CNH Partners 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ABERDEEN GLOBAL DYNAMIC DIVI	COM	00302M106	174	18,023	SH		DFND		18,023	0	0
ABERDEEN GLOBAL PREMIER PPTY	COM SH BEN INT	00302L108	206	33,154	SH		DFND		33,154	0	0
ABERDEEN TOTAL DYNAMIC DIVD	COM SH BEN INT	00326L100	227	27,271	SH		DFND		27,271	0	0
ACACIA COMMUNICATIONS INC	COM	00401C108	130,546	1,996,120	SH		DFND		1,996,120	0	0
ACAMAR PARTNERS ACQSITION CO	CL A	004285102	10,956	1,100,000	SH		DFND		1,100,000	0	0
ACT II GLOBAL ACQUISITION CO	*W EXP 04/30/202	G0080J120	792	900,000	SH		DFND		900,000	0	0
ACT II GLOBAL ACQUISITION CO	CL A SHS	G0080J104	11,820	1,200,000	SH		DFND		1,200,000	0	0
ADAM NAT RES FD INC	COM	00548F105	739	46,664	SH		DFND		46,664	0	0
ADESTO TECHNOLOGIES CORP	COM	00687D101	156	18,245	SH		DFND		18,245	0	0
ADVANCED DISP SVCS INC DEL	COM	00790X101	127,205	3,905,576	SH		DFND		3,905,576	0	0
ADVANCED MICRO DEVICES INC	NOTE 2.125% 9/0	007903BD8	149,145	40,000,000	PRN		DFND		40,000,000	0	0
ADVENT CONVERTIBLE & INCOME	COM	00764C109	174	11,932	SH		DFND		11,932	0	0
AEROJET ROCKETDYNE HLDGS INC	NOTE 2.250%12/1	007800AB1	53,416	26,750,000	PRN		DFND		26,750,000	0	0
AIR TRANSPORT SERVICES GRP I	NOTE 1.125%10/1	00922RAB1	4,607	4,925,000	PRN		DFND		4,925,000	0	0
AKAZOO SA	*W EXP 09/11/202	L0164E116	119	154,697	SH		DFND		154,697	0	0
ALCON INC	ORD SHS	H01301128	12,893	221,187	SH		DFND		221,187	0	0
ALDER BIOPHARMACEUTICALS INC	COM	014339105	7,975	422,832	SH		DFND		422,832	0	0
ALLEGHENY TECHNOLOGIES INC	NOTE 4.750% 7/0	01741RAG7	29,090	18,525,000	PRN		DFND		18,525,000	0	0
ALLEGRO MERGER CORP	*W EXP 01/06/202	01749N111	207	900,000	SH		DFND		900,000	0	0
ALLEGRO MERGER CORP	COM	01749N103	2,024	200,000	SH		DFND		200,000	0	0
ALLERGAN PLC	SHS	G0177J108	155,853	926,096	SH		DFND		926,096	0	0
ALTABA INC	COM	021346101	48,471	2,488,238	SH		DFND		2,488,238	0	0
ALTICE USA INC	CL A	02156K103	20,062	703,195	SH		DFND		703,195	0	0
AMAG PHARMACEUTICALS INC	NOTE 3.250% 6/0	00163UAD8	26,297	31,875,000	PRN		DFND		31,875,000	0	0
AMCI ACQUISITION CORP	*W EXP 05/20/202	00165R119	805	2,300,000	SH		DFND		2,300,000	0	0
AMCI ACQUISITION CORP	CLASS A	00165R101	3,611	360,000	SH		DFND		360,000	0	0
ANDINA ACQUISITION CORP III	*W EXP 07/31/202	G04415124	252	1,200,000	SH		DFND		1,200,000	0	0
ANDINA ACQUISITION CORP III	SHS	G04415108	1,998	200,000	SH		DFND		200,000	0	0
ANTERO MIDSTREAM CORP	COM	03676B102	389	52,600	SH		DFND		52,600	0	0
ANTHEM INC	NOTE 2.750%10/1	94973VBG1	127,989	38,204,000	PRN		DFND		38,204,000	0	0
APERGY CORP	COM	03755L104	12,973	482,461	SH		DFND		482,461	0	0
APEX TECHNOLOGY ACQUISITN CO	UNIT 06/11/2026	03768F201	4,076	400,000	SH		DFND		400,000	0	0
APOLLO COML REAL EST FIN INC	NOTE 4.750% 8/2	03762UAB1	11,350	11,150,000	PRN		DFND		11,150,000	0	0
APOLLO COML REAL EST FIN INC	NOTE 5.375%10/1	03762UAC9	19,165	18,650,000	PRN		DFND		18,650,000	0	0
APOLLO SR FLOATING RATE FD I	COM	037636107	525	35,373	SH		DFND		35,373	0	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	379	25,048	SH		DFND		25,048	0	0
ARBOR RLTY TR INC	NOTE 5.250% 7/0	038923AH1	1,606	1,500,000	PRN		DFND		1,500,000	0	0
ARCOSA INC	COM	039653100	13,842	404,607	SH		DFND		404,607	0	0
ARES CAP CORP	NOTE 4.625% 3/0	04010LAW3	34,820	32,950,000	PRN		DFND		32,950,000	0	0
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	458	30,757	SH		DFND		30,757	0	0
ARLO TECHNOLOGIES INC	COM	04206A101	3,741	1,097,102	SH		DFND		1,097,102	0	0
ARYA SCIENCES ACQUISITION CO	*W EXP 10/10/202	G3165V125	76	50,000	SH		DFND		50,000	0	0
ARYA SCIENCES ACQUISITION CO	SHS CL A	G3165V109	1,031	100,000	SH		DFND		100,000	0	0
ATLANTICUS HLDGS CORP	COM	04914Y102	901	107,866	SH		DFND		107,866	0	0
ATLAS AIR WORLDWIDE HLDGS IN	NOTE 1.875% 6/0	049164BJ4	28,138	33,825,000	PRN		DFND		33,825,000	0	0
AVANTOR INC	6.25 PFD CNV SR	05352A209	6,069	113,150	SH		DFND		113,150	0	0
B RILEY PRINCIPAL MERGER COR	*W EXP 04/08/202	05586Y114	230	425,000	SH		DFND		425,000	0	0
B RILEY PRINCIPAL MERGER COR	CL A	05586Y106	6,435	650,000	SH		DFND		650,000	0	0
BIG ROCK PARTNERS ACQUISI CO	*W EXP 12/01/202	089482111	17	100,000	SH		DFND		100,000	0	0
BIG ROCK PARTNERS ACQUISI CO	COM	089482103	2,094	200,000	SH		DFND		200,000	0	0
BIG ROCK PARTNERS ACQUISI CO	RIGHT 12/01/2022	089482129	44	200,000	SH		DFND		200,000	0	0
BIOCERES CROP SOLUTIONS CORP	*W EXP 03/14/202	G1117K106	425	1,249,900	SH		DFND		1,249,900	0	0
BIOMARIN PHARMACEUTICAL INC	COM	09061G101	5,213	77,351	SH		DFND		77,351	0	0
BLACK KNIGHT INC	COM	09215C105	14,115	231,166	SH		DFND		231,166	0	0
