CNH Partners 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
58 COM INC	SPON ADR REP A	31680Q104	17,200	318,882	SH		DFND		318,882	0	0
8X8 INC NEW	NOTE 0.500% 2/0	282914AB6	4,498	5,000,000	PRN		DFND		5,000,000	0	0
ABERDEEN EMRG MRKTS EQT INM	COM	00301W105	149	24,687	SH		DFND		24,687	0	0
ABERDEEN GLOBAL PREMIER PPTY	COM SH BEN INT	00302L108	129	27,758	SH		DFND		27,758	0	0
ABERDEEN INCOME CR STRATEGIE	COM	003057106	407	45,494	SH		DFND		45,494	0	0
ABERDEEN TOTAL DYNAMIC DIVD	COM SH BEN INT	00326L100	653	84,868	SH		DFND		84,868	0	0
ACACIA COMMUNICATIONS INC	COM	00401C108	45,751	680,923	SH		DFND		680,923	0	0
ACAMAR PARTNERS ACQSITION CO	CL A	004285102	4,561	445,000	SH		DFND		445,000	0	0
ACAMAR PARTNERS ACQSITION CO	*W EXP 02/26/202	004285110	953	750,000	SH		DFND		750,000	0	0
ACCEL ENTERTAINMENT INC	*W EXP 11/20/202	00436Q114	156	66,666	SH		DFND		66,666	0	0
ADAMS DIVERSIFIED EQUITY FD	COM	006212104	267	17,912	SH		DFND		17,912	0	0
ADVANCED DISP SVCS INC DEL	COM	00790X101	51,893	1,720,020	SH		DFND		1,720,020	0	0
AEROJET ROCKETDYNE HLDGS INC	NOTE 2.250%12/1	007800AB1	6,414	4,000,000	PRN		DFND		4,000,000	0	0
AIR TRANSPORT SERVICES GRP I	NOTE 1.125%10/1	00922RAB1	7,280	7,650,000	PRN		DFND		7,650,000	0	0
ALBERTSONS COS INC	COMMON STOCK	013091103	1,183	75,000	SH		DFND		75,000	0	0
ALCON AG	ORD SHS	H01301128	3,626	63,251	SH		DFND		63,251	0	0
ALLIANCEBERNSTEIN GLOBAL HIG	COM	01879R106	420	41,607	SH		DFND		41,607	0	0
ALLIANZGI DIVIDEND INT & PRM	COM	01883A107	772	69,021	SH		DFND		69,021	0	0
ALLIANZGI EQUITY & CONV INCO	COM	018829101	719	31,984	SH		DFND		31,984	0	0
ALTA EQUIPMENT GROUP INC	*W EXP 02/14/202	02128L114	445	425,000	SH		DFND		425,000	0	0
ALTAIR ENGR INC	NOTE 0.250% 6/0	021369AA1	7,477	7,100,000	PRN		DFND		7,100,000	0	0
ALUSSA ENERGY ACQUISITION CO	SHS CL A	G0232J101	1,428	145,000	SH		DFND		145,000	0	0
ALUSSA ENERGY ACQUISITION CO	*W EXP 10/31/202	G0232J119	179	325,000	SH		DFND		325,000	0	0
AMAG PHARMACEUTICALS INC	NOTE 3.250% 6/0	00163UAD8	4,783	6,100,000	PRN		DFND		6,100,000	0	0
AMCI ACQUISITION CORP	CLASS A	00165R101	1,533	150,000	SH		DFND		150,000	0	0
AMCI ACQUISITION CORP	*W EXP 05/20/202	00165R119	1,265	2,300,000	SH		DFND		2,300,000	0	0
AMERICAN AIRLS GROUP INC	NOTE 6.500% 7/0	02376RAF9	16,824	17,800,000	PRN		DFND		17,800,000	0	0
AMERICAN VRTUAL CLOUD TECH I	*W EXP 04/07/202	030382113	58	250,000	SH		DFND		250,000	0	0
AMPLITUDE HLTHCRE AQUSTIN CO	*W EXP 12/01/202	03212A113	188	187,500	SH		DFND		187,500	0	0
AMPLITUDE HLTHCRE AQUSTIN CO	COM CL A	03212A105	2,813	281,250	SH		DFND		281,250	0	0
ANDINA ACQUISITION CORP III	*W EXP 07/31/202	G04415124	516	1,200,000	SH		DFND		1,200,000	0	0
ANDINA ACQUISITION CORP III	SHS	G04415108	1,539	150,000	SH		DFND		150,000	0	0
APEX TECHNOLOGY ACQUISITION	*W EXP 09/18/202	03768F110	340	200,000	SH		DFND		200,000	0	0
APEX TECHNOLOGY ACQUISITION	COM CL A	03768F102	1,486	145,000	SH		DFND		145,000	0	0
APOLLO COML REAL EST FIN INC	NOTE 4.750% 8/2	03762UAB1	4,995	5,700,000	PRN		DFND		5,700,000	0	0
APOLLO COML REAL EST FIN INC	NOTE 5.375%10/1	03762UAC9	11,352	13,825,000	PRN		DFND		13,825,000	0	0
APOLLO SR FLOATING RATE FD I	COM	037636107	575	46,274	SH		DFND		46,274	0	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	379	30,542	SH		DFND		30,542	0	0
APPLIED MOLECULAR TRANS INC	COM	03824M109	251	10,000	SH		DFND		10,000	0	0
ARBOR RLTY TR INC	NOTE 5.250% 7/0	038923AH1	1,420	1,500,000	PRN		DFND		1,500,000	0	0
ARCONIC CORPORATION	COM	03966V107	4,490	322,346	SH		DFND		322,346	0	0
ARCOSA INC	COM	039653100	3,666	86,862	SH		DFND		86,862	0	0
ARES CAPITAL CORP	NOTE 4.625% 3/0	04010LAW3	6,362	6,500,000	PRN		DFND		6,500,000	0	0
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	556	46,616	SH		DFND		46,616	0	0
ARLO TECHNOLOGIES INC	COM	04206A101	1,647	638,321	SH		DFND		638,321	0	0
ARYA SCIENCES ACQUISITION CO	*W EXP 10/10/202	G3165V125	268	50,000	SH		DFND		50,000	0	0
ARYA SCIENCES ACQUISTION CO	UNIT 06/09/2027	G31655114	464	40,000	SH		DFND		40,000	0	0
ATLANTICUS HLDGS CORP	COM	04914Y102	427	41,302	SH		DFND		41,302	0	0
ATLAS AIR WORLDWIDE HLDGS IN	NOTE 1.875% 6/0	049164BJ4	22,694	23,475,000	PRN		DFND		23,475,000	0	0
ATLAS TECHNICAL CONSULTANTS	*W EXP 11/26/202	049430119	611	1,565,744	SH		DFND		1,565,744	0	0
AVAYA HLDGS CORP	NOTE 2.250% 6/1	05351XAB7	9,290	11,225,000	PRN		DFND		11,225,000	0	0
AZEK CO INC	CL A	05478C105	319	10,000	SH		DFND		10,000	0	0
B RILEY PRIN MERGER CORP II	CL A	05600U106	13,355	1,244,647	SH		DFND		1,244,647	0	0
B RILEY PRIN MERGER CORP II	*W EXP 05/06/202	05600U114	1,094	625,000	SH		DFND		625,000	0	0
BARINGS GLOBAL SHORT DURATIO	COM	06760L100	523	41,602	SH		DFND		41,602	0	0
BENEFITFOCUS INC	NOTE 1.250%12/1	08180DAB2	6,407	8,093,000	PRN		DFND		8,093,000	0	0
BIG ROCK PARTNERS ACQUISI CO	RIGHT 12/01/2022	089482129	56	200,000	SH		DFND		200,000	0	0
BIG ROCK PARTNERS ACQUISI CO	*W EXP 12/01/202	089482111	45	100,000	SH		DFND		100,000	0	0
BIOCERES CROP SOLUTIONS CORP	*W EXP 03/14/202	G1117K106	262	1,249,900	SH		DFND		1,249,900	0	0
BIOMARIN PHARMACEUTICAL INC	COM	09061G101	911	7,390	SH		DFND		7,390	0	0
BITAUTO HLDGS LTD	SPONSORED ADS	091727107	5,449	343,799	SH		DFND		343,799	0	0
BLACKROCK CALIF MUN INCOME T	SH BEN INT	09248E102	1,212	92,042	SH		DFND		92,042	0	0
