Hyster-Yale Materials Handling Form 4 / Lynne T Rankin ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Rankin Lynne T

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS

44124

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
Member of a Group

3. Date of Earliest Transaction (Month/Day/Year)
12/15/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	12/15/2021		J⁽¹⁾		15,683	A	$0	31,536	I	Shares held by Spouse.⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		9,796	D	$0	0	I	Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		2,814	D	$0	0	I	Spouse is co-trustee of Trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		2,666	D	$0	0	I	Spouse is co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		1,439	D	$0	0	I	Minor child?s proportionate interests in shares held by Rankin Associates II.⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		1,247	D	$0	0	I	child's proportionate limited partnership interest in shares held by Rankin Associates II
Class A Common Stock	12/15/2021		J⁽³⁾		1,135	D	$0	0	I	Spouse's proportionate interest in shares held by Rankin Associates V⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		862	D	$0	0	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	12/15/2021		J⁽¹⁾		645	A	$0	1,290	I	Spouse serves as co-trustee of a trust for the benefit of minor niece.⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		635	D	$0	0	I	Reporting Person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock	12/15/2021		J⁽³⁾		634	D	$0	0	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		634	D	$0	0	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		634	D	$0	0	I	Child's proportionate interest in shares held by Rankin Associates VI⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		634	D	$0	0	I	Child's proportionate interest in shares held by Rankin Associates VI⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		563	A	$0	1,126	D
Class A Common Stock	12/15/2021		J⁽¹⁾		563	A	$0	1,126	I	Reporting Person's Spouse is co-trustee of the trust of minor nephew⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		535	D	$0	0	I	Spouse's proportionate interest in shares held by Rankin Associates VI⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		461	D	$0	0	I	Spouse is co-trustee of trust fbo nephew; nephew proportionate interests held in shares in RA V⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		461	D	$0	0	I	Child's proportionate interests held in shares in Rankin Associates V⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		461	D	$0	0	I	Child's proportionate interests held in shares in Rankin Associates V⁽²⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾			15,683	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	15,683	$0	0	I	Held by Spouse.⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾		9,796		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	9,796	$0	19,592	I	Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾		2,814		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	2,814	$0	5,628	I	Spouse is co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾		2,666		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	2,666	$0	5,332	I	Spouse is co-trustee fbo minor nephew's proportionate interests in shares held by RA II.⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾		1,439		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	1,439	$0	2,878	I	Minor child?s proportionate interests in shares held by Rankin Associates II.⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾		1,247		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	1,247	$0	2,494	I	child's proportionate limited partnership interest in shares held by Rankin Associates II
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾		1,135		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	1,135	$0	1,135	I	Spouse's proportionate interest in shares held by Rankin Associates V⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾		862		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	862	$0	1,724	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾			645	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	645	$0	0	I	Spouse serves as co-trustee of a trust for the benefit of minor niece⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾		635		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	635	$0	635	I	Reporting Person's proportionate interest in shares held in Rankin Associates VI
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾		634		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	634	$0	634	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾		634		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	634	$0	634	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾		634		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	634	$0	634	I	Child's proportionate interest in shares held by Rankin Associates VI⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾		634		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	634	$0	634	I	Child's proportionate interest in shares held by Rankin Associates VI⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾			563	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	563	$0	0	D
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾			563	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	563	$0	0	I	Spouse is co-trustee of the trust for the minor nephew⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾		535		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	535	$0	535	I	Spouse's proportionate interest in shares held by Rankin Associates VI⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾		461		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	461	$0	461	I	Spouse is co-trustee of trust fbo nephew; nephew proportionate interests held in shares in RA V⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾		461		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	461	$0	461	I	Child's proportionate interests held in shares in Rankin Associates V⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾		461		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	461	$0	461	I	Child's proportionate interests held in shares in Rankin Associates V⁽²⁾

Explanation of Responses:

1. Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

2. Reporting Person disclaims beneficial ownership of all such shares.

3. Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

4. N/A

	/s/ Suzanne S. Taylor, attorney-in-fact	12/17/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Hyster-Yale Materials Handling (HY) Form 4HYSTER-YALE MATERIALS HANDLING / Lynne T Rankin ownership change