Hyster-Yale Materials Handling (HY) Form 4 HYSTER-YALE MATERIALS HANDLING / CLAIBORNE R RANKIN ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

RANKIN CLAIBORNE R

(Last) (First) (Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS OH 44124

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
Member of a Group

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	10/01/2020		A(1)		733	A	$0	136,677	I	Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class A Common Stock								35,857	I	Spouse's proportionate interests in shares held by Rankin Associates I.(2)
Class A Common Stock								1,978	I	spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP(2)
Class A Common Stock								377	I	spouse's proportionate interests held in shares in Rankin Associates V
Class A Common Stock								635	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock								4,174	I	Held in trust fbo Reporting Person's spouse.(2)
Class A Common Stock								19	I	Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner
Class A Common Stock								14,567	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock								32,571	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock								65,824	I	proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock								155	I	Interest in Shares held by Rankin Associates V
Class A Common Stock								292	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock								80	I	interest in shares held by RAV held by Rankin Management, Inc. ("RMI")
Class A Common Stock								100	I	interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
Class A Common Stock								1,975	I	proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class A Common Stock								41,932	I	Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock								41,932	I	Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock								42,120	I	Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Class B Common Stock	(3)							(3)	(3)	Class A Common Stock	64,143		64,143	I	spouses proportionate LP interst in shares held in RA1
Class B Common Stock	(3)							(3)	(3)	Class A Common Stock	1,978		1,978	I	spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP(2)
Class B Common Stock	(3)							(3)	(3)	Class A Common Stock	2,783		2,783	I	Trustee of a Trust for the benefit of Chloe O. Rankin.
Class B Common Stock	(3)							(3)	(3)	Class A Common Stock	31		31	I	Proportionate general partnership interest in shares held in RAIV(4)
Class B Common Stock	(3)							(3)	(3)	Class A Common Stock	26,057		26,057	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class B Common Stock	(3)							(3)	(3)	Class A Common Stock	32,571		32,571	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock	(3)							(3)	(3)	Class A Common Stock	104,286		104,286	I	proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class B Common Stock	(3)							(3)	(3)	Class A Common Stock	1,975		1,975	I	proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class B Common Stock	(3)							(3)	(3)	Class A Common Stock	123,760		123,760	I	Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class B Common Stock	(3)							(3)	(3)	Class A Common Stock	12,098		12,098	I	Serves as Trustee of GSTs for the benefit of Chloe Seelbach
Class B Common Stock	(3)							(3)	(3)	Class A Common Stock	12,098		12,098	I	Serves as Trustee of the GSTs for the benefit of Claiborne Rankin Jr.
Class B Common Stock	(3)							(3)	(3)	Class A Common Stock	12,098		12,098	I	Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers

Explanation of Responses:

1. Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

2. Reporting Person disclaims beneficial ownership of all such shares.

3. N/A

4. proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.

	/s/ Suzanne S. Taylor, attorney-in-fact	10/05/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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