4/0	63633DAE4	2,297	2,000,000	PRN		DFND		2,000,000	0	0
NAVIGATORS GROUP INC	COM	638904102	14,941	213,846	SH		DFND		213,846	0	0
NEBULA ACQUISITION CORP	COM CLASS A	629076100	5,994	599,996	SH		DFND		599,996	0	0
NEBULA ACQUISITION CORP	*W EXP 03/12/202	629076118	175	233,332	SH		DFND		233,332	0	0
NEUBERGER BERMAN HGH YLD FD	COM	64128C106	130	11,487	SH		DFND		11,487	0	0
NEUBERGER BERMAN MUNI FD INC	COM	64124P101	232	16,136	SH		DFND		16,136	0	0
NEUROCRINE BIOSCIENCES INC	NOTE 2.250% 5/1	64125CAD1	27,077	20,000,000	PRN		DFND		20,000,000	0	0
NEW AMER HIGH INCOME FD INC	COM NEW	641876800	177	20,788	SH		DFND		20,788	0	0
NEW FRONTIER CORP	COM CL A	G6485P108	7,388	750,000	SH		DFND		750,000	0	0
NEW FRONTIER CORP	*W EXP 99/99/999	G6485P124	315	450,000	SH		DFND		450,000	0	0
NEW MTN FIN CORP	NOTE 5.750% 8/1	647551AC4	7,038	7,000,000	PRN		DFND		7,000,000	0	0
NEW RELIC INC	COM	64829B100	2,909	29,478	SH		DFND		29,478	0	0
NEWMARK GROUP INC	CL A	65158N102	9,546	1,144,661	SH		DFND		1,144,661	0	0
NOVELLUS SYS INC	NOTE 2.625% 5/1	670008AD3	572,674	103,555,000	PRN		DFND		103,555,000	0	0
NRC GROUP HLDGS CORP	*W EXP 10/17/202	629375114	169	187,500	SH		DFND		187,500	0	0
NUANCE COMMUNICATIONS INC	NOTE 1.250% 4/0	67020YAN0	5,478	5,509,000	PRN		DFND		5,509,000	0	0
NUSTAR ENERGY LP	UNIT COM	67058H102	469	17,439	SH		DFND		17,439	0	0
NUVASIVE INC	NOTE 2.250% 3/1	670704AG0	19,892	17,826,000	PRN		DFND		17,826,000	0	0
NUVEEN ARIZONA QLTY MUN INC	COM	67061W104	257	20,042	SH		DFND		20,042	0	0
NUVEEN CALIF MUN VALUE FD	COM	67062C107	141	14,712	SH		DFND		14,712	0	0
NUVEEN CALIFORNIA AMT QLT MU	COM	670651108	506	36,320	SH		DFND		36,320	0	0
NUVEEN CONNECTICUT QLTY MUN	COM	67060D107	383	31,771	SH		DFND		31,771	0	0
NUVEEN DIVERSIFIED DIV INCM	COM	6706EP105	169	16,290	SH		DFND		16,290	0	0
NUVEEN FLTNG RTE INCM OPP FD	COM SHS	6706EN100	264	27,574	SH		DFND		27,574	0	0
NUVEEN GEORGIA QLTY MUN INC	COM	67072B107	197	16,513	SH		DFND		16,513	0	0
NUVEEN MARYLAND QLT MUN INC	COM	67061Q107	414	33,188	SH		DFND		33,188	0	0
NUVEEN MICHIGAN QLT MUN INC	COM	670979103	487	36,757	SH		DFND		36,757	0	0
NUVEEN NEW JERSEY QULT MUN F	COM	67069Y102	329	23,762	SH		DFND		23,762	0	0
NUVEEN NEW YORK AMT QLT MUNI	COM	670656107	283	22,250	SH		DFND		22,250	0	0
NUVEEN NEW YORK QLT MUN INC	COM	67066X107	421	31,415	SH		DFND		31,415	0	0
NUVEEN NORTH CAROLINA QLTY M	COM	67060P100	395	30,898	SH		DFND		30,898	0	0
NUVEEN OHIO QLTY MUN INCOME	COM	670980101	436	30,124	SH		DFND		30,124	0	0
NUVEEN PENNSYLVANIA QLT MUN	COM	670972108	404	30,571	SH		DFND		30,571	0	0
