CNH Partners 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
1LIFE HEALTHCARE INC	COM	68269G107	182	10,000	SH		DFND		10,000	0	0
ABERDEEN GLOBAL PREMIER PPTY	COM SH BEN INT	00302L108	118	27,758	SH		DFND		27,758	0	0
ABERDEEN INCOME CR STRATEGIE	COM	003057106	125	16,991	SH		DFND		16,991	0	0
ABERDEEN TOTAL DYNAMIC DIVD	COM SH BEN INT	00326L100	364	55,312	SH		DFND		55,312	0	0
ACACIA COMMUNICATIONS INC	COM	00401C108	68,880	1,025,306	SH		DFND		1,025,306	0	0
ACAMAR PARTNERS ACQSITION CO	*W EXP 02/26/202	004285110	360	750,000	SH		DFND		750,000	0	0
ACAMAR PARTNERS ACQSITION CO	CL A	004285102	6,895	700,000	SH		DFND		700,000	0	0
ACCEL ENTERTAINMENT INC	*W EXP 11/20/202	00436Q114	100	66,666	SH		DFND		66,666	0	0
ACT II GLOBAL ACQUISITION CO	*W EXP 04/30/202	G0080J120	630	900,000	SH		DFND		900,000	0	0
ACT II GLOBAL ACQUISITION CO	CL A SHS	G0080J104	7,896	800,000	SH		DFND		800,000	0	0
ADAMS DIVERSIFIED EQUITY FD	COM	006212104	354	28,104	SH		DFND		28,104	0	0
ADVANCED DISP SVCS INC DEL	COM	00790X101	59,804	1,823,300	SH		DFND		1,823,300	0	0
AEROJET ROCKETDYNE HLDGS INC	NOTE 2.250%12/1	007800AB1	6,615	4,000,000	PRN		DFND		4,000,000	0	0
AIR TRANSPORT SERVICES GRP I	NOTE 1.125%10/1	00922RAB1	6,579	7,650,000	PRN		DFND		7,650,000	0	0
AKAZOO SA	*W EXP 09/11/202	L0164E116	48	147,836	SH		DFND		147,836	0	0
ALCON INC	ORD SHS	H01301128	8,937	175,852	SH		DFND		175,852	0	0
ALLEGHENY TECHNOLOGIES INC	NOTE 4.750% 7/0	01741RAG7	12,185	13,700,000	PRN		DFND		13,700,000	0	0
ALLEGRO MERGER CORP	*W EXP 01/06/202	01749N111	54	900,000	SH		DFND		900,000	0	0
ALLEGRO MERGER CORP	COM	01749N103	1,550	150,000	SH		DFND		150,000	0	0
ALLERGAN PLC	SHS	G0177J108	64,807	365,933	SH		DFND		365,933	0	0
ALLIANCEBERNSTEIN GLOBAL HIG	COM	01879R106	299	32,302	SH		DFND		32,302	0	0
ALLIANZGI EQUITY & CONV INCO	COM	018829101	221	11,861	SH		DFND		11,861	0	0
ALLIANZGI NFJ DIVID INT & PR	COM	01883A107	384	39,951	SH		DFND		39,951	0	0
ALTA EQUIPMENT GROUP INC	*W EXP 02/14/202	02128L114	383	425,000	SH		DFND		425,000	0	0
ALTAIR ENGR INC	NOTE 0.250% 6/0	021369AA1	6,183	7,100,000	PRN		DFND		7,100,000	0	0
ALTICE USA INC	CL A	02156K103	3,328	149,285	SH		DFND		149,285	0	0
ALUSSA ENERGY ACQUISITION CO	*W EXP 10/31/202	G0232J119	244	325,000	SH		DFND		325,000	0	0
ALUSSA ENERGY ACQUISITION CO	SHS CL A	G0232J101	6,240	650,000	SH		DFND		650,000	0	0
AMAG PHARMACEUTICALS INC	NOTE 3.250% 6/0	00163UAD8	4,714	6,100,000	PRN		DFND		6,100,000	0	0
AMCI ACQUISITION CORP	*W EXP 05/20/202	00165R119	495	2,300,000	SH		DFND		2,300,000	0	0
AMCI ACQUISITION CORP	CLASS A	00165R101	1,524	150,000	SH		DFND		150,000	0	0
AMPLITUDE HLTHCRE AQUSTIN CO	*W EXP 12/01/202	03212A113	122	187,500	SH		DFND		187,500	0	0
AMPLITUDE HLTHCRE AQUSTIN CO	COM CL A	03212A105	2,686	281,250	SH		DFND		281,250	0	0
ANDINA ACQUISITION CORP III	*W EXP 07/31/202	G04415124	120	1,200,000	SH		DFND		1,200,000	0	0
ANDINA ACQUISITION CORP III	SHS	G04415108	1,511	150,000	SH		DFND		150,000	0	0
ANIXTER INTL INC	COM	035290105	42,006	478,048	SH		DFND		478,048	0	0
APERGY CORP	COM	03755L104	807	140,304	SH		DFND		140,304	0	0
APEX TECHNOLOGY ACQUISITION	*W EXP 09/18/202	03768F110	180	200,000	SH		DFND		200,000	0	0
APEX TECHNOLOGY ACQUISITION	COM CL A	03768F102	3,126	320,000	SH		DFND		320,000	0	0
APOLLO COML REAL EST FIN INC	NOTE 4.750% 8/2	03762UAB1	4,661	6,700,000	PRN		DFND		6,700,000	0	0
APOLLO COML REAL EST FIN INC	NOTE 5.375%10/1	03762UAC9	9,301	13,825,000	PRN		DFND		13,825,000	0	0
APOLLO SR FLOATING RATE FD I	COM	037636107	274	23,594	SH		DFND		23,594	0	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	136	12,008	SH		DFND		12,008	0	0
ARBOR RLTY TR INC	NOTE 5.250% 7/0	038923AH1	1,129	1,500,000	PRN		DFND		1,500,000	0	0
ARCOSA INC	COM	039653100	8,254	207,693	SH		DFND		207,693	0	0
ARES CAPITAL CORP	NOTE 4.625% 3/0	04010LAW3	19,589	22,500,000	PRN		DFND		22,500,000	0	0
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	222	20,588	SH		DFND		20,588	0	0
ARLO TECHNOLOGIES INC	COM	04206A101	2,424	997,602	SH		DFND		997,602	0	0
ARYA SCIENCES ACQUISITION CO	*W EXP 10/10/202	G3165V125	92	50,000	SH		DFND		50,000	0	0
ARYA SCIENCES ACQUISITION CO	SHS CL A	G3165V109	1,017	100,000	SH		DFND		100,000	0	0
ATLANTICUS HLDGS CORP	COM	04914Y102	1,026	103,450	SH		DFND		103,450	0	0
ATLAS AIR WORLDWIDE HLDGS IN	NOTE 1.875% 6/0	049164BJ4	26,770	32,350,000	PRN		DFND		32,350,000	0	0
ATLAS TECHNICAL CONSULTANTS	*W EXP 11/26/202	049430119	1,064	1,565,744	SH		DFND		1,565,744	0	0
AVAYA HLDGS CORP	NOTE 2.250% 6/1	05351XAB7	6,602	8,225,000	PRN		DFND		8,225,000	0	0
BARINGS GLOBAL SHORT DURATIO	COM	06760L100	129	11,558	SH		DFND		11,558	0	0
BECTON DICKINSON & CO	PFD SHS CONV A	075887208	1,871	34,150	SH		DFND		34,150	0	0
BENEFITFOCUS INC	NOTE 1.250%12/1	08180DAB2	11,347	14,700,000	PRN		DFND		14,700,000	0	0
BIG ROCK PARTNERS ACQUISI CO	*W EXP 12/01/202	089482111	6	100,000	SH		DFND		100,000	0	0
BIG ROCK PARTNERS ACQUISI CO	RIGHT 12/01/2022	089482129	26	200,000	SH		DFND		200,000	0	0
BIOCERES CROP SOLUTIONS CORP	*W EXP 03/14/202	G1117K106	175	1,249,900	SH		DFND		1,249,900	0	0
BIOMARIN PHARMACEUTICAL INC	COM	09061G101	2,541	30,756	SH		DFND		30,756	0	0
BLACKROCK CALIF MUN INCOME T	SH BEN INT	09248E102	559	44,062	SH		DFND		44,062	0	0
BLACKROCK CORE BD TR	SHS BEN INT	09249E101	213	16,084	SH		DFND		16,084	0	0
BLACKROCK DEBT STRATEGIES FD	COM NEW	09255R202	287	33,963	SH		DFND		33,963	0	0
BLACKROCK ENERGY & RES TR	COM	09250U101	78	12,334	SH		DFND		12,334	0	0
BLACKROCK ENH CAP & INC FD I	COM	09256A109	172	13,246	SH		DFND		13,246	0	0
BLACKROCK ENHANCED EQUITY DI	COM	09251A104	597	91,463	SH		DFND		91,463	0	0
BLACKROCK ENHANCED GLOBAL DI	COM	092501105	354	42,722	SH		DFND		42,722	0	0
