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S-3 Filing
Hawaiian (HA) S-3Shelf registration
Filed: 3 Aug 23, 4:41pm
Exhibit 107
Calculation of Filing Fee Tables
FORM S-3
(Form Type)
HAWAIIAN HOLDINGS, INC.
(Exact Name of Registrant as Specified in its Charter)
Table 1 – Newly Registered and Carry Forward Securities
Security Type | Security Class Title | Fee Calculation or Carry Forward Rule | Amount Registered(1)(2) | Proposed Maximum Offering Price Per Security | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial effective date | Filing Fee Previously Paid In Connection Unsold Securities to be Carried Forward | |||||||||||
Carry Forward Securities | ||||||||||||||||||||||
Equity | Common Stock, par value $0.01 per share | 415(a)(6) | 890,675(3) | $10,527,778.50(4) | S-3ASR | 333-242409 | August 10, 2020 | $1,160.17 | ||||||||||||||
Equity | Common Stock, par value $0.01 per share | 415(a)(6) | 156,340(5) | $2,779,725.20(6) | S-3ASR | 333-242409 | August 10, 2020 | $306.33 | ||||||||||||||
Equity | Common Stock, par value $0.01 per share | 415(a)(6) | 87,670(7) | $2,390,760.90(8) | S-3ASR | 333-242409 | August 10, 2020 | $263.47 | ||||||||||||||
Equity | Warrants to purchase common stock | 415(a)(6) | 1,134,685 | (9) | S-3ASR | 333-242409 | August 10, 2020 | (9) | ||||||||||||||
Total Offering Amounts | $15,698,264.60 | |||||||||||||||||||||
Total Fees Previously Paid | ||||||||||||||||||||||
Total Fee Offsets | ||||||||||||||||||||||
Net Fee Due |
(1) | Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement shall also cover any additional shares of the registrant’s securities that become issuable by reason of any share splits, share dividends or similar transactions. |
(2) | Consists of 1,134,685 shares of common stock underlying warrants and warrants to purchase 1,134,685 shares of common stock to be offered and sold by the selling securityholder (together, the “Carry Forward Securities”) previously registered under the registrant’s Registration Statement on Form S-3ASR (File No. 333-242409), initially filed with the Securities and Exchange Commission on August 10, 2020 and immediately effective upon filing (as amended, the “Prior S-3 Registration Statement”), which remain unsold as of the date of this registration statement. Pursuant to Rule 415(a)(6), the registration fees relating to the Carry Forward Securities under the Prior S-3 Registration Statement will continue to be applied to such securities hereunder. If securities previously registered under the Prior S-3 Registration Statement are offered and sold before the effective date of this registration statement, the amount of previously registered securities so sold will not be included in the prospectus hereunder. Pursuant to Rule 415(a)(6), the offering of the Carry Forward Securities under the Prior S-3 Registration Statement will be deemed terminated as of the effective date of this registration statement. |
(3) | Represents the (a) 117,335 shares of the registrant’s common stock underlying the warrant issued on April 22, 2020, (b) 148,457 shares of the registrant’s common stock underlying the warrant issued on May 29, 2020, (c) 148,457 shares of the registrant’s common stock underlying the warrant issued on June 30, 2020, (d) 74,228 shares of the registrant’s common stock underlying the warrant issued on July 30, 2020, (e) 380,711 shares of the registrant’s common stock underlying the warrant issued on September 25, 2020 and (f) 21,487 shares of registrant’s common stock underlying the warrant issued on September 30, 2020, each with an exercise price of $11.82 per share. |
(4) | Estimated solely for the purpose of calculating the registration fee in accordance with Rule 457(i) under the Securities Act. The Maximum Aggregate Offering Price is based on a price per share equal to the warrant exercise price of $11.82 per share. |
(5) | Represents the (a) 113,940 shares of the registrant’s common stock underlying the warrant issued on March 5, 2021 and (b) 42,400 shares of the registrant’s common stock underlying the warrant issued on April 23, 2021, each with an exercise price of $17.78 per share. |
(6) | Estimated solely for the purpose of calculating the registration fee in accordance with Rule 457(i) under the Securities Act. The Maximum Aggregate Offering Price is based on a price per share equal to the warrant exercise price of $17.78 per share. |
(7) | Represents the 87,670 shares of the registrant’s common stock underlying the warrant issued on June 3, 2021, with an exercise price of $27.27 per share. |
(8) | Estimated solely for the purpose of calculating the registration fee in accordance with Rule 457(i) under the Securities Act. The Maximum Aggregate Offering Price is based on a price per share equal to the warrant exercise price of $27.27 per share. |
(9) | Pursuant to Securities and Exchange Commission staff interpretation, the entire fee is allocated to the common stock underlying the warrants. |