NUVEEN REAL ASSET INM AND GW	COM	67074Y105	575	35,876	SH		DFND		35,876	0	0
NUVEEN REAL ESTATE INCOME FD	COM	67071B108	237	22,833	SH		DFND		22,833	0	0
NUVEEN SR INCOME FD	COM	67067Y104	313	53,980	SH		DFND		53,980	0	0
NUVEEN VIRGINIA QLTY MUNCPL	COM	67064R102	477	37,570	SH		DFND		37,570	0	0
NVENT ELECTRIC PLC	SHS	G6700G107	20,842	772,500	SH		DFND		772,500	0	0
NXP SEMICONDUCTORS N V	NOTE 1.000%12/0	62952QAB6	10,265	10,000,000	PRN		DFND		10,000,000	0	0
NXP SEMICONDUCTORS N V	COM	N6596X109	19,325	218,631	SH		DFND		218,631	0	0
OIL STS INTL INC	COM	678026105	909	53,570	SH		DFND		53,570	0	0
ON SEMICONDUCTOR CORP	NOTE 1.000%12/0	682189AK1	5,573	4,500,000	PRN		DFND		4,500,000	0	0
ONE MADISON CORP	COM CL A	G6772P100	12,209	1,191,100	SH		DFND		1,191,100	0	0
ONE MADISON CORP	*W EXP 99/99/999	G6772P126	1,294	1,125,000	SH		DFND		1,125,000	0	0
ONEOK INC NEW	COM	682680103	1,180	16,899	SH		DFND		16,899	0	0
OPES ACQUISITION CORP	COM	68373P100	1,015	100,000	SH		DFND		100,000	0	0
OPES ACQUISITION CORP	*W EXP 03/13/202	68373P118	60	250,000	SH		DFND		250,000	0	0
OPKO HEALTH INC	NOTE 4.500% 2/1	68375NAD5	18,919	20,000,000	PRN		DFND		20,000,000	0	0
PACIFIC BIOSCIENCES CALIF IN	COM	69404D108	48,811	6,751,127	SH		DFND		6,751,127	0	0
PALO ALTO NETWORKS INC	NOTE 7/0	697435AB1	97,054	44,150,000	PRN		DFND		44,150,000	0	0
PATRIOT NATL BANCORP INC	COM NEW	70336F203	526	34,461	SH		DFND		34,461	0	0
PENN VA CORP NEW	COM	70788V102	644	14,602	SH		DFND		14,602	0	0
PENSARE ACQUISITION CORP	COM	70957E105	6,538	636,600	SH		DFND		636,600	0	0
PENSARE ACQUISITION CORP	*W EXP 07/27/202	70957E113	50	250,000	SH		DFND		250,000	0	0
PENSARE ACQUISITION CORP	RIGHT 99/99/9999	70957E121	290	1,000,000	SH		DFND		1,000,000	0	0
PENTAIR PLC	SHS	G7S00T104	7,483	168,126	SH		DFND		168,126	0	0
PGIM GLOBAL HIGH YIELD FD IN	COM	69346J106	176	12,595	SH		DFND		12,595	0	0
PGIM HIGH YIELD BOND FUND IN	COM	69346H100	413	29,094	SH		DFND		29,094	0	0
PHILLIPS 66 PARTNERS LP	COM UNIT REP INT	718549207	667	12,745	SH		DFND		12,745	0	0
PHUNWARE INC	*W EXP 12/26/202	71948P118	126	75,315	SH		DFND		75,315	0	0
PIONEER FLOATING RATE TR	COM	72369J102	461	44,295	SH		DFND		44,295	0	0
PIONEER HIGH INCOME TR	COM	72369H106	186	20,827	SH		DFND		20,827	0	0
PIVOTAL ACQUISITION CORP	CL A COM	72583A101	17,604	1,800,000	SH		DFND		1,800,000	0	0
PIVOTAL ACQUISITION CORP	*W EXP 12/01/202	72583A119	774	1,800,000	SH		DFND		1,800,000	0	0
PLAINS ALL AMERN PIPELINE L	UNIT LTD PARTN	726503105	729	29,751	SH		DFND		29,751	0	0
PRICELINE GRP INC	NOTE 0.350% 6/1	741503AS5	20,322	15,000,000	PRN		DFND		15,000,000	0	0
