The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACAMAR PARTNERS ACQSITION CO | *W EXP 02/26/202 | 004285110 | 95 | 179,230 | SH | SOLE | 179,230 | 0 | 0 | ||
ACAMAR PARTNERS ACQSITION CO | UNIT 12/30/2025 | 004285201 | 828 | 80,697 | SH | SOLE | 18,941 | 0 | 61,756 | ||
ACT II GLOBAL ACQUISITION CO | UNIT 04/30/2026 | G0080J112 | 1,205 | 113,703 | SH | SOLE | 60,492 | 0 | 53,211 | ||
ACT II GLOBAL ACQUISITION CO | *W EXP 04/30/202 | G0080J120 | 28 | 42,800 | SH | SOLE | 42,800 | 0 | 0 | ||
ACT II GLOBAL ACQUISITION CO | CL A SHS | G0080J104 | 5,556 | 551,650 | SH | SOLE | 551,650 | 0 | 0 | ||
ALLEGRO MERGER CORP | *W EXP 01/06/202 | 01749N111 | 1 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ALLEGRO MERGER CORP | RIGHT 12/31/2023 | 01749N129 | 1 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 131 | 25,000 | SH | SOLE | 1,890 | 0 | 23,110 | ||
ALTA EQUIPMENT GROUP INC | *W EXP 02/14/202 | 02128L114 | 5 | 5,950 | SH | SOLE | 450 | 0 | 5,500 | ||
ALUSSA ENERGY ACQUISITION CO | UNIT 10/31/2026 | G0232J127 | 10,791 | 1,089,920 | SH | SOLE | 901,420 | 0 | 188,500 | ||
AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 1,267 | 120,296 | SH | SOLE | 72,800 | 0 | 47,496 | ||
AMCI ACQUISITION CORP | CLASS A | 00165R101 | 254 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AMPLITUDE HLTHCRE AQUSTIN CO | UNIT 12/01/2026 | 03212A204 | 2,852 | 286,962 | SH | SOLE | 236,962 | 0 | 50,000 | ||
ANDINA ACQUISITION CORP III | UNIT 09/24/2020 | G04415116 | 313 | 30,206 | SH | SOLE | 2,230 | 0 | 27,976 | ||
APEX TECHNOLOGY ACQUISITION | UNIT 06/11/2026 | 03768F201 | 3,376 | 331,937 | SH | SOLE | 310,462 | 0 | 21,475 | ||
ARYA SCIENCES ACQUISITION CO | UNIT 10/04/2023 | G3165V117 | 666 | 57,874 | SH | SOLE | 50,680 | 0 | 7,194 | ||
BIG ROCK PARTNERS ACQUISI CO | RIGHT 12/01/2022 | 089482129 | 3 | 22,493 | SH | SOLE | 2,793 | 0 | 19,700 | ||
BIG ROCK PARTNERS ACQUISI CO | *W EXP 12/01/202 | 089482111 | 1 | 11,300 | SH | SOLE | 1,450 | 0 | 9,850 | ||
BROOGE HLDGS LTD | *W EXP 12/20/202 | G1611B115 | 29 | 25,000 | SH | SOLE | 1,939 | 0 | 23,061 | ||
CF FIN ACQUISITION CORP | *W EXP 04/30/202 | 12528N115 | 110 | 219,286 | SH | SOLE | 199,379 | 0 | 19,907 | ||
CF FIN ACQUISITION CORP | UNIT 04/30/2025 | 12528N206 | 4,482 | 411,176 | SH | SOLE | 306,176 | 0 | 105,000 | ||
CF FIN ACQUISITION CORP | COM CL A | 12528N107 | 590 | 57,145 | SH | SOLE | 57,145 | 0 | 0 | ||
CHP MERGER CORP | UNIT 11/22/2024 | 12558Y205 | 4,154 | 407,219 | SH | SOLE | 384,619 | 0 | 22,600 | ||
CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 14,795 | 1,369,832 | SH | SOLE | 1,244,732 | 0 | 125,100 | ||
CHURCHILL CAP CORP III | UNIT 03/01/2027 | 17144C203 | 10,307 | 1,015,465 | SH | SOLE | 894,465 | 0 | 121,000 | ||
