Exhibit 1.02
Conflict Minerals Report of AU Optronics Corp.
for the Year Ended December 31, 2017
Introduction
The scope of this report covers major products of AU Optronics Corp. (“AUO”) and its other group companies from January 1, 2017 to December 31, 2017. The following list sets forth the major products of AUO and its other group companies:
| · | AUO: TFT-LCD panels and solar modules; |
| · | Darwin Precisions Corporation: TFT-LCD modules, TV set, backlight modules and related parts; |
| · | AUO Crystal Corp.: Ingots and solar wafers; |
| · | M.Setek: Ingots. |
According to relevant rules and regulations of the SEC, AUO is required to conduct due diligence to inquire whether the following four minerals, gold, tin, tantalum and tungsten (the “3TG Minerals”), used as manufacturing components or functional additives, are not from the Democratic Republic of the Congo or other illegal neighboring areas or are from recycled or scrap sources, thereby not benefiting, directly or indirectly, the local armed groups in such areas.
AUO GP Policy
| · | In 2011, AUO published the Policy for No Use of Conflict Minerals on its public website (http://auo.com/?sn=31&lang=zh-TW), and communicated such conflict mineral policy and requirements to suppliers through written documents and supplier meetings. The policy contains the following principles: |
| 1. | AUO has reiterated that AUO and its suppliers shall jointly assume social and environmental responsibility. |
| 2. | AUO shall not accept any 3TG Minerals illegally exploited from the Democratic Republic of the Congo and neighboring conflict-affected areas. |
| 3. | AUO shall inform and require its suppliers to follow the abovementioned statements. |
| · | AUO has required its suppliers to establish management and documentation procedures for conflict minerals, disclose if the supplied 3TG Minerals used for products are conflict minerals and engage EICC-GeSI CFSP certified smelters. |
| · | AUO has required its group companies to establish management and documentation procedures for conflict minerals, and implement such procedures in the management of their supply-chains. |
| · | Group companies shall provide summaries of measures taken each year and results of relevant investigations to AUO, as reference for AUO’s conflict minerals report. |
Due Diligence Measure Performed
AUO has complied with the supply-chain policy concerning conflict minerals issued by OECD and established relevant management procedures and documentation requirements, in order to make sure AUO’s products are in accordance with relevant regulations of conflict minerals and requirements from clients. The following sets forth the relevant highlights of the measures we have taken and the conclusion of our inquiry.
OECD Step 1: Establish Strong Company Management System
AUO has established a complete system for management of conflict minerals in five steps, including management for test of conflict minerals, management of materials, management of supply chain, trainings and results of management.
Management for Test of Conflict Minerals
| · | AUO’s test of conflict minerals includes identification of risks in materials and STG investigation of minerals. All the products sold by AUO officially are required to be tested. |
| · | Relevant information concerning 3TG Minerals are provided by suppliers, including the name and location of smelters, origin of minerals and etc. Relevant information provided by suppliers will be reviewed by employees of AUO and saved together with records of such review in an electronic system named GPARS. |
Management of Materials
| · | AUO has applied intelligent management for the information dissemination concerning management of materials. AUO’s e-system can automatically consolidate all the lists of acquired materials and periodically produce reports about the completion rate concerning test of conflict materials and circulate them to relevant departments. |
| · | The relevant departments then review the test progress of conflict minerals through periodic internal meetings, and implement relevant improving measures to make sure products are in accordance with regulations and requirements from clients. |
Management of Supply Chain
| · | AUO inspected suppliers’ management measures concerning conflict minerals to see whether suppliers had performed their duties and met AUO’s requirements. |
| · | Inspection activities includes inspection of new suppliers and annual inspection, which all involve the inspection of conflict minerals. |
Trainings
| · | AUO has distributed internally electronic newsletters to employees that explain regulations concerning conflict minerals and AUO’s compliance measures. For relevant departments highly involved with management of conflict minerals, AUO has conducted multiple trainings to explain the regulations and AUO’s compliance measures concerning conflict minerals and to introduce responsible departments and relevant system tools. The targeted audience includes departments in charge of procurement, management of suppliers and management of green products. In 2017, AUO conducted a total of two such training courses online. |
Results of Management
| · | AUO produces two kinds of reports concerning the management of conflict minerals: |
| 1. | The annual report filed to SEC every year, including the report for conflict minerals and discloses the process and result of investigation of conflict minerals; |
| 2. | Results of investigations of conflict minerals required by clients. |
OECD Step 2: Identify and Assess Risk in the Supply Chain
Identification of Material Risks and Investigation of 3TG Minerals
| · | AUO reviewed the materials procured from January 1, 2017 to December 31, 2017 and based on type and usage, these materials fell into the following three categories: |
Category one: materials containing metal and used as manufacturing components or functional additives;
Category two: materials containing metal and were not used as manufacturing components or functional additives;
Category three: materials not containing metal.