BLACKROCK FLOATING RATE INCO	COM	091941104	258	26,253	SH		DFND		26,253	0	0
BLACKROCK FLOATING RATE INCO	COM	09255X100	445	44,411	SH		DFND		44,411	0	0
BLACKROCK LTD DURATION INC T	COM SHS	09249W101	341	27,007	SH		DFND		27,007	0	0
BLACKROCK MULTI-SECTOR INC T	COM	09258A107	223	18,446	SH		DFND		18,446	0	0
BLACKROCK MUN BD TR	COM	09249H104	264	18,452	SH		DFND		18,452	0	0
BLACKROCK MUN INCOME INVT TR	SHS BEN INT	09248H105	134	10,912	SH		DFND		10,912	0	0
BLACKROCK MUN INCOME TR	SH BEN INT	09248F109	350	27,001	SH		DFND		27,001	0	0
BLACKROCK MUN TARGET TERM TR	COM SHS BEN IN	09257P105	1,431	63,078	SH		DFND		63,078	0	0
BLACKROCK MUNI INCOME TR II	COM	09249N101	208	15,583	SH		DFND		15,583	0	0
BLACKROCK MUNIENHANCED FD IN	COM	09253Y100	222	20,835	SH		DFND		20,835	0	0
BLACKROCK MUNIHLDGS NY QLTY	COM	09255C106	193	15,352	SH		DFND		15,352	0	0
BLACKROCK MUNIHLDNGS CALI QL	COM	09254L107	184	13,818	SH		DFND		13,818	0	0
BLACKROCK MUNIHLDS INVSTM QL	COM	09254P108	284	21,749	SH		DFND		21,749	0	0
BLACKROCK MUNIHOLDINGS QUALI	COM	09254C107	259	21,555	SH		DFND		21,555	0	0
BLACKROCK MUNIHOLDNGS QLTY I	COM	09254A101	381	31,897	SH		DFND		31,897	0	0
BLACKROCK MUNIVEST FD INC	COM	09253R105	449	55,419	SH		DFND		55,419	0	0
BLACKROCK MUNIYIELD CALI QLT	COM	09254N103	418	30,887	SH		DFND		30,887	0	0
BLACKROCK MUNIYIELD CALIF FD	COM	09254M105	152	11,491	SH		DFND		11,491	0	0
BLACKROCK MUNIYIELD FD INC	COM	09253W104	536	42,170	SH		DFND		42,170	0	0
BLACKROCK MUNIYIELD MICH QUA	COM	09254F100	678	46,588	SH		DFND		46,588	0	0
BLACKROCK MUNIYIELD NY QLTY	COM	09255E102	330	27,004	SH		DFND		27,004	0	0
BLACKROCK MUNIYIELD PA QLTY	COM	09255G107	448	33,380	SH		DFND		33,380	0	0
BLACKROCK MUNIYIELD QLTY FD	COM	09254E103	863	67,536	SH		DFND		67,536	0	0
BLACKROCK MUNIYIELD QUALITY	COM	09254G108	215	17,398	SH		DFND		17,398	0	0
BLACKROCK MUNIYLD MICH QLTY	COM	09254V105	146	11,013	SH		DFND		11,013	0	0
BLACKROCK N Y MUN INCOME TR	SH BEN INT	09248L106	204	15,359	SH		DFND		15,359	0	0
BLACKROCK RES & COMMODITIES	SHS	09257A108	156	30,895	SH		DFND		30,895	0	0
BLACKROCK TAX MUNICPAL BD TR	SHS	09248X100	918	42,111	SH		DFND		42,111	0	0
BLACKSTONE GSO FLTING RTE FU	COM	09256U105	121	10,349	SH		DFND		10,349	0	0
BLACKSTONE GSO STRATEGIC CR	COM SHS BEN IN	09257R101	428	41,080	SH		DFND		41,080	0	0
BLACKSTONE MTG TR INC	NOTE 4.375% 5/0	09257WAB6	5,943	7,475,000	PRN		DFND		7,475,000	0	0
BLACKSTONE MTG TR INC	NOTE 4.750% 3/1	09257WAC4	9,934	12,575,000	PRN		DFND		12,575,000	0	0
BNY MELLON MUN BD INFRASTRUC	COM SHS	09662W109	301	24,274	SH		DFND		24,274	0	0
BNY MELLON STRATEGIC MUN BD	COM	09662E109	539	75,171	SH		DFND		75,171	0	0
BOOKING HLDGS INC	COM	09857L108	317	236	SH		DFND		236	0	0
BOULDER GROWTH & INCOME FD I	COM	101507101	121	13,120	SH		DFND		13,120	0	0
BP MIDSTREAM PARTNERS LP	UNIT LTD PTNR	0556EL109	477	51,205	SH		DFND		51,205	0	0
BROADMARK RLTY CAP INC	*W EXP 11/15/202	11135B118	385	1,750,000	SH		DFND		1,750,000	0	0
BROOGE HLDGS LTD	*W EXP 12/20/202	G1611B115	764	955,002	SH		DFND		955,002	0	0
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	112830104	562	38,257	SH		DFND		38,257	0	0
CAESARS ENTMT CORP	COM	127686103	43,368	6,415,433	SH		DFND		6,415,433	0	0
CAESARS ENTMT CORP	NOTE 5.000%10/0	127686AA1	2,140	2,000,000	PRN		DFND		2,000,000	0	0
CALAMOS STRATEGIC TOTL RETN	COM SH BEN INT	128125101	126	12,891	SH		DFND		12,891	0	0
CARDTRONICS INC	NOTE 1.000%12/0	14161HAG3	2,389	2,500,000	PRN		DFND		2,500,000	0	0
CAROLINA FINL CORP NEW	COM	143873107	4,945	191,166	SH		DFND		191,166	0	0
CBRE CLARION GLOBAL REAL EST	COM	12504G100	84	15,966	SH		DFND		15,966	0	0
CENTERPOINT ENERGY INC	DEP RP PFD CV B	15189T503	3,184	108,750	SH		DFND		108,750	0	0
CENTERSTATE BK CORP	COM	15201P109	13,082	759,263	SH		DFND		759,263	0	0
CF FIN ACQUISITION CORP	*W EXP 04/30/202	12528N115	750	1,500,000	SH		DFND		1,500,000	0	0
CF FIN ACQUISITION CORP	COM CL A	12528N107	4,291	417,006	SH		DFND		417,006	0	0
CHANGE HEALTHCARE INC	UNIT 99/99/9999	15912K209	19,403	450,177	SH		DFND		450,177	0	0
CHEGG INC	NOTE 0.250% 5/1	163092AB5	20,114	14,100,000	PRN		DFND		14,100,000	0	0
CHENIERE ENERGY PARTNERS LP	COM UNIT	16411Q101	536	19,842	SH		DFND		19,842	0	0
CHP MERGER CORP	*W EXP 11/22/202	12558Y114	270	500,000	SH		DFND		500,000	0	0
CHP MERGER CORP	COM CL A	12558Y106	6,548	675,000	SH		DFND		675,000	0	0
CHURCHILL CAP CORP II	*W EXP 07/02/202	17143G114	192	116,666	SH		DFND		116,666	0	0
CHURCHILL CAP CORP II	CL A	17143G106	2,786	279,999	SH		DFND		279,999	0	0
CHURCHILL CAP CORP III	UNIT 03/01/2027	17144C203	3,000	300,000	SH		DFND		300,000	0	0
CIIG MERGER CORP	*W EXP 12/31/202	12559C111	175	250,000	SH		DFND		250,000	0	0
CIIG MERGER CORP	COM CL A	12559C103	3,638	375,000	SH		DFND		375,000	0	0
CINCINNATI BELL INC NEW	COM NEW	171871502	17,375	1,186,793	SH		DFND		1,186,793	0	0
CITIC CAPITAL ACQUISITION CO	UNIT 99/99/9999	G21513125	3,940	400,000	SH		DFND		400,000	0	0
CLEVELAND CLIFFS INC	DBCV 1.500% 1/1	185899AA9	12,460	17,513,000	PRN		DFND		17,513,000	0	0
CLOUGH GLOBAL OPPORTUNITIES	SH BEN INT	18914E106	396	55,275	SH		DFND		55,275	0	0
CNX MIDSTREAM PARTNERS LP	COM UNIT REPST	12654A101	433	53,409	SH		DFND		53,409	0	0
COHEN & STEERS INFRASTRUCTUR	COM	19248A109	637	33,767	SH		DFND		33,767	0	0
COHEN & STEERS QUALITY INCOM	COM	19247L106	644	71,205	SH		DFND		71,205	0	0
COHEN & STEERS REIT & PFD &I	COM	19247X100	410	25,416	SH		DFND		25,416	0	0
COLFAX CORP	UNIT 01/15/2022T	194014205	4,327	48,775	SH		DFND		48,775	0	0
COLLIER CREEK HOLDINGS	*W EXP 99/99/999	G22707114	157	116,666	SH		DFND		116,666	0	0
COLLIER CREEK HOLDINGS	COM CL A	G22707106	3,580	349,998	SH		DFND		349,998	0	0
COMPUCREDIT HLDGS CORP	NOTE 5.875%11/3	20478NAD2	3,100	5,000,000	PRN		DFND		5,000,000	0	0
