COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AKORN INC | COM | 009728106 | 12,370 | 383,818 | SH | | SOLE | | 359,203 | 0 | 24,615 |
Alphabet Inc. Class A | CAP STK CL A | 02079k305 | 637 | 605 | SH | | SOLE | | 605 | 0 | 0 |
AMPLIFY SNACK BRANDS | COM | 03211L102 | 12,010 | 1,000,000 | SH | | SOLE | | 927,530 | 0 | 72,470 |
AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 2,994 | 301,816 | SH | | SOLE | | 284,605 | 0 | 17,211 |
BAZAARVOICE INC | COM | 073271108 | 5,995 | 1,100,000 | SH | | SOLE | | 1,027,500 | 0 | 72,500 |
BIG ROCK PARTNERS ACQUISI CO | UNIT 11/20/2022 | 089482202 | 2,078 | 203,100 | SH | | SOLE | | 179,100 | 0 | 24,000 |
BLACK RIDGE ACQUISITION CORP | COM | 09216T107 | 4,680 | 485,000 | SH | | SOLE | | 460,000 | 0 | 25,000 |
BARD C R INC | COM | 067383109 | 12,190 | 36,800 | SH | | SOLE | | 36,800 | 0 | 0 |
CM SEVEN STAR ACQUISITION CO | UNIT 08/21/2022 | G2345N128 | 4,278 | 429,500 | SH | | SOLE | | 404,000 | 0 | 25,500 |
CALATLANTIC GROUP INC | COM | 128195104 | 7,049 | 125,000 | SH | | SOLE | | 116,900 | 0 | 8,100 |
CALPINE CORP | COM NEW | 131347304 | 6,052 | 400,000 | SH | | SOLE | | 373,600 | 0 | 26,400 |
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 4,458 | 460,500 | SH | | SOLE | | 433,060 | 0 | 27,440 |
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 5,719 | 571,341 | SH | | SOLE | | 543,629 | 0 | 27,712 |
CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 3,841 | 394,000 | SH | | SOLE | | 332,000 | 0 | 62,000 |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 222 | 2,254 | SH | | SOLE | | 2,254 | 0 | 0 |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 8,461 | 104,100 | SH | | SOLE | | 99,100 | 0 | 5,000 |
DRAPER OAKWOOD TECHNOLOGY | COM CL A | 26146L103 | 1,099 | 112,399 | SH | | SOLE | | 96,399 | 0 | 16,000 |
DRAPER OAKWOOD TECHNOLOGY | UNIT 09/30/2024 | 26146L202 | 1,146 | 108,800 | SH | | SOLE | | 97,877 | 0 | 10,923 |
DYNEGY INC NEW DEL | COM | 26817R108 | 8,338 | 703,627 | SH | | SOLE | | 703,627 | 0 | 0 |
FEDERAL STR ACQUISITION CORP | CL A | 31421V107 | 11,621 | 1,196,772 | SH | | SOLE | | 1,121,018 | 0 | 75,754 |
FINTECH ACQUISITION CORP II | COM | 31810G109 | 4,875 | 491,467 | SH | | SOLE | | 437,125 | 0 | 54,342 |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 218 | 7,808 | SH | | SOLE | | 7,808 | 0 | 0 |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 8,163 | 822,009 | SH | | SOLE | | 778,485 | 0 | 43,524 |
GTY TECHNOLOGY HOLDINGS INC | UNIT 99/99/9999 | G4182A110 | 299 | 28,969 | SH | | SOLE | | 25,774 | 0 | 3,195 |
GIGCAPITAL INC | UNIT 03/06/2025 | 37518N205 | 6,000 | 600,000 | SH | | SOLE | | 555,000 | 0 | 45,000 |
GORES HLDGS II INC | COM CL A | 382867109 | 8,354 | 840,445 | SH | | SOLE | | 787,516 | 0 | 52,929 |
HAYMAKER ACQUISITION | UNIT 10/19/2022 | 420870206 | 12,375 | 1,250,000 | SH | | SOLE | | 1,180,000 | 0 | 70,000 |
HENNESSY CAP ACQUSTON CORP I | COM | 42588L105 | 2,646 | 269,992 | SH | | SOLE | | 255,146 | 0 | 14,846 |