Categories two and three are considered to contain minimal risk and therefore not covered by the scope of the investigation. Category one is a high risk category and AUO needs to examine the supply chains of the materials in category one and confirm if the 3TG Minerals are not from the Democratic Republic of the Congo or any neighboring conflict-affected areas.
| · | In 2017, AUO examined more than 120 suppliers and conducted investigations over more than 3,700 part numbers of materials. |
Inspection of Suppliers’ Management Measures concerning Conflict Minerals
| · | From 2015, AUO started to inspect suppliers’ management measures concerning conflict minerals. |
| · | As of December 31, 2017, AUO has conducted 261 inspections on 137 suppliers. |
OECD Step 3: Design and Implement a Strategy to Respond to Identified Risks and Implement of Control Points
| · | AUO will continue to implement the following due diligence procedures: |
| 1. | Continue to require suppliers to establish management and documentation procedures for conflict minerals and disclose if the 3TG Minerals supplied are conflict minerals; |
| 2. | Continue to require the group companies to improve their management and documentation procedures for conflict minerals, and implement such procedures in the management of their supply-chains; |
| 3. | Continue to conduct internal and external trainings and make sure all relevant personnel have relevant knowledge; |
| 4. | Continue to require suppliers to engage RBA RMAP certified smelters. If the smelters engaged are not certified, AUO shall ask suppliers to require smelters to certify, or change smelters; |
| 5. | Continue to conduct inspections of suppliers’ management measures concerning conflict minerals, and assist suppliers through such inspections in meeting AUO’s requirements. |
(Note: EICC CFSP is revised as Responsible Business Alliance (RBA) Responsible Minerals Assurance Process (RMAP))
OECD Step 4: Carry Out Independent Third-Party Audit of Supply Chain
| · | AUO hasn’t officially launched the inspection process of conflict minerals by third party audit. However, AUO has gone through various conflict mineral inspections by its clients and passed all of them. In addition, AUO’s annual reports of corporate social responsibility also discloses its policy and measures concerning conflict minerals. Such reports are audited by independent auditors before issuance and successfully passed the audits. |
OECD Step 5: Report Annually on Supply Chain Due Diligence
| · | By conducting the aforementioned due diligence procedures, AUO completed identification of risks concerning materials and investigation of 3TG minerals for all the materials used for the manufacturing of all the products from January 1, 2017 to December 31, 2017; |
| · | In 2017, AUO identified 249 smelters as RBA RMAP certified smelters. Please refer to Schedule I and Schedule II for list of smelters. |
Schedule I Smelter or Refiners List
Metal | Smelter or Refiners ID | Smelter or Refiners Name | Location Country | RBA RMAP |
| Gold | CID000015 | Advanced Chemical Company | United States | Yes |
| Gold | CID000019 | Aida Chemical Industries Co. Ltd. | Japan | Yes |
| Gold | CID000035 | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | Yes |
| Gold | CID000041 | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | Yes |
| Gold | CID000058 | AngloGold Ashanti Corrego do Sitio Minercao | Brazil | Yes |