CONYERS PK II ACQUISITION CO	*W EXP 07/18/202	212896112	27	18,750	SH		DFND		18,750	0	0
CONYERS PK II ACQUISITION CO	COM CL A	212896104	640	60,000	SH		DFND		60,000	0	0
CORTEVA INC	COM	22052L104	8,544	363,590	SH		DFND		363,590	0	0
COVETRUS INC	COM	22304C100	3,882	482,874	SH		DFND		482,874	0	0
CREE INC	NOTE 0.875% 9/0	225447AB7	847	925,000	PRN		DFND		925,000	0	0
CRESCENT ACQUISITION CORP	*W EXP 03/08/202	22564L113	850	1,000,000	SH		DFND		1,000,000	0	0
CRESCENT ACQUISITION CORP	COM CL A	22564L105	3,448	350,000	SH		DFND		350,000	0	0
CRESTWOOD EQUITY PARTNERS LP	UNIT LTD PARTNER	226344208	113	26,790	SH		DFND		26,790	0	0
CTRIP COM INTL LTD	DBCV 1.990% 7/0	22943FAH3	3,895	4,000,000	PRN		DFND		4,000,000	0	0
CYPRESS SEMICONDUCTOR CORP	COM	232806109	45,948	1,970,325	SH		DFND		1,970,325	0	0
CYTOKINETICS INC	NOTE 4.000%11/1	23282WAA8	6,608	5,000,000	PRN		DFND		5,000,000	0	0
DASEKE INC	*W EXP 02/27/202	23753F115	34	378,003	SH		DFND		378,003	0	0
DCP MIDSTREAM LP	COM UT LTD PTN	23311P100	149	36,693	SH		DFND		36,693	0	0
DELAWARE INVTS MINN MUN INCO	COM	24610V103	204	16,497	SH		DFND		16,497	0	0
DELPHI TECHNOLOGIES PL	SHS	G2709G107	21,279	2,643,403	SH		DFND		2,643,403	0	0
DEXCOM INC	NOTE 0.750%12/0	252131AH0	14,136	8,075,000	PRN		DFND		8,075,000	0	0
DFP HEALTHCARE ACQUISITNS CO	UNIT 03/31/2025	23343Q209	248	25,000	SH		DFND		25,000	0	0
DIAMOND EAGLE ACQUISITION CO	*W EXP 06/30/202	25258L117	572	200,000	SH		DFND		200,000	0	0
DIAMONDPEAK HLDGS COR	*W EXP 02/22/202	25280H118	345	766,666	SH		DFND		766,666	0	0
DIAMONDPEAK HLDGS COR	COM CL A	25280H100	5,982	599,999	SH		DFND		599,999	0	0
DISH NETWORK CORPORATION	NOTE 3.375% 8/1	25470MAB5	7,044	8,650,000	PRN		DFND		8,650,000	0	0
DIVIDEND & INCOME FUND	COM NEW	25538A204	148	16,785	SH		DFND		16,785	0	0
DOMINION ENERGY INC	UNIT 99/99/9999	25746U133	1,817	19,350	SH		DFND		19,350	0	0
DOW INC	COM	260557103	6,186	211,571	SH		DFND		211,571	0	0
DTE ENERGY CO	UNIT 11/01/2022S	233331842	2,225	55,875	SH		DFND		55,875	0	0
DTF TAX-FREE INCOME INC	COM	23334J107	174	12,452	SH		DFND		12,452	0	0
DWS MUN INCOME TR	COM	233368109	710	65,869	SH		DFND		65,869	0	0
DWS STRATEGIC MUN INCOME TR	COM	23342Q101	156	15,089	SH		DFND		15,089	0	0
DYCOM INDS INC	NOTE 0.750% 9/1	267475AB7	10,015	11,800,000	PRN		DFND		11,800,000	0	0
E TRADE FINANCIAL CORP	COM NEW	269246401	45,550	1,327,217	SH		DFND		1,327,217	0	0
EAST STONE ACQUISITION CORP	*W EXP 12/31/202	G2911D116	19	275,000	SH		DFND		275,000	0	0
EAST STONE ACQUISITION CORP	RIGHT 12/31/2026	G2911D132	33	275,000	SH		DFND		275,000	0	0
EAST STONE ACQUISITION CORP	SHS	G2911D108	2,654	275,000	SH		DFND		275,000	0	0
EATON VANCE CALIF MUN BD FD	COM	27828A100	145	13,754	SH		DFND		13,754	0	0
EATON VANCE FLTING RATE INC	COM	278279104	444	43,299	SH		DFND		43,299	0	0
EATON VANCE LTD DUR INCOME F	COM	27828H105	194	18,394	SH		DFND		18,394	0	0
EATON VANCE MUN BD FD	COM	27827X101	575	46,100	SH		DFND		46,100	0	0
EATON VANCE MUNI INCOME TRUS	SH BEN INT	27826U108	847	70,678	SH		DFND		70,678	0	0
EATON VANCE RISK MNGD DIV EQ	COM	27829G106	135	16,227	SH		DFND		16,227	0	0
EATON VANCE SR FLTNG RTE TR	COM	27828Q105	362	36,603	SH		DFND		36,603	0	0
EATON VANCE TAX-MANAGED GLOB	COM	27829F108	607	95,179	SH		DFND		95,179	0	0
EATON VANCE TX ADV GLBL DIV	COM	27828S101	193	16,172	SH		DFND		16,172	0	0
EATON VANCE TXMGD GL BUYWR O	COM	27829C105	581	77,907	SH		DFND		77,907	0	0
ECHO GLOBAL LOGISTICS INC	NOTE 2.500% 5/0	27875TAA9	7,634	7,631,000	PRN		DFND		7,631,000	0	0
EL PASO ELEC CO	COM NEW	283677854	35,194	517,870	SH		DFND		517,870	0	0
EMBRAER S.A.	SPONSORED ADS	29082A107	1,184	159,946	SH		DFND		159,946	0	0
ENABLE MIDSTREAM PARTNERS LP	COM UNIT RP IN	292480100	220	85,661	SH		DFND		85,661	0	0
ENCORE CAP GROUP INC	NOTE 3.000% 7/0	292554AF9	982	1,000,000	PRN		DFND		1,000,000	0	0
ENERGY TRANSFER LP	COM UT LTD PTN	29273V100	262	56,890	SH		DFND		56,890	0	0
ENLINK MIDSTREAM LLC	COM UNIT REP LTD	29336T100	176	159,607	SH		DFND		159,607	0	0
ENTERPRISE PRODS PARTNERS L	COM	293792107	401	28,025	SH		DFND		28,025	0	0
ENVESTNET INC	NOTE 1.750% 6/0	29404KAB2	1,027	1,000,000	PRN		DFND		1,000,000	0	0
EQM MIDSTREAM PARTNERS LP	UNIT LTD PARTN	26885B100	389	32,992	SH		DFND		32,992	0	0
EQUITRANS MIDSTREAM CORP	COM	294600101	2,198	493,914	SH		DFND		493,914	0	0
ETSY INC	NOTE 3/0	29786AAC0	10,606	8,405,000	PRN		DFND		8,405,000	0	0
EXACT SCIENCES CORP	NOTE 0.375% 3/0	30063PAC9	10,142	12,845,000	PRN		DFND		12,845,000	0	0
EXACT SCIENCES CORP	NOTE 1.000% 1/1	30063PAA3	18,558	17,037,000	PRN		DFND		17,037,000	0	0
EXPERIENCE INVT CORP	*W EXP 09/01/202	30217C117	243	333,332	SH		DFND		333,332	0	0
EXPERIENCE INVT CORP	COM CL A	30217C109	7,736	799,998	SH		DFND		799,998	0	0
EZCORP INC	NOTE 2.375% 5/0	302301AE6	4,126	5,500,000	PRN		DFND		5,500,000	0	0
EZCORP INC	NOTE 2.875% 7/0	302301AF3	1,562	2,000,000	PRN		DFND		2,000,000	0	0
FALCON MINERALS CORP	*W EXP 07/21/202	30607B208	33	222,879	SH		DFND		222,879	0	0
FAR PT ACQUISITION CORP	*W EXP 06/01/202	30734W117	162	299,999	SH		DFND		299,999	0	0
FAR PT ACQUISITION CORP	COM CL A	30734W109	3,542	349,998	SH		DFND		349,998	0	0
FEDERATED PREM MUN INC FD	COM	31423P108	396	30,347	SH		DFND		30,347	0	0
FGL HLDGS	ORD SHS	G3402M102	38,010	3,878,563	SH		DFND		3,878,563	0	0
FINSERV ACQUISITION CORP	CL A	318085107	7,680	800,000	SH		DFND		800,000	0	0
FINTECH ACQUISITION CORP III	*W EXP 12/01/202	31811A119	748	1,150,000	SH		DFND		1,150,000	0	0
FINTECH ACQUISITION CORP III	COM CL A	31811A101	1,998	200,000	SH		DFND		200,000	0	0
FIREEYE INC	NOTE 0.875% 6/0	31816QAF8	12,147	14,375,000	PRN		DFND		14,375,000	0	0
FIRST TR SR FLG RTE INCM FD	COM	33733U108	183	19,264	SH		DFND		19,264	0	0