BLACKROCK DEBT STRAT FD INC	COM NEW	09255R202	618	57,453	SH		DFND		57,453	0	0
BLACKROCK ENHANCED GBL DIV T	COM	092501105	624	59,853	SH		DFND		59,853	0	0
BLACKROCK ENHANCED INTL DIV	COM BENE INTER	092524107	375	69,052	SH		DFND		69,052	0	0
BLACKROCK FLOAT RATE OME STR	COM	09255X100	964	76,371	SH		DFND		76,371	0	0
BLACKROCK FLOATING RATE INCO	COM	091941104	580	47,273	SH		DFND		47,273	0	0
BLACKROCK MUNIHLDNGS QLTY II	COM	09254C107	222	17,359	SH		DFND		17,359	0	0
BLACKROCK MUNIHOLDNGS QLTY I	COM	09254A101	216	16,880	SH		DFND		16,880	0	0
BLACKROCK MUNIYIELD N J FD I	COM	09254Y109	169	11,043	SH		DFND		11,043	0	0
BLACKROCK MUNIYIELD PA QLTY	COM	09255G107	348	24,508	SH		DFND		24,508	0	0
BLACKROCK MUNIYLD MICH QLTY	COM	09254V105	148	10,544	SH		DFND		10,544	0	0
BLACKROCK N Y MUN INCOME TR	SH BEN INT	09248L106	238	16,821	SH		DFND		16,821	0	0
BLACKROCK RES & COMM STRAT T	SHS	09257A108	257	34,349	SH		DFND		34,349	0	0
BLACKSTONE MTG TR INC	NOTE 4.375% 5/0	09257WAB6	8,762	8,375,000	PRN		DFND		8,375,000	0	0
BLACKSTONE MTG TR INC	NOTE 4.750% 3/1	09257WAC4	17,488	16,675,000	PRN		DFND		16,675,000	0	0
BOOKING HLDGS INC	COM	09857L108	3,587	1,833	SH		DFND		1,833	0	0
BOULDER GROWTH & INCOME FD I	COM	101507101	221	19,694	SH		DFND		19,694	0	0
BOXWOOD MERGER CORP	*W EXP 11/26/202	10319T119	1,225	1,750,000	SH		DFND		1,750,000	0	0
BOXWOOD MERGER CORP	COM CL A	10319T101	9,012	894,065	SH		DFND		894,065	0	0
BP MIDSTREAM PARTNERS LP	UNIT LTD PTNR	0556EL109	292	20,000	SH		DFND		20,000	0	0
BUCKEYE PARTNERS L P	UNIT LTD PARTN	118230101	781	19,000	SH		DFND		19,000	0	0
C&J ENERGY SVCS INC NEW	COM	12674R100	12,221	1,138,910	SH		DFND		1,138,910	0	0
CAESARS ENTMT CORP	COM	127686103	90,972	7,802,046	SH		DFND		7,802,046	0	0
CAESARS ENTMT CORP	NOTE 5.000%10/0	127686AA1	3,402	2,000,000	PRN		DFND		2,000,000	0	0
CAMBREX CORP	COM	132011107	30,433	511,475	SH		DFND		511,475	0	0
CARBON BLACK INC	COM	14081R103	29,398	1,131,128	SH		DFND		1,131,128	0	0
CARRIZO OIL & GAS INC	COM	144577103	45,711	5,324,549	SH		DFND		5,324,549	0	0
CBRE CLARION GLOBAL REAL EST	COM	12504G100	314	39,648	SH		DFND		39,648	0	0
CELGENE CORP	COM	151020104	124,655	1,255,337	SH		DFND		1,255,337	0	0
CENTERPOINT ENERGY INC	DEP RP PFD CV B	15189T503	12,139	231,425	SH		DFND		231,425	0	0
CF FIN ACQUISITION CORP	*W EXP 04/30/202	12528N115	900	1,500,000	SH		DFND		1,500,000	0	0
CF FIN ACQUISITION CORP	COM CL A	12528N107	9,298	917,006	SH		DFND		917,006	0	0
CHANGE HEALTHCARE INC	UNIT 99/99/9999	15912K209	22,222	465,675	SH		DFND		465,675	0	0
CHASERG TECHNLGY ACQUISITN C	*W EXP 04/10/202	16166A111	721	810,000	SH		DFND		810,000	0	0
CHASERG TECHNLGY ACQUISITN C	CLASS A	16166A103	3,003	300,000	SH		DFND		300,000	0	0
CHEGG INC	NOTE 0.250% 5/1	163092AB5	31,140	24,300,000	PRN		DFND		24,300,000	0	0
CHENIERE ENERGY PARTNERS LP	COM UNIT	16411Q101	991	21,785	SH		DFND		21,785	0	0
CHURCHILL CAP CORP II	*W EXP 07/02/202	17143G114	175	116,666	SH		DFND		116,666	0	0
CHURCHILL CAP CORP II	CL A	17143G106	3,507	349,998	SH		DFND		349,998	0	0
CLARIVATE ANALYTICS PLC	*W EXP 11/09/201	G21810117	4,108	697,500	SH		DFND		697,500	0	0
CLEVELAND CLIFFS INC	DBCV 1.500% 1/1	185899AA9	34,804	32,050,000	PRN		DFND		32,050,000	0	0
CLOUGH GLOBAL OPPORTUNITIES	SH BEN INT	18914E106	276	30,155	SH		DFND		30,155	0	0
CLOVIS ONCOLOGY INC	NOTE 1.250% 5/0	189464AC4	3,145	7,350,000	PRN		DFND		7,350,000	0	0
CNX MIDSTREAM PARTNERS LP	COM UNIT REPST	12654A101	508	36,000	SH		DFND		36,000	0	0
COLFAX CORP	UNIT 01/15/2022T	194014205	30,973	237,725	SH		DFND		237,725	0	0
COLLIER CREEK HOLDINGS	*W EXP 99/99/999	G22707114	152	116,666	SH		DFND		116,666	0	0
COLLIER CREEK HOLDINGS	COM CL A	G22707106	3,566	349,998	SH		DFND		349,998	0	0
COMPUCREDIT HLDGS CORP	NOTE 5.875%11/3	20478NAD2	2,550	5,000,000	PRN		DFND		5,000,000	0	0
CONNECTICUT WTR SVC INC	COM	207797101	21,926	312,956	SH		DFND		312,956	0	0
CONYERS PK II ACQUISITION CO	*W EXP 07/18/202	212896112	38	18,750	SH		DFND		18,750	0	0
CONYERS PK II ACQUISITION CO	COM CL A	212896104	746	75,000	SH		DFND		75,000	0	0
CORTEVA INC	COM	22052L104	14,059	502,114	SH		DFND		502,114	0	0
COVETRUS INC	COM	22304C100	5,511	465,027	SH		DFND		465,027	0	0
CREE INC	NOTE 0.875% 9/0	225447AB7	19,526	17,750,000	PRN		DFND		17,750,000	0	0
CRESCENT ACQUISITION CORP	*W EXP 03/08/202	22564L113	750	1,000,000	SH		DFND		1,000,000	0	0
CRESCENT ACQUISITION CORP	COM CL A	22564L105	12,779	1,300,000	SH		DFND		1,300,000	0	0
CRESTWOOD EQUITY PARTNERS LP	UNIT LTD PARTNER	226344208	1,020	27,936	SH		DFND		27,936	0	0
CYCLERION THERAPEUTICS INC	COM	23255M105	180	14,842	SH		DFND		14,842	0	0