| Gold | CID000077 | Argor-Heraeus SA | Switzerland | Yes |
| Gold | CID000082 | Asahi Pretec Corporation | Japan | Yes |
| Gold | CID000090 | Asaka Riken Co., Ltd. | Japan | Yes |
| Gold | CID000113 | Aurubis AG | Germany | Yes |
| Gold | CID000128 | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | Yes |
| Gold | CID000157 | Boliden AB | Sweden | Yes |
| Gold | CID000176 | C. Hafner GmbH + Co. KG | Germany | Yes |
| Gold | CID000185 | CCR Refinery – Glencore Canada Corporation | Canada | Yes |
| Gold | CID000233 | Chimet S.p.A. | Italy | Yes |
| Gold | CID000328 | Daejin Indus Co. Ltd | Korea, Republic of | Yes |
| Gold | CID000359 | DSC (Do Sung Corporation) | Korea, Republic of | Yes |
| Gold | CID000362 | DODUCO GmbH | Germany | Yes |
| Gold | CID000401 | Dowa | Japan | Yes |
| Gold | CID000425 | Eco-System Recycling Co., Ltd. | Japan | Yes |
| Gold | CID000493 | OJSC Novosibirsk Refinery | Russian Federation | Yes |
| Gold | CID000694 | Heimerle + Meule GmbH | Germany | Yes |
| Gold | CID000707 | Heraeus Ltd. Hong Kong | Hong Kong | Yes |
| Gold | CID000711 | Heraeus Precious Metals GmbH & Co. KG | Germany | Yes |
| Gold | CID000801 | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | Yes |
| Gold | CID000807 | Ishifuku Metal Industry Co., Ltd | Japan | Yes |
| Gold | CID000814 | Istanbul Gold Refinery | Turkey | Yes |
| Gold | CID000823 | Japan Mint | Japan | Yes |
| Gold | CID000855 | Jiangxi Copper Company Limited | China | Yes |
| Gold | CID000920 | Asahi Refining USA Inc. | United States | Yes |
| Gold | CID000924 | Asahi Refining Canada Limited | Canada | Yes |
| Gold | CID000927 | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | Yes |
| Gold | CID000929 | JSC Uralelectromed | Russian Federation | Yes |
| Gold | CID000937 | JX Nippon Mining & Metals Co., Ltd. | Japan | Yes |
| Gold | CID000957 | Kazzinc | Kazakhstan | Yes |
| Gold | CID000969 | Kennecott Utah Copper LLC | United States | Yes |
| Gold | CID000981 | Kojima Chemicals Co., Ltd | Japan | Yes |
| Gold | CID001029 | Kyrgyzaltyn JSC | Kyrgyzstan | Yes |
| Gold | CID001078 | LS-NIKKO Copper Inc. | Korea, Republic of | Yes |
| Gold | CID001113 | Materion | United States | Yes |
| Gold | CID001119 | Matsuda Sangyo Co., Ltd. | Japan | Yes |
| Gold | CID001147 | Metalor Technologies (Suzhou) Ltd. | China | Yes |
| Gold | CID001149 | Metalor Technologies (Hong Kong) Ltd | Hong Kong | Yes |
| Gold | CID001152 | Metalor Technologies (Singapore) Pte. Ltd. | Singapore | Yes |
| Gold | CID001153 | Metalor Technologies SA | Switzerland | Yes |
| Gold | CID001157 | Metalor USA Refining Corporation | United States | Yes |
| Gold | CID001161 | METALURGICA MET-MEX PENOLES, S.A. DE C.V | Mexico | Yes |
| Gold | CID001188 | Mitsubishi Materials Corporation | Japan | Yes |
| Gold | CID001193 | Mitsui Mining and Smelting Co., Ltd. | Japan | Yes |
| Gold | CID001204 | Moscow Special Alloys Processing Plant | Russian Federation | Yes |
| Gold | CID001220 | Nadir Metal Rafineri San. Ve Tic. A.?. | Turkey | Yes |
| Gold | CID001259 | Nihon Material Co., Ltd. | Japan | Yes |
| Gold | CID001322 | Elemetal Refining, LLC | United States | Yes |
| Gold | CID001325 | Ohura Precious Metal Industry Co., Ltd | Japan | Yes |
| Gold | CID001326 | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastvetmet) | Russian Federation | Yes |
| Gold | CID001352 | PAMP SA | Switzerland | Yes |
| Gold | CID001386 | Prioksky Plant of Non-Ferrous Metals | Russian Federation | Yes |