HENNESSY CAP ACQUSTON CORP I | UNIT 06/15/2024 | 42588L204 | 2,283 | 220,196 | SH | | SOLE | | 193,454 | 0 | 26,742 |
IGNYTA INC | COM | 451731103 | 8,010 | 300,000 | SH | | SOLE | | 274,494 | 0 | 25,506 |
INDUSTREA ACQUISITION CORP | CL A | 45579J104 | 2,320 | 238,000 | SH | | SOLE | | 222,864 | 0 | 15,136 |
INDUSTREA ACQUISITION CORP | UNIT 07/21/2024 | 45579J203 | 1,129 | 112,379 | SH | | SOLE | | 91,379 | 0 | 21,000 |
KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 12,558 | 1,293,281 | SH | | SOLE | | 1,226,527 | 0 | 66,754 |
KAYNE ANDERSON ACQUISITION | UNIT 06/30/2022 | 48661U201 | 256 | 25,705 | SH | | SOLE | | 24,470 | 0 | 1,235 |
LANDCADIA HLDGS INC | CL A | 51476W107 | 8,268 | 831,800 | SH | | SOLE | | 775,713 | 0 | 56,087 |
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 9,940 | 1,000,000 | SH | | SOLE | | 920,000 | 0 | 80,000 |
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 4,995 | 504,000 | SH | | SOLE | | 467,000 | 0 | 37,000 |
LENNAR CORP | CL B | 526057302 | 3,101 | 60,000 | SH | | SOLE | | 56,830 | 0 | 3,170 |
M III ACQUISITION CORP | COM | 55378T104 | 4,459 | 449,510 | SH | | SOLE | | 401,512 | 0 | 47,998 |
MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 10,123 | 1,037,233 | SH | | SOLE | | 976,155 | 0 | 61,078 |
MODERN MEDIA ACQUISITION | UNIT 99/99/9999 | 60765P202 | 2,000 | 190,250 | SH | | SOLE | | 167,364 | 0 | 22,886 |
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | G62848117 | 11,974 | 1,179,674 | SH | | SOLE | | 1,107,074 | 0 | 72,600 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 12,880 | 110,000 | SH | | SOLE | | 102,420 | 0 | 7,580 |
ORBITAL ATK INC | COM | 68557N103 | 8,547 | 65,000 | SH | | SOLE | | 65,000 | 0 | 0 |
PENSARE ACQUISITION CORP | COM | 70957E105 | 7,741 | 800,556 | SH | | SOLE | | 755,016 | 0 | 45,540 |
REGAL ENTMT GROUP | CL A | 758766109 | 9,204 | 400,000 | SH | | SOLE | | 373,330 | 0 | 26,670 |
REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 4,974 | 499,930 | SH | | SOLE | | 463,930 | 0 | 36,000 |
RITE AID CORP | COM | 767754104 | 2,633 | 1,336,500 | SH | | SOLE | | 1,234,444 | 0 | 102,056 |
SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 7,137 | 720,227 | SH | | SOLE | | 681,083 | 0 | 39,144 |
SABAN CAP ACQUISITION CORP | UNIT 99/99/9999 | 78516C205 | 3,332 | 316,700 | SH | | SOLE | | 283,192 | 0 | 33,508 |
SCRIPPS NETWORKS INTERACT IN | COM CL A | 811065101 | 5,977 | 70,000 | SH | | SOLE | | 65,370 | 0 | 4,630 |
SENTINEL ENERGY SVCS INC | UNIT 11/02/2022 | G8062D128 | 5,024 | 503,932 | SH | | SOLE | | 478,500 | 0 | 25,432 |
SILVER RUN ACQUISITION | COM CL A | 82812A103 | 7,613 | 768,259 | SH | | SOLE | | 728,391 | 0 | 39,868 |
SPARTON CORP | COM | 847235108 | 2,805 | 121,640 | SH | | SOLE | | 108,040 | 0 | 13,600 |
STRAIGHT PATH COMMUNICATNS I | CL B | 862578101 | 7,854 | 43,206 | SH | | SOLE | | 41,074 | 0 | 2,132 |
SUCAMPO PHARMACEUTICALS INC | CL A | 864909106 | 3,590 | 200,000 | SH | | SOLE | | 185,400 | 0 | 14,600 |
