The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 2,475 | 77,074 | SH | SOLE | 72,084 | 0 | 4,990 | ||
AKORN INC | COM | 009728106 | 6,368 | 383,818 | SH | SOLE | 359,203 | 0 | 24,615 | ||
ALTA MESA RES INC | CL A | 02133L109 | 4,021 | 590,459 | SH | SOLE | 548,979 | 0 | 41,480 | ||
ANDEAVOR | COM | 03349M105 | 7,871 | 60,000 | SH | SOLE | 55,960 | 0 | 4,040 | ||
AVISTA CORP | COM | 05379B107 | 7,895 | 149,932 | SH | SOLE | 139,890 | 0 | 10,042 | ||
BIG ROCK PARTNERS ACQUISI CO | UNIT 11/20/2022 | 089482202 | 1,205 | 115,000 | SH | SOLE | 97,800 | 0 | 17,200 | ||
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 4,795 | 485,800 | SH | SOLE | 458,060 | 0 | 27,740 | ||
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 4,974 | 482,901 | SH | SOLE | 455,189 | 0 | 27,712 | ||
CAVIUM INC | COM | 14964U108 | 8,650 | 100,000 | SH | SOLE | 93,270 | 0 | 6,730 | ||
CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 2,988 | 300,000 | SH | SOLE | 260,803 | 0 | 39,197 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 223 | 2,041 | SH | SOLE | 2,041 | 0 | 0 | ||
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 2,413 | 237,704 | SH | SOLE | 208,256 | 0 | 29,448 | ||
DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | 6,966 | 57,100 | SH | SOLE | 52,900 | 0 | 4,200 | ||
DRAPER OAKWOOD TECHNOLOGY | COM CL A | 26146L103 | 1,022 | 102,428 | SH | SOLE | 86,428 | 0 | 16,000 | ||
DRAPER OAKWOOD TECHNOLOGY | UNIT 09/30/2024 | 26146L202 | 1,005 | 83,775 | SH | SOLE | 74,275 | 0 | 9,500 | ||
FAR PT ACQUISITION CORP | UNIT 06/01/2025 | 30734W208 | 8,203 | 805,000 | SH | SOLE | 753,000 | 0 | 52,000 | ||
FEDERAL STR ACQUISITION CORP | CL A | 31421V107 | 11,645 | 1,185,843 | SH | SOLE | 1,109,882 | 0 | 75,961 | ||
FOUNDATION MEDICINE INC | COM | 350465100 | 7,273 | 53,205 | SH | SOLE | 49,755 | 0 | 3,450 | ||
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 4,375 | 428,100 | SH | SOLE | 411,748 | 0 | 16,352 | ||
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 8,233 | 815,138 | SH | SOLE | 771,614 | 0 | 43,524 | ||
GIGCAPITAL INC | UNIT 03/06/2025 | 37518N205 | 3,306 | 314,900 | SH | SOLE | 291,632 | 0 | 23,268 | ||
GORES HLDGS II INC | COM CL A | 382867109 | 7,143 | 703,030 | SH | SOLE | 656,206 | 0 | 46,824 | ||
GRAMERCY PPTY TR | COM NEW | 385002308 | 5,601 | 205,000 | SH | SOLE | 191,153 | 0 | 13,847 | ||
HL ACQUISITIONS CORP | UNIT 06/21/2023 | G4603R114 | 1,509 | 150,000 | SH | SOLE | 125,000 | 0 | 25,000 | ||
HAYMAKER ACQUISITION CORP | UNIT 10/19/2022 | 420870206 | 10,835 | 1,071,721 | SH | SOLE | 995,934 | 0 | 75,787 | ||
HENNESSY CAP ACQUSTON CORP I | COM | 42588L105 | 1,838 | 181,226 | SH | SOLE | 169,074 | 0 | 12,152 | ||
HENNESSY CAP ACQUSTON CORP I | UNIT 06/15/2024 | 42588L204 | 1,675 | 150,196 | SH | SOLE | 130,196 | 0 | 20,000 | ||
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 10,350 | 300,000 | SH | SOLE | 279,050 | 0 | 20,950 | ||
KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 10,228 | 1,033,181 | SH | SOLE | 970,867 | 0 | 62,314 | ||
KINDRED HEALTHCARE INC | COM | 494580103 | 4,611 | 512,349 | SH | SOLE | 479,530 | 0 | 32,819 | ||
LASALLE HOTEL PPTYS | COM SH BEN INT | 517942108 | 6,846 | 200,000 | SH | SOLE | 187,000 | 0 | 13,000 | ||
LANDCADIA HLDGS INC | CL A | 51476W107 | 8,173 | 806,844 | SH | SOLE | 752,706 | 0 | 54,138 | ||
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 9,805 | 978,500 | SH | SOLE | 903,690 | 0 | 74,810 | ||