| Gold | CID001397 | PT Aneka Tambang (Persero) Tbk | Indonesia | Yes |
| Gold | CID001498 | PX Precinox SA | Switzerland | Yes |
| Gold | CID001512 | Rand Refinery (Pty) Limited | South Africa | Yes |
| Gold | CID001534 | Royal Canadian Mint | Canada | Yes |
| Gold | CID001555 | Samduck Precious Metals | Korea, Republic of | Yes |
| Gold | CID001573 | Schone Edelmetaal B.V. | Netherlands | Yes |
| Gold | CID001585 | SEMPSA Joyeria Plateria SA | Spain | Yes |
| Gold | CID001622 | Shandong Zhaojin Gold & Silver Refinery Co. Ltd | China | Yes |
| Gold | CID001736 | Sichuan Tianze Precious Metals Co., Ltd. | China | Yes |
| Gold | CID001756 | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | Yes |
| Gold | CID001761 | Solar Applied Materials Technology Corp. | Taiwan | Yes |
| Gold | CID001798 | Sumitomo Metal Mining Co., Ltd. | Japan | Yes |
| Gold | CID001875 | Tanaka Kikinzoku Kogyo K.K. | Japan | Yes |
| Gold | CID001916 | The Refinery of Shandong Gold Mining Co. Ltd | China | Yes |
| Gold | CID001938 | Tokuriki Honten Co., Ltd | Japan | Yes |
| Gold | CID001955 | Torecom | Korea, Republic of | Yes |
| Gold | CID001977 | Umicore Brasil Ltda | Brazil | Yes |
| Gold | CID001980 | Umicore SA Business Unit Precious Metals Refining | Belgium | Yes |
| Gold | CID001993 | United Precious Metal Refining, Inc. | United States | Yes |
| Gold | CID002003 | Valcambi SA | Switzerland | Yes |
| Gold | CID002030 | Western Australian Mint trading as The Perth Mint | Australia | Yes |
| Gold | CID002100 | Yamamoto Precious Metal Co., Ltd. | Japan | Yes |
| Gold | CID002129 | Yokohama Metal Co., Ltd. | Japan | Yes |
| Gold | CID002224 | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | Yes |
| Gold | CID002243 | Zijin Mining Group Co., Ltd. Gold Refinery | China | Yes |
| Gold | CID002314 | Umicore Precious Metals Thailand | Thailand | Yes |
| Gold | CID002459 | Geib Refining Corporation | United States | Yes |
| Gold | CID002509 | MMTC-PAMP India Pvt. Ltd | India | Yes |
| Gold | CID002510 | Republic Metals Corporation | United States | Yes |
| Gold | CID002516 | Singway Technology Co., Ltd. | Taiwan | Yes |
| Gold | CID002560 | Al Etihad Gold Refinery DMCC | United Arab Emirates | Yes |
| Gold | CID002561 | Emirates Gold DMCC | United Arab Emirates | Yes |
| Gold | CID002580 | T.C.A S.p.A | Italy | Yes |
| Gold | CID002605 | Korea Zinc Co. Ltd. | Korea, Republic of | Yes |
| Gold | CID002761 | SAAMP | France | Yes |
| Gold | CID002777 | SAXONIA Edelmetalle GmbH | Germany | Yes |
| Gold | CID002778 | WIELAND Edelmetalle GmbH | Germany | Yes |
| Gold | CID002779 | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | Yes |
| Gold | CID002850 | AU Traders and Refiners | South Africa | Yes |
| Gold | CID002918 | SungEel HiTech | Korea, Republic of | Yes |
| Tantalum | CID000211 | Changsha South Tantalum Niobium Co., Ltd. | China | Yes |
| Tantalum | CID000291 | Conghua Tantalum and Niobium Smeltry | China | Yes |
| Tantalum | CID000410 | Duoluoshan | China | Yes |
| Tantalum | CID000456 | Exotech Inc. | United States | Yes |
| Tantalum | CID000460 | F&X Electro-Materials Ltd. | China | Yes |
| Tantalum | CID000616 | Guangdong Zhiyuan New Material Co., Ltd. | China | Yes |
| Tantalum | CID000914 | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | Yes |
| Tantalum | CID000917 | JiuJiang Tanbre Co. Ltd. | China | Yes |
| Tantalum | CID000973 | King-Tan Tantalum Industry Ltd | China | Yes |