FIRST TR SR FLOATING RATE 20	COM SHS	33740K101	93	12,744	SH		DFND		12,744	0	0
FITBIT INC	CL A	33812L102	42,752	6,419,239	SH		DFND		6,419,239	0	0
FLEXION THERAPEUTICS INC	NOTE 3.375% 5/0	33938JAB2	2,521	3,245,000	PRN		DFND		3,245,000	0	0
FLYING EAGLE ACQUISITION COR	UNIT 99/99/9999	34407Y202	199	20,000	SH		DFND		20,000	0	0
FORESCOUT TECHNOLOGIES INC	COM	34553D101	29,660	938,919	SH		DFND		938,919	0	0
FORTIVE CORP	5% PFD CNV SER A	34959J207	633	875	SH		DFND		875	0	0
FORTIVE CORP	NOTE 0.875% 2/1	34959JAK4	8,666	9,300,000	PRN		DFND		9,300,000	0	0
FORTY SEVEN INC	COM	34983P104	44,566	467,053	SH		DFND		467,053	0	0
FORUM MERGER II CORP	*W EXP 09/30/202	34986F111	324	1,620,000	SH		DFND		1,620,000	0	0
FORUM MERGER II CORP	CL A	34986F103	1,544	150,000	SH		DFND		150,000	0	0
FOX CORP	CL A COM	35137L105	6,891	291,623	SH		DFND		291,623	0	0
FRANKLIN FINL NETWORK INC	COM	35352P104	1,382	67,794	SH		DFND		67,794	0	0
FRANKLIN LTD DURATION INCOME	COM	35472T101	155	19,762	SH		DFND		19,762	0	0
FRONT YD RESIDENTIAL CORP	COM	35904G107	13,408	1,122,018	SH		DFND		1,122,018	0	0
FRONTDOOR INC	COM	35905A109	5,701	163,914	SH		DFND		163,914	0	0
FTI CONSULTING INC	NOTE 2.000% 8/1	302941AP4	9,833	7,510,000	PRN		DFND		7,510,000	0	0
GABELLI DIVID & INCOME TR	COM	36242H104	695	46,913	SH		DFND		46,913	0	0
GAIN CAP HLDGS INC	NOTE 5.000% 8/1	36268WAF7	224	225,000	PRN		DFND		225,000	0	0
GALILEO ACQUISITION CORP	*W EXP 10/31/202	G3770A110	81	325,000	SH		DFND		325,000	0	0
GALILEO ACQUISITION CORP	SHS	G3770A102	3,146	325,000	SH		DFND		325,000	0	0
GARRETT MOTION INC	COM	366505105	1,841	643,844	SH		DFND		643,844	0	0
GENESIS ENERGY L P	UNIT LTD PARTN	371927104	161	41,175	SH		DFND		41,175	0	0
GENWORTH FINL INC	COM CL A	37247D106	17,395	5,239,513	SH		DFND		5,239,513	0	0
GFL ENVIRONMENTAL INC	UNIT 99/99/9999T	36168Q120	10,978	261,075	SH		DFND		261,075	0	0
GIGCAPITAL2 INC	*W EXP 02/28/202	375036118	236	765,000	SH		DFND		765,000	0	0
GIGCAPITAL2 INC	COM	375036100	2,020	203,000	SH		DFND		203,000	0	0
GLRY STR NW MDIA GRUP HLDG L	*W EXP 02/13/202	G39973113	148	1,850,000	SH		DFND		1,850,000	0	0
GLRY STR NW MDIA GRUP HLDG L	SHS	G39973105	325	78,844	SH		DFND		78,844	0	0
GOGO INC	NOTE 6.000% 5/1	38046CAD1	11,966	16,875,000	PRN		DFND		16,875,000	0	0
GOL LINHAS AEREAS INTLG S A	SPON ADR PFD NEW	38045R206	1,285	301,042	SH		DFND		301,042	0	0
GORDON POINTE ACQUISITION CO	*W EXP 07/30/202	382788115	199	1,106,820	SH		DFND		1,106,820	0	0
GORDON POINTE ACQUISITION CO	COM CLASS A	382788107	5,885	579,800	SH		DFND		579,800	0	0
GORES HLDGS IV INC	*W EXP 01/22/202	382865111	46	50,000	SH		DFND		50,000	0	0
GORES HLDGS IV INC	COM CL A	382865103	1,940	200,000	SH		DFND		200,000	0	0
GORES METROPOULOS INC	*W EXP 01/28/202	382872117	217	166,666	SH		DFND		166,666	0	0
GORES METROPOULOS INC	COM CL A	382872109	4,060	399,999	SH		DFND		399,999	0	0
GRAF INDL CORP	*W EXP 12/31/202	384278115	178	1,782,000	SH		DFND		1,782,000	0	0
GRAF INDL CORP	COM	384278107	1,526	150,000	SH		DFND		150,000	0	0
GRANITE PT MTG TR INC	NOTE 6.375%10/0	38741LAC1	2,775	5,000,000	PRN		DFND		5,000,000	0	0
GREEN PLAINS INC	NOTE 4.125% 9/0	393222AF1	4,889	7,250,000	PRN		DFND		7,250,000	0	0
GREENBRIER COS INC	NOTE 2.875% 2/0	393657AK7	3,975	5,187,000	PRN		DFND		5,187,000	0	0
GREENROSE ACQUISITION CORP	UNIT 02/28/2024	395392202	2,910	300,000	SH		DFND		300,000	0	0
GREENVISION ACQUISITION CORP	*W EXP 10/28/202	39678G111	23	170,000	SH		DFND		170,000	0	0
GREENVISION ACQUISITION CORP	COM	39678G103	189	19,500	SH		DFND		19,500	0	0
GREENVISION ACQUISITION CORP	RIGHT 06/01/2021	39678G129	39	170,000	SH		DFND		170,000	0	0
GRID DYNAMICS HLDGS INC	*W EXP 03/05/202	39813G117	1,539	810,000	SH		DFND		810,000	0	0
GX ACQUISITION CORP	*W EXP 05/24/202	36251A115	580	1,000,000	SH		DFND		1,000,000	0	0
GX ACQUISITION CORP	COM CL A	36251A107	11,258	1,148,800	SH		DFND		1,148,800	0	0
HAYMAKER ACQUISITION CORP II	*W EXP 10/31/202	42087L119	700	666,666	SH		DFND		666,666	0	0
HAYMAKER ACQUISITION CORP II	COM CL A	42087L101	9,790	999,999	SH		DFND		999,999	0	0
HCI GROUP INC	NOTE 4.250% 3/0	40416EAD5	6,082	6,000,000	PRN		DFND		6,000,000	0	0
HEALTHCARE MERGER CORP	COM CL A	42227L102	5,418	550,000	SH		DFND		550,000	0	0
HELIX ENERGY SOLUTIONS GRP I	NOTE 4.125% 9/1	42330PAJ6	2,311	3,500,000	PRN		DFND		3,500,000	0	0
HENNESSY CAP ACQUSTION CORP	*W EXP 09/05/202	42589C112	525	1,500,000	SH		DFND		1,500,000	0	0
HENNESSY CAP ACQUSTION CORP	CL A COM	42589C104	2,022	200,000	SH		DFND		200,000	0	0
HERCULES CAPITAL INC	DBCV 4.375% 2/0	427096AF9	17,871	19,425,000	PRN		DFND		19,425,000	0	0
HEXCEL CORP NEW	COM	428291108	16,245	436,800	SH		DFND		436,800	0	0
HIGHLAND GLOBAL ALLOCATION F	COM	43010T104	63	14,534	SH		DFND		14,534	0	0
HL ACQUISITIONS CORP	*W EXP 06/21/202	G4603R122	14	270,000	SH		DFND		270,000	0	0
HL ACQUISITIONS CORP	SHS	G4603R106	1,580	151,887	SH		DFND		151,887	0	0
HOLLY ENERGY PARTNERS L P	COM UT LTD PTN	435763107	437	31,164	SH		DFND		31,164	0	0
HOPE BANCORP INC	NOTE 2.000% 5/1	43940TAB5	13,643	16,300,000	PRN		DFND		16,300,000	0	0
HOWARD HUGHES CORP	COM	44267D107	1,187	23,488	SH		DFND		23,488	0	0
HUBSPOT INC	NOTE 0.250% 6/0	443573AB6	10,943	7,350,000	PRN		DFND		7,350,000	0	0
IAA INC	COM	449253103	6,139	204,902	SH		DFND		204,902	0	0
IAC INTERACTIVECORP	COM	44919P508	3,487	19,456	SH		DFND		19,456	0	0
IBERIABANK CORP	COM	450828108	26,048	720,348	SH		DFND		720,348	0	0
ILLUMINA INC	COM	452327109	7,473	27,602	SH		DFND		27,602	0	0
INDUSTRIAL LOGISTICS PPTYS T	COM SHS BEN INT	456237106	8,804	501,957	SH		DFND		501,957	0	0
INFINERA CORP	NOTE 2.125% 9/0	45667GAC7	19,348	22,950,000	PRN		DFND		22,950,000	0	0
