Hyster-Yale Materials Handling Form 4 / JOHN C BUTLER JR ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

BUTLER JOHN C JR

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS

44124

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
Member of a Group

3. Date of Earliest Transaction (Month/Day/Year)
12/31/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	12/31/2020		G	V	35,468	D	$0	14,343	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P⁽¹⁾
Class A Common Stock	12/31/2020		G	V	10,796	D	$0	0	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P⁽¹⁾
Class A Common Stock	12/31/2020		G	V	8,109	D	$0	0	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	12/31/2020		G	V	1,134	D	$0	0	I	Spouse's proportionate limited partnership interests in shares held by Rankin Associates V, L.P.⁽¹⁾
Class A Common Stock	12/31/2020		G	V	906	D	$0	0	I	proportionate interests held in shares by Rankin Associates V
Class A Common Stock	12/31/2020		G	V	535	D	$0	0	I	Spouse's proportionate interest in shares held by Rankin Associates VI⁽¹⁾
Class A Common Stock	12/31/2020		G	V	635	D	$0	0	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	12/31/2020		G	V	4,825	A	$0	4,825	I	Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler⁽²⁾
Class A Common Stock	12/31/2020		G	V	4,825	A	$0	4,825	I	Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler⁽³⁾
Class A Common Stock	12/31/2020		G	V	1,743	D	$0	87,262	I	Spouse's proportionate partnership interest shares held by AMR Associates LP⁽¹⁾
Class A Common Stock	12/31/2020		G	V	876	A	$0	876	I	Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler⁽¹⁾
Class A Common Stock	01/22/2021		P⁽⁴⁾		4,418	A	$55.5	18,761	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P⁽¹⁾
Class A Common Stock	01/22/2021		P⁽⁵⁾		543	A	$55.5	32,912	I	Spouse's proportionate limited partnership interest in shares held by RAIV Class A⁽¹⁾
Class A Common Stock	01/22/2021		P⁽⁶⁾		146	A	$55.5	146	I	Spouse's proportionate interest in shares held by Rankin Associates VI⁽¹⁾
Class A Common Stock	01/22/2021		P⁽⁷⁾		7,352	A	$55.5	8,228	I	Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler⁽¹⁾
Class A Common Stock								1,743	I	child's proportionate partnership interest shares held by AMR Associates LP⁽¹⁾
Class A Common Stock								634	I	Child's proportionate interest in shares held by Rankin Associates VI⁽¹⁾
Class A Common Stock								9,052	I	Child's trust?s proportionate interests in shares held by Rankin Associates II.⁽¹⁾
Class A Common Stock								461	I	child's proportionate interests held in shares in Rankin Associates V⁽¹⁾
Class A Common Stock								4,513	I	Reporting Person is trustee of Trust fbo child.⁽¹⁾
Class A Common Stock								1,743	I	child's proportionate partnership interest shares held by AMR Associates LP⁽¹⁾
Class A Common Stock								9,208	I	Child's trust?s proportionate interests in shares held by Rankin Associates II.⁽¹⁾
Class A Common Stock								461	I	child's proportionate interests held in shares in Rankin Associates V⁽¹⁾
Class A Common Stock								634	I	Child's proportionate interest in shares held by Rankin Associates VI⁽¹⁾
Class A Common Stock								4,357	I	Reporting Person is trustee of Trust fbo child.⁽¹⁾
Class A Common Stock								120,728	I	Held by Trust for the benefit of Reporting Person's Spouse⁽¹⁾
Class A Common Stock								2,800	I	Held in an Individual Retirement Account for the benefit of the Reporting Person
Class A Common Stock								31,851	I	Held in trust fbo Reporting Person.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽⁸⁾	12/31/2020		G	V		63,448	⁽⁸⁾	⁽⁸⁾	Class A Common Stock	63,448	$0	25,657	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P⁽¹⁾