| Tantalum | CID001076 | LSM Brasil S.A. | Brazil | Yes |
| Tantalum | CID001163 | Metallurgical Products India Pvt., Ltd. | India | Yes |
| Tantalum | CID001175 | Mineracao Taboca S.A. | Brazil | Yes |
| Tantalum | CID001192 | Mitsui Mining & Smelting | Japan | Yes |
| Tantalum | CID001200 | Molycorp Silmet A.S. | Estonia | Yes |
| Tantalum | CID001277 | Ningxia Orient Tantalum Industry Co., Ltd | China | Yes |
| Tantalum | CID001508 | QuantumClean | United States | Yes |
| Tantalum | CID001522 | RFH Tantalum Smeltry Co., Ltd | China | Yes |
| Tantalum | CID001769 | Solikamsk Magnesium Works OAO | Russian Federation | Yes |
| Tantalum | CID001869 | Taki Chemicals | Japan | Yes |
| Tantalum | CID001891 | Telex Metals | United States | Yes |
| Tantalum | CID001969 | Ulba Metallurgical Plant JSC | Kazakhstan | Yes |
| Tantalum | CID002307 | Yichun Jin Yang Rare Metal Co., Ltd | China | Yes |
| Tantalum | CID002492 | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | Yes |
| Tantalum | CID002504 | D Block Metals, LLC | United States | Yes |
| Tantalum | CID002505 | FIR Metals & Resource Co., Ltd. | China | Yes |
| Tantalum | CID002506 | Jiujiang Zhongao Tantalum & Niobium Co, Ltd | China | Yes |
| Tantalum | CID002508 | XinXing Haorong Electronic Material Co., Ltd. | China | Yes |
| Tantalum | CID002512 | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | Yes |
| Tantalum | CID002539 | KEMET Blue Metals | Mexico | Yes |
| Tantalum | CID002544 | H.C. Starck Co., Ltd. | Thailand | Yes |
| Tantalum | CID002545 | H.C. Starck GmbH Goslar | Germany | Yes |
| Tantalum | CID002547 | H.C. Starck Hermsdorf GmbH | Germany | Yes |
| Tantalum | CID002548 | H.C. Stark Inc. | United States | Yes |
| Tantalum | CID002549 | H.C. Stark Ltd | Japan | Yes |
| Tantalum | CID002550 | H.C. Starck Smelting GmbH & Co.KG | Germany | Yes |
| Tantalum | CID002557 | Global Advanced Metals Boyertown | United States | Yes |
| Tantalum | CID002558 | Global Advanced Metals Aizu | Japan | Yes |
| Tantalum | CID002568 | KEMET Blue Powder | United States | Yes |
| Tantalum | CID002707 | Resind Industria e Comercio Ltda. | Brazil | Yes |
| Tantalum | CID002842 | Jiangxi Tuohong New Raw Material | China | Yes |
| Tantalum | CID002847 | Power Resources Ltd | Macedonia, the former Yugoslav Republic of | Yes |
| Tin | CID000228 | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | Yes |
| Tin | CID000244 | Jiangxi Ketai Advanced Material Co., Ltd. | China | Yes |
| Tin | CID000292 | Alpha | United States | Yes |
| Tin | CID000306 | CV Gita Pesona | Indonesia | Yes |
| Tin | CID000309 | PT Aries Kencana Sejahtera | Indonesia | Yes |
| Tin | CID000313 | CV Serumpun Sebalai | Indonesia | Yes |
| Tin | CID000315 | CV United Smelting | Indonesia | Yes |
| Tin | CID000402 | Dowa | Japan | Yes |
| Tin | CID000438 | EM Vinto | Bolivia, Plurinational State of | Yes |
| Tin | CID000468 | Fenix Metals | Poland | Yes |
| Tin | CID000538 | Geiju Non-Ferrous Metal Processing Co. Ltd. | China | Yes |
| Tin | CID000760 | Huichang Jinshunda Tin Co. Ltd | China | Yes |
| Tin | CID000942 | Gejiu Kai Meng Industry and Trade LLC | China | Yes |
| Tin | CID001070 | China Tin Group Co., Ltd. | China | Yes |
| Tin | CID001105 | Malaysia Smelting Corporation (MSC) | Malaysia | Yes |
| Tin | CID001142 | Metallic Resources, Inc. | United States | Yes |
| Tin | CID001173 | Mineracao Taboca S.A. | Brazil | Yes |
| Tin | CID001182 | Minsur | Peru | Yes |
| Tin | CID001191 | Mitsubishi Materials Corporation | Japan | Yes |