INFRA AND ENERGY ALTRNTIVE I	*W EXP 05/20/202	45686J112	21	343,006	SH		DFND		343,006	0	0
INNOVIVA INC	NOTE 2.500% 8/1	45781MAB7	2,910	3,000,000	PRN		DFND		3,000,000	0	0
INOVIO PHARMACEUTICALS INC	COM NEW	45773H201	156	21,020	SH		DFND		21,020	0	0
INOVIO PHARMACEUTICALS INC	NOTE 6.500% 3/0	45773HAB8	7,484	5,000,000	PRN		DFND		5,000,000	0	0
INSMED INC	NOTE 1.750% 1/1	457669AA7	3,192	3,800,000	PRN		DFND		3,800,000	0	0
INSURANCE ACQUISITION CORP	*W EXP 03/31/202	457867117	536	550,000	SH		DFND		550,000	0	0
INSURANCE ACQUISITION CORP	CL A	457867109	2,012	200,000	SH		DFND		200,000	0	0
INTERCEPT PHARMACEUTICALS IN	NOTE 2.000% 5/1	45845PAB4	1,558	1,800,000	PRN		DFND		1,800,000	0	0
INTERPRIVATE ACQUISITION COR	UNIT 10/29/2024	46064A202	5,440	550,000	SH		DFND		550,000	0	0
INTL GNRL INSURANCE HLDNGS L	*W EXP 03/17/202	G4809J114	444	1,057,500	SH		DFND		1,057,500	0	0
INTREXON CORP	NOTE 3.500% 7/0	46122TAA0	8,881	17,500,000	PRN		DFND		17,500,000	0	0
INVACARE CORP	NOTE 4.500% 6/0	461203AH4	1,774	1,950,000	PRN		DFND		1,950,000	0	0
INVESCO ADVANTAGE MUN INCOME	SH BEN INT	46132E103	683	66,496	SH		DFND		66,496	0	0
INVESCO CALIF VALUE MUN INCO	COM	46132H106	999	88,131	SH		DFND		88,131	0	0
INVESCO DYNAMIC CR OPPORTUNI	COM	46132R104	194	24,336	SH		DFND		24,336	0	0
INVESCO MUN OPPORTUNITY TR	COM	46132C107	383	33,435	SH		DFND		33,435	0	0
INVESCO MUN TR	COM	46131J103	464	39,655	SH		DFND		39,655	0	0
INVESCO MUNI INCOME OPP TRST	COM	46132X101	162	23,600	SH		DFND		23,600	0	0
INVESCO PA VALUE MUN INC TR	COM	46132K109	210	17,293	SH		DFND		17,293	0	0
INVESCO QUALITY MUNI INC TRS	COM	46133G107	636	54,302	SH		DFND		54,302	0	0
INVESCO TR INVT GRADE MUNS	COM	46131M106	755	62,481	SH		DFND		62,481	0	0
INVESCO TR INVT GRADE NEW YO	COM	46131T101	384	31,732	SH		DFND		31,732	0	0
INVESCO VALUE MUN INCOME TR	COM	46132P108	2,176	153,890	SH		DFND		153,890	0	0
IVY HIGH INCOME OPPORTUNITIE	COM	465893105	110	10,598	SH		DFND		10,598	0	0
JAZZ INVESTMENTS I LTD	NOTE 1.875% 8/1	472145AB7	713	750,000	PRN		DFND		750,000	0	0
JUNIPER INDL HLDGS INC	*W EXP 11/13/202	48205G114	336	600,000	SH		DFND		600,000	0	0
JUNIPER INDL HLDGS INC	COM CL A	48205G106	10,101	1,050,000	SH		DFND		1,050,000	0	0
KALEYRA INC	*W EXP 12/12/202	483379111	956	1,125,000	SH		DFND		1,125,000	0	0
KARYOPHARM THERAPEUTICS INC	NOTE 3.000%10/1	48576UAA4	5,876	4,100,000	PRN		DFND		4,100,000	0	0
KBL MERGER CORP IV	*W EXP 01/15/202	48242A112	35	500,000	SH		DFND		500,000	0	0
KBR INC	NOTE 2.500%11/0	48242WAB2	3,610	3,475,000	PRN		DFND		3,475,000	0	0
KEMET CORP	COM NEW	488360207	38,731	1,603,086	SH		DFND		1,603,086	0	0
KKR INCOME OPPORTUNITIES FD	COM	48249T106	191	17,892	SH		DFND		17,892	0	0
KONTOOR BRANDS INC	COM	50050N103	5,701	297,383	SH		DFND		297,383	0	0
LANDCADIA HLDGS II INC	*W EXP 05/09/202	51476X113	233	583,332	SH		DFND		583,332	0	0
LANDCADIA HLDGS II INC	CL A	51476X105	11,791	1,193,432	SH		DFND		1,193,432	0	0
LEGACY ACQUISITION CORP	*W EXP 11/30/202	524643111	313	1,250,000	SH		DFND		1,250,000	0	0
LEGACY ACQUISITION CORP	COM CL A	524643103	2,074	200,000	SH		DFND		200,000	0	0
LEGG MASON INC	COM	524901105	44,275	906,349	SH		DFND		906,349	0	0
LEISURE ACQUISITION CORP	*W EXP 12/05/201	52539T115	106	625,000	SH		DFND		625,000	0	0
LEISURE ACQUISITION CORP	COM	52539T107	2,090	200,000	SH		DFND		200,000	0	0
LENDINGTREE INC NEW	NOTE 0.625% 6/0	52603BAA5	2,606	2,375,000	PRN		DFND		2,375,000	0	0
LEO HOLDINGS CORP	*W EXP 07/31/202	G5463L113	714	1,115,000	SH		DFND		1,115,000	0	0
LEO HOLDINGS CORP	COM CL A	G5463L105	247	23,986	SH		DFND		23,986	0	0
LF CAP ACQUISITION CORP	*W EXP 06/22/202	50200K116	312	1,200,000	SH		DFND		1,200,000	0	0
LF CAP ACQUISITION CORP	CL A	50200K108	2,038	200,000	SH		DFND		200,000	0	0
LGL SYS ACQUISITION CORP	*W EXP 11/12/202	50201G114	35	57,500	SH		DFND		57,500	0	0
LGL SYS ACQUISITION CORP	COM CL A	50201G106	1,124	115,000	SH		DFND		115,000	0	0
LIBERTY MEDIA CORP	DEB 3.500% 1/1	530715AN1	966	1,367,341	PRN		DFND		1,367,341	0	0
LIBERTY MEDIA CORP DEL	NOTE 1.375%10/1	531229AB8	948	1,000,000	PRN		DFND		1,000,000	0	0
LIGAND PHARMACEUTICALS INC	NOTE 0.750% 5/1	53220KAF5	11,123	13,431,000	PRN		DFND		13,431,000	0	0
LIV CAP ACQUISITION CORP	*W EXP 12/13/202	G5510C116	41	160,000	SH		DFND		160,000	0	0
LIV CAP ACQUISITION CORP	CL A	G5510C108	1,523	160,000	SH		DFND		160,000	0	0
LIVENT CORP	COM	53814L108	5,756	1,096,453	SH		DFND		1,096,453	0	0
LOGMEIN INC	COM	54142L109	35,870	430,717	SH		DFND		430,717	0	0
LONGEVITY ACQUISITION CORP	*W EXP 07/31/202	G56372116	14	125,000	SH		DFND		125,000	0	0
LONGEVITY ACQUISITION CORP	RIGHT 07/31/2020	G56372124	19	125,000	SH		DFND		125,000	0	0
LUMENTUM HLDGS INC	NOTE 0.250% 3/1	55024UAB5	14,100	10,421,000	PRN		DFND		10,421,000	0	0
MADISON COVERED CALL & EQUIT	COM	557437100	58	11,560	SH		DFND		11,560	0	0
MAGELLAN MIDSTREAM PRTNRS LP	COM UNIT RP LP	559080106	439	12,033	SH		DFND		12,033	0	0
MAGNACHIP SEMICONDUCTOR SA	NOTE 5.000% 3/0	55932XAB0	2,700	2,000,000	PRN		DFND		2,000,000	0	0
MARTIN MIDSTREAM PRTNRS L P	UNIT L P INT	573331105	117	106,076	SH		DFND		106,076	0	0
MEGALITH FINL ACQUISITION CO	*W EXP 08/26/202	58518F117	254	1,153,800	SH		DFND		1,153,800	0	0
MEGALITH FINL ACQUISITION CO	CL A COM	58518F109	1,544	150,000	SH		DFND		150,000	0	0
MELLANOX TECHNOLOGIES LTD	SHS	M51363113	60,261	496,708	SH		DFND		496,708	0	0
MERCADOLIBRE INC	NOTE 2.000% 8/1	58733RAD4	19,496	14,925,000	PRN		DFND		14,925,000	0	0
MERIDA MERGER CORP I	*W EXP 11/07/202	58953M114	188	375,000	SH		DFND		375,000	0	0
MERIDA MERGER CORP I	COM	58953M106	5,700	600,000	SH		DFND		600,000	0	0
MERITOR INC	NOTE 3.250%10/1	59001KAF7	15,259	17,925,000	PRN		DFND		17,925,000	0	0
MFA FINL INC	NOTE 6.250% 6/1	55272XAA0	8,185	13,475,000	PRN		DFND		13,475,000	0	0