PRIORITY TECHNOLOGY HLDGS IN	COM	74275G107	212	30,736	SH		DFND		30,736	0	0
PROS HOLDINGS INC	NOTE 2.000%12/0	74346YAB9	1,936	1,500,000	PRN		DFND		1,500,000	0	0
PROSPECT CAPITAL CORPORATION	NOTE 4.950% 7/1	74348TAR3	15,504	15,675,000	PRN		DFND		15,675,000	0	0
PROSPECT CAPITAL CORPORATION	NOTE 6.375% 3/0	74348TAT9	6,913	7,000,000	PRN		DFND		7,000,000	0	0
PTC THERAPEUTICS INC	NOTE 3.000% 8/1	69366JAB7	1,565	1,500,000	PRN		DFND		1,500,000	0	0
PURE ACQUISITION CORP	CL A	74621Q106	3,006	300,000	SH		DFND		300,000	0	0
PURE ACQUISITION CORP	*W EXP 04/17/202	74621Q114	957	862,500	SH		DFND		862,500	0	0
PUTNAM MANAGED MUN INCOM TR	COM	746823103	79	10,550	SH		DFND		10,550	0	0
QTS RLTY TR INC	6.50% CON PFD B	74736A301	2,508	23,000	SH		DFND		23,000	0	0
QUANTENNA COMMUNICATIONS INC	COM	74766D100	7,439	305,756	SH		DFND		305,756	0	0
QUOTIENT TECHNOLOGY INC	NOTE 1.750%12/0	749119AB9	13,137	13,950,000	PRN		DFND		13,950,000	0	0
RED HAT INC	COM	756577102	150,869	825,774	SH		DFND		825,774	0	0
RED HAT INC	NOTE 0.250%10/0	756577AD4	6,933	2,788,000	PRN		DFND		2,788,000	0	0
REDWOOD TR INC	NOTE 4.750% 8/1	758075AC9	17,854	18,575,000	PRN		DFND		18,575,000	0	0
REDWOOD TR INC	NOTE 5.625% 7/1	758075AD7	18,469	18,875,000	PRN		DFND		18,875,000	0	0
REGALWOOD GLOBAL ENERGY LTD	COM CL A	G74760102	3,260	322,777	SH		DFND		322,777	0	0
REGALWOOD GLOBAL ENERGY LTD	*W EXP 12/05/202	G74760128	428	440,925	SH		DFND		440,925	0	0
RENEWABLE ENERGY GROUP INC	NOTE 2.750% 6/1	75972AAA1	1,131	675,000	PRN		DFND		675,000	0	0
RENT A CTR INC NEW	COM	76009N100	15,316	733,861	SH		DFND		733,861	0	0
RESIDEO TECHNOLOGIES INC	COM	76118Y104	13,823	716,591	SH		DFND		716,591	0	0
RETAIL VALUE INC	COM	76133Q102	431	13,830	SH		DFND		13,830	0	0
RETROPHIN INC	NOTE 2.500% 9/1	761299AB2	10,750	11,500,000	PRN		DFND		11,500,000	0	0
RMG ACQUISITION CORP	UNIT 99/99/9999	749641205	25,075	2,500,000	SH		DFND		2,500,000	0	0
ROSEHILL RES INC	*W EXP 09/16/202	777385113	100	244,800	SH		DFND		244,800	0	0
ROWAN COMPANIES PLC	SHS CL A	G7665A101	25,887	2,399,190	SH		DFND		2,399,190	0	0
ROYCE VALUE TR INC	COM	780910105	329	23,883	SH		DFND		23,883	0	0
SABAN CAP ACQUISITION CORP	*W EXP 09/21/202	78516C114	0	42,000	SH		DFND		42,000	0	0
SCHULTZE SPL PURP ACQUSTN CO	COM	80821R109	9,682	990,000	SH		DFND		990,000	0	0
SCHULTZE SPL PURP ACQUSTN CO	*W EXP 12/31/202	80821R117	504	1,440,000	SH		DFND		1,440,000	0	0
SCORPIO TANKERS INC	NOTE 3.000% 5/1	80918TAB5	8,641	9,750,000	PRN		DFND		9,750,000	0	0
SEACOR HOLDINGS INC	NOTE 2.500%12/1	811904AM3	18,229	19,244,000	PRN		DFND		19,244,000	0	0
