Hyster-Yale Materials Handling Form 4 / VICTOIRE G RANKIN ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

RANKIN VICTOIRE G

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS

44124

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
Member of a Group

3. Date of Earliest Transaction (Month/Day/Year)
12/15/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	12/15/2021		J⁽¹⁾		19	D	$0	0	I	Spouse's proporationate partnership interest in RAIV⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		635	D	$0	0	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	12/15/2021		J⁽¹⁾		1,975	D	$0	0	I	Spouse's proportionate interest in shares in RA II LP held by Rankin Management, Inc. as GP⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		80	D	$0	0	I	Spouse's proportionate interest in shares held by RAV held by Rankin Management, Inc.⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		100	D	$0	0	I	Spouse's proportionate interest in shares in RAVI held by RAVI held by Rankin Management, Inc.⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		21,006	A	$0	126,774	I	Spouse serves as the Trustee of the Trust which is held for the benefit of the Reporting person
Class A Common Stock	12/15/2021		J⁽³⁾		17,556	A	$0	17,556	I	spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		18,625	A	$0	39,612	I	spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		9,600	A	$0	19,200	I	spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		1,434	D	$0	0	I	Spouse's proportionate interest in shares held by RA1⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		377	D	$0	0	I	Reporting person's proportionate interest in shares held by Rankin Associates 5
Class A Common Stock	12/15/2021		J⁽³⁾		747	A	$0	747	I	Spouse is a Trustee of a Trust for the benefit of Bruce T. Rankin⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		55,825	D	$0	4,159	I	Spouse serves as trustee for the GSTs for the benefit of Clara Williams
Class A Common Stock	12/15/2021		J⁽¹⁾		55,825	D	$0	4,159	I	Spouse serves as trustee for GSTs for the benefit of Helen Butler
Class A Common Stock								14,752	I	Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse⁽²⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		19		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	19	$0	50	I	RAIV General Partnership
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		635		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	635	$0	635	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		1,975		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	1,975	$0	3,950	I	Spouse's proportionate interest in shares in RA II LP held by Rankin Management, Inc. as GP⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		80		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	80	$0	80	I	Spouse's proportionate interest in shares held by RAV held by Rankin Management, Inc.⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		100		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	100	$0	100	I	Spouse's proportionate interest in shares in RAVI held by RAVI held by Rankin Management, Inc.⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾			21,006	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	21,006	$0	0	I	Spouse serves as the Trustee of the Trust which is held for the benefit of the Reporting person
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾			17,556	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	17,556	$0	0	I	spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾			18,625	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	18,625	$0	0	I	spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾			9,600	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	9,600	$0	0	I	spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		1,434		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	1,434	$0	4,000	I	Spouses proportionate partnership interest in shares held by Rankin Associates I.⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		377		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	377	$0	377	I	Represents percentage of ownership interest of Rankin Associates V partnership held in trust
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾			747	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	747	$0	0	I	Spouse is a Trustee of a Trust, Trusts proportionate interest of Class A Trust⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		55,825		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	55,825	$0	67,923	I	Spouse serves as trustee for GSTs for the benefit of Clara Williams
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		55,825		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	55,825	$0	67,923	I	Spouse serves as trustee of GSTs trust for the benefit of Helen Butler
Class B Common Stock	⁽⁴⁾							⁽⁴⁾	⁽⁴⁾	Class A Common Stock	14,160		14,160	I	Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse⁽²⁾

Explanation of Responses:

1. Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

2. Reporting Person disclaims beneficial ownership of all such shares.

3. Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

4. N/A

	/s/ Suzanne S. Taylor, attorney-in-fact	12/16/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Hyster-Yale Materials Handling (HY) Form 4HYSTER-YALE MATERIALS HANDLING / VICTOIRE G RANKIN ownership change