MFS MUN INCOME TR	SH BEN INT	552738106	378	59,180	SH		DFND		59,180	0	0
MICROCHIP TECHNOLOGY INC	NOTE 1.625% 2/1	595017AD6	13,431	9,251,000	PRN		DFND		9,251,000	0	0
MICROCHIP TECHNOLOGY INC	NOTE 2.250% 2/1	595017AH7	37,890	40,470,000	PRN		DFND		40,470,000	0	0
MOBILE MINI INC	COM	60740F105	4,327	164,955	SH		DFND		164,955	0	0
MOMO INC	NOTE 1.250% 7/0	60879BAB3	2,811	3,500,000	PRN		DFND		3,500,000	0	0
MONOCLE ACQUISITION CORP	*W EXP 12/06/202	609754114	504	1,680,597	SH		DFND		1,680,597	0	0
MONOCLE ACQUISITION CORP	COM	609754106	6,337	630,597	SH		DFND		630,597	0	0
MPLX LP	COM UNIT REP LTD	55336V100	342	29,395	SH		DFND		29,395	0	0
MUDRICK CAP ACQUISITION CORP	*W EXP 02/12/202	624745113	532	1,520,755	SH		DFND		1,520,755	0	0
MUDRICK CAP ACQUISITION CORP	COM CLASS A	624745105	1,553	150,000	SH		DFND		150,000	0	0
NATIONAL ENERGY SERVICES REU	*W EXP 05/05/202	G6375R115	86	259,500	SH		DFND		259,500	0	0
NEBULA ACQUISITION CORP	*W EXP 03/12/202	629076118	187	233,332	SH		DFND		233,332	0	0
NEBULA ACQUISITION CORP	COM CLASS A	629076100	1,470	144,865	SH		DFND		144,865	0	0
NESCO HLDGS INC	*W EXP 01/01/202	64083J112	15	83,328	SH		DFND		83,328	0	0
NET 1 UEPS TECHNOLOGIES INC	COM NEW	64107N206	723	248,450	SH		DFND		248,450	0	0
NETFIN ACQUISITION CORP	*W EXP 08/01/202	G6455A115	167	500,000	SH		DFND		500,000	0	0
NETFIN ACQUISITION CORP	SHS CL A	G6455A107	1,973	200,000	SH		DFND		200,000	0	0
NEUROCRINE BIOSCIENCES INC	NOTE 2.250% 5/1	64125CAD1	7,590	5,900,000	PRN		DFND		5,900,000	0	0
NEW FRONTIER HEALTH CORP	*W EXP 11/30/202	G6461G114	228	240,847	SH		DFND		240,847	0	0
NEW MTN FIN CORP	NOTE 5.750% 8/1	647551AC4	5,638	6,875,000	PRN		DFND		6,875,000	0	0
NEW PROVIDENCE ACQUISITION	*W EXP 09/11/202	64822P114	255	500,000	SH		DFND		500,000	0	0
NEW PROVIDENCE ACQUISITION	COM CL A	64822P106	8,330	850,000	SH		DFND		850,000	0	0
NEW RELIC INC	NOTE 0.500% 5/0	64829BAB6	2,448	2,900,000	PRN		DFND		2,900,000	0	0
NEWMARK GROUP INC	CL A	65158N102	4,394	1,033,976	SH		DFND		1,033,976	0	0
NEWS CORP NEW	CL A	65249B109	768	85,532	SH		DFND		85,532	0	0
NEXTERA ENERGY INC	UNIT 09/01/2022S	65339F796	2,763	56,425	SH		DFND		56,425	0	0
NOVELLUS SYS INC	NOTE 2.625% 5/1	670008AD3	18,108	2,400,000	PRN		DFND		2,400,000	0	0
NRG ENERGY INC	DBCV 2.750% 6/0	629377CG5	1,433	1,500,000	PRN		DFND		1,500,000	0	0
NUANCE COMMUNICATIONS INC	DBCV 1.000%12/1	67020YAK6	4,791	5,000,000	PRN		DFND		5,000,000	0	0
NUSTAR ENERGY LP	UNIT COM	67058H102	228	26,485	SH		DFND		26,485	0	0
NUVEEN AMT FREE MUN CR INC F	COM	67071L106	3,485	237,410	SH		DFND		237,410	0	0
NUVEEN AMT FREE QLTY MUN INC	COM	670657105	1,972	145,653	SH		DFND		145,653	0	0
NUVEEN AMT-FREE MUN VALUE FD	COM	670695105	234	14,922	SH		DFND		14,922	0	0
NUVEEN ARIZONA QLTY MUN INC	COM	67061W104	252	20,319	SH		DFND		20,319	0	0
NUVEEN CA QUALTY MUN INCOME	COM	67066Y105	872	63,660	SH		DFND		63,660	0	0
NUVEEN CALIFORNIA AMT QLT MU	COM	670651108	474	33,474	SH		DFND		33,474	0	0
NUVEEN CR STRATEGIES INCOME	COM SHS	67073D102	391	68,894	SH		DFND		68,894	0	0
NUVEEN DIVERSIFIED DIVID & I	COM	6706EP105	77	10,947	SH		DFND		10,947	0	0
NUVEEN DOW 30 DYNAMIC OVERWR	SHS	67075F105	155	12,370	SH		DFND		12,370	0	0
NUVEEN ENHANCED MUN VALUE FD	COM	67074M101	316	24,211	SH		DFND		24,211	0	0
NUVEEN FLTNG RTE INCM OPP FD	COM SHS	6706EN100	370	49,785	SH		DFND		49,785	0	0
NUVEEN MICHIGAN QLT MUN INC	COM	670979103	231	17,247	SH		DFND		17,247	0	0
NUVEEN MUN VALUE FD INC	COM	670928100	100	10,251	SH		DFND		10,251	0	0
NUVEEN MUNICIPAL CREDIT INC	COM SH BEN INT	67070X101	2,826	200,875	SH		DFND		200,875	0	0
NUVEEN NEW JERSEY QULT MUN F	COM	67069Y102	214	15,901	SH		DFND		15,901	0	0
NUVEEN NEW YORK AMT QLT MUNI	COM	670656107	366	29,309	SH		DFND		29,309	0	0
NUVEEN NEW YORK QLT MUN INC	COM	67066X107	308	23,450	SH		DFND		23,450	0	0
NUVEEN PFD & INCM SECURTIES	COM	67072C105	416	57,314	SH		DFND		57,314	0	0
NUVEEN QUALITY MUNCP INCOME	COM	67066V101	1,235	89,864	SH		DFND		89,864	0	0
NUVEEN REAL ASSET INCOME & G	COM	67074Y105	163	16,525	SH		DFND		16,525	0	0
NUVEEN REAL ESTATE INCOME FD	COM	67071B108	123	18,176	SH		DFND		18,176	0	0
NUVEEN S&P 500 BUY-WRITE INC	COM	6706ER101	334	33,056	SH		DFND		33,056	0	0
NUVEEN VIRGINIA QLTY MUNCPL	COM	67064R102	303	23,458	SH		DFND		23,458	0	0
NVENT ELECTRIC PLC	SHS	G6700G107	5,153	310,804	SH		DFND		310,804	0	0
OAKTREE ACQUISITION CORP	*W EXP 99/99/999	G67145113	69	66,666	SH		DFND		66,666	0	0
OAKTREE ACQUISITION CORP	SHS CL A	G67145105	2,000	199,998	SH		DFND		199,998	0	0
OASIS PETROLEUM INC	NOTE 2.625% 9/1	674215AJ7	1,119	8,000,000	PRN		DFND		8,000,000	0	0
OMEROS CORP	NOTE 6.250%11/1	682143AE2	3,004	3,375,000	PRN		DFND		3,375,000	0	0
OPES ACQUISITION CORP	*W EXP 03/13/202	68373P118	17	250,000	SH		DFND		250,000	0	0
OPKO HEALTH INC	NOTE 4.500% 2/1	68375NAD5	12,023	18,175,000	PRN		DFND		18,175,000	0	0
OPUS BK IRVINE CALIF	COM	684000102	4,073	235,000	SH		DFND		235,000	0	0
OSI SYSTEMS INC	NOTE 1.250% 9/0	671044AD7	3,198	3,450,000	PRN		DFND		3,450,000	0	0
OSPREY TECHNLGY AQUISTION CO	*W EXP 10/30/202	68839R120	315	375,000	SH		DFND		375,000	0	0
OSPREY TECHNLGY AQUISTION CO	COM CL A	68839R104	5,832	600,000	SH		DFND		600,000	0	0
PACIRA BIOSCIENCES	NOTE 2.375% 4/0	695127AD2	4,493	4,650,000	PRN		DFND		4,650,000	0	0
PAE INC	*W EXP 09/11/202	69290Y117	497	333,332	SH		DFND		333,332	0	0
PALO ALTO NETWORKS INC	NOTE 0.750% 7/0	697435AD7	15,120	15,625,000	PRN		DFND		15,625,000	0	0
PARATEK PHARMACEUTICALS INC	NOTE 4.750% 5/0	699374AB0	2,375	3,050,000	PRN		DFND		3,050,000	0	0
PATRICK INDS INC	DBCV 1.000% 2/0	703343AB9	1,186	1,500,000	PRN		DFND		1,500,000	0	0
PATRIOT NATL BANCORP INC	COM NEW	70336F203	211	34,442	SH		DFND		34,442	0	0
