UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21113
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Touchstone Institutional Funds Trust
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(Exact name of registrant as specified in charter)
303 Broadway, Suite 1100
Cincinnati, OH 45202
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(Address of principal executive offices) (Zip code)
Jill T. McGruder
303 Broadway, Suite 1100
Cincinnati, OH 45202
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(Name and address of agent for service)
Registrant's telephone number, including area code: 513-878-4066
Date of fiscal year end: 12/31
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Date of reporting period: 7/1/08 - 6/30/09
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD
TIFT JSAM Institutional Large Cap Value Fund
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ALCATEL-LUCENT Agenda Number: 933069278
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Security: 013904305 Meeting Type: Annual
Ticker: ALU Meeting Date: 29-May-2009
ISIN: US0139043055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF THE FINANCIAL STATEMENTS FOR FISCAL Mgmt For For
YEAR ENDED DECEMBER 31, 2008.
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
FOR FISCAL YEAR ENDED DECEMBER 31, 2008.
O3 RESULTS FOR FISCAL YEAR - APPROPRIATION. Mgmt For For
O4 RATIFICATION OF THE APPOINTMENT OF PHILIPPE Mgmt For For
CAMUS AS MEMBER OF THE BOARD OF DIRECTORS.
O5 RATIFICATION OF THE APPOINTMENT OF BEN VERWAAYEN Mgmt For For
AS MEMBER OF THE BOARD OF DIRECTORS.
O6 RATIFICATION OF THE APPOINTMENT OF STUART E. Mgmt For For
EIZENSTAT AS MEMBER OF THE BOARD OF DIRECTORS.
O7 RATIFICATION OF THE APPOINTMENT OF LOUIS R. Mgmt For For
HUGHES AS MEMBER OF THE BOARD OF DIRECTORS.
O8 RATIFICATION OF THE APPOINTMENT OF JEAN C. MONTY Mgmt For For
AS MEMBER OF THE BOARD OF DIRECTORS.
O9 RATIFICATION OF THE APPOINTMENT OF OLIVIER PIOU Mgmt For For
AS MEMBER OF THE BOARD OF DIRECTORS.
O10 RENEWAL OF THE TERM OF OFFICE OF SYLVIA JAY Mgmt For For
AS MEMBER OF THE BOARD OF DIRECTORS.
O11 RENEWAL OF THE TERM OF OFFICE OF JEAN-CYRIL Mgmt For For
SPINETTA AS MEMBER OF THE BOARD OF DIRECTORS.
O12 APPROVAL OF REGULATED AGREEMENT WHICH REMAINED Mgmt For For
IN FORCE DURING THE FISCAL YEAR.
O13 APPROVAL OF THE COMMITMENTS IN FAVOR OF THE Mgmt Against Against
CHAIRMAN, ENTERED INTO ACCORDING TO ARTICLE
L. 225-42-1 OF THE FRENCH COMMERCIAL CODE WITH
RESPECT TO THE ALLOCATION OF RESTRICTED STOCK
UNITS.
O14 APPROVAL OF THE COMMITMENTS IN FAVOR OF THE Mgmt Against Against
CEO, ENTERED INTO ACCORDING TO ARTICLE L. 225-42-1
OF THE FRENCH COMMERCIAL CODE WITH RESPECT
TO THE ALLOCATION OF RESTRICTED STOCK UNITS
AND STOCK OPTIONS.
O15 APPROVAL OF THE COMMITMENTS IN FAVOR OF THE Mgmt For For
CEO, ENTERED INTO ACCORDING TO ARTICLE L. 225-42-1
OF THE FRENCH COMMERCIAL CODE WITH RESPECT
TO THE PENSION BENEFITS.
O16 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS Mgmt For For
TO ALLOW THE COMPANY TO PURCHASE AND SELL ITS
OWN SHARES.
E17 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS Mgmt For For
TO REDUCE THE SHARE CAPITAL OF THE COMPANY
BY CANCELLATION OF THE TREASURY SHARES.
E18 DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD Mgmt For For
OF DIRECTORS TO PROCEED WITH THE ISSUE WITHOUT
CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS
OF ORDINARY SHARES AND OF SECURITIES CONFERRING
AN IMMEDIATE OR FUTURE RIGHT TO THE SHARE CAPITAL
OF THE COMPANY OR OF ITS AFFILIATES.