CYPRESS SEMICONDUCTOR CORP	COM	232806109	162,990	6,983,287	SH		DFND		6,983,287	0	0
DASEKE INC	*W EXP 02/27/202	23753F115	68	378,003	SH		DFND		378,003	0	0
DCP MIDSTREAM LP	COM UT LTD PTN	23311P100	629	24,000	SH		DFND		24,000	0	0
DELAWARE ENHANCED GBL DIV &	COM	246060107	167	16,905	SH		DFND		16,905	0	0
DELAWARE INV MN MUN INC FD I	COM	24610V103	273	20,831	SH		DFND		20,831	0	0
DELPHI TECHNOLOGIES PLC	SHS	G2709G107	5,595	421,616	SH		DFND		421,616	0	0
DERMTECH INC	*W EXP 08/29/202	24984K113	84	700,000	SH		DFND		700,000	0	0
DFB HEALTHCARE ACQUISTION CO	*W EXP 04/11/202	23291E117	864	599,999	SH		DFND		599,999	0	0
DHT HOLDINGS INC	NOTE 4.500% 8/1	23335SAD8	5,421	4,700,000	PRN		DFND		4,700,000	0	0
DIAMOND EAGLE ACQUISITION CO	*W EXP 06/30/202	25258L117	162	200,000	SH		DFND		200,000	0	0
DIAMOND EAGLE ACQUISITION CO	COM CL A	25258L109	5,910	600,000	SH		DFND		600,000	0	0
DIAMONDPEAK HLDGS COR	*W EXP 02/22/202	25280H118	675	766,666	SH		DFND		766,666	0	0
DIAMONDPEAK HLDGS COR	COM CL A	25280H100	22,586	2,299,998	SH		DFND		2,299,998	0	0
DISH NETWORK CORP	NOTE 3.375% 8/1	25470MAB5	33,694	36,675,000	PRN		DFND		36,675,000	0	0
DIVIDEND & INCOME FUND	COM NEW	25538A204	530	44,354	SH		DFND		44,354	0	0
DOCUSIGN INC	COM	256163106	4,546	75,175	SH		DFND		75,175	0	0
DOMINION ENERGY INC	UNIT 99/99/9999	25746U133	3,623	34,225	SH		DFND		34,225	0	0
DOW INC	COM	260557103	13,782	289,228	SH		DFND		289,228	0	0
DTF TAX-FREE INCOME INC	COM	23334J107	230	15,883	SH		DFND		15,883	0	0
DWS MUN INCOME TR NEW	COM	233368109	315	27,210	SH		DFND		27,210	0	0
DYCOM INDS INC	NOTE 0.750% 9/1	267475AB7	22,088	22,898,000	PRN		DFND		22,898,000	0	0
EATON VANCE FLTING RATE INC	COM	278279104	751	56,782	SH		DFND		56,782	0	0
EATON VANCE LTD DUR INCOME F	COM	27828H105	218	17,405	SH		DFND		17,405	0	0
EATON VANCE SR FLTNG RTE TR	COM	27828Q105	777	59,593	SH		DFND		59,593	0	0
EATON VANCE SR INCOME TR	SH BEN INT	27826S103	383	62,630	SH		DFND		62,630	0	0
ECHO GLOBAL LOGISTICS INC	NOTE 2.500% 5/0	27875TAA9	7,631	7,631,000	PRN		DFND		7,631,000	0	0
EL PASO ELEC CO	COM NEW	283677854	52,989	789,937	SH		DFND		789,937	0	0
ENABLE MIDSTREAM PARTNERS LP	COM UNIT RP IN	292480100	602	50,000	SH		DFND		50,000	0	0
ENBRIDGE INC	COM	29250N105	1,192	33,984	SH		DFND		33,984	0	0
ENERGY TRANSFER LP	COM UT LTD PTN	29273V100	914	69,888	SH		DFND		69,888	0	0
ENLINK MIDSTREAM LLC	COM UNIT REP LTD	29336T100	468	55,000	SH		DFND		55,000	0	0
ENTERPRISE PRODS PARTNERS L	COM	293792107	857	30,000	SH		DFND		30,000	0	0
ENVESTNET INC	NOTE 1.750%12/1	29404KAA4	1,526	1,500,000	PRN		DFND		1,500,000	0	0
ENVISTA HLDGS CORP	COM	29415F104	279	10,000	SH		DFND		10,000	0	0
EQM MIDSTREAM PARTNERS LP	UNIT LTD PARTN	26885B100	425	13,000	SH		DFND		13,000	0	0
EQUITRANS MIDSTREAM CORPORAT	COM	294600101	8,817	617,439	SH		DFND		617,439	0	0
ESTRE AMBIENTAL INC	*W EXP 12/21/202	G3206V118	26	661,870	SH		DFND		661,870	0	0
ETSY INC	NOTE 3/0	29786AAC0	27,834	16,500,000	PRN		DFND		16,500,000	0	0
EURONET WORLDWIDE INC	COM	298736109	1,667	11,392	SH		DFND		11,392	0	0
EXACT SCIENCES CORP	NOTE 1.000% 1/1	30063PAA3	18,855	13,337,000	PRN		DFND		13,337,000	0	0
EXPERIENCE INVESTMENT CORP	UNIT 09/01/2026	30217C208	10,010	1,000,000	SH		DFND		1,000,000	0	0
EZCORP INC	NOTE 2.375% 5/0	302301AE6	4,387	5,500,000	PRN		DFND		5,500,000	0	0
EZCORP INC	NOTE 2.875% 7/0	302301AF3	947	1,000,000	PRN		DFND		1,000,000	0	0
FALCON MINERALS CORP	*W EXP 07/21/202	30607B208	82	222,879	SH		DFND		222,879	0	0
FAR PT ACQUISITION CORP	*W EXP 06/01/202	30734W117	360	299,999	SH		DFND		299,999	0	0
FAR PT ACQUISITION CORP	COM CL A	30734W109	3,577	349,998	SH		DFND		349,998	0	0
FEDERATED PREM MUN INC FD	COM	31423P108	299	21,084	SH		DFND		21,084	0	0
FINTECH ACQUISITION CORP III	*W EXP 12/01/202	31811A119	1,403	1,150,000	SH		DFND		1,150,000	0	0
FINTECH ACQUISITION CORP III	COM CL A	31811A101	4,500	450,000	SH		DFND		450,000	0	0
FIREEYE INC	NOTE 0.875% 6/0	31816QAF8	45,288	48,075,000	PRN		DFND		48,075,000	0	0
FIRST TR SR FLG RTE INCM FD	COM	33733U108	630	52,466	SH		DFND		52,466	0	0
FLEXION THERAPEUTICS INC	NOTE 3.375% 5/0	33938JAB2	2,922	3,245,000	PRN		DFND		3,245,000	0	0
FORTIVE CORP	5% PFD CNV SER A	34959J207	16,290	18,050	SH		DFND		18,050	0	0
FORUM MERGER II CORP	*W EXP 09/30/202	34986F111	956	1,620,000	SH		DFND		1,620,000	0	0
FORUM MERGER II CORP	CL A	34986F103	1,517	150,000	SH		DFND		150,000	0	0
FOX CORP	CL A COM	35137L105	14,967	474,625	SH		DFND		474,625	0	0
FRONTDOOR INC	COM	35905A109	18,398	378,799	SH		DFND		378,799	0	0
FTI CONSULTING INC	NOTE 2.000% 8/1	302941AP4	30,504	24,960,000	PRN		DFND		24,960,000	0	0