Class B Common Stock	⁽⁸⁾	12/31/2020		G	V		10,796	⁽⁸⁾	⁽⁸⁾	Class A Common Stock	10,796	$0	0	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P⁽¹⁾
Class B Common Stock	⁽⁸⁾	12/31/2020		G	V		8,109	⁽⁸⁾	⁽⁸⁾	Class A Common Stock	8,109	$0	0	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock	⁽⁹⁾	12/31/2020		G	V	4,054		⁽¹⁰⁾	⁽¹¹⁾	Class A Common Stock	4,054	$0	4,054	I	Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler⁽¹²⁾
Class B Common Stock	⁽¹³⁾	12/31/2020		G	V	4,055		⁽¹⁴⁾	⁽¹⁵⁾	Class A Common Stock	4,055	$0	4,055	I	Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler⁽¹⁶⁾
Class B Common Stock	⁽⁸⁾	12/31/2020		G	V		2,032	⁽⁸⁾	⁽⁸⁾	Class A Common Stock	2,032	$0	101,636	I	Spouse's proportionate partnership interest shares held by AMR Associates LP⁽¹⁾
Class B Common Stock	⁽¹⁷⁾	12/31/2020		G	V	1,567		⁽¹⁸⁾	⁽¹⁹⁾	Class A Common Stock	1,567	$0	1,567	I	Spouse is Trustee of BTR 2020 GST trust fbo Helen Butler⁽¹⁾
Class B Common Stock	⁽⁸⁾	01/22/2021		P⁽²⁰⁾		7,903		⁽⁸⁾	⁽⁸⁾	Class A Common Stock	7,903	$55.5	33,560	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P⁽¹⁾
Class B Common Stock	⁽⁸⁾	01/22/2021		P⁽²¹⁾		861		⁽⁸⁾	⁽⁸⁾	Class A Common Stock	861	$55.5	52,144	I	spouse's proportionate limited partnership interest in shared held by RAIV Class B⁽¹⁾
Class B Common Stock	⁽¹⁷⁾	01/22/2021		P⁽²²⁾		10,365		⁽¹⁸⁾	⁽¹⁹⁾	Class A Common Stock	10,365	$55.5	11,932	I	Spouse is Trustee of BTR 2020 GST trust fbo Helen Butler⁽¹⁾
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	2,033		2,033	I	Child's proportionate partnership interest shares held by AMR Associates LP⁽¹⁾
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	9,052		9,052	I	Child's trust?s proportionate interests in shares held by Rankin Associates II.⁽¹⁾
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	3,683		3,683	I	Reporting Person is trustee of Trust fbo child.⁽¹⁾
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	2,033		2,033	I	Child's proportionate partnership interest shares held by AMR Associates LP⁽¹⁾
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	9,208		9,208	I	Child's trust?s proportionate interests in shares held by Rankin Associates II.⁽¹⁾
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	3,527		3,527	I	Reporting Person is trustee of Trust fbo child.⁽¹⁾
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	58,586		58,586	I	Held by Trust for the benefit of Reporting Person's Spouse⁽¹⁾
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	2,800		2,800	I	Held in an Individual Retirement Account for the benefit of the Reporting Person
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	17,262		17,262	I	Held in trust fbo Reporting Person.

Explanation of Responses:

1. Reporting Person disclaims beneficial ownership of all such shares.

2. Reporting Person disclaims beneficial ownership of all such shares.

3. Reporting Person disclaims beneficial ownership of all such shares.

4. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

5. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

6. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $8,116.29 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

7. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

8. N/A

9. N/A

10. N/A

11. N/A

12. Reporting Person disclaims beneficial ownership of all such shares.

13. N/A

14. N/A

15. N/A

16. Reporting Person disclaims beneficial ownership of all such shares.

17. N/A

18. N/A

19. N/A

20. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

21. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

22. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

	/s/ Suzanne S. Taylor, attorney-in-fact	01/26/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Hyster-Yale Materials Handling (HY) Form 4HYSTER-YALE MATERIALS HANDLING / JOHN C BUTLER JR ownership change