E19 DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD Mgmt For For
OF DIRECTORS TO PROCEED WITH THE ISSUE WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS,
OF (I) ORDINARY SHARES AND ANY SECURITIES CONFERRING
AN IMMEDIATE OR FUTURE RIGHT TO THE SHARE CAPITAL
OF THE COMPANY OR OF ITS AFFILIATES, OR OF
(II) COMPANY ORDINARY SHARES WHICH CONFERS
A RIGHT TO THE ISSUANCE OF SECURITIES TO BE
ISSUED BY SUBSIDIARIES, INCLUDING FOR THE PURPOSES
OF REMUNERATING SECURITIES THAT ARE TENDERED
IN CONNECTION WITH AN EXCHANGE OFFER.
E20 DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD Mgmt For For
OF DIRECTORS TO CARRY OUT A SHARE CAPITAL INCREASE
TO REMUNERATE CONTRIBUTIONS IN KIND OF CAPITAL
STOCK OR MARKETABLE SECURITIES GIVING ACCESS
TO THE CAPITAL OF THIRD-PARTY COMPANIES.
E21 AGGREGATE LIMIT TO THE AMOUNT OF ISSUANCES CARRIED Mgmt For For
OUT BY VIRTUE OF THE 18TH, 19TH, AND 20TH RESOLUTIONS.
E22 DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
OF THE COMPANY BY INCORPORATION OF RESERVES,
PROFITS OR PREMIUMS.
E23 DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD Mgmt For For
OF DIRECTORS TO DECIDE ON THE DISPOSAL OR INCREASE
OF SHARE CAPITAL BY THE ISSUANCE OF SHARES
RESERVED TO THE PARTICIPANTS IN A COMPANY SAVINGS
PLAN.
E24 POWERS. Mgmt For For
E25 AMENDMENTS OR NEW RESOLUTIONS PROPOSED AT THE Mgmt For For
MEETING. (IF YOU CAST YOUR VOTE IN FAVOR OF
RESOLUTION 25, YOU ARE GIVING DISCRETION TO
THE CHAIRMAN OF THE MEETING TO VOTE FOR OR
AGAINST ANY AMENDMENTS OR NEW RESOLUTIONS THAT
MAY BE PROPOSED).
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ARROW ELECTRONICS, INC. Agenda Number: 933014742
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Security: 042735100 Meeting Type: Annual
Ticker: ARW Meeting Date: 01-May-2009
ISIN: US0427351004
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL W. DUVAL Mgmt For For
GAIL E. HAMILTON Mgmt For For
JOHN N. HANSON Mgmt For For
RICHARD S. HILL Mgmt For For
M.F. (FRAN) KEETH Mgmt For For
ROGER KING Mgmt For For
MICHAEL J. LONG Mgmt For For
WILLIAM E. MITCHELL Mgmt For For
STEPHEN C. PATRICK Mgmt Withheld Against
BARRY W. PERRY Mgmt For For
JOHN C. WADDELL Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS ARROW'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009
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BANK OF AMERICA CORPORATION Agenda Number: 932970343
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Security: 060505104 Meeting Type: Special
Ticker: BAC Meeting Date: 05-Dec-2008
ISIN: US0605051046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO APPROVE THE ISSUANCE OF SHARES Mgmt For For
OF BANK OF AMERICA COMMON STOCK AS CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF SEPTEMBER 15, 2008, BY AND BETWEEN MERRILL
LYNCH & CO., INC. AND BANK OF AMERICA CORPORATION,
AS SUCH AGREEMENT MAY BE AMENDED FROM TIME
TO TIME.
02 A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 Mgmt For For
KEY ASSOCIATE STOCK PLAN, AS AMENDED AND RESTATED.
03 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK FROM 7.5 BILLION TO 10 BILLION.
04 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT
THAT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
FOREGOING PROPOSALS.