SEMGROUP CORP	CL A	81663A105	359	24,333	SH		DFND		24,333	0	0
SEMPRA ENERGY	6% PFD CONV A	816851406	12,835	121,225	SH		DFND		121,225	0	0
SENTINEL ENERGY SVCS INC	*W EXP 11/02/202	81728P113	91	133,333	SH		DFND		133,333	0	0
SERVICENOW INC	NOTE 6/0	81762PAC6	37,100	20,000,000	PRN		DFND		20,000,000	0	0
SHELL MIDSTREAM PARTNERS L P	UNIT LTD INT	822634101	458	22,409	SH		DFND		22,409	0	0
SHIP FINANCE INTERNATIONAL L	NOTE 5.750%10/1	G81075AF3	23,545	23,600,000	PRN		DFND		23,600,000	0	0
SOCIAL CAP HEDOSOPHIA HLDGS	*W EXP 09/14/202	G8250R129	67	83,334	SH		DFND		83,334	0	0
SOUTH JERSEY INDS INC	UNIT 99/99/9999	838518116	2,130	41,200	SH		DFND		41,200	0	0
SPARK THERAPEUTICS INC	COM	84652J103	89,851	788,993	SH		DFND		788,993	0	0
SPARTAN ENERGY ACQUISITON CO	CL A COM STK	846784106	10,714	1,089,998	SH		DFND		1,089,998	0	0
SPARTAN ENERGY ACQUISITON CO	*W EXP 08/27/202	846784122	478	434,999	SH		DFND		434,999	0	0
SPIRIT MTA REIT	COM SHS BEN IN	84861U105	174	26,740	SH		DFND		26,740	0	0
SPRINT CORPORATION	COM	85207U105	116,805	20,673,364	SH		DFND		20,673,364	0	0
SQUARE INC	NOTE 0.375% 3/0	852234AB9	103,567	31,635,000	PRN		DFND		31,635,000	0	0
STEWART INFORMATION SVCS COR	COM	860372101	23,550	551,658	SH		DFND		551,658	0	0
SUMMIT MIDSTREAM PARTNERS LP	COM UNIT LTD	866142102	338	34,700	SH		DFND		34,700	0	0
SUNTRUST BKS INC	COM	867914103	240,779	4,063,784	SH		DFND		4,063,784	0	0
SUPERNUS PHARMACEUTICALS INC	COM	868459108	1,522	43,444	SH		DFND		43,444	0	0
SYNAPTICS INC	NOTE 0.500% 6/1	87157DAD1	18,300	19,778,000	PRN		DFND		19,778,000	0	0
TAKEDA PHARMACEUTICAL CO LTD	SPONSORED ADS	874060205	598	29,368	SH		DFND		29,368	0	0
TALLGRASS ENERGY LP	CLASS A SHS	874696107	799	31,800	SH		DFND		31,800	0	0
TARGA RES CORP	COM	87612G101	880	21,184	SH		DFND		21,184	0	0
TARGET HOSPITALITY CORP	*W EXP 03/15/202	87615L115	413	266,666	SH		DFND		266,666	0	0
TC PIPELINES LP	UT COM LTD PRT	87233Q108	587	15,700	SH		DFND		15,700	0	0
TCF FINL CORP	COM	872275102	40,713	1,967,767	SH		DFND		1,967,767	0	0
TEEKAY LNG PARTNERS L P	PRTNRSP UNITS	Y8564M105	510	34,119	SH		DFND		34,119	0	0
TEKLA HEALTHCARE INVS	SH BEN INT	87911J103	552	26,889	SH		DFND		26,889	0	0
TENZING ACQUISITION CORP	*W EXP 02/23/202	G8708A108	40	250,000	SH		DFND		250,000	0	0
TERADYNE INC	NOTE 1.250%12/1	880770AG7	44,864	32,050,000	PRN		DFND		32,050,000	0	0
TESLA INC	COM	88160R101	3,249	11,610	SH		DFND		11,610	0	0
TESLA INC	NOTE 2.375% 3/1	88160RAD3	19,031	17,400,000	PRN		DFND		17,400,000	0	0
THERAVANCE INC	NOTE 2.125% 1/1	88338TAB0	25,977	25,543,000	PRN		DFND		25,543,000	0	0