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 5,165 | 513,962 | SH | SOLE | 476,962 | 0 | 37,000 | ||
LENNAR CORP | CL B | 526057302 | 1,220 | 28,570 | SH | SOLE | 25,400 | 0 | 3,170 | ||
LEO HOLDINGS CORP | UNIT 99/99/9999 | G5463L121 | 4,681 | 460,300 | SH | SOLE | 389,268 | 0 | 71,032 | ||
MTGE INVT CORP | COM | 55378A105 | 1,482 | 75,600 | SH | SOLE | 70,500 | 0 | 5,100 | ||
MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 10,117 | 1,023,961 | SH | SOLE | 962,883 | 0 | 61,078 | ||
MODERN MEDIA ACQUISITION | UNIT 99/99/9999 | 60765P202 | 1,240 | 114,350 | SH | SOLE | 99,146 | 0 | 15,204 | ||
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | G62848117 | 11,870 | 1,184,674 | SH | SOLE | 1,107,474 | 0 | 77,200 | ||
MUDRICK CAP ACQUISITION CORP | UNIT 02/01/2023 | 624745204 | 3,479 | 340,387 | SH | SOLE | 316,362 | 0 | 24,025 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 17,625 | 161,300 | SH | SOLE | 149,790 | 0 | 11,510 | ||
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 4,014 | 398,616 | SH | SOLE | 364,900 | 0 | 33,716 | ||
NEW FRONTIER CORP | UNIT 99/99/9999 | G6485P116 | 4,030 | 401,000 | SH | SOLE | 371,000 | 0 | 30,000 | ||
ONE MADISON CORP | UNIT 99/99/9999 | G6772P118 | 6,688 | 661,504 | SH | SOLE | 596,504 | 0 | 65,000 | ||
PENSARE ACQUISITION CORP | COM | 70957E105 | 7,917 | 800,556 | SH | SOLE | 755,016 | 0 | 45,540 | ||
PINNACLE FOODS INC DEL | COM | 72348P104 | 4,879 | 75,000 | SH | SOLE | 69,900 | 0 | 5,100 | ||
PLATINUM EAGLE ACQUISITIN CO | SHS CL A | G7126L100 | 404 | 41,590 | SH | SOLE | 35,376 | 0 | 6,214 | ||
PLATINUM EAGLE ACQUISITIN CO | UNIT 01/09/2023 | G7126L126 | 5,566 | 546,780 | SH | SOLE | 506,508 | 0 | 40,272 | ||
PURE ACQUISITION CORP | UNIT 04/13/2023 | 74621Q205 | 11,180 | 1,090,761 | SH | SOLE | 1,018,316 | 0 | 72,445 | ||
RSP PERMIAN INC | COM | 74978Q105 | 8,804 | 200,000 | SH | SOLE | 186,550 | 0 | 13,450 | ||
REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 3,386 | 333,630 | SH | SOLE | 310,418 | 0 | 23,212 | ||
RITE AID CORP | COM | 767754104 | 2,312 | 1,336,500 | SH | SOLE | 1,234,444 | 0 | 102,056 | ||
ROCKWELL COLLINS INC | COM | 774341101 | 3,852 | 28,600 | SH | SOLE | 28,600 | 0 | 0 | ||
SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 5,944 | 588,492 | SH | SOLE | 555,917 | 0 | 32,575 | ||
SABAN CAP ACQUISITION CORP | UNIT 99/99/9999 | 78516C205 | 992 | 93,200 | SH | SOLE | 86,740 | 0 | 6,460 | ||
SENTINEL ENERGY SVCS INC | UNIT 11/02/2022 | G8062D128 | 5,411 | 536,254 | SH | SOLE | 496,119 | 0 | 40,135 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | UNIT 99/99/9999 | G8250R111 | 3,329 | 303,471 | SH | SOLE | 282,062 | 0 | 21,409 | ||
SPARTON CORP | COM | 847235108 | 3,070 | 161,640 | SH | SOLE | 133,540 | 0 | 28,100 | ||
TPG PACE ENERGY HLDGS CORP | CL A | 872656103 | 6,250 | 575,008 | SH | SOLE | 535,482 | 0 | 39,526 | ||
TPG PACE HLDGS CORP | CL A | G89827128 | 10,757 | 1,083,273 | SH | SOLE | 1,008,352 | 0 | 74,921 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 384 | 5,529 | SH | SOLE | 5,529 | 0 | 0 | ||
THUNDER BRIDGE ACQUISITION L | UNIT 01/01/2025 | G8857R118 | 883 | 87,995 | SH | SOLE | 75,806 | 0 | 12,189 | ||
TIBERIUS ACQUISITION CORP | UNIT 02/28/2021 | 88633A206 | 2,740 | 272,100 | SH | SOLE | 250,002 | 0 | 22,098 | ||
TRIBUNE MEDIA CO | CL A | 896047503 | 12,820 | 335,000 | SH | SOLE | 310,710 | 0 | 24,290 | ||
TRINITY MERGER CORP | UNIT 05/11/2025 | 89653L205 | 6,297 | 625,927 | SH | SOLE | 585,479 | 0 | 40,448 | ||
