Hyster-Yale Materials Handling (HY) Form 4 Change in insider ownership

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

David BH Williams, Trustee UAD The Helen Charles Williams 2004 Trust

(Last) (First) (Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD OH 44124

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
Member of a Group

3. Date of Earliest Transaction (Month/Day/Year)
12/15/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	12/15/2021		J(1)		10,581	D	$0	0	I	Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	12/15/2021		J(2)		2,152	A	$0	5,135	I	Father is trustee of a trust fbo Reporting Person
Class A Common Stock	12/15/2021		J(1)		634	D	$0	0	I	Proportionate interest in shares held by Rankin Associates VI held in trust
Class A Common Stock	12/15/2021		J(1)		527	D	$0	1,217	I	proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock	12/15/2021		J(1)		461	D	$0	0	I	Proportionate interests held in shares in Rankin Associates V

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Class B Common Stock	(3)	12/15/2021		J(1)		10,581		(3)	(3)	Class A Common Stock	10,581	$0	21,162	I	Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II.
Class B Common Stock	(3)	12/15/2021		J(2)			2,152	(3)	(3)	Class A Common Stock	2,152	$0	0	I	Father is trustee of a trust fbo Reporting Person
Class B Common Stock	(3)	12/15/2021		J(1)		634		(3)	(3)	Class A Common Stock	634	$0	634	I	Proportionate interest in shares held by Rankin Associates VI held in trust
Class B Common Stock	(3)	12/15/2021		J(1)		527		(3)	(3)	Class A Common Stock	527	$0	2,560	I	proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock	(3)	12/15/2021		J(1)		461		(3)	(3)	Class A Common Stock	461	$0	461	I	Proportionate interests held in shares in Rankin Associates V

Explanation of Responses:

1. Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

2. Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

3. N/A

	/s/ Suzanne S. Taylor, attorney-in-fact	12/16/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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