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BANK OF AMERICA CORPORATION Agenda Number: 933016051
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Security: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 29-Apr-2009
ISIN: US0605051046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For
1B ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt Against Against
1C ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1D ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For
1E ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For
1F ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For
1G ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt Against Against
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt Against Against
1J ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For
1M ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For
1N ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For
1O ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For
1P ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Mgmt Against Against
1Q ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt Against Against
1R ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt Against Against
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2009
03 AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Mgmt Against Against
COMPENSATION
04 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT
05 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC Shr For Against
COMP
06 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING Shr For Against
07 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS Shr For Against
08 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shr For Against
09 STOCKHOLDER PROPOSAL - PREDATORY CREDIT CARD Shr For Against
LENDING PRACTICES
10 STOCKHOLDER PROPOSAL - ADOPTION OF PRINCIPLES Shr Against For
FOR HEALTH CARE REFORM
11 STOCKHOLDER PROPOSAL - LIMITS ON EXEC COMP Shr For Against
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BEARINGPOINT, INC. Agenda Number: 932974125
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Security: 074002106 Meeting Type: Annual
Ticker: BE Meeting Date: 05-Dec-2008
ISIN: US0740021060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WOLFGANG H. KEMNA Mgmt Withheld Against
ALBERT L. LORD Mgmt Withheld Against
J. TERRY STRANGE Mgmt Withheld Against
02 TO RATIFY ERNST & YOUNG LLP AS BEARINGPOINT, Mgmt For For
INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR BEARINGPOINT, INC.'S 2008 FISCAL YEAR.
03 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION THAT WOULD PERMIT
BEARINGPOINT, INC.'S BOARD OF DIRECTORS TO
EFFECT, AT THEIR DISCRETION, A REVERSE STOCK
SPLIT OF BEARINGPOINT, INC.'S COMMON STOCK
AT A RATIO WITHIN THE RANGE FROM ONE-FOR-TEN
AND ONE-FOR-FIFTY AT ANY TIME PRIOR TO JANUARY
16, 2009.
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CENTEX CORPORATION Agenda Number: 932924803
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Security: 152312104 Meeting Type: Annual
Ticker: CTX Meeting Date: 10-Jul-2008
ISIN: US1523121044
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
TIMOTHY R. ELLER Mgmt For For
JAMES J. POSTL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2009.
03 APPROVAL OF AMENDED AND RESTATED ARTICLES OF Mgmt For For
INCORPORATION.
04 APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS Mgmt For For
UNDER 2003 ANNUAL INCENTIVE COMPENSATION PLAN.
05 APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS Mgmt For For
UNDER 2003 EQUITY INCENTIVE PLAN.
06 APPROVAL OF AMENDMENTS TO 2003 EQUITY INCENTIVE Mgmt For For
PLAN.
07 STOCKHOLDER PROPOSAL REGARDING CLIMATE CHANGE. Shr For Against
08 STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION Shr For Against
OF THE BOARD.
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CHESAPEAKE ENERGY CORPORATION Agenda Number: 933087062
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Security: 165167107 Meeting Type: Annual
Ticker: CHK Meeting Date: 12-Jun-2009
ISIN: US1651671075
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD K. DAVIDSON Mgmt Withheld Against
V. BURNS HARGIS Mgmt Withheld Against
CHARLES T. MAXWELL Mgmt Withheld Against
02 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Mgmt Against Against
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
03 TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE Mgmt For For
PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2009.
05 SHAREHOLDER PROPOSAL REGARDING ANNUAL ELECTIONS Shr For Against
OF DIRECTORS.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr For Against
STANDARD FOR DIRECTOR ELECTIONS.
07 SHAREHOLDER PROPOSAL REGARDING THE COMPANY'S Shr For Against
NON-DISCRIMINATION POLICY.
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D.R. HORTON, INC. Agenda Number: 932986310
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Security: 23331A109 Meeting Type: Annual
Ticker: DHI Meeting Date: 29-Jan-2009
ISIN: US23331A1097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD R. HORTON Mgmt For For
BRADLEY S. ANDERSON Mgmt For For
MICHAEL R. BUCHANAN Mgmt For For
MICHAEL W. HEWATT Mgmt For For
BOB G. SCOTT Mgmt For For
DONALD J. TOMNITZ Mgmt For For
BILL W. WHEAT Mgmt For For
02 TO VOTE ON A STOCKHOLDER PROPOSAL CONCERNING Shr For Against
AMENDING OUR EQUAL EMPLOYMENT OPPORTUNITY POLICY.
