The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACAMAR PARTNERS ACQSITION CO | UNIT 12/30/2025 | 004285201 | 962 | 96,250 | SH | SOLE | 8,750 | 0 | 87,500 | ||
ACT II GLOBAL ACQUISITION CO | UNIT 04/30/2026 | G0080J112 | 2,960 | 292,500 | SH | SOLE | 203,864 | 0 | 88,636 | ||
ALLEGRO MERGER CORP | UNIT 12/31/2023 | 01749N301 | 2,413 | 229,593 | SH | SOLE | 203,144 | 0 | 26,449 | ||
AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 632 | 62,100 | SH | SOLE | 5,650 | 0 | 56,450 | ||
ALTA MESA RES INC | *W EXP 03/28/202 | 02133L117 | 0 | 29,362 | SH | SOLE | 3,577 | 0 | 25,785 | ||
ANDINA ACQUISITION CORP III | UNIT 09/24/2020 | G04415116 | 885 | 86,117 | SH | SOLE | 5,297 | 0 | 80,820 | ||
ARYA SCIENCES ACQUISITION CO | UNIT 10/04/2023 | G3165V117 | 765 | 71,602 | SH | SOLE | 52,074 | 0 | 19,528 | ||
BLACK RIDGE ACQUISITION CORP | RIGHT 07/10/2019 | 09216T123 | 4 | 9,597 | SH | SOLE | 1,599 | 0 | 7,998 | ||
BLACK RIDGE ACQUISITION CORP | *W EXP 07/10/202 | 09216T115 | 2 | 4,532 | SH | SOLE | 654 | 0 | 3,878 | ||
TWELVE SEAS INVESTMENT COMPA | UNIT 06/21/2023 | G9145A123 | 2,268 | 213,190 | SH | SOLE | 200,000 | 0 | 13,190 | ||
BIG ROCK PARTNERS ACQUISI CO | RIGHT 12/01/2022 | 089482129 | 4 | 22,600 | SH | SOLE | 2,900 | 0 | 19,700 | ||
BIG ROCK PARTNERS ACQUISI CO | *W EXP 12/01/202 | 089482111 | 2 | 11,300 | SH | SOLE | 1,450 | 0 | 9,850 | ||
B RILEY PRINCIPAL MERGER COR | UNIT 99/99/9999 | 05586Y205 | 1,287 | 129,000 | SH | SOLE | 74,000 | 0 | 55,000 | ||
CLARIVATE ANALYTICS PLC | COM | G21810109 | 138 | 9,000 | SH | SOLE | 794 | 0 | 8,206 | ||
CLARIVATE ANALYTICS PLC | *W EXP 11/09/201 | G21810117 | 43 | 9,111 | SH | SOLE | 809 | 0 | 8,302 | ||
COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 3,379 | 318,764 | SH | SOLE | 198,339 | 0 | 120,425 | ||
COLLIER CREEK HOLDINGS | *W EXP 99/99/999 | G22707114 | 33 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 8,120 | 800,000 | SH | SOLE | 675,000 | 0 | 125,000 | ||
CF FIN ACQUISITION CORP | UNIT 04/30/2025 | 12528N206 | 2,151 | 207,792 | SH | SOLE | 102,792 | 0 | 105,000 | ||
CF FIN ACQUISITION CORP | *W EXP 04/30/202 | 12528N115 | 6 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 627 | 58,586 | SH | SOLE | 4,862 | 0 | 53,724 | ||
CONSTELLATION ALPHA CAP CORP | RIGHT 99/99/9999 | G2379F132 | 7 | 39,293 | SH | SOLE | 1,612 | 0 | 37,681 | ||
CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 6 | 81,241 | SH | SOLE | 9,808 | 0 | 71,433 | ||
CRESCENT ACQUISITION CORP | UNIT 99/99/9999 | 22564L204 | 1,156 | 115,000 | SH | SOLE | 55,045 | 0 | 59,955 | ||
CHASERG TECHNLGY ACQUISITN C | UNIT 09/30/2023 | 16166A202 | 602 | 58,894 | SH | SOLE | 4,969 | 0 | 53,925 | ||
DIAMOND EAGLE ACQUISITION CO | UNIT 06/30/2026 | 25258L208 | 4,416 | 439,000 | SH | SOLE | 329,000 | 0 | 110,000 | ||
