Hyster-Yale Materials Handling Form 4 / ALFRED M ET AL RANKIN ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

RANKIN ALFRED M ET AL

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS

44124

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chairman

3. Date of Earliest Transaction (Month/Day/Year)
02/18/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	02/18/2020		M⁽¹⁾		28,014	A	$0	208,683	I	Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
Class A Common Stock	02/18/2020		F⁽²⁾		661	D	$55.56	208,022	I	Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
Class A Common Stock								13,730	I	Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock								14,752	I	Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock								10,271	I	proportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR
Class A Common Stock								97	I	Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock								19	I	proportionate general partnership interest shares held by RAIV
Class A Common Stock								1,087	I	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock								1,057	I	Represents the proportionate interest in shares held by RA5
Class A Common Stock								292	I	Represents the proportionate interest in shares held by RAVI
Class A Common Stock								1,975	I	proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stock								80	I	Proportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common Stock								100	I	Proportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common Stock								20,987	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.⁽³⁾
Class A Common Stock								42,666	I	proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin⁽³⁾
Class A Common Stock								23,989	I	proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin⁽³⁾
Class A Common Stock								46,182	I	Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV⁽³⁾
Class A Common Stock								377	I	brother's proportionate interests held in shares in Rankin Associates V
Class A Common Stock								636	I	Brother's Proportionate interest in share held by Rankin Associates VI
Class A Common Stock								73,450	I	Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin⁽³⁾
Class A Common Stock								1,503	I	Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common Stock								23,629	I	Serves as trustee of trust for the benefit of Clara Rankin⁽⁴⁾
Class A Common Stock								9,600	I	Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren⁽³⁾
Class A Common Stock								377	I	Spouse's proportionate interest in shares held by Rankin Associates V
Class A Common Stock								635	I	Spouse's proportionate interest in shares held by RA VI
Class A Common Stock								105,768	I	Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin⁽³⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	15,982		15,982	I	Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	14,160		14,160	I	Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	17,556		17,556	I	Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	18,373		18,373	I	proportionate LP intrst in shares held by RA I LP in qualified annuity interest trust-benefit of AMR
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	97		97	I	Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	31		31	I	proportionate general partnership interest shares held by RAIV
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	1,721		1,721	I	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	1,975		1,975	I	proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	18,625		18,625	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.⁽³⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	76,330		76,330	I	proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin⁽³⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	23,989		23,989	I	proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin⁽³⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	73,166		73,166	I	Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	747		747	I	Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin⁽³⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	9,600		9,600	I	Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren⁽³⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	21,006		21,006	I	Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin⁽³⁾

Explanation of Responses:

1. LTIP Award - Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

2. Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

3. Reporting Person disclaims beneficial ownership of all such shares.

4. Reporting person serves as Trust for Clara L.T. Rankin Trust

5. N/A

	/s/ Suzanne S. Taylor, attorney-in-fact	02/20/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Hyster-Yale Materials Handling (HY) Form 4HYSTER-YALE MATERIALS HANDLING / ALFRED M ET AL RANKIN ownership change