CIIG MERGER CORP | UNIT 12/31/2026 | 12559C202 | 6,917 | 690,299 | SH | SOLE | 617,049 | 0 | 73,250 | ||
CITIC CAPITAL ACQUISITION CO | UNIT 99/99/9999 | G21513125 | 4,880 | 483,070 | SH | SOLE | 438,070 | 0 | 45,000 | ||
COLLIER CREEK HOLDINGS | COM CL A | G22707106 | 2,026 | 193,487 | SH | SOLE | 193,487 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 6,483 | 590,427 | SH | SOLE | 486,750 | 0 | 103,677 | ||
COLLIER CREEK HOLDINGS | *W EXP 99/99/999 | G22707114 | 321 | 257,300 | SH | SOLE | 232,300 | 0 | 25,000 | ||
CONYERS PK II ACQUISITION CO | *W EXP 07/18/202 | 212896112 | 318 | 205,448 | SH | SOLE | 175,651 | 0 | 29,797 | ||
CONYERS PK II ACQUISITION CO | COM CL A | 212896104 | 3,895 | 365,641 | SH | SOLE | 317,843 | 0 | 47,798 | ||
CONYERS PK II ACQUISITION CO | UNIT 99/99/9999 | 212896203 | 3,032 | 288,718 | SH | SOLE | 257,268 | 0 | 31,450 | ||
CRESCENT ACQUISITION CORP | UNIT 99/99/9999 | 22564L204 | 4,378 | 432,529 | SH | SOLE | 396,778 | 0 | 35,751 | ||
CRESCENT ACQUISITION CORP | *W EXP 03/08/202 | 22564L113 | 15 | 23,500 | SH | SOLE | 1,823 | 0 | 21,677 | ||
CUMULUS MEDIA INC | COM CLASS A | 231082801 | 24 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
DIAMONDPEAK HLDGS COR | *W EXP 02/22/202 | 25280H118 | 17 | 25,254 | SH | SOLE | 25,254 | 0 | 0 | ||
DIAMONDPEAK HLDGS COR | UNIT 99/99/9999 | 25280H209 | 1,687 | 168,451 | SH | SOLE | 132,870 | 0 | 35,581 | ||
DMY TECHNOLOGY GROUP INC | UNIT 99/99/9999 | 233253202 | 7,337 | 725,000 | SH | SOLE | 620,000 | 0 | 105,000 | ||
EXPERIENCE INVT CORP | UNIT 09/01/2026 | 30217C208 | 4,788 | 478,782 | SH | SOLE | 442,600 | 0 | 36,182 | ||
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 1,807 | 177,289 | SH | SOLE | 177,289 | 0 | 0 | ||
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 166 | 364,750 | SH | SOLE | 312,008 | 0 | 52,742 | ||
FAR PT ACQUISITION CORP | UNIT 06/01/2025 | 30734W208 | 2,184 | 213,073 | SH | SOLE | 156,849 | 0 | 56,224 | ||
FINSERV ACQUISITION CORP | UNIT 12/31/2026 | 318085206 | 5,181 | 502,927 | SH | SOLE | 387,927 | 0 | 115,000 | ||
FINSERV ACQUISITION CORP | *W EXP 12/31/202 | 318085115 | 150 | 200,000 | SH | SOLE | 172,382 | 0 | 27,618 | ||
FINTECH ACQUISITION CORP III | COM CL A | 31811A101 | 2,074 | 203,877 | SH | SOLE | 203,877 | 0 | 0 | ||
FINTECH ACQUISITION CORP III | *W EXP 12/01/202 | 31811A119 | 98 | 142,622 | SH | SOLE | 102,054 | 0 | 40,568 | ||
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 6,846 | 657,557 | SH | SOLE | 562,112 | 0 | 95,445 | ||
FLYING EAGLE ACQUISITION COR | UNIT 99/99/9999 | 34407Y202 | 7,124 | 685,635 | SH | SOLE | 596,462 | 0 | 89,173 | ||
