The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACAMAR PARTNERS ACQSITION CO | *W EXP 02/26/202 | 004285110 | 45 | 60,600 | SH | SOLE | 60,600 | 0 | 0 | ||
ACAMAR PARTNERS ACQSITION CO | UNIT 12/30/2025 | 004285201 | 865 | 85,256 | SH | SOLE | 7,020 | 0 | 78,236 | ||
BIG ROCK PARTNERS ACQUISI CO | *W EXP 12/01/202 | 089482111 | 2 | 11,300 | SH | SOLE | 1,450 | 0 | 9,850 | ||
BIG ROCK PARTNERS ACQUISI CO | RIGHT 12/01/2022 | 089482129 | 5 | 22,600 | SH | SOLE | 2,900 | 0 | 19,700 | ||
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 17 | 314 | SH | SOLE | 31 | 0 | 283 | ||
CELGENE CORP | COM | 151020104 | 25 | 250 | SH | SOLE | 250 | 0 | 0 | ||
CONYERS PK II ACQUISITION CO | COM CL A | 212896104 | 124 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
CONYERS PK II ACQUISITION CO | UNIT 99/99/9999 | 212896203 | 2,863 | 268,822 | SH | SOLE | 237,272 | 0 | 31,550 | ||
CUMULUS MEDIA INC | COM CLASS A | 231082801 | 77 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | COM | 362409104 | 47 | 7,500 | SH | SOLE | 878 | 0 | 6,622 | ||
GIGCAPITAL2 INC | UNIT 02/28/2026 | 375036209 | 2,450 | 237,883 | SH | SOLE | 194,558 | 0 | 43,325 | ||
GORES METROPOULOS INC | COM CL A | 382872109 | 505 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GORES METROPOULOS INC | *W EXP 01/28/202 | 382872117 | 199 | 142,050 | SH | SOLE | 142,050 | 0 | 0 | ||
GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 4,929 | 464,974 | SH | SOLE | 365,836 | 0 | 99,138 | ||
GRAF INDL CORP | UNIT 12/31/2025 | 384278206 | 309 | 30,000 | SH | SOLE | 2,484 | 0 | 27,516 | ||
INSURANCE ACQUISITION CORP | UNIT 03/31/2024 | 457867307 | 1,072 | 102,914 | SH | SOLE | 48,069 | 0 | 54,845 | ||
LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 25 | 70,762 | SH | SOLE | 27,600 | 0 | 43,162 | ||
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 3,511 | 334,348 | SH | SOLE | 269,257 | 0 | 65,091 | ||
MAGNOLIA OIL & GAS CORP | CL A | 559663109 | 50 | 4,500 | SH | SOLE | 403 | 0 | 4,097 | ||
MONOCLE ACQUISITION CORP | UNIT 99/99/9999 | 609754205 | 481 | 46,100 | SH | SOLE | 3,780 | 0 | 42,320 | ||
MUDRICK CAP ACQUISITION CORP | UNIT 02/01/2023 | 624745204 | 215 | 19,835 | SH | SOLE | 1,500 | 0 | 18,335 | ||
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 390 | 36,618 | SH | SOLE | 4,529 | 0 | 32,089 | ||
NRC GROUP HLDGS CORP | *W EXP 10/17/202 | 629375114 | 4 | 1,500 | SH | SOLE | 135 | 0 | 1,365 | ||
SOUTH MTN MERGER CORP | UNIT 99/99/9999 | 838884203 | 6,576 | 626,264 | SH | SOLE | 527,538 | 0 | 98,726 | ||
SPARTAN ENERGY ACQUISITON CO | UNIT 99/99/9999 | 846784114 | 1,791 | 172,901 | SH | SOLE | 106,855 | 0 | 66,046 | ||
TOWER INTL INC | COM | 891826109 | 465 | 15,000 | SH | SOLE | 1,250 | 0 | 13,750 | ||
WAITR HLDGS INC | COM | 930752100 | 41 | 31,708 | SH | SOLE | 3,003 | 0 | 28,705 | ||
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 7 | 32,452 | SH | SOLE | 32,452 | 0 | 0 | ||
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 11 | 36,410 | SH | SOLE | 7,408 | 0 | 29,002 | ||
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 447 | 42,436 | SH | SOLE | 7,436 | 0 | 35,000 | ||
AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 538 | 52,000 | SH | SOLE | 4,504 | 0 | 47,496 | ||
ALLEGRO MERGER CORP | UNIT 12/31/2023 | 01749N301 | 2,427 | 229,593 | SH | SOLE | 203,144 | 0 | 26,449 | ||
ALTA MESA RES INC | *W EXP 03/28/202 | 02133L117 | 0 | 29,362 | SH | SOLE | 3,577 | 0 | 25,785 | ||
APEX TECHNOLOGY ACQUISITN CO | UNIT 06/11/2026 | 03768F201 | 3,057 | 300,000 | SH | SOLE | 279,500 | 0 | 20,500 | ||
B RILEY PRINCIPAL MERGER COR | UNIT 99/99/9999 | 05586Y205 | 1,867 | 184,815 | SH | SOLE | 129,815 | 0 | 55,000 | ||
BOXWOOD MERGER CORP | COM CL A | 10319T101 | 1,156 | 114,699 | SH | SOLE | 114,699 | 0 | 0 | ||
CF FIN ACQUISITION CORP | *W EXP 04/30/202 | 12528N115 | 202 | 310,000 | SH | SOLE | 290,000 | 0 | 20,000 | ||
CF FIN ACQUISITION CORP | UNIT 04/30/2025 | 12528N206 | 4,354 | 411,176 | SH | SOLE | 306,176 | 0 | 105,000 | ||
CELSIUS HOLDINGS INC | COM NEW | 15118V207 | 76 | 21,798 | SH | SOLE | 1,750 | 0 | 20,048 | ||
CHASERG TECHNLGY ACQUISITN C | UNIT 09/30/2023 | 16166A202 | 657 | 61,656 | SH | SOLE | 5,231 | 0 | 56,425 | ||
CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 12,613 | 1,200,100 | SH | SOLE | 1,075,000 | 0 | 125,100 | ||
CRESCENT ACQUISITION CORP | UNIT 99/99/9999 | 22564L204 | 900 | 88,629 | SH | SOLE | 54,913 | 0 | 33,716 | ||
DERMTECH INC | COM | 24984K105 | 6 | 1,002 | SH | SOLE | 0 | 0 | 1,002 | ||
DERMTECH INC | *W EXP 08/29/202 | 24984K113 | 6 | 50,241 | SH | SOLE | 6,065 | 0 | 44,176 | ||
DIAMOND EAGLE ACQUISITION CO | UNIT 06/30/2026 | 25258L208 | 7,447 | 732,271 | SH | SOLE | 629,002 | 0 | 103,269 | ||
DIAMONDPEAK HLDGS COR | UNIT 99/99/9999 | 25280H209 | 504 | 49,365 | SH | SOLE | 4,069 | 0 | 45,296 | ||
EXPERIENCE INVESTMENT CORP | UNIT 09/01/2026 | 30217C208 | 4,760 | 475,547 | SH | SOLE | 445,447 | 0 | 30,100 | ||
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 1,022 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 120 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FAR PT ACQUISITION CORP | UNIT 06/01/2025 | 30734W208 | 2,952 | 276,134 | SH | SOLE | 176,232 | 0 | 99,902 | ||
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 6,017 | 563,434 | SH | SOLE | 476,639 | 0 | 86,795 | ||
FORUM MERGER II CORP | *W EXP 09/30/202 | 34986F111 | 114 | 193,200 | SH | SOLE | 177,550 | 0 | 15,650 | ||
FORUM MERGER II CORP | UNIT 09/30/2025 | 34986F202 | 402 | 37,527 | SH | SOLE | 4,061 | 0 | 33,466 | ||
GX ACQUISITION CORP | *W EXP 05/24/202 | 36251A115 | 15 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
GX ACQUISITION CORP | UNIT 05/24/2026 | 36251A206 | 815 | 80,001 | SH | SOLE | 14,355 | 0 | 65,646 | ||
GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 513 | 342,044 | SH | SOLE | 283,153 | 0 | 58,891 | ||
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 8,767 | 823,220 | SH | SOLE | 735,085 | 0 | 88,135 | ||
GORES HOLDINGS III INC | *W EXP 09/11/202 | 38286G117 | 263 | 175,238 | SH | SOLE | 175,238 | 0 | 0 | ||
GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 8,031 | 761,191 | SH | SOLE | 611,707 | 0 | 149,484 | ||
HAYMAKER ACQUISITION CORP II | *W EXP 10/31/202 | 42087L119 | 711 | 474,430 | SH | SOLE | 429,430 | 0 | 45,000 | ||
HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 11,097 | 1,074,207 | SH | SOLE | 1,011,076 | 0 | 63,131 | ||
HENNESSY CAP ACQUSTION CORP | *W EXP 09/05/202 | 42589C112 | 43 | 54,500 | SH | SOLE | 54,500 | 0 | 0 | ||
HENNESSY CAP ACQUSTION CORP | UNIT 99/99/9999 | 42589C203 | 8,205 | 777,764 | SH | SOLE | 694,714 | 0 | 83,050 | ||
LANDCADIA HLDGS II INC | CL A | 51476X105 | 883 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 9,563 | 946,875 | SH | SOLE | 801,985 | 0 | 144,890 | ||
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 1,518 | 142,400 | SH | SOLE | 92,655 | 0 | 49,745 | ||
MOSAIC ACQUISITION CORP | COM CL A | 61946M100 | 1,870 | 181,000 | SH | SOLE | 181,000 | 0 | 0 | ||
MOSAIC ACQUISITION CORP | *W EXP 10/23/202 | 61946M118 | 26 | 22,899 | SH | SOLE | 1,897 | 0 | 21,002 | ||
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | 61946M209 | 1,863 | 172,513 | SH | SOLE | 85,742 | 0 | 86,771 | ||
NEW PROVIDENCE ACQUISITIN CO | UNIT 09/01/2024 | 64822P205 | 7,481 | 741,276 | SH | SOLE | 686,000 | 0 | 55,276 | ||
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 25 | 1,000 | SH | SOLE | 100 | 0 | 900 | ||
PIVOTAL INVT CORP II | UNIT 06/01/2025 | 72582K209 | 6,187 | 607,800 | SH | SOLE | 547,701 | 0 | 60,099 | ||
PIVOTAL ACQUISITION CORP | *W EXP 12/01/202 | 72583A119 | 5 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
PIVOTAL ACQUISITION CORP | UNIT 12/01/2025 | 72583A200 | 3,885 | 337,356 | SH | SOLE | 274,356 | 0 | 63,000 | ||
PROFICIENT ALPHA ACQUSTN COR | UNIT 04/30/2026 | 74317H204 | 2,525 | 252,509 | SH | SOLE | 215,622 | 0 | 36,887 | ||
PYXUS INTL INC | COM | 74737V106 | 41 | 3,159 | SH | SOLE | 3,159 | 0 | 0 | ||
RANPAK HLDGS CORP | COM CL A | 75321W103 | 112 | 18,500 | SH | SOLE | 1,600 | 0 | 16,900 | ||
RANPAK HLDGS CORP | *W EXP 06/03/202 | 75321W111 | 16 | 21,880 | SH | SOLE | 2,305 | 0 | 19,575 | ||
SENTINEL ENERGY SVCS INC | *W EXP 11/02/202 | 81728P113 | 21 | 51,981 | SH | SOLE | 3,912 | 0 | 48,069 | ||
SPARK THERAPEUTICS INC | COM | 84652J103 | 202 | 2,083 | SH | SOLE | 187 | 0 | 1,896 | ||
TARGET HOSPITALITY CORP | COM | 87615L107 | 71 | 10,477 | SH | SOLE | 1,154 | 0 | 9,323 | ||
TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 87615L115 | 18 | 17,389 | SH | SOLE | 1,469 | 0 | 15,920 | ||
TIBERIUS ACQUISITION CORP | UNIT 02/28/2021 | 88633A206 | 150 | 13,297 | SH | SOLE | 1,103 | 0 | 12,194 | ||
TRINE ACQUISITION CORP | COM CL A | 89628U108 | 985 | 99,800 | SH | SOLE | 99,800 | 0 | 0 | ||
TRINE ACQUISITION CORP | *W EXP 03/31/202 | 89628U116 | 4 | 4,803 | SH | SOLE | 0 | 0 | 4,803 | ||
TRINE ACQUISITION CORP | UNIT 03/31/2021 | 89628U207 | 3,705 | 357,936 | SH | SOLE | 279,895 | 0 | 78,041 | ||
TRINITY MERGER CORP | *W EXP 05/11/202 | 89653L114 | 154 | 120,911 | SH | SOLE | 76,499 | 0 | 44,412 | ||
TUSCAN HOLDINGS CORP | UNIT 99/99/9999 | 90069K203 | 991 | 92,700 | SH | SOLE | 92,700 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | *W EXP 05/11/202 | 92243N111 | 173 | 346,137 | SH | SOLE | 295,993 | 0 | 50,144 | ||
VERRA MOBILITY CORP | COM | 92511U102 | 72 | 5,000 | SH | SOLE | 467 | 0 | 4,533 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 142 | 4,200 | SH | SOLE | 400 | 0 | 3,800 | ||