GAIN CAP HLDGS INC	NOTE 5.000% 8/1	36268WAF7	211	225,000	PRN		DFND		225,000	0	0
GANNETT CO INC	COM	36473H104	25,009	2,328,573	SH		DFND		2,328,573	0	0
GANNETT CO INC	NOTE 4.750% 4/1	36473HAB0	19,552	18,050,000	PRN		DFND		18,050,000	0	0
GARRETT MOTION INC	COM	366505105	8,160	819,263	SH		DFND		819,263	0	0
GDS HLDGS LTD	NOTE 2.000% 6/0	36165LAB4	7,828	7,500,000	PRN		DFND		7,500,000	0	0
GENESEE & WYO INC	CL A	371559105	93,413	845,290	SH		DFND		845,290	0	0
GENESIS ENERGY L P	UNIT LTD PARTN	371927104	580	27,000	SH		DFND		27,000	0	0
GENOMIC HEALTH INC	COM	37244C101	14,390	212,182	SH		DFND		212,182	0	0
GENWORTH FINL INC	COM CL A	37247D106	49,655	11,285,319	SH		DFND		11,285,319	0	0
GIGCAPITAL INC	*W EXP 06/08/202	37518N122	763	1,125,000	SH		DFND		1,125,000	0	0
GIGCAPITAL INC	COM	37518N106	6,885	675,000	SH		DFND		675,000	0	0
GIGCAPITAL2 INC	*W EXP 02/28/202	375036118	215	765,000	SH		DFND		765,000	0	0
GIGCAPITAL2 INC	COM	375036100	7,520	765,000	SH		DFND		765,000	0	0
GOL LINHAS AEREAS INTLG S A	SPON ADR PFD NEW	38045R206	829	53,581	SH		DFND		53,581	0	0
GORDON POINTE ACQUISITION CO	*W EXP 07/30/202	382788115	443	1,106,820	SH		DFND		1,106,820	0	0
GORDON POINTE ACQUISITION CO	COM CLASS A	382788107	6,076	579,800	SH		DFND		579,800	0	0
GORES HOLDINGS III INC	*W EXP 09/11/202	38286G117	500	333,332	SH		DFND		333,332	0	0
GORES HOLDINGS III INC	CLASS A	38286G109	2,022	199,998	SH		DFND		199,998	0	0
GORES METROPOULOS INC	*W EXP 01/28/202	382872117	233	166,666	SH		DFND		166,666	0	0
GORES METROPOULOS INC	COM CL A	382872109	5,000	499,998	SH		DFND		499,998	0	0
GRAF INDL CORP	*W EXP 12/31/202	384278115	695	1,782,000	SH		DFND		1,782,000	0	0
GRAF INDL CORP	COM	384278107	5,677	566,000	SH		DFND		566,000	0	0
GRANITE PT MTG TR INC	NOTE 6.375%10/0	38741LAC1	5,173	5,000,000	PRN		DFND		5,000,000	0	0
GREEN PLAINS INC	NOTE 4.125% 9/0	393222AF1	5,952	7,250,000	PRN		DFND		7,250,000	0	0
GS ACQUISITION HLDGS CORP	*W EXP 06/12/202	36255F110	750	500,000	SH		DFND		500,000	0	0
GS ACQUISITION HLDGS CORP	COM CL A	36255F102	5,609	549,902	SH		DFND		549,902	0	0
GX ACQUISITION CORP	*W EXP 05/24/202	36251A115	600	1,000,000	SH		DFND		1,000,000	0	0
GX ACQUISITION CORP	COM CL A	36251A107	19,900	2,000,000	SH		DFND		2,000,000	0	0
HAYMAKER ACQUISITION CORP II	*W EXP 10/31/202	42087L119	1,000	666,666	SH		DFND		666,666	0	0
HAYMAKER ACQUISITION CORP II	COM CL A	42087L101	19,800	1,999,998	SH		DFND		1,999,998	0	0
HCI GROUP INC	NOTE 4.250% 3/0	40416EAD5	5,991	6,000,000	PRN		DFND		6,000,000	0	0
HELIX ENERGY SOLUTIONS GRP I	NOTE 4.125% 9/1	42330PAJ6	4,099	3,500,000	PRN		DFND		3,500,000	0	0
HENNESSY CAP ACQUSTION CORP	*W EXP 09/05/202	42589C112	1,275	1,500,000	SH		DFND		1,500,000	0	0
HENNESSY CAP ACQUSTION CORP	CL A COM	42589C104	8,000	800,000	SH		DFND		800,000	0	0
HERCULES CAPITAL INC	DBCV 4.375% 2/0	427096AF9	17,882	17,425,000	PRN		DFND		17,425,000	0	0
HESS MIDSTREAM PARTNERS LP	UNIT LTD PR INT	428104103	584	30,300	SH		DFND		30,300	0	0
HL ACQUISITIONS CORP	*W EXP 06/21/202	G4603R122	70	270,000	SH		DFND		270,000	0	0
HL ACQUISITIONS CORP	SHS	G4603R106	2,199	216,000	SH		DFND		216,000	0	0
HOLLY ENERGY PARTNERS L P	COM UT LTD PTN	435763107	558	22,100	SH		DFND		22,100	0	0
HOPE BANCORP INC	NOTE 2.000% 5/1	43940TAB5	16,302	17,600,000	PRN		DFND		17,600,000	0	0
HUBSPOT INC	NOTE 0.250% 6/0	443573AB6	8,384	5,000,000	PRN		DFND		5,000,000	0	0
IAA INC	COM	449253103	6,870	164,624	SH		DFND		164,624	0	0
IAC INTERACTIVECORP	COM	44919P508	4,946	22,692	SH		DFND		22,692	0	0
II VI INC	NOTE 0.250% 9/0	902104AB4	25,918	25,050,000	PRN		DFND		25,050,000	0	0
ILLUMINA INC	COM	452327109	17,815	58,622	SH		DFND		58,622	0	0
INDUSTRIAL LOGISTICS PPTYS T	COM SHS BEN INT	456237106	13,681	643,795	SH		DFND		643,795	0	0
INFINERA CORPORATION	NOTE 2.125% 9/0	45667GAC7	21,880	25,075,000	PRN		DFND		25,075,000	0	0
INFRA AND ENERGY ALTRNTIVE I	*W EXP 05/20/202	45686J112	10	343,006	SH		DFND		343,006	0	0
INNOVIVA INC	NOTE 2.500% 8/1	45781MAB7	2,897	3,000,000	PRN		DFND		3,000,000	0	0
INSURANCE ACQUISITION CORP	CL A	457867109	8,865	900,000	SH		DFND		900,000	0	0
INTERCEPT PHARMACEUTICALS IN	NOTE 2.000% 5/1	45845PAB4	8,902	9,850,000	PRN		DFND		9,850,000	0	0
INTERNATIONAL SPEEDWAY CORP	CL A	460335201	4,159	92,399	SH		DFND		92,399	0	0
INTREXON CORP	COM	46122T102	1,518	265,429	SH		DFND		265,429	0	0
INTREXON CORP	NOTE 3.500% 7/0	46122TAA0	11,532	18,600,000	PRN		DFND		18,600,000	0	0
INVACARE CORP	NOTE 4.500% 6/0	461203AH4	1,638	1,950,000	PRN		DFND		1,950,000	0	0