TWELVE SEAS INVESTMENT COMPA | UNIT 06/21/2023 | G9145A123 | 6,036 | 600,000 | SH | SOLE | 570,000 | 0 | 30,000 | ||
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 16,303 | 330,900 | SH | SOLE | 308,455 | 0 | 22,445 | ||
U S G CORP | COM NEW | 903293405 | 1,725 | 40,000 | SH | SOLE | 37,270 | 0 | 2,730 | ||
VALIDUS HOLDINGS LTD | COM SHS | G9319H102 | 12,168 | 180,000 | SH | SOLE | 167,940 | 0 | 12,060 | ||
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 10,924 | 1,106,795 | SH | SOLE | 1,043,637 | 0 | 63,158 | ||
VECTOIQ ACQUISITION CORP | UNIT 05/11/2023 | 92243N202 | 2,057 | 204,270 | SH | SOLE | 190,646 | 0 | 13,624 | ||
VERIFONE SYS INC | COM | 92342Y109 | 5,702 | 249,848 | SH | SOLE | 233,018 | 0 | 16,830 | ||
WGL HLDGS INC | COM | 92924F106 | 11,859 | 133,622 | SH | SOLE | 124,731 | 0 | 8,891 | ||
WEB COM GROUP INC | COM | 94733A104 | 5,945 | 230,000 | SH | SOLE | 214,260 | 0 | 15,740 | ||
XL GROUP LTD | COM | G98294104 | 12,309 | 220,000 | SH | SOLE | 205,285 | 0 | 14,715 | ||
ALTA MESA RES INC | *W EXP 03/28/202 | 02133L117 | 526 | 375,992 | SH | SOLE | 350,207 | 0 | 25,785 | ||
AVISTA HEALTHCARE PUB ACQ CO | *W EXP 99/99/999 | G0726L117 | 328 | 697,622 | SH | SOLE | 655,182 | 0 | 42,440 | ||
BLACK RIDGE ACQUISITION CORP | *W EXP 07/10/202 | 09216T115 | 116 | 270,000 | SH | SOLE | 252,057 | 0 | 17,943 | ||
CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 367 | 1,019,550 | SH | SOLE | 942,008 | 0 | 77,542 | ||
FEDERAL STR ACQUISITION CORP | *W EXP 07/24/202 | 31421V115 | 625 | 480,436 | SH | SOLE | 453,380 | 0 | 27,056 | ||
GTY TECHNOLOGY HOLDINGS INC | *W EXP 10/25/202 | G4182A128 | 155 | 123,814 | SH | SOLE | 116,371 | 0 | 7,443 | ||
GORES HLDGS II INC | *W EXP 01/13/202 | 382867117 | 194 | 104,958 | SH | SOLE | 99,050 | 0 | 5,908 | ||
HENNESSY CAP ACQUSTON CORP I | *W EXP 06/15/202 | 42588L113 | 202 | 140,000 | SH | SOLE | 132,871 | 0 | 7,129 | ||
INDUSTREA ACQUISITION CORP | *W EXP 08/01/202 | 45579J112 | 120 | 200,000 | SH | SOLE | 185,000 | 0 | 15,000 | ||
KAYNE ANDERSON ACQUISITION | *W EXP 06/30/202 | 48661U110 | 421 | 350,908 | SH | SOLE | 333,037 | 0 | 17,871 | ||
LANDCADIA HLDGS INC | *W EXP 06/01/202 | 51476W115 | 180 | 217,108 | SH | SOLE | 202,175 | 0 | 14,933 | ||
LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 159 | 370,168 | SH | SOLE | 346,806 | 0 | 23,362 | ||
MATLIN & PARTNERS ACQUISITIO | *W EXP 05/28/202 | 57682V114 | 536 | 788,933 | SH | SOLE | 736,948 | 0 | 51,985 | ||
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 176 | 275,278 | SH | SOLE | 259,008 | 0 | 16,270 | ||
PLATINUM EAGLE ACQUISITIN CO | *W EXP 01/17/202 | G7126L118 | 50 | 22,100 | SH | SOLE | 18,883 | 0 | 3,217 | ||
TPG PACE ENERGY HLDGS CORP | *W EXP 99/99/999 | 872656111 | 732 | 266,299 | SH | SOLE | 248,125 | 0 | 18,174 | ||
TPG PACE HLDGS CORP | *W EXP 06/27/202 | G89827110 | 545 | 320,631 | SH | SOLE | 306,252 | 0 | 14,379 | ||
VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 313 | 240,389 | SH | SOLE | 227,228 | 0 | 13,161 | ||
WILLSCOT CORP | *W EXP 09/10/202 | 971375118 | 215 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | RIGHT 07/10/2019 | 09216T123 | 59 | 170,000 | SH | SOLE | 158,703 | 0 | 11,297 | ||
CONSTELLATION ALPHA CAP CORP | RIGHT 99/99/9999 | G2379F132 | 227 | 350,000 | SH | SOLE | 294,973 | 0 | 55,027 | ||
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 270 | 550,556 | SH | SOLE | 518,016 | 0 | 32,540 |