FORUM MERGER II CORP | *W EXP 09/30/202 | 34986F111 | 138 | 528,249 | SH | SOLE | 423,457 | 0 | 104,792 | ||
GALILEO ACQUISITION CORP | UNIT 99/99/9999 | G3770A128 | 4,382 | 431,998 | SH | SOLE | 362,998 | 0 | 69,000 | ||
GALILEO ACQUISITION CORP | *W EXP 10/31/202 | G3770A110 | 23 | 116,415 | SH | SOLE | 116,415 | 0 | 0 | ||
GIGCAPITAL2 INC | UNIT 02/28/2026 | 375036209 | 1,416 | 136,120 | SH | SOLE | 109,518 | 0 | 26,602 | ||
GORES HLDGS IV INC | UNIT 02/01/2023 | 382865202 | 11,539 | 1,104,200 | SH | SOLE | 962,368 | 0 | 141,832 | ||
GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 5,146 | 479,974 | SH | SOLE | 380,836 | 0 | 99,138 | ||
GORES METROPOULOS INC | COM CL A | 382872109 | 510 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GORES METROPOULOS INC | *W EXP 01/28/202 | 382872117 | 676 | 450,745 | SH | SOLE | 390,644 | 0 | 60,101 | ||
GRAF INDL CORP | *W EXP 12/31/202 | 384278115 | 12 | 30,000 | SH | SOLE | 2,484 | 0 | 27,516 | ||
GRID DYNAMICS HLDGS INC | COM CL A | 39813G109 | 799 | 100,000 | SH | SOLE | 53,750 | 0 | 46,250 | ||
GRID DYNAMICS HLDGS INC | *W EXP 03/05/202 | 39813G117 | 38 | 20,000 | SH | SOLE | 1,500 | 0 | 18,500 | ||
GTY TECHNOLOGY HOLDINGS INC | COM | 362409104 | 30 | 7,500 | SH | SOLE | 878 | 0 | 6,622 | ||
GX ACQUISITION CORP | *W EXP 05/24/202 | 36251A115 | 111 | 208,214 | SH | SOLE | 208,214 | 0 | 0 | ||
GX ACQUISITION CORP | UNIT 05/24/2026 | 36251A206 | 6,021 | 587,356 | SH | SOLE | 532,397 | 0 | 54,959 | ||
HAYMAKER ACQUISITION CORP II | *W EXP 10/31/202 | 42087L119 | 471 | 412,792 | SH | SOLE | 378,314 | 0 | 34,478 | ||
HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 10,141 | 967,578 | SH | SOLE | 905,080 | 0 | 62,498 | ||
HEALTHCARE MERGER CORP | UNIT 12/17/2021 | 42227L201 | 5,000 | 488,126 | SH | SOLE | 456,041 | 0 | 32,085 | ||
HENNESSY CAP ACQUSTION CORP | *W EXP 09/05/202 | 42589C112 | 47 | 154,500 | SH | SOLE | 154,500 | 0 | 0 | ||
HENNESSY CAP ACQUSTION CORP | UNIT 99/99/9999 | 42589C203 | 9,108 | 883,413 | SH | SOLE | 800,363 | 0 | 83,050 | ||
HENNESSY CAP ACQUSTION CORP | CL A COM | 42589C104 | 353 | 34,690 | SH | SOLE | 34,690 | 0 | 0 | ||
INSURANCE ACQUISITION CORP | UNIT 03/31/2024 | 457867307 | 863 | 83,011 | SH | SOLE | 37,211 | 0 | 45,800 | ||
INSURANCE ACQUISITION CORP | CL A | 457867109 | 2,450 | 243,242 | SH | SOLE | 243,242 | 0 | 0 | ||
INTERPRIVATE ACQUISITION COR | UNIT 10/29/2024 | 46064A202 | 2,020 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
JUNIPER INDL HLDGS INC | UNIT 11/13/2026 | 48205G205 | 18,051 | 1,787,193 | SH | SOLE | 1,658,017 | 0 | 129,176 | ||
LANDCADIA HLDGS II INC | *W EXP 05/09/202 | 51476X113 | 30 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 8,757 | 878,281 | SH | SOLE | 744,472 | 0 | 133,809 | ||
LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 124 | 352,210 | SH | SOLE | 244,057 | 0 | 108,153 | ||
LEISURE ACQUISITION CORP | *W EXP 12/05/201 | 52539T115 | 10 | 63,500 | SH | SOLE | 38,650 | 0 | 24,850 | ||
LEO HOLDINGS CORP | *W EXP 07/31/202 | G5463L113 | 2 | 2,576 | SH | SOLE | 204 | 0 | 2,372 | ||
LF CAP ACQUISITION CORP | CL A | 50200K108 | 1,370 | 131,590 | SH | SOLE | 131,590 | 0 | 0 | ||
LGL SYS ACQUISITION CORP | UNIT 10/24/2024 | 50201G205 | 183 | 18,200 | SH | SOLE | 18,200 | 0 | 0 | ||
MEGALITH FINL ACQUISITION CO | CL A COM | 58518F109 | 18 | 1,647 | SH | SOLE | 1,647 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 375 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
MERIDA MERGER CORP I | *W EXP 11/07/202 | 58953M114 | 57 | 150,000 | SH | SOLE | 140,000 | 0 | 10,000 | ||
MONOCLE ACQUISITION CORP | UNIT 99/99/9999 | 609754205 | 191 | 18,360 | SH | SOLE | 0 | 0 | 18,360 | ||
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 392 | 34,048 | SH | SOLE | 2,510 | 0 | 31,538 | ||
NETFIN ACQUISITION CORP | UNIT 08/01/2024 | G6455A123 | 1,995 | 195,000 | SH | SOLE | 153,150 | 0 | 41,850 | ||
NETFIN ACQUISITION CORP | *W EXP 08/01/202 | G6455A115 | 56 | 186,300 | SH | SOLE | 160,824 | 0 | 25,476 | ||
NEW PROVIDENCE ACQUISITION | UNIT 09/01/2024 | 64822P205 | 6,229 | 596,076 | SH | SOLE | 540,800 | 0 | 55,276 | ||
NEW PROVIDENCE ACQUISITION | *W EXP 09/11/202 | 64822P114 | 14 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
OAKTREE ACQUISITION CORP | UNIT 99/99/9999 | G67145121 | 6,641 | 629,400 | SH | SOLE | 574,400 | 0 | 55,000 | ||
OAKTREE ACQUISITION CORP | SHS CL A | G67145105 | 1,359 | 136,238 | SH | SOLE | 136,238 | 0 | 0 | ||
PAE INC | *W EXP 09/11/202 | 69290Y117 | 290 | 165,584 | SH | SOLE | 141,496 | 0 | 24,088 | ||
PAE INC | COM CL A | 69290Y109 | 601 | 70,731 | SH | SOLE | 49,681 | 0 | 21,050 | ||
PIVOTAL INVT CORP II | UNIT 06/01/2025 | 72582K209 | 5,874 | 581,527 | SH | SOLE | 523,328 | 0 | 58,199 | ||
PROFICIENT ALPHA ACQUSTN COR | UNIT 04/30/2026 | 74317H204 | 516 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PROPTECH ACQUISITION CORP | UNIT 10/01/2026 | 74349F200 | 1,001 | 100,100 | SH | SOLE | 86,055 | 0 | 14,045 | ||
PYXUS INTL INC | COM | 74737V106 | 9 | 3,159 | SH | SOLE | 3,159 | 0 | 0 | ||
RANPAK HLDGS CORP | COM CL A | 75321W103 | 2 | 164 | SH | SOLE | 0 | 0 | 164 | ||
REPLAY ACQUISITION CORP | *W EXP 03/01/202 | G75130115 | 26 | 67,300 | SH | SOLE | 67,300 | 0 | 0 | ||
REPLAY ACQUISITION CORP | UNIT 03/01/2024 | G75130123 | 2,546 | 248,837 | SH | SOLE | 184,927 | 0 | 63,910 | ||