INVACARE CORP	NOTE 5.000% 2/1	461203AF8	3,778	4,000,000	PRN		DFND		4,000,000	0	0
JAZZ PHARMACEUTICALS PLC	SHS USD	G50871105	849	6,677	SH		DFND		6,677	0	0
KBL MERGER CORP IV	*W EXP 01/15/202	48242A112	45	500,000	SH		DFND		500,000	0	0
KONTOOR BRANDS INC	COM	50050N103	15,734	448,271	SH		DFND		448,271	0	0
LANDCADIA HLDGS II INC	*W EXP 05/09/202	51476X113	414	583,332	SH		DFND		583,332	0	0
LANDCADIA HLDGS II INC	CL A	51476X105	17,097	1,749,996	SH		DFND		1,749,996	0	0
LEGACY ACQUISITION CORP	*W EXP 11/30/202	524643111	438	1,250,000	SH		DFND		1,250,000	0	0
LEGACY ACQUISITION CORP	COM CL A	524643103	3,060	300,000	SH		DFND		300,000	0	0
LEGACY TEX FINL GROUP INC	COM	52471Y106	33,133	761,146	SH		DFND		761,146	0	0
LEISURE ACQUISITION CORP	*W EXP 12/05/201	52539T115	469	625,000	SH		DFND		625,000	0	0
LEISURE ACQUISITION CORP	COM	52539T107	3,066	300,000	SH		DFND		300,000	0	0
LEO HOLDINGS CORP	*W EXP 02/07/202	G5463L113	825	1,115,000	SH		DFND		1,115,000	0	0
LEO HOLDINGS CORP	COM CL A	G5463L105	313	30,600	SH		DFND		30,600	0	0
LF CAP ACQUISITION CORP	*W EXP 06/22/202	50200K116	384	1,200,000	SH		DFND		1,200,000	0	0
LF CAP ACQUISITION CORP	CL A	50200K108	5,746	560,000	SH		DFND		560,000	0	0
LIBERTY MEDIA CORP DELAWARE	NOTE 1.375%10/1	531229AB8	1,197	1,000,000	PRN		DFND		1,000,000	0	0
LIGAND PHARMACEUTICALS INC	NOTE 0.750% 5/1	53220KAF5	19,499	23,325,000	PRN		DFND		23,325,000	0	0
LIVENT CORP	COM	53814L108	7,897	1,180,366	SH		DFND		1,180,366	0	0
LIVEPERSON INC	COM	538146101	3,167	88,716	SH		DFND		88,716	0	0
LONGEVITY ACQUISITION CORP	*W EXP 07/31/202	G56372116	11	125,000	SH		DFND		125,000	0	0
LONGEVITY ACQUISITION CORP	RIGHT 07/31/2020	G56372124	25	125,000	SH		DFND		125,000	0	0
LUMENTUM HLDGS INC	NOTE 0.250% 3/1	55024UAB5	16,154	13,896,000	PRN		DFND		13,896,000	0	0
MADISON CVRED CALL & EQ STR	COM	557437100	76	11,895	SH		DFND		11,895	0	0
MAGELLAN MIDSTREAM PRTNRS LP	COM UNIT RP LP	559080106	928	14,000	SH		DFND		14,000	0	0
MAGNACHIP SEMICONDUCTOR SA	NOTE 5.000% 3/0	55932XAB0	2,761	2,000,000	PRN		DFND		2,000,000	0	0
MARTIN MIDSTREAM PRTNRS L P	UNIT L P INT	573331105	185	40,794	SH		DFND		40,794	0	0
MEDALLIA INC	COM	584021109	274	10,000	SH		DFND		10,000	0	0
MEDIDATA SOLUTIONS INC	COM	58471A105	191,960	2,097,920	SH		DFND		2,097,920	0	0
MEGALITH FINL ACQUISITION CO	*W EXP 08/26/202	58518F117	438	1,153,800	SH		DFND		1,153,800	0	0
MEGALITH FINL ACQUISITION CO	CL A COM	58518F109	1,584	156,400	SH		DFND		156,400	0	0
MELLANOX TECHNOLOGIES LTD	SHS	M51363113	136,787	1,248,175	SH		DFND		1,248,175	0	0
MERCADOLIBRE INC	NOTE 2.000% 8/1	58733RAD4	83,334	56,575,000	PRN		DFND		56,575,000	0	0
MERITOR INC	NOTE 3.250%10/1	59001KAF7	24,600	25,075,000	PRN		DFND		25,075,000	0	0
MFA FINL INC	NOTE 6.250% 6/1	55272XAA0	14,670	14,225,000	PRN		DFND		14,225,000	0	0
MICROCHIP TECHNOLOGY INC	NOTE 1.625% 2/1	595017AD6	177,912	93,800,000	PRN		DFND		93,800,000	0	0
MICROCHIP TECHNOLOGY INC	NOTE 2.250% 2/1	595017AH7	73,723	57,185,000	PRN		DFND		57,185,000	0	0
MILACRON HLDGS CORP	COM	59870L106	24,935	1,495,800	SH		DFND		1,495,800	0	0
MOMO INC	NOTE 1.250% 7/0	60879BAB3	8,805	9,725,000	PRN		DFND		9,725,000	0	0
MONOCLE ACQUISITION CORP	*W EXP 12/06/202	609754114	756	1,680,597	SH		DFND		1,680,597	0	0
MONOCLE ACQUISITION CORP	COM	609754106	15,743	1,580,597	SH		DFND		1,580,597	0	0
MONOTYPE IMAGING HOLDINGS IN	COM	61022P100	8,715	439,922	SH		DFND		439,922	0	0
MPLX LP	COM UNIT REP LTD	55336V100	1,269	45,295	SH		DFND		45,295	0	0
MUDRICK CAP ACQUISITION CORP	*W EXP 02/12/202	624745113	1,418	2,250,000	SH		DFND		2,250,000	0	0
MUDRICK CAP ACQUISITION CORP	COM CLASS A	624745105	3,057	300,000	SH		DFND		300,000	0	0
NANOMETRICS INC	COM	630077105	5,985	183,469	SH		DFND		183,469	0	0
NATIONAL ENERGY SERVICES REU	*W EXP 05/05/202	G6375R115	154	383,983	SH		DFND		383,983	0	0
NAVIGANT CONSULTING INC	COM	63935N107	6,369	227,858	SH		DFND		227,858	0	0
NEBULA ACQUISITION CORP	*W EXP 03/12/202	629076118	233	233,332	SH		DFND		233,332	0	0
NEBULA ACQUISITION CORP	COM CLASS A	629076100	2,946	289,998	SH		DFND		289,998	0	0
NESCO HLDGS INC	*W EXP 01/01/202	64083J112	72	83,333	SH		DFND		83,333	0	0
NETFIN ACQUISITION CORP	*W EXP 08/01/202	G6455A115	148	500,000	SH		DFND		500,000	0	0
NETFIN ACQUISITION CORP	SHS CL A	G6455A107	4,880	500,000	SH		DFND		500,000	0	0
NEUROCRINE BIOSCIENCES INC	NOTE 2.250% 5/1	64125CAD1	24,622	17,950,000	PRN		DFND		17,950,000	0	0
NEW FRONTIER CORP	*W EXP 99/99/999	G6485P124	450	450,000	SH		DFND		450,000	0	0
NEW MTN FIN CORP	NOTE 5.750% 8/1	647551AC4	9,977	9,500,000	PRN		DFND		9,500,000	0	0