BLACKROCK DEBT STRATEGIES FD	COM NEW	09255R202	315	33,762	SH		DFND		33,762	0	0
BLACKROCK ENERGY & RES TR	COM	09250U101	122	16,924	SH		DFND		16,924	0	0
BLACKROCK ENH CAP & INC FD I	COM	09256A109	333	23,046	SH		DFND		23,046	0	0
BLACKROCK ENHANCED EQUITY DI	COM	09251A104	892	121,500	SH		DFND		121,500	0	0
BLACKROCK ENHANCED GLOBAL DI	COM	092501105	521	55,257	SH		DFND		55,257	0	0
BLACKROCK ENHANCED INTL DIV	COM BENE INTER	092524107	56	10,900	SH		DFND		10,900	0	0
BLACKROCK FLOATING RATE INCO	COM	09255X100	865	77,348	SH		DFND		77,348	0	0
BLACKROCK FLOATING RATE INCO	COM	091941104	644	58,657	SH		DFND		58,657	0	0
BLACKROCK LTD DURATION INC T	COM SHS	09249W101	241	17,270	SH		DFND		17,270	0	0
BLACKROCK MULTI-SECTOR INC T	COM	09258A107	450	31,254	SH		DFND		31,254	0	0
BLACKROCK MUN INCOME INVT TR	SHS BEN INT	09248H105	267	20,982	SH		DFND		20,982	0	0
BLACKROCK MUNI INTER DR FD I	COM	09253X102	223	16,181	SH		DFND		16,181	0	0
BLACKROCK MUNIENHANCED FD IN	COM	09253Y100	152	13,884	SH		DFND		13,884	0	0
BLACKROCK MUNIHLDGS NJ QLTY	COM	09254X101	151	11,266	SH		DFND		11,266	0	0
BLACKROCK MUNIHLDS INVSTM QL	COM	09254P108	229	17,735	SH		DFND		17,735	0	0
BLACKROCK MUNIHOLDINGS FD IN	COM	09253N104	184	12,321	SH		DFND		12,321	0	0
BLACKROCK MUNIHOLDINGS QUALI	COM	09254A101	215	17,693	SH		DFND		17,693	0	0
BLACKROCK MUNIVEST FD II INC	COM	09253T101	254	18,734	SH		DFND		18,734	0	0
BLACKROCK MUNIVEST FD INC	COM	09253R105	1,035	123,204	SH		DFND		123,204	0	0
BLACKROCK MUNIYIELD CALIF FD	COM	09254M105	214	15,384	SH		DFND		15,384	0	0
BLACKROCK MUNIYIELD CALIF QU	COM	09254N103	195	14,049	SH		DFND		14,049	0	0
BLACKROCK MUNIYIELD FD INC	COM	09253W104	1,170	86,119	SH		DFND		86,119	0	0
BLACKROCK MUNIYIELD N Y QUAL	COM	09255E102	294	23,409	SH		DFND		23,409	0	0
BLACKROCK MUNIYIELD PA QLTY	COM	09255G107	410	30,196	SH		DFND		30,196	0	0
BLACKROCK MUNIYIELD QUALITY	COM	09254E103	824	63,265	SH		DFND		63,265	0	0
BLACKROCK MUNIYLD MICH QLTY	COM	09254V105	163	12,053	SH		DFND		12,053	0	0
BLACKROCK RES & COMMODITIES	SHS	09257A108	771	125,734	SH		DFND		125,734	0	0
BLACKSTONE GSO FLTING RTE FU	COM	09256U105	609	47,335	SH		DFND		47,335	0	0
BLACKSTONE GSO LNG SHRT CR I	COM SHS BN INT	09257D102	444	36,836	SH		DFND		36,836	0	0
BLACKSTONE GSO STRATEGIC CR	COM SHS BEN IN	09257R101	869	76,125	SH		DFND		76,125	0	0
BLACKSTONE MTG TR INC	NOTE 4.750% 3/1	09257WAC4	6,956	7,525,000	PRN		DFND		7,525,000	0	0
BLACKSTONE MTG TR INC	NOTE 4.375% 5/0	09257WAB6	4,147	4,400,000	PRN		DFND		4,400,000	0	0
BNY MELLON STRATEGIC MUN BD	COM	09662E109	575	79,439	SH		DFND		79,439	0	0
BOOKING HOLDINGS INC	COM	09857L108	5,018	3,183	SH		DFND		3,183	0	0
BOULDER GROWTH & INCOME FD I	COM	101507101	187	19,824	SH		DFND		19,824	0	0
BROADMARK RLTY CAP INC	*W EXP 11/15/202	11135B118	556	1,750,000	SH		DFND		1,750,000	0	0
BROOGE ENERGY LTD	*W EXP 12/20/202	G1611B115	468	955,002	SH		DFND		955,002	0	0
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	112830104	963	57,778	SH		DFND		57,778	0	0
CAESARS ENTMT CORP	COM	127686103	42,674	3,518,060	SH		DFND		3,518,060	0	0
CAESARS ENTMT CORP	NOTE 5.000%10/0	127686AA1	3,371	2,000,000	PRN		DFND		2,000,000	0	0
CARDTRONICS INC	NOTE 1.000%12/0	14161HAG3	2,478	2,500,000	PRN		DFND		2,500,000	0	0
CARRIER GLOBAL CORPORATION	COM	14448C104	4,333	195,008	SH		DFND		195,008	0	0
CBRE CLARION GLOBAL REAL EST	COM	12504G100	740	123,991	SH		DFND		123,991	0	0
CC NEUBERGER PRINCIPAL HLDNG	*W EXP 99/99/999	G1992Y122	242	166,666	SH		DFND		166,666	0	0
CC NEUBERGER PRINCIPAL HLDNG	COM	G1992Y114	1,460	145,000	SH		DFND		145,000	0	0
CENTERPOINT ENERGY INC	DEP RP PFD CV B	15189T503	3,893	108,750	SH		DFND		108,750	0	0
CENTRAL SECS CORP	COM	155123102	202	6,999	SH		DFND		6,999	0	0
CF FIN ACQUISITION CORP	COM CL A	12528N107	1,573	145,000	SH		DFND		145,000	0	0
CF FIN ACQUISITION CORP	*W EXP 04/30/202	12528N115	2,025	1,500,000	SH		DFND		1,500,000	0	0
CHANGE HEALTHCARE INC	UNIT 99/99/9999	15912K209	19,589	450,177	SH		DFND		450,177	0	0
CHEGG INC	NOTE 0.125% 3/1	163092AD1	8,444	5,950,000	PRN		DFND		5,950,000	0	0
CHP MERGER CORP	*W EXP 11/22/202	12558Y114	490	500,000	SH		DFND		500,000	0	0
CHP MERGER CORP	COM CL A	12558Y106	1,444	145,000	SH		DFND		145,000	0	0
CHURCHILL CAP CORP II	CL A	17143G106	2,008	177,655	SH		DFND		177,655	0	0
CHURCHILL CAP CORP II	*W EXP 07/02/202	17143G114	337	116,666	SH		DFND		116,666	0	0
CHURCHILL CAP CORP III	*W EXP 03/01/202	17144C112	225	75,000	SH		DFND		75,000	0	0
CHURCHILL CAP CORP III	COM	17144C104	3,237	300,000	SH		DFND		300,000	0	0
CIIG MERGER CORP	COM CL A	12559C103	1,436	145,000	SH		DFND		145,000	0	0
CIIG MERGER CORP	*W EXP 12/31/202	12559C111	238	250,000	SH		DFND		250,000	0	0
CINCINNATI BELL INC NEW	COM NEW	171871502	29,060	1,956,895	SH		DFND		1,956,895	0	0
CITIC CAPITAL ACQUISITION CO	COM CL A	G21513109	1,419	144,500	SH		DFND		144,500	0	0
CITIC CAPITAL ACQUISITION CO	*W EXP 01/17/202	G21513117	146	200,000	SH		DFND		200,000	0	0
CLEVELAND CLIFFS INC	DBCV 1.500% 1/1	185899AA9	6,282	6,863,000	PRN		DFND		6,863,000	0	0
CLOUGH GLOBAL EQUITY FD	COM	18914C100	232	21,828	SH		DFND		21,828	0	0
CLOUGH GLOBAL OPPORTUNITIES	SH BEN INT	18914E106	756	86,811	SH		DFND		86,811	0	0
COHEN & STEERS QUALITY INCOM	COM	19247L106	865	79,123	SH		DFND		79,123	0	0
