Hyster-Yale Materials Handling Form 4 / VICTOIRE G RANKIN ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

RANKIN VICTOIRE G

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS

44124

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
Member of a Group

3. Date of Earliest Transaction (Month/Day/Year)
02/12/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	02/12/2021		S⁽¹⁾		208,972	D	$59.04	0	I	Represents Spouse's proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock								9,600	I	spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren⁽²⁾
Class A Common Stock								14,752	I	Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse⁽²⁾
Class A Common Stock								1,434	I	Spouse's proportionate interest in shares held by RA1⁽²⁾
Class A Common Stock								19	I	Spouse's proporationate partnership interest in RAIV⁽²⁾
Class A Common Stock								1,975	I	spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI")⁽²⁾
Class A Common Stock								80	I	spouse's proportionate interest in shares held by RAV held by Rankin Management, Inc.
Class A Common Stock								100	I	spouse's proportionate interest in shares held by RAVI held by Rankin Management, Inc.
Class A Common Stock								20,987	I	spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr⁽²⁾
Class A Common Stock								59,984	I	Spouse serves as trustee for the GSTs for the benefit of Clara Williams
Class A Common Stock								59,984	I	Spouse serves as trustee for GSTs for the benefit of Helen Butler
Class A Common Stock								377	I	Reporting person's proportionate interest in shares held by Rankin Associates 5
Class A Common Stock								635	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock								105,768	I	spouse serves as the Trustee of the Trust which is held for the benefit of the Reporting person

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽³⁾	02/12/2021		S⁽¹⁾			1,926	⁽³⁾	⁽³⁾	Class A Common Stock	1,926	$59.04	0	I	Represents Spouse's proportionate limited partnership interest in shares held by AMR Associates LP
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	9,600		9,600	I	spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	14,160		14,160	I	Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	17,556		17,556	I	spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	2,566		2,566	I	Spouses proportionate partnership interest in shares held by Rankin Associates I.⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	31		31	I	RAIV General Partnership
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	1,975		1,975	I	spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI")⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	18,625		18,625	I	spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	747		747	I	Spouse is a Trustee of a Trust, Trusts proportionate interest of Class A Trust⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	12,098		12,098	I	Spouse serves as trustee for GSTs for the benefit of Clara Williams
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	12,098		12,098	I	Spouse serves as trustee of GSTs trust for the benefit of Helen Butler
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	21,006		21,006	I	spouse serves as the Trustee of the Trust which is held for the benefit of the Reporting person

Explanation of Responses:

1. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amount of $5,891,329.93 plus interest which will accrue at a rate of 0.56% per annum, the principal amount of which indebtedness will be due and owing on February 11, 2030 and the accrued interest will be due and owing annually during the term. This transaction was executed as part of multi-generational estate planning by and among members of the Rankin family.

2. Reporting Person disclaims beneficial ownership of all such shares.

3. N/A

	/s/ Suzanne S. Taylor, attorney-in-fact	02/17/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Hyster-Yale Materials Handling (HY) Form 4HYSTER-YALE MATERIALS HANDLING / VICTOIRE G RANKIN ownership change