NEW PROVIDENCE ACQUISITIN CO	UNIT 09/01/2024	64822P205	10,070	1,000,000	SH		DFND		1,000,000	0	0
NEW RELIC INC	NOTE 0.500% 5/0	64829BAB6	3,701	3,900,000	PRN		DFND		3,900,000	0	0
NEWMARK GROUP INC	CL A	65158N102	13,686	1,510,591	SH		DFND		1,510,591	0	0
NEXTERA ENERGY INC	UNIT 09/01/2022S	65339F796	36,522	725,000	SH		DFND		725,000	0	0
NIELSEN HLDGS PLC	SHS EUR	G6518L108	8,500	402,187	SH		DFND		402,187	0	0
NOVELLUS SYS INC	NOTE 2.625% 5/1	670008AD3	578,475	80,783,000	PRN		DFND		80,783,000	0	0
NRC GROUP HLDGS CORP	*W EXP 10/17/202	629375114	207	87,500	SH		DFND		87,500	0	0
NUSTAR ENERGY LP	UNIT COM	67058H102	494	17,439	SH		DFND		17,439	0	0
NUTANIX INC	NOTE 1/1	67059NAB4	11,695	12,500,000	PRN		DFND		12,500,000	0	0
NUVEEN ARIZONA QLTY MUN INC	COM	67061W104	211	15,705	SH		DFND		15,705	0	0
NUVEEN CONNECTICUT QLTY MUN	COM	67060D107	149	11,140	SH		DFND		11,140	0	0
NUVEEN FLTNG RTE INCM OPP FD	COM SHS	6706EN100	514	53,889	SH		DFND		53,889	0	0
NUVEEN MICHIGAN QLT MUN INC	COM	670979103	263	18,858	SH		DFND		18,858	0	0
NUVEEN NORTH CAROLINA QLTY M	COM	67060P100	148	10,940	SH		DFND		10,940	0	0
NUVEEN OHIO QLTY MUN INCOME	COM	670980101	212	13,464	SH		DFND		13,464	0	0
NUVEEN SR INCOME FD	COM	67067Y104	389	67,433	SH		DFND		67,433	0	0
NUVEEN VIRGINIA QLTY MUNCPL	COM	67064R102	419	30,282	SH		DFND		30,282	0	0
NVENT ELECTRIC PLC	SHS	G6700G107	15,662	716,792	SH		DFND		716,792	0	0
OAKTREE ACQUISITION CORP	*W EXP 99/99/999	G67145113	57	66,666	SH		DFND		66,666	0	0
OAKTREE ACQUISITION CORP	SHS CL A	G67145105	1,950	199,998	SH		DFND		199,998	0	0
OASIS PETE INC NEW	NOTE 2.625% 9/1	674215AJ7	16,714	22,500,000	PRN		DFND		22,500,000	0	0
ONEOK INC NEW	COM	682680103	1,238	16,899	SH		DFND		16,899	0	0
OPES ACQUISITION CORP	*W EXP 03/13/202	68373P118	34	250,000	SH		DFND		250,000	0	0
OPES ACQUISITION CORP	COM	68373P100	1,037	100,000	SH		DFND		100,000	0	0
OPKO HEALTH INC	NOTE 4.500% 2/1	68375NAD5	16,317	19,875,000	PRN		DFND		19,875,000	0	0
ORITANI FINL CORP DEL	COM	68633D103	5,208	294,299	SH		DFND		294,299	0	0
OSI SYSTEMS INC	NOTE 1.250% 9/0	671044AD7	5,618	5,000,000	PRN		DFND		5,000,000	0	0
PACIFIC BIOSCIENCES CALIF IN	COM	69404D108	35,439	6,867,971	SH		DFND		6,867,971	0	0
PACIRA BIOSCIENCES	NOTE 2.375% 4/0	695127AD2	9,885	10,000,000	PRN		DFND		10,000,000	0	0
PARATEK PHARMACEUTICALS INC	NOTE 4.750% 5/0	699374AB0	2,236	3,050,000	PRN		DFND		3,050,000	0	0
PATRIOT NATL BANCORP INC	COM NEW	70336F203	439	34,442	SH		DFND		34,442	0	0
PDC ENERGY INC	COM	69327R101	2,545	91,722	SH		DFND		91,722	0	0
PENSARE ACQUISITION CORP	*W EXP 07/27/202	70957E113	55	250,000	SH		DFND		250,000	0	0
PENTAIR PLC	SHS	G7S00T104	6,226	164,975	SH		DFND		164,975	0	0
PHILLIPS 66 PARTNERS LP	COM UNIT REP INT	718549207	787	13,900	SH		DFND		13,900	0	0
PHUNWARE INC	*W EXP 12/26/202	71948P118	16	58,632	SH		DFND		58,632	0	0
PIONEER FLOATING RATE TR	COM	72369J102	519	49,256	SH		DFND		49,256	0	0
PIVOTAL ACQUISITION CORP	*W EXP 12/01/202	72583A119	2,412	1,800,000	SH		DFND		1,800,000	0	0
PIVOTAL INVT CORP II	*W EXP 06/01/202	72582K118	357	333,332	SH		DFND		333,332	0	0
PIVOTAL INVT CORP II	COM CL A	72582K100	9,700	999,996	SH		DFND		999,996	0	0
PIVOTAL SOFTWARE INC	COM CL A	72582H107	25,795	1,728,899	SH		DFND		1,728,899	0	0
PLAINS ALL AMERN PIPELINE L	UNIT LTD PARTN	726503105	747	36,000	SH		DFND		36,000	0	0
PLUG POWER INC	NOTE 5.500% 3/1	72919PAB9	3,711	3,000,000	PRN		DFND		3,000,000	0	0
PRESIDIO INC	COM	74102M103	3,363	198,991	SH		DFND		198,991	0	0
PRICELINE GRP INC	NOTE 0.350% 6/1	741503AS5	21,269	14,200,000	PRN		DFND		14,200,000	0	0
PROFICIENT ALPHA ACQUSTN COR	*W EXP 04/30/202	74317H113	28	400,000	SH		DFND		400,000	0	0
PROFICIENT ALPHA ACQUSTN COR	COM	74317H105	2,786	280,000	SH		DFND		280,000	0	0
PROOFPOINT INC	COM	743424103	3,150	25,354	SH		DFND		25,354	0	0
PROS HOLDINGS INC	NOTE 2.000%12/0	74346YAB9	6,177	3,500,000	PRN		DFND		3,500,000	0	0
PROSPECT CAPITAL CORPORATION	NOTE 6.375% 3/0	74348TAT9	16,470	15,500,000	PRN		DFND		15,500,000	0	0
PURE ACQUISITION CORP	*W EXP 04/17/202	74621Q114	880	862,500	SH		DFND		862,500	0	0
PURE ACQUISITION CORP	CL A	74621Q106	1,538	150,000	SH		DFND		150,000	0	0
PURE STORAGE INC	NOTE 0.125% 4/1	74624MAB8	54,878	55,525,000	PRN		DFND		55,525,000	0	0
Q2 HLDGS INC	NOTE 0.750% 2/1	74736LAB5	7,347	5,000,000	PRN		DFND		5,000,000	0	0
QTS RLTY TR INC	6.50% CON PFD B	74736A301	2,201	18,100	SH		DFND		18,100	0	0
QUOTIENT TECHNOLOGY INC	NOTE 1.750%12/0	749119AB9	10,817	11,450,000	PRN		DFND		11,450,000	0	0
RANPAK HLDGS CORP	*W EXP 06/03/202	75321W111	581	775,000	SH		DFND		775,000	0	0