THESTREET INC	COM	88368Q103	92	39,405	SH		DFND		39,405	0	0
THL CR SR LN FD	COM	87244R103	172	11,224	SH		DFND		11,224	0	0
THUNDER BRIDGE ACQUISITION L	SHS CLASS A	G8857R100	11,118	1,090,000	SH		DFND		1,090,000	0	0
THUNDER BRIDGE ACQUISITION L	*W EXP 01/01/202	G8857R126	1,166	1,620,000	SH		DFND		1,620,000	0	0
TIBERIUS ACQUISITION CORP	COM	88633A107	5,443	540,000	SH		DFND		540,000	0	0
TIBERIUS ACQUISITION CORP	*W EXP 02/28/202	88633A115	465	1,057,500	SH		DFND		1,057,500	0	0
TIER REIT INC	COM NEW	88650V208	4,108	143,321	SH		DFND		143,321	0	0
TIMKENSTEEL CORP	NOTE 6.000% 6/0	887399AA1	1,757	1,500,000	PRN		DFND		1,500,000	0	0
TKK SYMPHONY ACQUISITION COR	ORD SHS	G88950103	6,689	675,000	SH		DFND		675,000	0	0
TKK SYMPHONY ACQUISITION COR	*W EXP 02/20/202	G88950129	323	1,850,000	SH		DFND		1,850,000	0	0
TKK SYMPHONY ACQUISITION COR	RIGHT 02/20/2020	G88950137	592	1,850,000	SH		DFND		1,850,000	0	0
TORTOISE ACQUISITION CORP	UNIT 03/04/2024	89154L209	20,759	2,077,939	SH		DFND		2,077,939	0	0
TPG PACE HLDGS CORP	*W EXP 06/27/202	G89827110	113	66,666	SH		DFND		66,666	0	0
TPG SPECIALTY LENDING INC	NOTE 4.500% 8/0	87265KAD4	7,666	7,500,000	PRN		DFND		7,500,000	0	0
TRANSOCEAN LTD	REG SHS	H8817H100	3,265	374,800	SH		DFND		374,800	0	0
TRAVELPORT WORLDWIDE LTD	SHS	G9019D104	56,601	3,598,284	SH		DFND		3,598,284	0	0
TRIBUNE MEDIA CO	CL A	896047503	181,730	3,938,656	SH		DFND		3,938,656	0	0
TRINE ACQUISITION CORP	UNIT 03/31/2021	89628U207	23,046	2,300,000	SH		DFND		2,300,000	0	0
TRINITY MERGER CORP	COM CL A	89653L106	7,154	700,000	SH		DFND		700,000	0	0
TRINITY MERGER CORP	*W EXP 05/11/202	89653L114	810	2,250,000	SH		DFND		2,250,000	0	0
TTM TECHNOLOGIES INC	NOTE 1.750%12/1	87305RAD1	34,571	26,500,000	PRN		DFND		26,500,000	0	0
TUSCAN HOLDINGS CORP	UNIT 99/99/9999	90069K203	16,624	1,600,000	SH		DFND		1,600,000	0	0
TWELVE SEAS INVESTMENT COMPA	SHS	G9145A107	5,600	560,000	SH		DFND		560,000	0	0
TWELVE SEAS INVESTMENT COMPA	*W EXP 12/22/202	G9145A115	312	1,200,000	SH		DFND		1,200,000	0	0
TWELVE SEAS INVESTMENT COMPA	RIGHT 12/22/2019	G9145A131	324	1,200,000	SH		DFND		1,200,000	0	0
U S G CORP	COM NEW	903293405	178,643	4,125,711	SH		DFND		4,125,711	0	0
U S WELL SVCS INC	*W EXP 03/15/202	91274U119	563	557,700	SH		DFND		557,700	0	0
ULTIMATE SOFTWARE GROUP INC	COM	90385D107	60,076	181,977	SH		DFND		181,977	0	0
VANTAGE ENERGY ACQUISITION	*W EXP 04/12/202	92211L113	58	250,000	SH		DFND		250,000	0	0
VAREX IMAGING CORP	COM	92214X106	6,073	179,245	SH		DFND		179,245	0	0
VECTOIQ ACQUISITION CORP	COM	92243N103	8,891	890,000	SH		DFND		890,000	0	0