SC HEALTH CORP | UNIT 99/99/9999 | G78516302 | 727 | 69,866 | SH | SOLE | 37,453 | 0 | 32,413 | ||
SCHULTZE SPL PURP ACQUSTN CO | COM | 80821R109 | 3,250 | 319,854 | SH | SOLE | 319,854 | 0 | 0 | ||
SCVX CORP | COM | G79448109 | 1,452 | 142,981 | SH | SOLE | 107,500 | 0 | 35,481 | ||
SCVX CORP | *W EXP 99/99/999 | G79448117 | 35 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SILVER SPIKE ACQUISITION COR | UNIT 99/99/9999 | G8136L122 | 4,461 | 443,946 | SH | SOLE | 376,864 | 0 | 67,082 | ||
SILVER SPIKE ACQUISITION COR | *W EXP 08/02/202 | G8136L114 | 1 | 100 | SH | SOLE | 0 | 0 | 100 | ||
SOUTH MTN MERGER CORP | UNIT 99/99/9999 | 838884203 | 6,672 | 623,502 | SH | SOLE | 524,820 | 0 | 98,682 | ||
SPARTAN ENERGY ACQUISITION C | UNIT 99/99/9999 | 846784114 | 1,833 | 172,046 | SH | SOLE | 106,000 | 0 | 66,046 | ||
SPARTAN ENERGY ACQUISITION C | CL A COM STK | 846784106 | 124 | 12,100 | SH | SOLE | 12,100 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG SRT TR | 78468R408 | 1,703 | 69,283 | SH | SOLE | 0 | 0 | 69,283 | ||
STABLE RD ACQUISITION CORP | *W EXP 05/15/202 | 85236Q117 | 60 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
STABLE RD ACQUISITION CORP | UNIT 05/15/2026 | 85236Q208 | 1,360 | 135,953 | SH | SOLE | 135,953 | 0 | 0 | ||
TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 87615L115 | 5 | 21,189 | SH | SOLE | 1,667 | 0 | 19,522 | ||
TARGET HOSPITALITY CORP | COM | 87615L107 | 22 | 10,477 | SH | SOLE | 1,154 | 0 | 9,323 | ||
THUNDER BRDG ACQUISTION II L | UNIT 99/99/9999 | G8857S124 | 4,031 | 391,661 | SH | SOLE | 378,720 | 0 | 12,941 | ||
TORTOISE ACQUISITION CORP | *W EXP 03/04/202 | 89154L118 | 2 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TRINE ACQUISITION CORP | *W EXP 03/31/202 | 89628U116 | 36 | 54,903 | SH | SOLE | 2,500 | 0 | 52,403 | ||
TRINE ACQUISITION CORP | UNIT 03/31/2021 | 89628U207 | 5,587 | 531,572 | SH | SOLE | 451,796 | 0 | 79,776 | ||
UNION ACQUISITION CORP II | UNIT 99/99/9999 | G9402Q118 | 7,390 | 733,799 | SH | SOLE | 631,120 | 0 | 102,679 | ||
UNIVERSAL TECHNICAL INST INC | COM | 913915104 | 97 | 15,000 | SH | SOLE | 1,300 | 0 | 13,700 | ||
VECTOIQ ACQUISITION CORP | *W EXP 05/11/202 | 92243N111 | 364 | 88,600 | SH | SOLE | 70,007 | 0 | 18,593 | ||
VERTIV HOLDINGS CO | *W EXP 06/12/202 | 92537N116 | 281 | 101,842 | SH | SOLE | 80,777 | 0 | 21,065 | ||
VERTIV HOLDINGS CO | COM CL A | 92537N108 | 577 | 54,409 | SH | SOLE | 37,895 | 0 | 16,514 | ||
VERTIV HOLDINGS CO | UNIT 06/12/2023 | 92537N207 | 1 | 3 | SH | SOLE | 3 | 0 | 0 | ||
WAITR HLDGS INC | COM | 930752100 | 18 | 12,700 | SH | SOLE | 1,203 | 0 | 11,497 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 250 | 8,582 | SH | SOLE | 693 | 0 | 7,889 |