RAPID7 INC	NOTE 1.250% 8/0	753422AB0	3,253	2,500,000	PRN		DFND		2,500,000	0	0
RATTLER MIDSTREAM LP	COM UNITS	75419T103	502	28,159	SH		DFND		28,159	0	0
RAYTHEON CO	COM NEW	755111507	44,596	227,308	SH		DFND		227,308	0	0
REDWOOD TR INC	NOTE 4.750% 8/1	758075AC9	16,459	16,475,000	PRN		DFND		16,475,000	0	0
REDWOOD TR INC	NOTE 5.625% 7/1	758075AD7	19,007	18,675,000	PRN		DFND		18,675,000	0	0
REGALWOOD GLOBAL ENERGY LTD	*W EXP 12/05/202	G74760128	265	440,925	SH		DFND		440,925	0	0
REGALWOOD GLOBAL ENERGY LTD	COM CL A	G74760102	3,331	322,777	SH		DFND		322,777	0	0
REPLAY ACQUISITION CORP	*W EXP 03/01/202	G75130115	397	575,000	SH		DFND		575,000	0	0
REPLAY ACQUISITION CORP	COM	G75130107	7,920	800,000	SH		DFND		800,000	0	0
RESIDEO TECHNOLOGIES INC	COM	76118Y104	11,345	790,569	SH		DFND		790,569	0	0
RETAIL VALUE INC	COM	76133Q102	256	6,915	SH		DFND		6,915	0	0
RETROPHIN INC	NOTE 2.500% 9/1	761299AB2	8,570	11,500,000	PRN		DFND		11,500,000	0	0
RH	NOTE 6/1	74967XAA1	19,796	18,250,000	PRN		DFND		18,250,000	0	0
RMG ACQUISITION CORP	CL A	749641106	24,450	2,499,996	SH		DFND		2,499,996	0	0
ROSEHILL RES INC	*W EXP 04/27/202	777385113	47	244,800	SH		DFND		244,800	0	0
ROYCE VALUE TR INC	COM	780910105	371	26,933	SH		DFND		26,933	0	0
SC HEALTH CORP	*W EXP 99/99/999	G78516401	360	300,000	SH		DFND		300,000	0	0
SC HEALTH CORP	COM CL A	G78516203	5,892	600,000	SH		DFND		600,000	0	0
SCHULTZE SPL PURP ACQUSTN CO	*W EXP 12/31/202	80821R117	504	1,440,000	SH		DFND		1,440,000	0	0
SCHULTZE SPL PURP ACQUSTN CO	COM	80821R109	2,866	288,000	SH		DFND		288,000	0	0
SCORPIO TANKERS INC	NOTE 3.000% 5/1	80918TAB5	14,702	13,825,000	PRN		DFND		13,825,000	0	0
SEACOR HOLDINGS INC	NOTE 2.500%12/1	811904AM3	18,957	19,244,000	PRN		DFND		19,244,000	0	0
SEMGROUP CORP	CL A	81663A105	12,882	788,363	SH		DFND		788,363	0	0
SEMPRA ENERGY	6% PFD CONV A	816851406	6,409	54,225	SH		DFND		54,225	0	0
SENTINEL ENERGY SVCS INC	*W EXP 11/02/202	81728P113	53	133,333	SH		DFND		133,333	0	0
SERVICENOW INC	NOTE 6/0	81762PAC6	37,912	19,782,000	PRN		DFND		19,782,000	0	0
SHELL MIDSTREAM PARTNERS L P	UNIT LTD INT	822634101	532	26,000	SH		DFND		26,000	0	0
SHIP FINANCE INTERNATIONAL L	NOTE 5.750%10/1	G81075AF3	24,420	23,325,000	PRN		DFND		23,325,000	0	0
SILVER SPIKE ACQUISITION COR	UNIT 99/99/9999	G8136L122	8,072	800,000	SH		DFND		800,000	0	0
SOCIAL CAP HEDOSOPHIA HLDGS	*W EXP 09/14/202	G8250R129	208	83,334	SH		DFND		83,334	0	0
SOTHEBYS	COM	835898107	39,185	687,697	SH		DFND		687,697	0	0
SOURCE CAP INC	COM	836144105	278	7,603	SH		DFND		7,603	0	0
SOUTH JERSEY INDS INC	UNIT 99/99/9999	838518116	1,616	30,925	SH		DFND		30,925	0	0
SOUTH MTN MERGER CORP	*W EXP 06/20/202	838884112	638	750,000	SH		DFND		750,000	0	0
SOUTH MTN MERGER CORP	COM CL A	838884104	10,290	1,050,000	SH		DFND		1,050,000	0	0
SPARK THERAPEUTICS INC	COM	84652J103	83,158	857,478	SH		DFND		857,478	0	0
SPARTAN ENERGY ACQUISITON CO	*W EXP 08/27/202	846784122	261	434,999	SH		DFND		434,999	0	0
SPARTAN ENERGY ACQUISITON CO	CL A COM STK	846784106	2,424	239,998	SH		DFND		239,998	0	0
SPIRIT MTA REIT	COM SHS BEN IN	84861U105	113	13,370	SH		DFND		13,370	0	0
SPLUNK INC	NOTE 1.125% 9/1	848637AD6	55,675	50,700,000	PRN		DFND		50,700,000	0	0
SPRINT CORPORATION	COM	85207U105	138,335	22,420,593	SH		DFND		22,420,593	0	0
SQUARE INC	CL A	852234103	1,609	26,243	SH		DFND		26,243	0	0
SQUARE INC	NOTE 0.375% 3/0	852234AB9	76,891	28,195,000	PRN		DFND		28,195,000	0	0
STEWART INFORMATION SVCS COR	COM	860372101	12,406	319,828	SH		DFND		319,828	0	0
SUMMIT MIDSTREAM PARTNERS LP	COM UNIT LTD	866142102	175	36,000	SH		DFND		36,000	0	0
SUNTRUST BKS INC	COM	867914103	216,234	3,142,940	SH		DFND		3,142,940	0	0
SWITCHBACK ENERGY ACQUISITIO	*W EXP 07/25/202	87105M110	538	566,666	SH		DFND		566,666	0	0
SWITCHBACK ENERGY ACQUISITIO	COM CL A	87105M102	16,507	1,699,998	SH		DFND		1,699,998	0	0
SYNAPTICS INC	NOTE 0.500% 6/1	87157DAD1	30,536	32,703,000	PRN		DFND		32,703,000	0	0
TALLGRASS ENERGY LP	CLASS A SHS	874696107	705	35,000	SH		DFND		35,000	0	0
TARGA RES CORP	COM	87612G101	845	21,184	SH		DFND		21,184	0	0
TARGET HOSPITALITY CORP	*W EXP 03/15/202	87615L115	183	266,666	SH		DFND		266,666	0	0
TC PIPELINES LP	UT COM LTD PRT	87233Q108	639	15,700	SH		DFND		15,700	0	0
TEAM INC	NOTE 5.000% 8/0	878155AE0	11,076	10,000,000	PRN		DFND		10,000,000	0	0
TEEKAY LNG PARTNERS L P	PRTNRSP UNITS	Y8564M105	491	36,000	SH		DFND		36,000	0	0
TEKLA HEALTHCARE INVS	SH BEN INT	87911J103	504	27,497	SH		DFND		27,497	0	0
TEKLA LIFE SCIENCES INVS	SH BEN INT	87911K100	193	12,784	SH		DFND		12,784	0	0