PENNYMAC CORP	NOTE 5.375% 5/0	70932AAB9	966	1,000,000	PRN		DFND		1,000,000	0	0
PENSARE ACQUISITION CORP	*W EXP 07/27/202	70957E113	13	250,000	SH		DFND		250,000	0	0
PHILLIPS 66 PARTNERS LP	COM UNIT REP INT	718549207	429	11,784	SH		DFND		11,784	0	0
PHUNWARE INC	*W EXP 12/26/202	71948P118	7	58,632	SH		DFND		58,632	0	0
PIONEER FLOATING RATE TR	COM	72369J102	180	23,465	SH		DFND		23,465	0	0
PIONEER HIGH INCOME TR	COM	72369H106	85	13,308	SH		DFND		13,308	0	0
PIONEER MUN HIGH INCOME ADVA	COM	723762100	591	58,040	SH		DFND		58,040	0	0
PIONEER MUN HIGH INCOME TR	COM SHS	723763108	598	52,800	SH		DFND		52,800	0	0
PIVOTAL INVT CORP II	*W EXP 06/01/202	72582K118	233	333,332	SH		DFND		333,332	0	0
PIVOTAL INVT CORP II	COM CL A	72582K100	6,441	649,996	SH		DFND		649,996	0	0
PLAINS ALL AMERN PIPELINE L	UNIT LTD PARTN	726503105	236	44,625	SH		DFND		44,625	0	0
PLUG POWER INC	NOTE 5.500% 3/1	72919PAB9	5,024	3,000,000	PRN		DFND		3,000,000	0	0
PPD INC	COM	69355F102	178	10,000	SH		DFND		10,000	0	0
PRECIGEN INC	COM	74017N105	666	195,834	SH		DFND		195,834	0	0
PROFICIENT ALPHA ACQUSTN COR	*W EXP 04/30/202	74317H113	20	400,000	SH		DFND		400,000	0	0
PROFICIENT ALPHA ACQUSTN COR	COM	74317H105	1,500	150,000	SH		DFND		150,000	0	0
PROGENICS PHARMACEUTICALS IN	COM	743187106	942	247,948	SH		DFND		247,948	0	0
PROPTECH ACQUISITION CORP	*W EXP 05/26/202	74349F119	228	325,000	SH		DFND		325,000	0	0
PROPTECH ACQUISITION CORP	COM CL A	74349F101	4,802	487,500	SH		DFND		487,500	0	0
PROSPECT CAPITAL CORPORATION	NOTE 6.375% 3/0	74348TAT9	11,926	13,950,000	PRN		DFND		13,950,000	0	0
PURE ACQUISITION CORP	CL A	74621Q106	1,559	150,000	SH		DFND		150,000	0	0
PUTNAM MUN OPPORTUNITIES TR	SH BEN INT	746922103	128	10,727	SH		DFND		10,727	0	0
QIAGEN NV	SHS NEW	N72482123	42,294	1,016,674	SH		DFND		1,016,674	0	0
QTS RLTY TR INC	6.50% CON PFD B	74736A301	1,353	10,450	SH		DFND		10,450	0	0
RA PHARMACEUTICALS INC	COM	74933V108	57,153	1,190,437	SH		DFND		1,190,437	0	0
RANPAK HLDGS CORP	*W EXP 06/03/202	75321W111	466	405,000	SH		DFND		405,000	0	0
RAPID7 INC	NOTE 1.250% 8/0	753422AB0	6,784	5,575,000	PRN		DFND		5,575,000	0	0
RATTLER MIDSTREAM LP	COM UNITS	75419T103	167	47,882	SH		DFND		47,882	0	0
RAYTHEON CO	COM NEW	755111507	12,369	94,314	SH		DFND		94,314	0	0
REDWOOD TR INC	NOTE 4.750% 8/1	758075AC9	7,906	12,100,000	PRN		DFND		12,100,000	0	0
REDWOOD TR INC	NOTE 5.625% 7/1	758075AD7	8,699	15,700,000	PRN		DFND		15,700,000	0	0
REPLAY ACQUISITION CORP	*W EXP 03/01/202	G75130115	339	575,000	SH		DFND		575,000	0	0
REPLAY ACQUISITION CORP	COM	G75130107	2,750	280,000	SH		DFND		280,000	0	0
RESIDEO TECHNOLOGIES INC	COM	76118Y104	3,523	727,867	SH		DFND		727,867	0	0
RETROPHIN INC	NOTE 2.500% 9/1	761299AB2	9,078	11,500,000	PRN		DFND		11,500,000	0	0
RH	NOTE 6/1	74967XAA1	4,523	5,600,000	PRN		DFND		5,600,000	0	0
RMG ACQUISITION CORP	*W EXP 02/21/202	749641114	517	833,332	SH		DFND		833,332	0	0
RMG ACQUISITION CORP	CL A	749641106	7,442	749,896	SH		DFND		749,896	0	0
ROSEHILL RES INC	*W EXP 04/27/202	777385113	7	244,800	SH		DFND		244,800	0	0
ROYCE MICRO-CAP TR INC	COM	780915104	105	18,912	SH		DFND		18,912	0	0
ROYCE VALUE TR INC	COM	780910105	500	51,698	SH		DFND		51,698	0	0
SC HEALTH CORP	*W EXP 99/99/999	G78516401	287	300,000	SH		DFND		300,000	0	0
SC HEALTH CORP	COM CL A	G78516203	2,010	200,000	SH		DFND		200,000	0	0
SCHULTZE SPL PURP ACQUSTN CO	*W EXP 12/31/202	80821R117	317	1,440,000	SH		DFND		1,440,000	0	0
SCHULTZE SPL PURP ACQUSTN CO	COM	80821R109	1,518	150,000	SH		DFND		150,000	0	0
SCORPIO TANKERS INC	NOTE 3.000% 5/1	80918TAB5	12,177	14,250,000	PRN		DFND		14,250,000	0	0
SCVX CORP	UNIT 99/99/9999	G79448109	1,994	200,000	SH		DFND		200,000	0	0
SEACOR HOLDINGS INC	NOTE 2.500%12/1	811904AM3	12,816	13,669,000	PRN		DFND		13,669,000	0	0
SEACOR HOLDINGS INC	NOTE 3.250% 5/1	811904AN1	764	1,000,000	PRN		DFND		1,000,000	0	0
SEMPRA ENERGY	6% PFD CONV A	816851406	2,620	27,925	SH		DFND		27,925	0	0
SHELL MIDSTREAM PARTNERS L P	UNIT LTD INT	822634101	374	37,501	SH		DFND		37,501	0	0
SHIP FINANCE INTERNATIONAL L	NOTE 5.750%10/1	G81075AF3	15,317	17,250,000	PRN		DFND		17,250,000	0	0
SILVER SPIKE ACQUISITION COR	*W EXP 08/02/202	G8136L114	156	400,000	SH		DFND		400,000	0	0
SILVER SPIKE ACQUISITION COR	CL A SHS	G8136L106	7,872	800,000	SH		DFND		800,000	0	0
SOFTWARE ACQUISITION GROUP I	COM CL A	83406B101	2,801	290,880	SH		DFND		290,880	0	0
SOURCE CAP INC	COM	836144105	232	7,553	SH		DFND		7,553	0	0
SOUTH MTN MERGER CORP	*W EXP 06/20/202	838884112	705	750,000	SH		DFND		750,000	0	0
SOUTH MTN MERGER CORP	COM CL A	838884104	6,305	650,000	SH		DFND		650,000	0	0
SOUTHERN CO	UNIT 08/01/2022	842587602	3,812	85,375	SH		DFND		85,375	0	0
SPARTAN ENERGY ACQUISITION C	*W EXP 08/27/202	846784122	217	434,999	SH		DFND		434,999	0	0
SPARTAN ENERGY ACQUISITION C	CL A COM STK	846784106	1,518	150,000	SH		DFND		150,000	0	0
SPLUNK INC	NOTE 0.500% 9/1	848637AC8	5,390	5,000,000	PRN		DFND		5,000,000	0	0
SPLUNK INC	NOTE 1.125% 9/1	848637AD6	17,056	15,400,000	PRN		DFND		15,400,000	0	0
SPRINT CORPORATION	COM	85207U105	28,010	3,249,362	SH		DFND		3,249,362	0	0
SQUARE INC	NOTE 0.375% 3/0	852234AB9	16,510	7,175,000	PRN		DFND		7,175,000	0	0
STABLE RD ACQUISITION CORP	*W EXP 05/15/202	85236Q117	163	250,000	SH		DFND		250,000	0	0
STABLE RD ACQUISITION CORP	COM CL A	85236Q109	3,656	375,000	SH		DFND		375,000	0	0
STARS GROUP INC	COM	85570W100	78,616	3,849,961	SH		DFND		3,849,961	0	0
SUMMIT MIDSTREAM PARTNERS LP	COM UNIT LTD	866142102	57	93,600	SH		DFND		93,600	0	0
SUPERNUS PHARMACEUTICALS INC	NOTE 0.625% 4/0	868459AD0	3,838	4,750,000	PRN		DFND		4,750,000	0	0
SWISS HELVETIA FD INC	COM	870875101	131	18,876	SH		DFND		18,876	0	0