VECTOIQ ACQUISITION CORP	*W EXP 05/11/202	92243N111	697	1,620,000	SH		DFND		1,620,000	0	0
VECTOR GROUP LTD	FRNT 4/1	92240MBC1	6,105	6,000,000	PRN		DFND		6,000,000	0	0
VEECO INSTRS INC DEL	NOTE 2.700% 1/1	922417AD2	19,734	23,000,000	PRN		DFND		23,000,000	0	0
VEONEER INCORPORATED	COM	92336X109	8,748	382,510	SH		DFND		382,510	0	0
VERASTEM INC	NOTE 5.000%11/0	92337CAA2	11,898	15,000,000	PRN		DFND		15,000,000	0	0
VERINT SYS INC	NOTE 1.500% 6/0	92343XAA8	5,534	5,000,000	PRN		DFND		5,000,000	0	0
VERSUM MATLS INC	COM	92532W103	89,312	1,775,230	SH		DFND		1,775,230	0	0
VIAVI SOLUTIONS INC	COM	925550105	4,686	378,492	SH		DFND		378,492	0	0
VIRTUS INVT PARTNERS INC	PFD CV SER D	92828Q208	1,582	17,975	SH		DFND		17,975	0	0
VIRTUS TOTAL RETURN FUND INC	COM	92837G100	223	22,175	SH		DFND		22,175	0	0
VITAMIN SHOPPE INC	NOTE 2.250%12/0	92849EAB7	896	1,000,000	PRN		DFND		1,000,000	0	0
VOYA GLBL ADV & PREM OPP FD	COM	92912R104	117	10,844	SH		DFND		10,844	0	0
VOYA GLBL EQTY DIV & PREM OP	COM	92912T100	171	26,296	SH		DFND		26,296	0	0
VOYA INFRASTRUCTURE INDLS &	COM	92912X101	198	15,677	SH		DFND		15,677	0	0
WABCO HLDGS INC	COM	92927K102	50,767	385,098	SH		DFND		385,098	0	0
WEATHERFORD INTL LTD	NOTE 5.875% 7/0	947075AH0	24,862	30,600,000	PRN		DFND		30,600,000	0	0
WELLCARE HEALTH PLANS INC	COM	94946T106	63,391	235,000	SH		DFND		235,000	0	0
WELLS FARGO GLOBAL DIVIDEND	COM	94987C103	160	30,481	SH		DFND		30,481	0	0
WELLS FARGO INCOME OPPORTUNI	WF INC OPPTY FD	94987B105	658	83,518	SH		DFND		83,518	0	0
WESTERN ASSET HIGH INCM FD I	COM	95766J102	205	31,704	SH		DFND		31,704	0	0
WESTERN ASSET INTM MUNI FD I	COM	958435109	443	50,267	SH		DFND		50,267	0	0
WESTERN ASST MN PRT FD INC	COM	95766P108	201	13,901	SH		DFND		13,901	0	0
WESTERN MIDSTREAM PARTNERS L	COM UNIT LP INT	958669103	590	18,821	SH		DFND		18,821	0	0
WILLIAMS COS INC DEL	COM	969457100	834	29,037	SH		DFND		29,037	0	0
WIX COM LTD	SHS	M98068105	1,887	15,619	SH		DFND		15,619	0	0
WORKDAY INC	NOTE 1.500% 7/1	98138HAD3	47,375	20,000,000	PRN		DFND		20,000,000	0	0
WORKDAY INC	NOTE 0.250%10/0	98138HAF8	28,338	20,000,000	PRN		DFND		20,000,000	0	0
WORLDPAY INC	CL A	981558109	144,871	1,276,400	SH		DFND		1,276,400	0	0
WSFS FINL CORP	COM	929328102	266	6,879	SH		DFND		6,879	0	0
WYNDHAM HOTELS & RESORTS INC	COM	98311A105	16,727	334,600	SH		DFND		334,600	0	0
WYNN RESORTS LTD	COM	983134107	1,486	12,450	SH		DFND		12,450	0	0
ZILLOW GROUP INC	NOTE 2.000%12/0	98954MAB7	3,383	3,300,000	PRN		DFND		3,300,000	0	0
ZILLOW GROUP INC	NOTE 1.500% 7/0	98954MAC5	20,308	22,175,000	PRN		DFND		22,175,000	0	0