COHEN & STEERS REIT & PFD &I	COM	19247X100	614	32,115	SH		DFND		32,115	0	0
COLFAX CORP	UNIT 01/15/2022T	194014205	5,946	48,775	SH		DFND		48,775	0	0
COLLECTIVE GROWTH CORP	UNIT 04/29/2025	19424L200	9,510	1,000,000	SH		DFND		1,000,000	0	0
COLLIER CREEK HOLDINGS	*W EXP 99/99/999	G22707114	379	116,666	SH		DFND		116,666	0	0
COMPUCREDIT HLDGS CORP	NOTE 5.875%11/3	20478NAD2	3,172	5,000,000	PRN		DFND		5,000,000	0	0
CONYERS PK II ACQUISITION CO	COM CL A	212896104	663	60,000	SH		DFND		60,000	0	0
CONYERS PK II ACQUISITION CO	*W EXP 07/18/202	212896112	39	18,750	SH		DFND		18,750	0	0
CORELOGIC INC	COM	21871D103	1,479	21,996	SH		DFND		21,996	0	0
CORTEVA INC	COM	22052L104	3,990	150,781	SH		DFND		150,781	0	0
COUPA SOFTWARE INC	NOTE 0.125% 6/1	22266LAC0	5,468	3,000,000	PRN		DFND		3,000,000	0	0
COVETRUS INC	COM	22304C100	4,137	238,605	SH		DFND		238,605	0	0
CREE INC	NOTE 0.875% 9/0	225447AB7	1,090	925,000	PRN		DFND		925,000	0	0
CRESCENT ACQUISITION CORP	COM CL A	22564L105	3,661	350,000	SH		DFND		350,000	0	0
CRESCENT ACQUISITION CORP	*W EXP 03/08/202	22564L113	1,500	1,000,000	SH		DFND		1,000,000	0	0
CYTOKINETICS INC	NOTE 4.000%11/1	23282WAA8	6,142	2,575,000	PRN		DFND		2,575,000	0	0
DASEKE INC	*W EXP 02/27/202	23753F115	20	378,003	SH		DFND		378,003	0	0
DELAWARE INVTS MINN MUN INCO	COM	24610V103	261	20,612	SH		DFND		20,612	0	0
DELPHI TECHNOLOGIES PL	SHS	G2709G107	38,056	2,678,085	SH		DFND		2,678,085	0	0
DFP HEALTHCARE ACQUISITNS CO	COM CL A	23343Q100	250	25,000	SH		DFND		25,000	0	0
DIAMONDPEAK HLDGS COR	*W EXP 02/22/202	25280H118	1,349	766,666	SH		DFND		766,666	0	0
DIAMONDPEAK HLDGS COR	COM CL A	25280H100	1,494	145,000	SH		DFND		145,000	0	0
DISCOVERY INC	COM SER C	25470F302	4,559	236,717	SH		DFND		236,717	0	0
DISH NETWORK CORPORATION	NOTE 3.375% 8/1	25470MAB5	7,968	8,650,000	PRN		DFND		8,650,000	0	0
DOMINION ENERGY INC	UNIT 99/99/9999	25746U133	1,973	19,350	SH		DFND		19,350	0	0
DOW INC	COM	260557103	3,949	98,515	SH		DFND		98,515	0	0
DTE ENERGY CO	UNIT 11/01/2022S	233331842	2,385	55,875	SH		DFND		55,875	0	0
DTF TAX-FREE INCOME INC	COM	23334J107	157	11,020	SH		DFND		11,020	0	0
DWS MUN INCOME TR	COM	233368109	1,231	114,018	SH		DFND		114,018	0	0
DWS STRATEGIC MUN INCOME TR	COM	23342Q101	274	26,117	SH		DFND		26,117	0	0
E TRADE FINANCIAL CORP	COM NEW	269246401	63,719	1,281,298	SH		DFND		1,281,298	0	0
EAST STONE ACQUISITION CORP	*W EXP 12/31/202	G2911D116	69	275,000	SH		DFND		275,000	0	0
EAST STONE ACQUISITION CORP	SHS	G2911D108	2,714	275,000	SH		DFND		275,000	0	0
EATON VANCE FLTING RATE INC	COM	278279104	858	75,248	SH		DFND		75,248	0	0
EATON VANCE LTD DURATION INC	COM	27828H105	186	16,510	SH		DFND		16,510	0	0
EATON VANCE MUN BD FD	COM	27827X101	399	31,360	SH		DFND		31,360	0	0
EATON VANCE MUNI INCOME TRUS	SH BEN INT	27826U108	1,034	82,748	SH		DFND		82,748	0	0
EATON VANCE NATL MUN OPPORTU	COM SHS	27829L105	328	16,701	SH		DFND		16,701	0	0
EATON VANCE NEW YORK MUN BD	COM	27827Y109	170	14,563	SH		DFND		14,563	0	0
EATON VANCE SR FLTNG RTE TR	COM	27828Q105	799	70,552	SH		DFND		70,552	0	0
EATON VANCE SR INCOME TR	SH BEN INT	27826S103	85	15,915	SH		DFND		15,915	0	0
EATON VANCE TAX-MANAGED GLOB	COM	27829F108	861	116,645	SH		DFND		116,645	0	0
EATON VANCE TX ADV GLBL DIV	COM	27828S101	360	25,199	SH		DFND		25,199	0	0
EATON VANCE TXMGD GL BUYWR O	COM	27829C105	956	110,517	SH		DFND		110,517	0	0
EL PASO ELEC CO	COM NEW	283677854	39,451	588,823	SH		DFND		588,823	0	0
ENCORE CAP GROUP INC	NOTE 3.000% 7/0	292554AF9	997	1,000,000	PRN		DFND		1,000,000	0	0
ENVESTNET INC	NOTE 1.750% 6/0	29404KAB2	1,235	1,000,000	PRN		DFND		1,000,000	0	0
EQUITRANS MIDSTREAM CORP	COM	294600101	2,368	292,042	SH		DFND		292,042	0	0
EXACT SCIENCES CORP	NOTE 1.000% 1/1	30063PAA3	23,340	17,037,000	PRN		DFND		17,037,000	0	0
EXPERIENCE INVT CORP	COM CL A	30217C109	1,446	145,000	SH		DFND		145,000	0	0
EXPERIENCE INVT CORP	*W EXP 09/01/202	30217C117	333	333,332	SH		DFND		333,332	0	0
EZCORP INC	NOTE 2.875% 7/0	302301AF3	1,906	2,000,000	PRN		DFND		2,000,000	0	0
EZCORP INC	NOTE 2.375% 5/0	302301AE6	4,308	5,500,000	PRN		DFND		5,500,000	0	0
FALCON MINERALS CORP	*W EXP 07/21/202	30607B208	20	222,879	SH		DFND		222,879	0	0
FAR PT ACQUISITION CORP	COM CL A	30734W109	3,584	349,998	SH		DFND		349,998	0	0
FAR PT ACQUISITION CORP	*W EXP 06/01/202	30734W117	150	299,999	SH		DFND		299,999	0	0
FEDERATED HERMES PREM MUNI I	COM	31423P108	406	30,729	SH		DFND		30,729	0	0
FINSERV ACQUISITION CORP	CL A	318085107	1,443	145,000	SH		DFND		145,000	0	0
FINTECH ACQUISITION CORP III	COM CL A	31811A101	2,232	200,000	SH		DFND		200,000	0	0
FINTECH ACQUISITION CORP III	*W EXP 12/01/202	31811A119	2,645	1,150,000	SH		DFND		1,150,000	0	0
FIREEYE INC	NOTE 0.875% 6/0	31816QAF8	13,075	14,375,000	PRN		DFND		14,375,000	0	0
FIRST EAGLE SENIOR LOAN FUND	COM NEW	32010E100	138	11,181	SH		DFND		11,181	0	0
FIRST TR DYNAMIC EUROPE EQUI	COM SHS	33740D107	348	33,685	SH		DFND		33,685	0	0
FIRST TR ENERGY INCOME & GRW	COM	33738G104	411	38,006	SH		DFND		38,006	0	0
FIRST TR SR FLG RTE INCM FD	COM	33733U108	319	29,260	SH		DFND		29,260	0	0
FIRST TR SR FLOATING RATE 20	COM SHS	33740K101	292	35,314	SH		DFND		35,314	0	0
FITBIT INC	CL A	33812L102	33,758	5,225,755	SH		DFND		5,225,755	0	0
