Hyster-Yale Materials Handling Form 4 / HELEN RANKIN BUTLER ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

BUTLER HELEN RANKIN

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE, SUITE 300

(Street)

MAYFIELD HEIGHTS

44124

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
Member of a Group

3. Date of Earliest Transaction (Month/Day/Year)
01/01/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	01/01/2021		A⁽¹⁾		578	A	$0	31,851	I	spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust.⁽²⁾
Class A Common Stock								1,743	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock								634	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock								9,052	I	child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P⁽²⁾
Class A Common Stock								461	I	child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock								4,513	I	held in Trust for the benefit of Reporting Person's minor child⁽²⁾
Class A Common Stock								1,743	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock								9,208	I	child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P⁽²⁾
Class A Common Stock								461	I	child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock								4,357	I	held in trust for the benefit of Reporting Person's minor child⁽²⁾
Class A Common Stock								634	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock								89,005	I	proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock								535	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock								49,811	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock								10,796	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock								32,369	I	proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class A Common Stock								1,134	I	proportionate limited partnership interests in shares held by Rankin Associates V, L.P.
Class A Common Stock								120,728	I	held by Trust for the benefit of Reporting Person
Class A Common Stock								2,800	I	Individual Retirement Account for the benefit of the Reporting Person's spouse⁽²⁾
Class A Common Stock								635	I	Spouse's proportionate interest in Rankin Associates VI
Class A Common Stock								8,109	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP⁽²⁾
Class A Common Stock								906	I	spouse's proportionate interests held in shares in Rankin Associates V

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	2,033		2,033	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	9,052		9,052	I	child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	3,683		3,683	I	held by Trust for the benefit of Reporting Person's minor child
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	2,033		2,033	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	9,208		9,208	I	child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	3,527		3,527	I	held by trust for the benefit of Reporting Person's minor child⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	103,668		103,668	I	proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	89,105		89,105	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	10,796		10,796	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	51,283		51,283	I	proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	58,586		58,586	I	Held by Trust for the benefit of Reporting Person
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	2,800		2,800	I	Individual Retirement Account for the benefit of the Reporting Person's spouse⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	8,109		8,109	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	17,262		17,262	I	spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust.⁽²⁾

Explanation of Responses:

1. Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

2. Reporting Person disclaims beneficial ownership of all such shares.

3. N/A

	/s/ Suzanne S. Taylor, attorney-in-fact	01/05/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Hyster-Yale Materials Handling (HY) Form 4HYSTER-YALE MATERIALS HANDLING / HELEN RANKIN BUTLER ownership change