| Tin | CID001314 | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | Yes |
| Tin | CID001337 | Operaciones Metalurgical S.A. | Bolivia, Plurinational State of | Yes |
| Tin | CID001399 | PT Artha Cipta Langgeng | Indonesia | Yes |
| Tin | CID001402 | PT Babel Inti Perkasa | Indonesia | Yes |
| Tin | CID001419 | PT Bangka Tin Industry | Indonesia | Yes |
| Tin | CID001421 | PT Beliung Industri Sejahtera | Indonesia | Yes |
| Tin | CID001428 | PT Bukit Timah | Indonesia | Yes |
| Tin | CID001434 | PT DS Jaya Abadi | Indonesia | Yes |
| Tin | CID001438 | PT Eunindo Usaha Mandiri | Indonesia | Yes |
| Tin | CID001448 | PT Karimun Mining | Indonesia | Yes |
| Tin | CID001453 | PT Mitra Stania Prima | Indonesia | Yes |
| Tin | CID001457 | PT Panca Mega Persada | Indonesia | Yes |
| Tin | CID001458 | PT Prima Timah Utama | Indonesia | Yes |
| Tin | CID001460 | PT Refined Bangka Tin | Indonesia | Yes |
| Tin | CID001463 | PT Sariwiguna Binasentosa | Indonesia | Yes |
| Tin | CID001468 | PT Stanindo Inti Perkasa | Indonesia | Yes |
| Tin | CID001471 | PT Sumber Jaya Indah | Indonesia | Yes |
| Tin | CID001477 | PT Timah (Persero) Tbk Kundur | Indonesia | Yes |
| Tin | CID001482 | PT Timah (Persero) Tbk Muntok | Indonesia | Yes |
| Tin | CID001490 | PT Tinindo Inter Nusa | Indonesia | Yes |
| Tin | CID001493 | PT Tommy Utama | Indonesia | Yes |
| Tin | CID001539 | Rui Da Hung | Taiwan | Yes |
| Tin | CID001758 | Soft Metais, Ltda. | Brazil | Yes |
| Tin | CID001898 | Thaisarco | Thailand | Yes |
| Tin | CID001908 | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | Yes |
| Tin | CID002036 | White Solder Metalurgia e Mineracao Ltda. | Brazil | Yes |
| Tin | CID002158 | Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. | China | Yes |
| Tin | CID002180 | Yunnan Tin Company Limited | China | Yes |
| Tin | CID002455 | CV Venus Inti Perkasa | Indonesia | Yes |
| Tin | CID002468 | Magnus Minerais Metais e Ligas LTDA | Brazil | Yes |
| Tin | CID002500 | Melt Metais e Ligas S/A | Brazil | Yes |
| Tin | CID002503 | PT ATD Makmur Mandiri Jaya | Indonesia | Yes |
| Tin | CID002517 | O.M. Manufacturing Philippines, Inc. | Philippines | Yes |
| Tin | CID002530 | PT Inti Stania Prima | Indonesia | Yes |
| Tin | CID002570 | CV Ayi Jaya | Indonesia | Yes |
| Tin | CID002592 | CV Dua Sekawan | Indonesia | Yes |
| Tin | CID002593 | CV Tiga Sekawan | Indonesia | Yes |
| Tin | CID002706 | Resind Industria e Comercio Ltda. | Brazil | Yes |
| Tin | CID002757 | PT O.M. Indonesia | Indonesia | Yes |
| Tin | CID002773 | Metallo-Chimique N.V. | Belgium | Yes |
| Tin | CID002774 | Elmet S.L.U (Metallo Group) | Spain | Yes |
| Tin | CID002776 | PT Bangka Prima Tin | Indonesia | Yes |
| Tin | CID002816 | PT Sukses Inti Makmur | Indonesia | Yes |
| Tin | CID002829 | PT Kijang Jaya Mandiri | Indonesia | Yes |
| Tin | CID002835 | PT Menara Cipta Mulia | Indonesia | Yes |
| Tin | CID002844 | HuiChang Hill Tin Industry Co., Ltd. | China | Yes |
| Tin | CID002848 | Gejiu Fengming Metalurgy Chemical Plant | China | Yes |
| Tin | CID002849 | Guanyang Guida Nonferrous Metal Smelting Plant | China | Yes |
| Tin | CID002859 | Gejiu Jinye Mineral Company | China | Yes |
| Tin | CID002870 | PT Lautan Harmonis Sejahtera | Indonesia | Yes |
| Tin | CID003116 | Guangdong Hanhe Non-ferrous Metal Limited Company | China | Yes |
| Tungsten | CID000004 | A.L.M.T. TUNGSTEN Corp. | Japan | Yes |