FLEXION THERAPEUTICS INC	NOTE 3.375% 5/0	33938JAB2	2,720	3,245,000	PRN		DFND		3,245,000	0	0
FLYING EAGLE ACQUISITION COR	COM	34407Y103	220	20,000	SH		DFND		20,000	0	0
FOLEY TRASIMENE ACQUISTN COR	UNIT 99/99/9999	34431F203	10,670	1,000,000	SH		DFND		1,000,000	0	0
FORESCOUT TECHNOLOGIES INC	COM	34553D101	21,285	1,004,025	SH		DFND		1,004,025	0	0
FORTIVE CORP	NOTE 0.875% 2/1	34959JAK4	9,181	9,300,000	PRN		DFND		9,300,000	0	0
FORTRESS VALUE ACQUISITION C	UNIT 99/99/9999	34962V205	10,300	1,000,000	SH		DFND		1,000,000	0	0
FORUM MERGER II CORP	*W EXP 09/30/202	34986F111	3,255	692,580	SH		DFND		692,580	0	0
FOX CORP	CL A COM	35137L105	3,413	127,405	SH		DFND		127,405	0	0
FRANKLIN FINL NETWORK INC	COM	35352P104	1,699	65,979	SH		DFND		65,979	0	0
FRANKLIN LTD DURATION INCOME	COM	35472T101	180	21,221	SH		DFND		21,221	0	0
FRONTDOOR INC	COM	35905A109	2,932	66,145	SH		DFND		66,145	0	0
FTI CONSULTING INC	NOTE 2.000% 8/1	302941AP4	8,260	6,510,000	PRN		DFND		6,510,000	0	0
FUSION ACQUISITION CORP	UNIT 99/99/9999	36118H204	5,080	500,000	SH		DFND		500,000	0	0
GABELLI DIVID & INCOME TR	COM	36242H104	1,303	74,019	SH		DFND		74,019	0	0
GABELLI HLTHCARE & WELLNESS	SHS	36246K103	136	13,590	SH		DFND		13,590	0	0
GAIN CAP HLDGS INC	NOTE 5.000% 8/1	36268WAF7	225	225,000	PRN		DFND		225,000	0	0
GALILEO ACQUISITION CORP	*W EXP 10/31/202	G3770A110	189	325,000	SH		DFND		325,000	0	0
GALILEO ACQUISITION CORP	SHS	G3770A102	3,221	325,000	SH		DFND		325,000	0	0
GARRETT MOTION INC	COM	366505105	2,293	413,930	SH		DFND		413,930	0	0
GDL FUND	COM SH BEN IT	361570104	112	13,617	SH		DFND		13,617	0	0
GENERAL AMERN INVS INC	COM	368802104	367	11,548	SH		DFND		11,548	0	0
GENWORTH FINL INC	COM CL A	37247D106	13,460	5,826,940	SH		DFND		5,826,940	0	0
GFL ENVIRONMENTAL INC	UNIT 99/99/9999T	36168Q120	17,196	344,475	SH		DFND		344,475	0	0
GIGCAPITAL2 INC	*W EXP 02/28/202	375036118	379	765,000	SH		DFND		765,000	0	0
GIGCAPITAL2 INC	COM	375036100	2,058	203,000	SH		DFND		203,000	0	0
GIGCAPITAL3 INC	UNIT 99/99/9999	37519D206	12,048	1,200,000	SH		DFND		1,200,000	0	0
GLRY STR NW MDIA GRUP HLDG L	*W EXP 02/13/202	G39973113	71	1,850,000	SH		DFND		1,850,000	0	0
GOGO INC	NOTE 6.000% 5/1	38046CAD1	4,132	5,875,000	PRN		DFND		5,875,000	0	0
GOL LINHAS AEREAS INTELIGENT	SPON ADR PFD NEW	38045R206	2,041	301,042	SH		DFND		301,042	0	0
GORDON POINTE ACQUISITION CO	*W EXP 07/30/202	382788115	2,380	1,106,820	SH		DFND		1,106,820	0	0
GORES HLDGS IV INC	*W EXP 01/22/202	382865111	90	50,000	SH		DFND		50,000	0	0
GORES HLDGS IV INC	COM CL A	382865103	2,020	200,000	SH		DFND		200,000	0	0
GORES METROPOULOS INC	*W EXP 01/28/202	382872117	328	166,666	SH		DFND		166,666	0	0
GORES METROPOULOS INC	COM CL A	382872109	2,672	249,999	SH		DFND		249,999	0	0
GOSSAMER BIO INC	NOTE 5.000% 6/0	38341PAA0	3,033	3,000,000	PRN		DFND		3,000,000	0	0
GRAF INDL CORP	*W EXP 12/31/202	384278115	4,063	1,782,000	SH		DFND		1,782,000	0	0
GRAF INDL CORP	COM	384278107	338	24,328	SH		DFND		24,328	0	0
GRANITE PT MTG TR INC	NOTE 6.375%10/0	38741LAC1	3,525	5,000,000	PRN		DFND		5,000,000	0	0
GREEN PLAINS INC	NOTE 4.125% 9/0	393222AF1	1,401	1,750,000	PRN		DFND		1,750,000	0	0
GREENBRIER COS INC	NOTE 2.875% 2/0	393657AK7	4,288	5,187,000	PRN		DFND		5,187,000	0	0
GREENROSE ACQUISITION CORP	UNIT 02/28/2024	395392202	3,000	300,000	SH		DFND		300,000	0	0
GREENVISION ACQUISITION CORP	*W EXP 10/28/202	39678G111	48	170,000	SH		DFND		170,000	0	0
GREENVISION ACQUISITION CORP	COM	39678G103	194	19,500	SH		DFND		19,500	0	0
GREENVISION ACQUISITION CORP	RIGHT 06/01/2021	39678G129	48	170,000	SH		DFND		170,000	0	0
GRID DYNAMICS HLDGS INC	*W EXP 03/05/202	39813G117	1,296	810,000	SH		DFND		810,000	0	0
GRUBHUB INC	COM	400110102	22,830	331,734	SH		DFND		331,734	0	0
GS ACQUISITION HLDGS CORP II	UNIT 99/99/9999	36258Q204	1,051	100,000	SH		DFND		100,000	0	0
GUESS INC	NOTE 2.000% 4/1	401617AD7	7,946	11,750,000	PRN		DFND		11,750,000	0	0
GX ACQUISITION CORP	COM CL A	36251A107	1,559	152,800	SH		DFND		152,800	0	0
GX ACQUISITION CORP	*W EXP 05/24/202	36251A115	1,140	1,000,000	SH		DFND		1,000,000	0	0
HAYMAKER ACQUISITION CORP II	*W EXP 10/31/202	42087L119	1,047	666,666	SH		DFND		666,666	0	0
HAYMAKER ACQUISITION CORP II	COM CL A	42087L101	1,501	145,000	SH		DFND		145,000	0	0
HCI GROUP INC	NOTE 4.250% 3/0	40416EAD5	5,961	6,000,000	PRN		DFND		6,000,000	0	0
HEALTHCARE MERGER CORP	*W EXP 12/17/202	42227L110	403	350,000	SH		DFND		350,000	0	0
HEALTHCARE MERGER CORP	COM CL A	42227L102	1,703	170,000	SH		DFND		170,000	0	0
HELIX ENERGY SOLUTIONS GRP I	NOTE 4.125% 9/1	42330PAJ6	2,909	3,500,000	PRN		DFND		3,500,000	0	0
HENNESSY CAP ACQUSTION CORP	CL A COM	42589C104	2,150	200,000	SH		DFND		200,000	0	0
HENNESSY CAP ACQUSTION CORP	*W EXP 09/05/202	42589C112	1,650	1,500,000	SH		DFND		1,500,000	0	0
HERCULES CAPITAL INC	DBCV 4.375% 2/0	427096AF9	4,200	4,300,000	PRN		DFND		4,300,000	0	0
HIGHLAND GLOBAL ALLOCATION F	COM	43010T104	203	31,528	SH		DFND		31,528	0	0
HL ACQUISITIONS CORP	RIGHT 07/17/2023	G4603R130	254	270,000	SH		DFND		270,000	0	0
HL ACQUISITIONS CORP	*W EXP 06/21/202	G4603R122	610	270,000	SH		DFND		270,000	0	0
HL ACQUISITIONS CORP	SHS	G4603R106	385	31,622	SH		DFND		31,622	0	0
HOPE BANCORP INC	NOTE 2.000% 5/1	43940TAB5	9,386	11,325,000	PRN		DFND		11,325,000	0	0