TPG PACE ENERGY HLDGS CORP | CL A | 872656103 | 11,807 | 1,212,258 | SH | | SOLE | | 1,150,086 | 0 | 62,172 |
TPG PACE ENERGY HLDGS CORP | UNIT 99/99/9999 | 872656202 | 154 | 14,989 | SH | | SOLE | | 10,400 | 0 | 4,589 |
TPG PACE HLDGS CORP | CL A | G89827128 | 12,146 | 1,248,320 | SH | | SOLE | | 1,164,205 | 0 | 84,115 |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 213 | 3,329 | SH | | SOLE | | 3,329 | 0 | 0 |
TIME INC NEW | COM | 887228104 | 12,915 | 700,000 | SH | | SOLE | | 653,840 | 0 | 46,160 |
TIME WARNER INC | COM NEW | 887317303 | 10,976 | 120,000 | SH | | SOLE | | 112,200 | 0 | 7,800 |
TRIBUNE MEDIA CO | CL A | 896047503 | 14,227 | 335,000 | SH | | SOLE | | 310,710 | 0 | 24,290 |
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 10,837 | 1,114,900 | SH | | SOLE | | 1,051,742 | 0 | 63,158 |
AVISTA HEALTHCARE PUB ACQ CO | *W EXP 99/99/999 | G0726L117 | 196 | 699,122 | SH | | SOLE | | 656,682 | 0 | 42,440 |
BLACK RIDGE ACQUISITION CORP | *W EXP 07/10/202 | 09216T115 | 160 | 485,000 | SH | | SOLE | | 460,000 | 0 | 25,000 |
CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 290 | 1,319,550 | SH | | SOLE | | 1,207,550 | 0 | 112,000 |
FEDERAL STR ACQUISITION CORP | *W EXP 07/24/202 | 31421V115 | 581 | 505,436 | SH | | SOLE | | 478,380 | 0 | 27,056 |
GTY TECHNOLOGY HOLDINGS INC | *W EXP 99/99/999 | G4182A128 | 164 | 121,508 | SH | | SOLE | | 114,965 | 0 | 6,543 |
GORES HLDGS II INC | *W EXP 03/06/202 | 382867117 | 164 | 104,458 | SH | | SOLE | | 98,550 | 0 | 5,908 |
KAYNE ANDERSON ACQUISITION | *W EXP 06/30/202 | 48661U110 | 298 | 350,908 | SH | | SOLE | | 333,037 | 0 | 17,871 |
LANDCADIA HLDGS INC | *W EXP 06/01/202 | 51476W115 | 111 | 159,100 | SH | | SOLE | | 149,100 | 0 | 10,000 |
M III ACQUISITION CORP | *W EXP 10/10/202 | 55378T112 | 39 | 50,000 | SH | | SOLE | | 44,740 | 0 | 5,260 |
MATLIN & PARTNERS ACQUISITIO | *W EXP 05/28/202 | 57682V114 | 330 | 785,433 | SH | | SOLE | | 735,198 | 0 | 50,235 |
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 151 | 275,278 | SH | | SOLE | | 259,008 | 0 | 16,270 |
SILVER RUN ACQUISITION | *W EXP 03/28/202 | 82812A111 | 722 | 484,752 | SH | | SOLE | | 451,568 | 0 | 33,184 |
TPG PACE ENERGY HLDGS CORP | *W EXP 99/99/999 | 872656111 | 546 | 404,086 | SH | | SOLE | | 383,362 | 0 | 20,724 |
TPG PACE HLDGS CORP | *W EXP 99/99/999 | G89827110 | 547 | 353,198 | SH | | SOLE | | 333,493 | 0 | 19,705 |
VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 288 | 240,389 | SH | | SOLE | | 227,228 | 0 | 13,161 |
WILLSCOT CORP | *W EXP 09/10/202 | 971375118 | 179 | 124,500 | SH | | SOLE | | 124,500 | 0 | 0 |
BLACK RIDGE ACQUISITION CORP | RIGHT 07/10/2019 | 09216T123 | 136 | 485,000 | SH | | SOLE | | 460,000 | 0 | 25,000 |
CONSTELLATION ALPHA CAP CORP | RIGHT 99/99/9999 | G2379F132 | 122 | 394,000 | SH | | SOLE | | 332,000 | 0 | 62,000 |
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 275 | 550,556 | SH | | SOLE | | 518,016 | 0 | 32,540 |
SPDR SER TR | BLOOMBERG SRT TR | 78468R408 | 4,457 | 161,700 | SH | | SOLE | | 0 | 0 | 161,700 |