TENZING ACQUISITION CORP	*W EXP 02/23/202	G8708A108	62	250,000	SH		DFND		250,000	0	0
TESLA INC	COM	88160R101	6,428	26,686	SH		DFND		26,686	0	0
TESLA INC	NOTE 2.000% 5/1	88160RAG6	33,625	33,025,000	PRN		DFND		33,025,000	0	0
TEVA PHARMACEUTICAL FIN LLC	DBCV 0.250% 2/0	88163VAE9	910	1,000,000	PRN		DFND		1,000,000	0	0
THERAVANCE INC	NOTE 2.125% 1/1	88338TAB0	19,576	20,743,000	PRN		DFND		20,743,000	0	0
THL CR SR LN FD	COM	87244R103	256	17,070	SH		DFND		17,070	0	0
THUNDER BRDG ACQUISTION II L	UNIT 99/99/9999	G8857S124	10,180	1,000,000	SH		DFND		1,000,000	0	0
TIBERIUS ACQUISITION CORP	*W EXP 02/28/202	88633A115	624	1,057,500	SH		DFND		1,057,500	0	0
TIBERIUS ACQUISITION CORP	COM	88633A107	2,052	200,000	SH		DFND		200,000	0	0
TIMKENSTEEL CORP	NOTE 6.000% 6/0	887399AA1	1,404	1,500,000	PRN		DFND		1,500,000	0	0
TKK SYMPHONY ACQUISITION COR	*W EXP 02/20/202	G88950129	167	1,850,000	SH		DFND		1,850,000	0	0
TKK SYMPHONY ACQUISITION COR	ORD SHS	G88950103	1,520	150,000	SH		DFND		150,000	0	0
TORTOISE ACQUISITION CORP	*W EXP 03/04/202	89154L118	634	1,038,969	SH		DFND		1,038,969	0	0
TORTOISE ACQUISITION CORP	CL A	89154L100	20,322	2,077,938	SH		DFND		2,077,938	0	0
TPG PACE HLDGS CORP	*W EXP 06/27/202	G89827110	105	66,666	SH		DFND		66,666	0	0
TPG SPECIALTY LENDING INC	NOTE 4.500% 8/0	87265KAD4	7,859	7,500,000	PRN		DFND		7,500,000	0	0
TRANSOCEAN INC	DEB 0.500% 1/3	893830BJ7	10,376	12,625,000	PRN		DFND		12,625,000	0	0
TRINE ACQUISITION CORP	*W EXP 03/31/202	89628U116	909	1,150,000	SH		DFND		1,150,000	0	0
TRINE ACQUISITION CORP	COM CL A	89628U108	22,701	2,300,000	SH		DFND		2,300,000	0	0
TRINITY MERGER CORP	*W EXP 05/11/202	89653L114	2,223	1,750,000	SH		DFND		1,750,000	0	0
TTM TECHNOLOGIES INC	NOTE 1.750%12/1	87305RAD1	29,722	22,250,000	PRN		DFND		22,250,000	0	0
TUSCAN HLDGS CORP II	*W EXP 04/01/202	90070A111	259	475,000	SH		DFND		475,000	0	0
TUSCAN HLDGS CORP II	COM	90070A103	9,320	950,000	SH		DFND		950,000	0	0
TUSCAN HOLDINGS CORP	*W EXP 04/01/202	90069K112	1,216	1,600,000	SH		DFND		1,600,000	0	0
TUSCAN HOLDINGS CORP	COM	90069K104	5,096	520,000	SH		DFND		520,000	0	0
TWELVE SEAS INVESTMENT COMPA	*W EXP 12/22/202	G9145A115	672	1,200,000	SH		DFND		1,200,000	0	0
TWELVE SEAS INVESTMENT COMPA	RIGHT 12/22/2019	G9145A131	444	1,200,000	SH		DFND		1,200,000	0	0
UGI CORP NEW	COM	902681105	302	6,017	SH		DFND		6,017	0	0
UNITED FINL BANCORP INC NEW	COM	910304104	6,418	470,878	SH		DFND		470,878	0	0
VECTOIQ ACQUISITION CORP	*W EXP 05/11/202	92243N111	794	1,620,000	SH		DFND		1,620,000	0	0
VECTOIQ ACQUISITION CORP	COM	92243N103	3,978	390,000	SH		DFND		390,000	0	0
VECTOR GROUP LTD	FRNT 4/1	92240MBC1	3,651	3,500,000	PRN		DFND		3,500,000	0	0
VEECO INSTRS INC DEL	NOTE 2.700% 1/1	922417AD2	20,589	23,000,000	PRN		DFND		23,000,000	0	0
VEONEER INCORPORATED	COM	92336X109	6,988	466,175	SH		DFND		466,175	0	0
VEONEER INCORPORATED	NOTE 4.000% 6/0	92336XAA7	1,981	2,000,000	PRN		DFND		2,000,000	0	0
VERASTEM INC	NOTE 5.000%11/0	92337CAA2	7,041	15,000,000	PRN		DFND		15,000,000	0	0
VERSUM MATLS INC	COM	92532W103	133,476	2,521,740	SH		DFND		2,521,740	0	0
VIACOM INC NEW	CL B	92553P201	53,027	2,206,711	SH		DFND		2,206,711	0	0
VIAVI SOLUTIONS INC	NOTE 1.000% 3/0	925550AB1	9,530	7,740,000	PRN		DFND		7,740,000	0	0
VIAVI SOLUTIONS INC	NOTE 1.750% 6/0	925550AE5	18,110	15,000,000	PRN		DFND		15,000,000	0	0
VIRTUS INVT PARTNERS INC	PFD CV SER D	92828Q208	1,721	17,975	SH		DFND		17,975	0	0
VOYA GLBL EQTY DIV & PREM OP	COM	92912T100	125	20,813	SH		DFND		20,813	0	0
VOYA INFRASTRUCTURE INDLS &	COM	92912X101	282	24,671	SH		DFND		24,671	0	0
WABCO HLDGS INC	COM	92927K102	191,235	1,429,797	SH		DFND		1,429,797	0	0
WAYFAIR INC	CL A	94419L101	5,053	45,072	SH		DFND		45,072	0	0
WELLCARE HEALTH PLANS INC	COM	94946T106	131,003	505,470	SH		DFND		505,470	0	0
WESCO AIRCRAFT HLDGS INC	COM	950814103	9,162	832,171	SH		DFND		832,171	0	0
WESTERN ASSET INTM MUNI FD I	COM	958435109	393	42,799	SH		DFND		42,799	0	0
WESTERN MIDSTREAM PARTNERS L	COM UNIT LP INT	958669103	572	23,000	SH		DFND		23,000	0	0
WILLIAMS COS INC DEL	COM	969457100	768	31,910	SH		DFND		31,910	0	0
WORKDAY INC	NOTE 0.250%10/0	98138HAF8	55,925	42,500,000	PRN		DFND		42,500,000	0	0
WORKDAY INC	NOTE 1.500% 7/1	98138HAD3	20,929	10,000,000	PRN		DFND		10,000,000	0	0
WYNDHAM HOTELS & RESORTS INC	COM	98311A105	16,018	309,595	SH		DFND		309,595	0	0
ZAYO GROUP HLDGS INC	COM	98919V105	164,728	4,859,244	SH		DFND		4,859,244	0	0
ZENDESK INC	NOTE 0.250% 3/1	98936JAB7	45,232	34,125,000	PRN		DFND		34,125,000	0	0
ZILLOW GROUP INC	NOTE 1.500% 7/0	98954MAC5	17,574	19,900,000	PRN		DFND		19,900,000	0	0