HUDSON EXECUTIVE INVT CORP	UNIT 06/21/2025	443761200	5,610	550,000	SH		DFND		550,000	0	0
HYCROFT MINING HOLDING CORP	*W EXP 02/12/202	44862P117	1,901	1,520,755	SH		DFND		1,520,755	0	0
IAA INC	COM	449253103	3,713	98,722	SH		DFND		98,722	0	0
IBERIABANK CORP	COM	450828108	48,860	1,072,911	SH		DFND		1,072,911	0	0
ILLUMINA INC	COM	452327109	1,815	5,000	SH		DFND		5,000	0	0
INARI MED INC	COM	45332Y109	242	5,000	SH		DFND		5,000	0	0
INDUSTRIAL LOGISTICS PPTYS T	COM SHS BEN INT	456237106	3,965	192,940	SH		DFND		192,940	0	0
INFINERA CORP	NOTE 2.125% 9/0	45667GAC7	3,775	4,425,000	PRN		DFND		4,425,000	0	0
INFRA AND ENERGY ALTRNTIVE I	*W EXP 05/20/202	45686J112	51	343,006	SH		DFND		343,006	0	0
INNOVIVA INC	NOTE 2.500% 8/1	45781MAB7	3,171	3,000,000	PRN		DFND		3,000,000	0	0
INOVIO PHARMACEUTICALS INC	NOTE 6.500% 3/0	45773HAB8	24,916	5,000,000	PRN		DFND		5,000,000	0	0
INSEEGO CORP	COM	45782B104	306	26,364	SH		DFND		26,364	0	0
INSEEGO CORP	NOTE 3.250% 5/0	45782BAD6	7,372	7,000,000	PRN		DFND		7,000,000	0	0
INSURANCE ACQUISITION CORP	*W EXP 03/31/202	457867117	2,101	550,000	SH		DFND		550,000	0	0
INTERPRIVATE ACQUISITION COR	UNIT 10/29/2024	46064A202	5,588	550,000	SH		DFND		550,000	0	0
INTREXON CORP	NOTE 3.500% 7/0	46122TAA0	6,200	15,500,000	PRN		DFND		15,500,000	0	0
INVACARE CORP	NOTE 4.500% 6/0	461203AH4	1,667	1,950,000	PRN		DFND		1,950,000	0	0
INVESCO ADVANTAGE MUN INCOME	SH BEN INT	46132E103	788	75,378	SH		DFND		75,378	0	0
INVESCO CALIF MUN INCOME TR	COM	46132P108	2,195	151,929	SH		DFND		151,929	0	0
INVESCO CALIF VALUE MUN INCO	COM	46132H106	1,753	150,075	SH		DFND		150,075	0	0
INVESCO DYNAMIC CR OPPORTUNI	COM	46132R104	804	90,332	SH		DFND		90,332	0	0
INVESCO MUN OPPORTUNITY TR	COM	46132C107	580	48,899	SH		DFND		48,899	0	0
INVESCO MUN TR	COM	46131J103	604	51,364	SH		DFND		51,364	0	0
INVESCO PA VALUE MUN INC TR	COM	46132K109	338	28,460	SH		DFND		28,460	0	0
INVESCO QUALITY MUN INCOME T	COM	46133G107	950	79,722	SH		DFND		79,722	0	0
INVESCO TR INVT GRADE MUNS	COM	46131M106	839	69,655	SH		DFND		69,655	0	0
INVESCO TR INVT GRADE NEW YO	COM	46131T101	551	45,242	SH		DFND		45,242	0	0
IVY HIGH INCOME OPPORTUNITIE	COM	465893105	169	15,006	SH		DFND		15,006	0	0
JAWS ACQUISITION CORP	UNIT 99/99/9999	G50744120	6,258	600,000	SH		DFND		600,000	0	0
JAZZ INVESTMENTS I LTD	NOTE 1.875% 8/1	472145AB7	733	750,000	PRN		DFND		750,000	0	0
JUNIPER INDL HLDGS INC	COM CL A	48205G106	2,941	295,000	SH		DFND		295,000	0	0
JUNIPER INDL HLDGS INC	*W EXP 11/13/202	48205G114	522	600,000	SH		DFND		600,000	0	0
KALEYRA INC	*W EXP 12/12/202	483379111	731	1,125,000	SH		DFND		1,125,000	0	0
KARYOPHARM THERAPEUTICS INC	NOTE 3.000%10/1	48576UAA4	5,746	4,100,000	PRN		DFND		4,100,000	0	0
KBL MERGER CORP IV	*W EXP 01/15/202	48242A112	155	500,000	SH		DFND		500,000	0	0
KBR INC	NOTE 2.500%11/0	48242WAB2	7,305	6,475,000	PRN		DFND		6,475,000	0	0
KENSINGTON CAP ACQUISITION C	UNIT 07/01/2027	490073202	5,010	500,000	SH		DFND		500,000	0	0
KKR INCOME OPPORTUNITIES FD	COM	48249T106	620	50,286	SH		DFND		50,286	0	0
KONTOOR BRANDS INC	COM	50050N103	3,493	196,150	SH		DFND		196,150	0	0
LANDCADIA HLDGS II INC	*W EXP 05/09/202	51476X113	3,062	583,332	SH		DFND		583,332	0	0
LAZARD GLOBAL TOTAL RETURN &	COM	52106W103	421	29,872	SH		DFND		29,872	0	0
LEGACY ACQUISITION CORP	*W EXP 11/30/202	524643111	613	1,250,000	SH		DFND		1,250,000	0	0
LEGACY ACQUISITION CORP	COM CL A	524643103	1,920	200,000	SH		DFND		200,000	0	0
LEGG MASON INC	COM	524901105	40,974	823,599	SH		DFND		823,599	0	0
LEISURE ACQUISITION CORP	*W EXP 12/05/201	52539T115	588	625,000	SH		DFND		625,000	0	0
LEO HOLDINGS CORP	*W EXP 07/31/202	G5463L113	1,394	1,115,000	SH		DFND		1,115,000	0	0
LF CAP ACQUISITION CORP	*W EXP 06/22/202	50200K116	1,080	1,200,000	SH		DFND		1,200,000	0	0
LF CAP ACQUISITION CORP	CL A	50200K108	2,140	200,000	SH		DFND		200,000	0	0
LGL SYS ACQUISITION CORP	*W EXP 11/12/202	50201G114	52	57,500	SH		DFND		57,500	0	0
LGL SYS ACQUISITION CORP	COM CL A	50201G106	1,140	115,000	SH		DFND		115,000	0	0
LIBERTY MEDIA CORP	DEB 3.500% 1/1	530715AN1	1,013	1,367,341	PRN		DFND		1,367,341	0	0
LIBERTY MEDIA CORP DEL	DEB 2.250% 9/3	531229AE2	4,321	9,000,000	PRN		DFND		9,000,000	0	0
LIBERTY MEDIA CORP DEL	NOTE 1.375%10/1	531229AB8	1,054	1,000,000	PRN		DFND		1,000,000	0	0
LIGAND PHARMACEUTICALS INC	NOTE 0.750% 5/1	53220KAF5	9,240	10,506,000	PRN		DFND		10,506,000	0	0
LION GROUP HOLDING LTD	*W EXP 06/17/202	53620U110	66	400,000	SH		DFND		400,000	0	0
LION GROUP HOLDING LTD	ADS	53620U102	171	55,912	SH		DFND		55,912	0	0
LIV CAP ACQUISITION CORP	CL A	G5510C108	1,578	160,000	SH		DFND		160,000	0	0
LIV CAP ACQUISITION CORP	*W EXP 12/13/202	G5510C116	50	160,000	SH		DFND		160,000	0	0
LIVE NATION ENTERTAINMENT IN	COM	538034109	1,225	28,088	SH		DFND		28,088	0	0
LIVE OAK ACQUISITION CORP	UNIT 99/99/9999	53804F202	12,675	1,265,000	SH		DFND		1,265,000	0	0
LIVENT CORP	COM	53814L108	3,571	579,711	SH		DFND		579,711	0	0
LMP CAP & INCOME FD INC	COM	50208A102	163	16,298	SH		DFND		16,298	0	0
LOGMEIN INC	COM	54142L109	33,897	399,870	SH		DFND		399,870	0	0
LONGEVITY ACQUISITION CORP	*W EXP 07/31/202	G56372116	25	125,000	SH		DFND		125,000	0	0
LONGEVITY ACQUISITION CORP	RIGHT 07/31/2020	G56372124	25	125,000	SH		DFND		125,000	0	0
LONGVIEW ACQUISITION CORP	UNIT 99/99/9999	543195200	12,625	1,250,000	SH		DFND		1,250,000	0	0
