Hyster-Yale Materials Handling Form 5 / JAMES T RANKIN ownership change

SEC Form 5

FORM 5

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0362
Estimated average burden
hours per response:			1.0

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Form 3 Holdings Reported.

Form 4 Transactions Reported.

1. Name and Address of Reporting Person^*

RANKIN JAMES T

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS

44124

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
Member of a Group

3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2016

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)	4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	12/22/2016		G	100	A	$0	9,665	I	proportionate limited partnership interests in shares held by RA II LP
Class A Common Stock	12/22/2016		G	100	A	$0	1,309	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.⁽¹⁾
Class A Common Stock	12/22/2016		G	100	A	$0	1,161	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares.⁽¹⁾
Class A Common Stock	12/22/2016		G	100	A	$0	292	I	Minor child?s proportionate interests in shares held by Rankin Associates II.⁽¹⁾
Class A Common Stock	12/22/2016		G	100	A	$0	100	I	child's proportionate limited partnership interest in shares held by Rankin Associates II
Class A Common Stock	12/22/2016		G	199	A	$0	1,309	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.⁽¹⁾
Class A Common Stock	12/22/2016		G	199	A	$0	1,161	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares.⁽¹⁾
Class A Common Stock							15,853	I	Held by Trust
Class A Common Stock							862	I	Spouse's proportionate limited partnership interests in shares held by Rankin Associates II LP⁽¹⁾
Class A Common Stock							563	I	Shares held by spouse⁽¹⁾
Class A Common Stock							645	I	co-trustee of trust for the benefit of minor niece⁽¹⁾
Class A Common Stock							563	I	co-trustee of the trust for the benefit of the minor nephew⁽¹⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)	5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽²⁾	12/22/2016		G	100		⁽²⁾	⁽²⁾	Class A Common Stock	100	$0	9,665	I	proportionate limited partnership interests in shares held by RA II, L.P
Class B Common Stock	⁽²⁾	12/22/2016		G	100		⁽²⁾	⁽²⁾	Class A Common Stock	100	$0	1,309	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.⁽¹⁾
Class B Common Stock	⁽²⁾	12/22/2016		G	100		⁽²⁾	⁽²⁾	Class A Common Stock	100	$0	1,161	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares.⁽¹⁾
Class B Common Stock	⁽²⁾	12/22/2016		G	100		⁽²⁾	⁽²⁾	Class A Common Stock	100	$0	292	I	As Custodian for reporting person's minor child's proportionate interest in RAII shares⁽¹⁾
Class B Common Stock	⁽²⁾	12/22/2016		G	100		⁽²⁾	⁽²⁾	Class A Common Stock	100	$0	100	I	child's proportionate limited partnership interest in shares held by Rankin Associates II
Class B Common Stock	⁽²⁾	12/22/2016		G	199		⁽²⁾	⁽²⁾	Class A Common Stock	199	$0	1,309	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.⁽¹⁾
Class B Common Stock	⁽²⁾	12/22/2016		G	199		⁽²⁾	⁽²⁾	Class A Common Stock	199	$0	1,161	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares.⁽¹⁾
Class B Common Stock	⁽²⁾						⁽²⁾	⁽²⁾	Class A Common Stock	15,683		15,683	D
Class B Common Stock	⁽²⁾						⁽²⁾	⁽²⁾	Class A Common Stock	862		862	I	Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P⁽¹⁾
Class B Common Stock	⁽²⁾						⁽²⁾	⁽²⁾	Class A Common Stock	563		563	I	By Spouse.⁽¹⁾
Class B Common Stock	⁽²⁾						⁽²⁾	⁽²⁾	Class A Common Stock	645		645	I	Held through a trust for Reporting Person's minor niece/nephew⁽¹⁾
Class B Common Stock	⁽²⁾						⁽²⁾	⁽²⁾	Class A Common Stock	563		563	I	co-trustee of the trust for the benefit of the minor nephew⁽¹⁾

Explanation of Responses:

1. Reporting Person disclaims beneficial ownership of all such shares.

2. N/A

	/s/ Suzanne S. Taylor, attorney-in-fact	02/09/2017
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Hyster-Yale Materials Handling (HY) Form 5HYSTER-YALE MATERIALS HANDLING / JAMES T RANKIN ownership change