SWITCHBACK ENERGY ACQUISTN C	*W EXP 07/25/202	87105M110	353	566,666	SH		DFND		566,666	0	0
SWITCHBACK ENERGY ACQUISTN C	COM CL A	87105M102	11,194	1,159,999	SH		DFND		1,159,999	0	0
T MOBILE US INC	COM	872590104	21,833	260,225	SH		DFND		260,225	0	0
TALLGRASS ENERGY LP	CLASS A SHS	874696107	51,240	3,112,990	SH		DFND		3,112,990	0	0
TARGET HOSPITALITY CORP	*W EXP 03/15/202	87615L115	40	266,666	SH		DFND		266,666	0	0
TAUBMAN CTRS INC	COM	876664103	32,040	765,040	SH		DFND		765,040	0	0
TC PIPELINES LP	UT COM LTD PRT	87233Q108	494	17,965	SH		DFND		17,965	0	0
TEAM INC	NOTE 5.000% 8/0	878155AE0	7,625	10,000,000	PRN		DFND		10,000,000	0	0
TECH DATA CORP	COM	878237106	39,910	305,009	SH		DFND		305,009	0	0
TEKLA HEALTHCARE INVS	SH BEN INT	87911J103	696	39,088	SH		DFND		39,088	0	0
TEKLA HEALTHCARE OPPORTUNITI	SHS	879105104	451	29,356	SH		DFND		29,356	0	0
TEKLA LIFE SCIENCES INVS	SH BEN INT	87911K100	433	28,908	SH		DFND		28,908	0	0
TEMPLETON GLOBAL INCOME FD	COM	880198106	429	80,277	SH		DFND		80,277	0	0
TENZING ACQUISITION CORP	*W EXP 02/23/202	G8708A108	23	250,000	SH		DFND		250,000	0	0
TERRAFORM PWR INC	COM CL A	88104R209	12,950	821,177	SH		DFND		821,177	0	0
TESLA INC	NOTE 1.250% 3/0	88160RAC5	3,847	2,500,000	PRN		DFND		2,500,000	0	0
TESLA INC	NOTE 2.000% 5/1	88160RAG6	6,987	3,825,000	PRN		DFND		3,825,000	0	0
TEVA PHARMACEUTICAL FIN LLC	DBCV 0.250% 2/0	88163VAE9	931	1,000,000	PRN		DFND		1,000,000	0	0
TEXAS CAPITAL BANCSHARES INC	COM	88224Q107	3,166	142,790	SH		DFND		142,790	0	0
THERAVANCE INC	NOTE 2.125% 1/1	88338TAB0	15,441	16,543,000	PRN		DFND		16,543,000	0	0
THL CR SR LN FD	COM	87244R103	134	11,581	SH		DFND		11,581	0	0
THUNDER BRDG ACQUISTION II L	*W EXP 11/30/202	G8857S108	350	500,000	SH		DFND		500,000	0	0
THUNDER BRDG ACQUISTION II L	CL A SHS	G8857S116	9,750	1,000,000	SH		DFND		1,000,000	0	0
TIFFANY & CO NEW	COM	886547108	49,487	382,137	SH		DFND		382,137	0	0
TILRAY INC	NOTE 5.000%10/0	88688TAB6	819	2,550,000	PRN		DFND		2,550,000	0	0
TIMKENSTEEL CORP	NOTE 6.000% 6/0	887399AA1	1,224	1,500,000	PRN		DFND		1,500,000	0	0
TIVO CORP	COM	88870P106	92	12,971	SH		DFND		12,971	0	0
TORTOISE ACQUISITION CORP	*W EXP 03/04/202	89154L118	290	1,038,969	SH		DFND		1,038,969	0	0
TORTOISE ACQUISITION CORP	CL A	89154L100	5,528	562,350	SH		DFND		562,350	0	0
TPG SPECIALTY LENDING INC	NOTE 4.500% 8/0	87265KAD4	4,418	4,750,000	PRN		DFND		4,750,000	0	0
TRI CONTL CORP	COM	895436103	334	15,997	SH		DFND		15,997	0	0
TRINE ACQUISITION CORP	*W EXP 03/31/202	89628U116	690	1,150,000	SH		DFND		1,150,000	0	0
TRINE ACQUISITION CORP	COM CL A	89628U108	2,485	250,000	SH		DFND		250,000	0	0
TUSCAN HLDGS CORP II	*W EXP 99/99/999	90070A111	119	475,000	SH		DFND		475,000	0	0
TUSCAN HLDGS CORP II	COM	90070A103	5,838	600,000	SH		DFND		600,000	0	0
TUSCAN HOLDINGS CORP	*W EXP 04/01/202	90069K112	624	1,600,000	SH		DFND		1,600,000	0	0
TUSCAN HOLDINGS CORP	COM	90069K104	3,190	320,000	SH		DFND		320,000	0	0
UNION ACQUISITION CORP II	*W EXP 04/01/202	G9402Q126	250	1,000,000	SH		DFND		1,000,000	0	0
UNION ACQUISITION CORP II	SHS	G9402Q100	9,780	1,000,000	SH		DFND		1,000,000	0	0
VECTOIQ ACQUISITION CORP	*W EXP 05/11/202	92243N111	3,159	1,620,000	SH		DFND		1,620,000	0	0
VECTOR GROUP LTD	FRNT 4/1	92240MBC1	2,851	2,850,000	PRN		DFND		2,850,000	0	0
VEECO INSTRS INC DEL	NOTE 2.700% 1/1	922417AD2	6,393	7,750,000	PRN		DFND		7,750,000	0	0
VEONEER INCORPORATED	COM	92336X109	2,668	364,536	SH		DFND		364,536	0	0
VEONEER INCORPORATED	NOTE 4.000% 6/0	92336XAA7	8,037	10,000,000	PRN		DFND		10,000,000	0	0
VERTIV HOLDINGS CO	*W EXP 06/12/202	92537N116	900	500,000	SH		DFND		500,000	0	0
VIAVI SOLUTIONS INC	NOTE 1.000% 3/0	925550AB1	2,820	2,665,000	PRN		DFND		2,665,000	0	0
VIAVI SOLUTIONS INC	NOTE 1.750% 6/0	925550AE5	11,261	10,875,000	PRN		DFND		10,875,000	0	0
VISHAY INTERTECHNOLOGY INC	NOTE 2.250% 6/1	928298AP3	11,756	13,200,000	PRN		DFND		13,200,000	0	0
VOYA GLBL ADV & PREM OPP FD	COM	92912R104	89	11,598	SH		DFND		11,598	0	0
VOYA GLBL EQTY DIV & PREM OP	COM	92912T100	528	115,775	SH		DFND		115,775	0	0
VOYA INFRASTRUCTURE INDLS &	COM	92912X101	525	64,516	SH		DFND		64,516	0	0
WABCO HLDGS INC	COM	92927K102	53,533	396,394	SH		DFND		396,394	0	0
WAYFAIR INC	NOTE 1.125%11/0	94419LAD3	24,616	35,875,000	PRN		DFND		35,875,000	0	0
WELLPOINT INC	NOTE 2.750%10/1	94973VBG1	4,046	1,279,000	PRN		DFND		1,279,000	0	0
WELLS FARGO INCOME OPPORTUNI	WF INC OPPTY FD	94987B105	378	59,264	SH		DFND		59,264	0	0
WELLS FARGO MULTI SECTOR INC	COM	94987D101	235	24,413	SH		DFND		24,413	0	0
WESTERN ASSET GLOBAL HIGH IN	COM	95766B109	82	10,989	SH		DFND		10,989	0	0
WESTERN ASSET HGH YLD DFNDFD	COM	95768B107	133	10,786	SH		DFND		10,786	0	0
WESTERN ASSET INTER MUNI FD	COM	958435109	320	38,014	SH		DFND		38,014	0	0
WESTERN ASSET MANAGED MUNS F	COM	95766M105	382	31,912	SH		DFND		31,912	0	0
WESTERN ASSET MUN HIGH INCOM	COM	95766N103	100	14,153	SH		DFND		14,153	0	0
WESTERN ASSET MUN PARTNERS F	COM	95766P108	163	11,932	SH		DFND		11,932	0	0
WESTERN DIGITAL CORP.	NOTE 1.500% 2/0	958102AP0	875	1,000,000	PRN		DFND		1,000,000	0	0
WESTERN MIDSTREAM PARTNERS L	COM UNIT LP INT	958669103	147	45,454	SH		DFND		45,454	0	0
WILLIS TOWERS WATSON PLC LTD	SHS	G96629103	35,320	207,951	SH		DFND		207,951	0	0
WORKDAY INC	NOTE 0.250%10/0	98138HAF8	18,440	16,575,000	PRN		DFND		16,575,000	0	0
WORLD WRESTLING ENTMT INC	NOTE 3.375%12/1	98156QAB4	11,806	7,825,000	PRN		DFND		7,825,000	0	0
WRIGHT MED GROUP N V	ORD SHS	N96617118	54,823	1,913,551	SH		DFND		1,913,551	0	0
WYNDHAM HOTELS & RESORTS INC	COM	98311A105	5,747	182,382	SH		DFND		182,382	0	0
YUNHONG INTL	UNIT 99/99/9999	G98882114	1,900	200,000	SH		DFND		200,000	0	0
ZENDESK INC	NOTE 0.250% 3/1	98936JAB7	6,192	5,225,000	PRN		DFND		5,225,000	0	0