LUMENTUM HLDGS INC	NOTE 0.250% 3/1	55024UAB5	15,215	10,421,000	PRN		DFND		10,421,000	0	0
MACQUARIE GLOBAL INFRASTRUCT	COM	55608D101	284	16,100	SH		DFND		16,100	0	0
MADISON COVERED CALL & EQUIT	COM	557437100	185	32,721	SH		DFND		32,721	0	0
MADISON SQUARE GRDN ENTERTNM	CL A	55826T102	3,306	44,086	SH		DFND		44,086	0	0
MAGNACHIP SEMICONDUCTOR SA	NOTE 5.000% 3/0	55932XAB0	2,689	2,000,000	PRN		DFND		2,000,000	0	0
MEGALITH FINL ACQUISITION CO	CL A COM	58518F109	1,642	150,000	SH		DFND		150,000	0	0
MEGALITH FINL ACQUISITION CO	*W EXP 08/26/202	58518F117	969	1,153,800	SH		DFND		1,153,800	0	0
MERCADOLIBRE INC	NOTE 2.000% 8/1	58733RAD4	34,186	14,925,000	PRN		DFND		14,925,000	0	0
MERIDA MERGER CORP I	*W EXP 11/07/202	58953M114	188	375,000	SH		DFND		375,000	0	0
MERIDA MERGER CORP I	COM	58953M106	1,420	145,000	SH		DFND		145,000	0	0
MERITOR INC	NOTE 3.250%10/1	59001KAF7	10,461	10,475,000	PRN		DFND		10,475,000	0	0
MFA FINL INC	NOTE 6.250% 6/1	55272XAA0	5,718	6,425,000	PRN		DFND		6,425,000	0	0
MFS MUN INCOME TR	SH BEN INT	552738106	712	114,050	SH		DFND		114,050	0	0
MICROCHIP TECHNOLOGY INC.	NOTE 2.250% 2/1	595017AH7	41,072	28,141,000	PRN		DFND		28,141,000	0	0
MILLER HOWARD HIGH INC EQTY	COM SHS BEN IN	600379101	84	13,812	SH		DFND		13,812	0	0
MOBILE MINI INC	COM	60740F105	5,093	172,655	SH		DFND		172,655	0	0
MONOCLE ACQUISITION CORP	*W EXP 12/06/202	609754114	1,092	1,680,597	SH		DFND		1,680,597	0	0
MONOCLE ACQUISITION CORP	COM	609754106	2,378	231,119	SH		DFND		231,119	0	0
NATIONAL ENERGY SERVICES REU	*W EXP 05/05/202	G6375R115	132	259,500	SH		DFND		259,500	0	0
NESCO HLDGS INC	*W EXP 01/01/202	64083J112	15	83,328	SH		DFND		83,328	0	0
NET 1 UEPS TECHNOLOGIES INC	COM NEW	64107N206	44	14,495	SH		DFND		14,495	0	0
NETFIN ACQUISITION CORP	SHS CL A	G6455A107	2,150	200,000	SH		DFND		200,000	0	0
NETFIN ACQUISITION CORP	*W EXP 08/01/202	G6455A115	815	500,000	SH		DFND		500,000	0	0
NEUROCRINE BIOSCIENCES INC	NOTE 2.250% 5/1	64125CAD1	5,520	3,300,000	PRN		DFND		3,300,000	0	0
NEW FRONTIER HEALTH CORP	*W EXP 11/30/202	G6461G114	328	240,847	SH		DFND		240,847	0	0
NEW GERMANY FD INC	COM	644465106	163	10,737	SH		DFND		10,737	0	0
NEW MTN FIN CORP	NOTE 5.750% 8/1	647551AC4	6,471	6,875,000	PRN		DFND		6,875,000	0	0
NEW PROVIDENCE ACQUISITION	*W EXP 09/11/202	64822P114	750	500,000	SH		DFND		500,000	0	0
NEW PROVIDENCE ACQUISITION	COM CL A	64822P106	1,966	195,000	SH		DFND		195,000	0	0
NEW RELIC INC	NOTE 0.500% 5/0	64829BAB6	2,809	2,900,000	PRN		DFND		2,900,000	0	0
NEWMARK GROUP INC	CL A	65158N102	4,220	868,284	SH		DFND		868,284	0	0
NEWS CORP NEW	CL A	65249B109	899	77,070	SH		DFND		77,070	0	0
NEXTERA ENERGY INC	UNIT 09/01/2022S	65339F796	4,883	100,000	SH		DFND		100,000	0	0
NEXTERA ENERGY INC	UNIT 99/99/9999	65339F770	3,718	87,500	SH		DFND		87,500	0	0
NOVELLUS SYS INC	NOTE 2.625% 5/1	670008AD3	24,417	2,400,000	PRN		DFND		2,400,000	0	0
NOVUS CAP CORP	*W EXP 06/30/202	67012U116	504	700,000	SH		DFND		700,000	0	0
NOVUS CAP CORP	COM	67012U108	6,867	700,000	SH		DFND		700,000	0	0
NRG ENERGY INC	DBCV 2.750% 6/0	629377CG5	3,734	3,675,000	PRN		DFND		3,675,000	0	0
NUANCE COMMUNICATIONS INC	DBCV 1.000%12/1	67020YAK6	5,917	5,000,000	PRN		DFND		5,000,000	0	0
NUVEEN AMT FREE MUN CR INC F	COM	67071L106	2,449	160,306	SH		DFND		160,306	0	0
NUVEEN AMT-FREE MUN VALUE FD	COM	670695105	304	19,396	SH		DFND		19,396	0	0
NUVEEN ARIZONA QLTY MUN INC	COM	67061W104	321	23,621	SH		DFND		23,621	0	0
NUVEEN CA QUALTY MUN INCOME	COM	67066Y105	204	14,275	SH		DFND		14,275	0	0
NUVEEN CR STRATEGIES INCOME	COM SHS	67073D102	486	83,268	SH		DFND		83,268	0	0
NUVEEN DIVERSIFIED DIVID & I	COM	6706EP105	176	22,712	SH		DFND		22,712	0	0
NUVEEN DOW 30 DYNAMIC OVERWR	SHS	67075F105	302	22,199	SH		DFND		22,199	0	0
NUVEEN FLTNG RTE INCM OPP FD	COM SHS	6706EN100	752	95,852	SH		DFND		95,852	0	0
NUVEEN MICH QUALITY MUN INCO	COM	670979103	246	17,955	SH		DFND		17,955	0	0
NUVEEN MUNICIPAL CREDIT INC	COM SH BEN INT	67070X101	3,076	208,415	SH		DFND		208,415	0	0
NUVEEN NEW JERSEY QULT MUN F	COM	67069Y102	878	66,294	SH		DFND		66,294	0	0
NUVEEN NEW YORK AMT QLT MUNI	COM	670656107	946	73,421	SH		DFND		73,421	0	0
NUVEEN NEW YORK QLT MUN INC	COM	67066X107	274	20,340	SH		DFND		20,340	0	0
NUVEEN OHIO QLTY MUN INCOME	COM	670980101	230	15,302	SH		DFND		15,302	0	0
NUVEEN REAL ASSET INCOME & G	COM	67074Y105	623	53,352	SH		DFND		53,352	0	0
NUVEEN REAL ESTATE INCOME FD	COM	67071B108	427	57,136	SH		DFND		57,136	0	0
NUVEEN S&P 500 BUY-WRITE INC	COM	6706ER101	807	73,348	SH		DFND		73,348	0	0
NUVEEN SHT DUR CR OPP FD	COM	67074X107	289	24,530	SH		DFND		24,530	0	0
NUVEEN VIRGINIA QLTY MUNCPL	COM	67064R102	285	19,984	SH		DFND		19,984	0	0
OAKTREE ACQUISITION CORP	*W EXP 99/99/999	G67145113	88	66,666	SH		DFND		66,666	0	0
OAKTREE ACQUISITION CORP	SHS CL A	G67145105	2,034	199,998	SH		DFND		199,998	0	0
OMEROS CORP	NOTE 6.250%11/1	682143AE2	1,171	1,125,000	PRN		DFND		1,125,000	0	0
OPES ACQUISITION CORP	*W EXP 03/13/202	68373P118	1,025	250,000	SH		DFND		250,000	0	0
OPKO HEALTH INC	NOTE 4.500% 2/1	68375NAD5	2,042	1,950,000	PRN		DFND		1,950,000	0	0
OSI SYSTEMS INC	NOTE 1.250% 9/0	671044AD7	3,318	3,450,000	PRN		DFND		3,450,000	0	0
OSPREY TECHNLGY AQUISTION CO	COM CL A	68839R104	1,457	145,000	SH		DFND		145,000	0	0