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 454 | 43,591 | SH | SOLE | 7,596 | 0 | 35,995 | ||
DEL FRISCOS RESTAURANT GROUP | COM | 245077102 | 398 | 50,000 | SH | SOLE | 4,458 | 0 | 45,542 | ||
DIAMONDPEAK HLDGS COR | UNIT 99/99/9999 | 25280H209 | 1,004 | 100,000 | SH | SOLE | 9,091 | 0 | 90,909 | ||
FORUM MERGER II CORP | UNIT 09/30/2025 | 34986F202 | 398 | 37,527 | SH | SOLE | 4,061 | 0 | 33,466 | ||
FORUM MERGER II CORP | *W EXP 09/30/202 | 34986F111 | 37 | 57,400 | SH | SOLE | 41,850 | 0 | 15,550 | ||
FAR PT ACQUISITION CORP | UNIT 06/01/2025 | 30734W208 | 1,844 | 172,846 | SH | SOLE | 72,462 | 0 | 100,384 | ||
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 804 | 75,096 | SH | SOLE | 23,001 | 0 | 52,095 | ||
GIGCAPITAL2 INC | UNIT 02/28/2026 | 375036209 | 3,960 | 394,800 | SH | SOLE | 329,800 | 0 | 65,000 | ||
GORES METROPOULOS INC | COM CL A | 382872109 | 504 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 2,792 | 266,566 | SH | SOLE | 167,428 | 0 | 99,138 | ||
GORES METROPOULOS INC | *W EXP 01/28/202 | 382872117 | 39 | 30,933 | SH | SOLE | 30,933 | 0 | 0 | ||
GRAF INDL CORP | UNIT 12/31/2025 | 384278206 | 566 | 55,000 | SH | SOLE | 4,937 | 0 | 50,063 | ||
GORES HOLDINGS III INC | CLASS A | 38286G109 | 452 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 3,826 | 365,392 | SH | SOLE | 216,008 | 0 | 149,384 | ||
GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 276 | 27,200 | SH | SOLE | 27,000 | 0 | 200 | ||
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 4,580 | 436,220 | SH | SOLE | 346,939 | 0 | 89,281 | ||
GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 98 | 78,091 | SH | SOLE | 44,200 | 0 | 33,891 | ||
GTY TECHNOLOGY HOLDINGS INC | COM | 362409104 | 103 | 15,013 | SH | SOLE | 1,500 | 0 | 13,513 | ||
GTY TECHNOLOGY HOLDINGS INC | *W EXP 02/19/202 | 362409112 | 36 | 47,201 | SH | SOLE | 4,881 | 0 | 42,320 | ||
GX ACQUISITION CORP | UNIT 05/24/2026 | 36251A206 | 804 | 80,001 | SH | SOLE | 14,355 | 0 | 65,646 | ||
HENNESSY CAP ACQUSTION CORP | UNIT 99/99/9999 | 42589C203 | 4,878 | 469,000 | SH | SOLE | 385,950 | 0 | 83,050 | ||
AEROHIVE NETWORKS INC | COM | 007786106 | 222 | 50,000 | SH | SOLE | 4,458 | 0 | 45,542 | ||
HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 6,024 | 590,000 | SH | SOLE | 527,000 | 0 | 63,000 | ||
INSURANCE ACQUISITION CORP | UNIT 03/31/2024 | 457867307 | 1,083 | 105,000 | SH | SOLE | 50,455 | 0 | 54,545 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 261 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | UNIT 99/99/9999 | G8250R111 | 2,621 | 245,400 | SH | SOLE | 162,500 | 0 | 82,900 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 80 | 59,900 | SH | SOLE | 32,661 | 0 | 27,239 | ||