| Tungsten | CID000105 | Kennametal Huntsville | United States | Yes |
| Tungsten | CID000218 | Guangdong Xianglu Tungsten Co., Ltd. | China | Yes |
| Tungsten | CID000258 | Chongyi Zhangyuan Tungsten Co., Ltd. | China | Yes |
| Tungsten | CID000499 | Fujian Jinxin Tungsten Co., Ltd. | China | Yes |
| Tungsten | CID000568 | Global Tungsten & Powders Corp. | United States | Yes |
| Tungsten | CID000766 | Hunan Chenzhou Mining Co., Ltd | China | Yes |
| Tungsten | CID000769 | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | Yes |
| Tungsten | CID000825 | Japan New Metals Co., Ltd. | Japan | Yes |
| Tungsten | CID000875 | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | Yes |
| Tungsten | CID000966 | Kennametal Fallon | United States | Yes |
| Tungsten | CID001889 | Tejing (Vietnam) Tungsten Co., Ltd. | Viet Nam | Yes |
| Tungsten | CID002011 | Vietnam Youngsun Tungsten Industry Co., Ltd | Viet Nam | Yes |
| Tungsten | CID002044 | Wolfram Bergbau und Hutten AG | Austria | Yes |
| Tungsten | CID002082 | Xiamen Tungsten Co., Ltd. | China | Yes |
| Tungsten | CID002095 | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | China | Yes |
| Tungsten | CID002315 | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | Yes |
| Tungsten | CID002316 | Jiangxi Yaosheng Tungsten Co., Ltd. | China | Yes |
| Tungsten | CID002317 | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | Yes |
| Tungsten | CID002318 | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | Yes |
| Tungsten | CID002319 | Malipo Haiyu Tungsten Co., Ltd. | China | Yes |
| Tungsten | CID002320 | Xiamen Tungsten (H.C.) Co., Ltd. | China | Yes |
| Tungsten | CID002321 | Jiangxi Gan Bei Tungsten Co., Ltd. | China | Yes |
| Tungsten | CID002494 | Ganzhou Seadragon W & Mo Co., Ltd. | China | Yes |
| Tungsten | CID002502 | Asia Tungsten Products Vietnam Ltd. | Viet Nam | Yes |
| Tungsten | CID002513 | Chenzhou Diamond Tungsten Products Co., Ltd. | China | Yes |
| Tungsten | CID002535 | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | China | Yes |
| Tungsten | CID002541 | H.C. Starck GmbH | Germany | Yes |
| Tungsten | CID002542 | H.C. Starck Smelting GmbH & Co.KG | Germany | Yes |
| Tungsten | CID002543 | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Viet Nam | Yes |
| Tungsten | CID002551 | Jiangwu H.C. Stark Tungsten Products Co., Ltd | China | Yes |
| Tungsten | CID002579 | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China | Yes |
| Tungsten | CID002589 | Niagara Refining LLC | United States | Yes |
| Tungsten | CID002649 | Hydrometallurg, JSC | Russian Federation | Yes |
| Tungsten | CID002724 | Unecha Refractory metals plant | Russian Federation | Yes |
| Tungsten | CID002815 | South-East Nonferrous Metal Company Limited of Hengyang City? | China | Yes |
| Tungsten | CID002827 | Philippine Chuangin Industrial Co., Inc. | Philippines | Yes |
| Tungsten | CID002830 | Xinfeng Huarui Tungsten & Molbdenum New Material Co., Ltd | China | Yes |
| Tungsten | CID002833 | ACL Metais Eireli | Brazil | Yes |
| Tungsten | CID002843 | Woltech Korea Co., Ltd. | Korea, Republic of | Yes |
| Tungsten | CID002845 | Moliren Ltd | Russian Federation | Yes |
Schedule II Location (Country) of Mine(s)
| Australia | Japan | Sweden |
| Belgium | Kazakhstan | Switzerland |
| Bolivia, Plurinational State of | Mexico | Thailand |
| Brazil | Netherlands | Turkey |
| China | Philippines | United States |
| Germany | Poland | Viet Nam |
| Indonesia | Russian Federation |