OSPREY TECHNLGY AQUISTION CO	*W EXP 10/30/202	68839R120	394	375,000	SH		DFND		375,000	0	0
OTIS WORLDWIDE CORP	COM	68902V107	3,307	58,156	SH		DFND		58,156	0	0
PACIRA BIOSCIENCES	NOTE 2.375% 4/0	695127AD2	5,086	4,650,000	PRN		DFND		4,650,000	0	0
PAE INC	*W EXP 09/11/202	69290Y117	803	333,332	SH		DFND		333,332	0	0
PARATEK PHARMACEUTICALS INC	NOTE 4.750% 5/0	699374AB0	2,491	3,050,000	PRN		DFND		3,050,000	0	0
PATRICK INDS INC	DBCV 1.000% 2/0	703343AB9	1,510	1,500,000	PRN		DFND		1,500,000	0	0
PATRIOT NATL BANCORP INC	COM NEW	70336F203	203	34,442	SH		DFND		34,442	0	0
PHUNWARE INC	*W EXP 12/26/202	71948P118	14	58,632	SH		DFND		58,632	0	0
PIONEER FLOATING RATE TR	COM	72369J102	100	10,532	SH		DFND		10,532	0	0
PIONEER HIGH INCOME TR	COM	72369H106	173	23,279	SH		DFND		23,279	0	0
PIONEER MUN HIGH INCOME ADVA	COM	723762100	810	77,102	SH		DFND		77,102	0	0
PIONEER MUN HIGH INCOME TR	COM SHS	723763108	967	85,683	SH		DFND		85,683	0	0
PIVOTAL INVT CORP II	*W EXP 06/01/202	72582K118	263	333,332	SH		DFND		333,332	0	0
PIVOTAL INVT CORP II	COM CL A	72582K100	1,979	194,998	SH		DFND		194,998	0	0
PLURALSIGHT INC	NOTE 0.375% 3/0	72941BAB2	11,475	12,925,000	PRN		DFND		12,925,000	0	0
PORTOLA PHARMACEUTICALS INC	COM	737010108	26,846	1,492,287	SH		DFND		1,492,287	0	0
PRECIGEN INC	COM	74017N105	536	107,389	SH		DFND		107,389	0	0
PRICELINE GRP INC	NOTE 0.900% 9/1	741503AX4	11,289	10,600,000	PRN		DFND		10,600,000	0	0
PROPTECH ACQUISITION CORP	*W EXP 05/26/202	74349F119	228	325,000	SH		DFND		325,000	0	0
PROPTECH ACQUISITION CORP	COM CL A	74349F101	1,465	145,000	SH		DFND		145,000	0	0
PROSPECT CAP CORP	NOTE 6.375% 3/0	74348TAT9	13,736	13,950,000	PRN		DFND		13,950,000	0	0
PURE ACQUISITION CORP	CL A	74621Q106	1,617	150,000	SH		DFND		150,000	0	0
QIAGEN NV	SHS NEW	N72482123	47,707	1,114,390	SH		DFND		1,114,390	0	0
QTS RLTY TR INC	6.50% CON PFD B	74736A301	1,496	10,450	SH		DFND		10,450	0	0
RANPAK HLDGS CORP	*W EXP 06/03/202	75321W111	628	405,000	SH		DFND		405,000	0	0
RAPID7 INC	NOTE 1.250% 8/0	753422AB0	13,545	10,042,000	PRN		DFND		10,042,000	0	0
REALPAGE INC	NOTE 1.500% 5/1	75606NAC3	3,241	3,000,000	PRN		DFND		3,000,000	0	0
REPLAY ACQUISITION CORP	COM	G75130107	2,856	280,000	SH		DFND		280,000	0	0
REPLAY ACQUISITION CORP	*W EXP 03/01/202	G75130115	518	575,000	SH		DFND		575,000	0	0
RESIDEO TECHNOLOGIES INC	COM	76118Y104	5,546	490,821	SH		DFND		490,821	0	0
RETROPHIN INC	NOTE 2.500% 9/1	761299AB2	7,513	9,000,000	PRN		DFND		9,000,000	0	0
RH	NOTE 6/1	74967XAA1	7,849	5,600,000	PRN		DFND		5,600,000	0	0
RMG ACQUISITION CORP	CL A	749641106	5,064	494,998	SH		DFND		494,998	0	0
RMG ACQUISITION CORP	*W EXP 02/21/202	749641114	817	833,332	SH		DFND		833,332	0	0
ROSEHILL RES INC	*W EXP 04/27/202	777385113	15	244,800	SH		DFND		244,800	0	0
ROTH CH ACQUISITION I CO	COM	778675108	2,716	280,000	SH		DFND		280,000	0	0
ROTH CH ACQUISITION I CO	*W EXP 01/28/202	778675116	105	210,000	SH		DFND		210,000	0	0
ROYALTY PHARMA PLC	SHS CL A	G7709Q104	243	5,000	SH		DFND		5,000	0	0
ROYCE MICRO-CAP TR INC	COM	780915104	676	93,847	SH		DFND		93,847	0	0
ROYCE VALUE TR INC	COM	780910105	1,120	89,296	SH		DFND		89,296	0	0
SAREPTA THERAPEUTICS INC	DBCV 1.500%11/1	803607AB6	10,626	4,625,000	PRN		DFND		4,625,000	0	0
SC HEALTH CORP	COM CL A	G78516203	2,022	200,000	SH		DFND		200,000	0	0
SC HEALTH CORP	*W EXP 99/99/999	G78516401	324	300,000	SH		DFND		300,000	0	0
SCHULTZE SPL PURP ACQUSTN CO	*W EXP 12/31/202	80821R117	1,858	1,440,000	SH		DFND		1,440,000	0	0
SCORPIO TANKERS INC	NOTE 3.000% 5/1	80918TAB5	4,812	5,575,000	PRN		DFND		5,575,000	0	0
SCVX CORP	UNIT 99/99/9999	G79448109	2,072	200,000	SH		DFND		200,000	0	0
SEACOR HOLDINGS INC	NOTE 2.500%12/1	811904AM3	6,265	7,169,000	PRN		DFND		7,169,000	0	0
SEACOR HOLDINGS INC	NOTE 3.250% 5/1	811904AN1	754	1,000,000	PRN		DFND		1,000,000	0	0
SEMPRA ENERGY	6% PFD CONV A	816851406	776	7,925	SH		DFND		7,925	0	0
SHIP FINANCE INTERNATIONAL L	NOTE 5.750%10/1	G81075AF3	14,064	14,750,000	PRN		DFND		14,750,000	0	0
SILVER SPIKE ACQUISITION COR	CL A SHS	G8136L106	1,465	145,000	SH		DFND		145,000	0	0
SILVER SPIKE ACQUISITION COR	*W EXP 08/02/202	G8136L114	200	400,000	SH		DFND		400,000	0	0
SOCIAL CAP HDOSPHIA HLDG CO	UNIT 99/99/9999	G8250T117	7,536	600,000	SH		DFND		600,000	0	0
SOCIAL CAP HEDSPIA HLDG CO I	UNIT 99/99/9999	G8251K123	8,309	700,000	SH		DFND		700,000	0	0
SOFTWARE ACQUISITION GROUP I	COM CL A	83406B101	2,416	240,880	SH		DFND		240,880	0	0
SOFTWARE ACQUISITION GROUP I	*W EXP 10/01/202	83406B119	226	200,000	SH		DFND		200,000	0	0
SOURCE CAP INC	COM	836144105	341	10,306	SH		DFND		10,306	0	0
SOUTH MTN MERGER CORP	COM CL A	838884104	3,006	295,000	SH		DFND		295,000	0	0
SOUTH MTN MERGER CORP	*W EXP 06/20/202	838884112	840	750,000	SH		DFND		750,000	0	0
SOUTHERN CO	UNIT 08/01/2022	842587602	3,783	85,375	SH		DFND		85,375	0	0
SOUTHWEST AIRLS CO	NOTE 1.250% 5/0	844741BG2	6,392	5,300,000	PRN		DFND		5,300,000	0	0
SPARTAN ENERGY ACQUISITION C	CL A COM STK	846784106	1,608	150,000	SH		DFND		150,000	0	0
SPARTAN ENERGY ACQUISITION C	*W EXP 08/27/202	846784122	783	434,999	SH		DFND		434,999	0	0
SPLUNK INC	NOTE 1.125% 9/1	848637AD6	12,619	8,575,000	PRN		DFND		8,575,000	0	0
STABLE RD ACQUISITION CORP	COM CL A	85236Q109	3,731	375,000	SH		DFND		375,000	0	0