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 1,484 | 142,400 | SH | SOLE | 92,655 | 0 | 49,745 | ||
LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 6,298 | 629,810 | SH | SOLE | 482,051 | 0 | 147,759 | ||
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 1,604 | 153,489 | SH | SOLE | 86,490 | 0 | 66,999 | ||
LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 7 | 23,162 | SH | SOLE | 0 | 0 | 23,162 | ||
LEO HOLDINGS CORP | UNIT 99/99/9999 | G5463L121 | 817 | 75,655 | SH | SOLE | 42,988 | 0 | 32,667 | ||
LEO HOLDINGS CORP | *W EXP 02/07/202 | G5463L113 | 6 | 4,526 | SH | SOLE | 480 | 0 | 4,046 | ||
MAGNOLIA OIL & GAS CORP | CL A | 559663109 | 104 | 9,000 | SH | SOLE | 868 | 0 | 8,132 | ||
MAGNOLIA OIL & GAS CORP | *W EXP 07/31/202 | 559663117 | 9 | 2,772 | SH | SOLE | 404 | 0 | 2,368 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 221 | 1,999 | SH | SOLE | 222 | 0 | 1,777 | ||
MODERN MEDIA ACQUISITION | RIGHT 99/99/9999 | 60765P129 | 5 | 17,554 | SH | SOLE | 2,350 | 0 | 15,204 | ||
MONOCLE ACQUISITION CORP | UNIT 99/99/9999 | 609754205 | 824 | 80,000 | SH | SOLE | 7,200 | 0 | 72,800 | ||
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | 61946M209 | 2,040 | 193,000 | SH | SOLE | 64,290 | 0 | 128,710 | ||
MOSAIC ACQUISITION CORP | *W EXP 10/23/202 | 61946M118 | 26 | 27,799 | SH | SOLE | 2,865 | 0 | 24,934 | ||
MUDRICK CAP ACQUISITION CORP | UNIT 02/01/2023 | 624745204 | 235 | 22,155 | SH | SOLE | 2,357 | 0 | 19,798 | ||
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 376 | 36,618 | SH | SOLE | 4,529 | 0 | 32,089 | ||
NRC GROUP HLDGS CORP | *W EXP 10/17/202 | 629375114 | 66 | 40,243 | SH | SOLE | 4,127 | 0 | 36,116 | ||
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 198 | 4,000 | SH | SOLE | 400 | 0 | 3,600 | ||
SPARK THERAPEUTICS INC | COM | 84652J103 | 213 | 2,083 | SH | SOLE | 187 | 0 | 1,896 | ||
ONESPAWORLD HOLDINGS LIMITED | COM | P73684113 | 133 | 8,600 | SH | SOLE | 781 | 0 | 7,819 | ||
PROFICIENT ALPHA ACQUSTN COR | UNIT 04/30/2026 | 74317H204 | 3,075 | 306,000 | SH | SOLE | 256,000 | 0 | 50,000 | ||
RANPAK HLDGS CORP | *W EXP 06/03/202 | 75321W111 | 26 | 21,880 | SH | SOLE | 2,305 | 0 | 19,575 | ||
PURE ACQUISITION CORP | UNIT 04/13/2023 | 74621Q205 | 481 | 45,000 | SH | SOLE | 3,069 | 0 | 41,931 | ||
PIVOTAL ACQUISITION CORP | UNIT 12/01/2025 | 72583A200 | 4,065 | 350,465 | SH | SOLE | 280,804 | 0 | 69,661 | ||
PIVOTAL ACQUISITION CORP | *W EXP 12/01/202 | 72583A119 | 5 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
RMG ACQUISITION CORP | UNIT 99/99/9999 | 749641205 | 947 | 94,328 | SH | SOLE | 8,575 | 0 | 85,753 | ||
REPLAY ACQUISITION CORP | UNIT 03/01/2024 | G75130123 | 3,008 | 300,160 | SH | SOLE | 200,000 | 0 | 100,160 | ||
REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 378 | 36,071 | SH | SOLE | 3,613 | 0 | 32,458 | ||
REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 17 | 19,312 | SH | SOLE | 2,573 | 0 | 16,739 | ||
SPRINT CORPORATION | COM | 85207U105 | 230 | 35,000 | SH | SOLE | 3,100 | 0 | 31,900 | ||
SCHULTZE SPL PURP ACQUSTN CO | UNIT 12/31/2023 | 80821R208 | 254 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
SOUTH MTN MERGER CORP | UNIT 99/99/9999 | 838884203 | 4,000 | 400,000 | SH | SOLE | 300,000 | 0 | 100,000 | ||
SPARTAN ENERGY ACQUISITON CO | UNIT 99/99/9999 | 846784114 | 1,722 | 170,500 | SH | SOLE | 106,855 | 0 | 63,645 | ||
SENTINEL ENERGY SVCS INC | CL A | 81728P105 | 334 | 32,884 | SH | SOLE | 2,104 | 0 | 30,780 | ||
SENTINEL ENERGY SVCS INC | *W EXP 11/02/202 | 81728P113 | 36 | 51,981 | SH | SOLE | 3,912 | 0 | 48,069 | ||
TARGET HOSPITALITY CORP | COM | 87615L107 | 95 | 10,477 | SH | SOLE | 1,154 | 0 | 9,323 | ||
TUSCAN HOLDINGS CORP | UNIT 99/99/9999 | 90069K203 | 983 | 92,700 | SH | SOLE | 92,700 | 0 | 0 | ||
TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 87615L115 | 15 | 7,389 | SH | SOLE | 684 | 0 | 6,705 | ||
TIBERIUS ACQUISITION CORP | UNIT 02/28/2021 | 88633A206 | 158 | 15,000 | SH | SOLE | 1,503 | 0 | 13,497 | ||
TKK SYMPHONY ACQUISITION COR | UNIT 08/15/2023 | G88950111 | 1,471 | 143,238 | SH | SOLE | 104,005 | 0 | 39,233 | ||
TRINITY MERGER CORP | *W EXP 05/11/202 | 89653L114 | 23 | 69,000 | SH | SOLE | 7,000 | 0 | 62,000 | ||
TPG PACE HLDGS CORP | CL A | G89827128 | 752 | 72,323 | SH | SOLE | 6,694 | 0 | 65,629 | ||
TPG PACE HLDGS CORP | UNIT 99/99/9999 | G89827102 | 402 | 37,125 | SH | SOLE | 2,250 | 0 | 34,875 | ||
TPG PACE HLDGS CORP | *W EXP 06/27/202 | G89827110 | 106 | 67,050 | SH | SOLE | 5,724 | 0 | 61,326 | ||
TRINE ACQUISITION CORP | COM CL A | 89628U108 | 973 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TRINE ACQUISITION CORP | UNIT 03/31/2021 | 89628U207 | 2,355 | 233,144 | SH | SOLE | 156,504 | 0 | 76,640 | ||
TRINE ACQUISITION CORP | *W EXP 03/31/202 | 89628U116 | 4 | 4,803 | SH | SOLE | 0 | 0 | 4,803 | ||
VERRA MOBILITY CORP | COM | 92511U102 | 88 | 6,750 | SH | SOLE | 630 | 0 | 6,120 | ||
VECTOIQ ACQUISITION CORP | *W EXP 05/11/202 | 92243N111 | 10 | 21,137 | SH | SOLE | 3,493 | 0 | 17,644 | ||
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 5 | 36,410 | SH | SOLE | 3,870 | 0 | 32,540 | ||
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 6 | 35,702 | SH | SOLE | 3,795 | 0 | 31,907 | ||
WAITR HLDGS INC | COM | 930752100 | 199 | 31,708 | SH | SOLE | 3,003 | 0 | 28,705 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 138 | 4,200 | SH | SOLE | 400 | 0 | 3,800 | ||
INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138G508 | 1,794 | 79,150 | SH | SOLE | 0 | 0 | 79,150 | ||
SPDR SERIES TRUST | BLOOMBERG SRT TR | 78468R408 | 3,832 | 140,725 | SH | SOLE | 0 | 0 | 140,725 |