ACT II GLOBAL ACQUISITION CO | UNIT 04/30/2026 | G0080J112 | 2,671 | 257,303 | SH | SOLE | 176,964 | 0 | 80,339 | ||
ANDINA ACQUISITION CORP III | UNIT 09/24/2020 | G04415116 | 355 | 33,769 | SH | SOLE | 2,851 | 0 | 30,918 | ||
CLARIVATE ANALYTICS PLC | COM | G21810109 | 90 | 5,308 | SH | SOLE | 443 | 0 | 4,865 | ||
CLARIVATE ANALYTICS PLC | *W EXP 11/09/201 | G21810117 | 24 | 4,000 | SH | SOLE | 325 | 0 | 3,675 | ||
COLLIER CREEK HOLDINGS | COM CL A | G22707106 | 52 | 5,114 | SH | SOLE | 5,114 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | *W EXP 99/99/999 | G22707114 | 241 | 185,400 | SH | SOLE | 160,400 | 0 | 25,000 | ||
COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 5,815 | 543,477 | SH | SOLE | 423,139 | 0 | 120,338 | ||
ARYA SCIENCES ACQUISITION CO | UNIT 10/04/2023 | G3165V117 | 781 | 71,402 | SH | SOLE | 52,074 | 0 | 19,328 | ||
LEO HOLDINGS CORP | *W EXP 02/07/202 | G5463L113 | 7 | 10,026 | SH | SOLE | 980 | 0 | 9,046 | ||
NETFIN ACQUISITION CORP | UNIT 08/01/2024 | G6455A123 | 5,550 | 550,000 | SH | SOLE | 498,165 | 0 | 51,835 | ||
OAKTREE ACQUISITION CORP | UNIT 99/99/9999 | G67145121 | 7,312 | 719,700 | SH | SOLE | 659,700 | 0 | 60,000 | ||
REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 378 | 36,071 | SH | SOLE | 3,613 | 0 | 32,458 | ||
REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 18 | 29,312 | SH | SOLE | 2,573 | 0 | 26,739 | ||
REPLAY ACQUISITION CORP | UNIT 03/01/2024 | G75130123 | 2,991 | 291,602 | SH | SOLE | 198,642 | 0 | 92,960 | ||
SC HEALTH CORP | UNIT 99/99/9999 | G78516302 | 5,338 | 515,790 | SH | SOLE | 460,080 | 0 | 55,710 | ||
SILVER SPIKE ACQUISITION COR | UNIT 99/99/9999 | G8136L122 | 6,293 | 623,735 | SH | SOLE | 549,247 | 0 | 74,488 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 2,503 | 233,926 | SH | SOLE | 188,945 | 0 | 44,981 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | UNIT 99/99/9999 | G8250R111 | 0 | 4 | SH | SOLE | 4 | 0 | 0 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 187 | 74,837 | SH | SOLE | 62,100 | 0 | 12,737 | ||
THUNDER BRDG ACQUISTION II L | UNIT 99/99/9999 | G8857S124 | 4,107 | 403,396 | SH | SOLE | 385,800 | 0 | 17,596 | ||
TKK SYMPHONY ACQUISITION COR | UNIT 08/15/2023 | G88950111 | 1,481 | 143,238 | SH | SOLE | 104,005 | 0 | 39,233 | ||
TPG PACE HLDGS CORP | UNIT 99/99/9999 | G89827102 | 270 | 25,000 | SH | SOLE | 1,515 | 0 | 23,485 | ||
TPG PACE HLDGS CORP | *W EXP 06/27/202 | G89827110 | 43 | 27,043 | SH | SOLE | 2,302 | 0 | 24,741 | ||
TPG PACE HLDGS CORP | CL A | G89827128 | 1,336 | 130,000 | SH | SOLE | 102,723 | 0 | 27,277 | ||
TWELVE SEAS INVESTMENT COMPA | UNIT 06/21/2023 | G9145A123 | 941 | 86,790 | SH | SOLE | 75,000 | 0 | 11,790 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 219 | 1,999 | SH | SOLE | 222 | 0 | 1,777 | ||
ONESPAWORLD HOLDINGS LIMITED | COM | P73684113 | 47 | 3,000 | SH | SOLE | 254 | 0 | 2,746 | ||
SPDR SERIES TRUST | BLOOMBERG SRT TR | 78468R408 | 5,030 | 186,225 | SH | SOLE | 0 | 0 | 186,225 | ||
INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138G508 | 894 | 39,575 | SH | SOLE | 0 | 0 | 39,575 |