STABLE RD ACQUISITION CORP	*W EXP 05/15/202	85236Q117	153	250,000	SH		DFND		250,000	0	0
SUPERNUS PHARMACEUTICALS INC	NOTE 0.625% 4/0	868459AD0	5,089	5,750,000	PRN		DFND		5,750,000	0	0
SUSTAINABLE OPPORTNTS ACQ CO	UNIT 99/99/9999	G8598Y125	8,838	875,000	SH		DFND		875,000	0	0
SWISS HELVETIA FD INC	COM	870875101	156	19,875	SH		DFND		19,875	0	0
SWITCHBACK ENERGY ACQUISTN C	*W EXP 07/25/202	87105M110	448	566,666	SH		DFND		566,666	0	0
SWITCHBACK ENERGY ACQUISTN C	COM CL A	87105M102	1,457	145,000	SH		DFND		145,000	0	0
TARGET HOSPITALITY CORP	*W EXP 03/15/202	87615L115	27	266,666	SH		DFND		266,666	0	0
TAUBMAN CTRS INC	COM	876664103	27,087	717,359	SH		DFND		717,359	0	0
TEAM INC	NOTE 5.000% 8/0	878155AE0	5,627	8,000,000	PRN		DFND		8,000,000	0	0
TEKLA HEALTHCARE INVS	SH BEN INT	87911J103	1,169	54,788	SH		DFND		54,788	0	0
TEKLA LIFE SCIENCES INVS	SH BEN INT	87911K100	927	51,598	SH		DFND		51,598	0	0
TEMPLETON EMERGING MKTS FD	COM	880191101	213	15,604	SH		DFND		15,604	0	0
TEMPLETON GLOBAL INCOME FD	COM	880198106	938	174,688	SH		DFND		174,688	0	0
TENZING ACQUISITION CORP	*W EXP 02/23/202	G8708A108	118	250,000	SH		DFND		250,000	0	0
TERRAFORM PWR INC	COM CL A	88104R209	13,801	748,402	SH		DFND		748,402	0	0
TESLA INC	NOTE 2.000% 5/1	88160RAG6	52,404	14,925,000	PRN		DFND		14,925,000	0	0
THERAVANCE INC	NOTE 2.125% 1/1	88338TAB0	16,388	16,543,000	PRN		DFND		16,543,000	0	0
THUNDER BRDG ACQUISTION II L	CL A SHS	G8857S116	1,465	145,000	SH		DFND		145,000	0	0
THUNDER BRDG ACQUISTION II L	*W EXP 11/30/202	G8857S108	720	500,000	SH		DFND		500,000	0	0
TIFFANY & CO NEW	COM	886547108	44,829	367,629	SH		DFND		367,629	0	0
TILRAY INC	NOTE 5.000%10/0	88688TAB6	1,179	2,550,000	PRN		DFND		2,550,000	0	0
TIMKENSTEEL CORP	NOTE 6.000% 6/0	887399AA1	1,247	1,500,000	PRN		DFND		1,500,000	0	0
TORTOISE ACQUISITION CORP	*W EXP 03/04/202	89154L118	4,003	370,664	SH		DFND		370,664	0	0
TPG SPECIALTY LENDING INC	NOTE 4.500% 8/0	87265KAD4	4,793	4,750,000	PRN		DFND		4,750,000	0	0
TREBIA ACQUISITION CORP	UNIT 99/99/9999	G9027T125	1,045	100,000	SH		DFND		100,000	0	0
TRI CONTL CORP	COM	895436103	830	33,600	SH		DFND		33,600	0	0
TRINE ACQUISITION CORP	*W EXP 03/31/202	89628U116	1,783	1,150,000	SH		DFND		1,150,000	0	0
TRINE ACQUISITION CORP	COM CL A	89628U108	2,613	250,000	SH		DFND		250,000	0	0
TUSCAN HLDGS CORP II	COM	90070A103	1,841	185,000	SH		DFND		185,000	0	0
TUSCAN HLDGS CORP II	*W EXP 99/99/999	90070A111	257	475,000	SH		DFND		475,000	0	0
TUSCAN HOLDINGS CORP	*W EXP 04/01/202	90069K112	936	1,600,000	SH		DFND		1,600,000	0	0
TUSCAN HOLDINGS CORP	COM	90069K104	3,274	320,000	SH		DFND		320,000	0	0
UNION ACQUISITION CORP II	SHS	G9402Q100	1,500	150,000	SH		DFND		150,000	0	0
UNION ACQUISITION CORP II	*W EXP 04/01/202	G9402Q126	350	1,000,000	SH		DFND		1,000,000	0	0
VEONEER INC	NOTE 4.000% 6/0	92336XAA7	6,708	8,000,000	PRN		DFND		8,000,000	0	0
VERTIV HOLDINGS CO	*W EXP 06/12/202	92537N116	1,995	500,000	SH		DFND		500,000	0	0
VIAVI SOLUTIONS INC	NOTE 1.750% 6/0	925550AE5	12,169	10,875,000	PRN		DFND		10,875,000	0	0
VISHAY INTERTECHNOLOGY INC	NOTE 2.250% 6/1	928298AP3	8,603	9,200,000	PRN		DFND		9,200,000	0	0
VONAGE HLDGS CORP	NOTE 1.750% 6/0	92886TAJ1	4,689	5,000,000	PRN		DFND		5,000,000	0	0
VOYA EMERGING MKTS HIGH DIVI	COM	92912P108	123	19,786	SH		DFND		19,786	0	0
VOYA GLBL ADV & PREM OPP FD	COM	92912R104	295	36,050	SH		DFND		36,050	0	0
VOYA GLBL EQTY DIV & PREM OP	COM	92912T100	634	131,275	SH		DFND		131,275	0	0
VOYA INFRASTRUCTURE INDLS &	COM	92912X101	734	81,333	SH		DFND		81,333	0	0
VROOM INC	COM	92918V109	261	5,000	SH		DFND		5,000	0	0
WAYFAIR INC	NOTE 1.125%11/0	94419LAD3	24,585	13,750,000	PRN		DFND		13,750,000	0	0
WELLPOINT INC	NOTE 2.750%10/1	94973VBG1	4,685	1,279,000	PRN		DFND		1,279,000	0	0
WELLS FARGO INCOME OPPORTUNI	WF INC OPPTY FD	94987B105	534	76,074	SH		DFND		76,074	0	0
WELLS FARGO MULTI SECTOR INC	COM	94987D101	499	45,289	SH		DFND		45,289	0	0
WESTERN ASSET HIGH INCM FD I	COM	95766J102	105	16,905	SH		DFND		16,905	0	0
WESTERN ASSET INTER MUNI FD	COM	958435109	371	43,312	SH		DFND		43,312	0	0
WESTERN ASSET MANAGED MUNS F	COM	95766M105	802	66,740	SH		DFND		66,740	0	0
WESTERN ASSET MUN HIGH INCOM	COM	95766N103	111	15,566	SH		DFND		15,566	0	0
WESTERN ASSET MUN PARTNERS F	COM	95766P108	220	15,547	SH		DFND		15,547	0	0
WESTERN DIGITAL CORP.	NOTE 1.500% 2/0	958102AP0	945	1,000,000	PRN		DFND		1,000,000	0	0
WHOLE EARTH BRANDS INC	*W EXP 06/25/202	96684W126	1,026	900,000	SH		DFND		900,000	0	0
WILLIS TOWERS WATSON PLC LTD	SHS	G96629103	47,279	240,056	SH		DFND		240,056	0	0
WORKDAY INC	NOTE 0.250%10/0	98138HAF8	18,727	13,575,000	PRN		DFND		13,575,000	0	0
WORLD WRESTLING ENTMT INC	NOTE 3.375%12/1	98156QAB4	9,581	5,125,000	PRN		DFND		5,125,000	0	0
WRIGHT MED GROUP N V	ORD SHS	N96617118	52,818	1,777,183	SH		DFND		1,777,183	0	0
XERIS PHARMACEUTICALS INC	NOTE 5.000% 7/1	98422LAA5	1,981	2,000,000	PRN		DFND		2,000,000	0	0
YUNHONG INTL	UNIT 99/99/9999	G98882114	2,000	200,000	SH		DFND		200,000	0	0
YY INC	NOTE 1.375% 6/1	98426TAF3	1,742	1,575,000	PRN		DFND		1,575,000	0	0
ZILLOW GROUP INC	NOTE 2.750% 5/1	98954MAH4	14,013	12,000,000	PRN		DFND		12,000,000	0	0
ZOOMINFO TECHNOLOGIES INC	COM CL A	98980F104	1,786	35,000	SH		DFND		35,000	0	0