03 TO VOTE ON A STOCKHOLDER PROPOSAL CONCERNING Shr For Against
A MAJORITY VOTE STANDARD FOR THE ELECTION OF
DIRECTORS.
04 TO CONDUCT OTHER BUSINESS PROPERLY BROUGHT BEFORE Mgmt Against Against
THE MEETING.
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DELL INC. Agenda Number: 932919838
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Security: 24702R101 Meeting Type: Annual
Ticker: DELL Meeting Date: 18-Jul-2008
ISIN: US24702R1014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD J. CARTY Mgmt For For
MICHAEL S. DELL Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
SALLIE L. KRAWCHECK Mgmt For For
ALAN (A.G.) LAFLEY Mgmt For For
JUDY C. LEWENT Mgmt For For
THOMAS W. LUCE, III Mgmt For For
KLAUS S. LUFT Mgmt For For
ALEX J. MANDL Mgmt For For
MICHAEL A. MILES Mgmt For For
SAMUEL A. NUNN, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For
03 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE BONUS Mgmt For For
PLAN
SH1 REIMBURSEMENT OF PROXY EXPENSES Shr For Against
SH2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
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GENWORTH FINANCIAL, INC. Agenda Number: 933045569
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Security: 37247D106 Meeting Type: Annual
Ticker: GNW Meeting Date: 13-May-2009
ISIN: US37247D1063
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANK J. BORELLI Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL D. FRAIZER Mgmt For For
1C ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1D ELECTION OF DIRECTOR: J. ROBERT "BOB" KERREY Mgmt For For
1E ELECTION OF DIRECTOR: RISA J. LAVIZZO-MOUREY Mgmt For For
1F ELECTION OF DIRECTOR: JAMES A. PARKE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES S. RIEPE Mgmt For For
1H ELECTION OF DIRECTOR: BARRETT A. TOAN Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS B. WHEELER Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE 2004 GENWORTH Mgmt For For
FINANCIAL, INC. OMNIBUS INCENTIVE PLAN TO PERMIT
AN EQUITY EXCHANGE PROGRAM
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009
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J. C. PENNEY COMPANY, INC. Agenda Number: 933031623
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Security: 708160106 Meeting Type: Annual
Ticker: JCP Meeting Date: 15-May-2009
ISIN: US7081601061
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: C.C. BARRETT Mgmt For For
1B ELECTION OF DIRECTOR: M.A. BURNS Mgmt For For
1C ELECTION OF DIRECTOR: M.K. CLARK Mgmt For For
1D ELECTION OF DIRECTOR: T.J. ENGIBOUS Mgmt For For
1E ELECTION OF DIRECTOR: K.B. FOSTER Mgmt For For
1F ELECTION OF DIRECTOR: K.C. HICKS Mgmt For For
1G ELECTION OF DIRECTOR: BURL OSBORNE Mgmt For For
1H ELECTION OF DIRECTOR: L.H. ROBERTS Mgmt For For
1I ELECTION OF DIRECTOR: J.G. TERUEL Mgmt For For
1J ELECTION OF DIRECTOR: R.G. TURNER Mgmt For For
1K ELECTION OF DIRECTOR: M.E. ULLMAN, III Mgmt For For
1L ELECTION OF DIRECTOR: M.E. WEST Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITOR FOR THE FISCAL YEAR ENDING JANUARY
30, 2010.
03 TO APPROVE THE ADOPTION OF THE J. C. PENNEY Mgmt For For
COMPANY, INC. 2009 LONG-TERM INCENTIVE PLAN.
04 TO CONSIDER A STOCKHOLDER PROPOSAL RELATING Shr Against For
TO ADOPTION OF PRINCIPLES FOR HEALTH CARE REFORM.
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JPMORGAN CHASE & CO. Agenda Number: 933038641
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Security: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 19-May-2009
ISIN: US46625H1005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 GOVERNMENTAL SERVICE REPORT Shr Against For
05 CUMULATIVE VOTING Shr For Against
06 SPECIAL SHAREOWNER MEETINGS Shr For Against
07 CREDIT CARD LENDING PRACTICES Shr Against For
08 CHANGES TO KEPP Shr For Against
09 SHARE RETENTION Shr For Against
10 CARBON PRINCIPLES REPORT Shr Against For
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MAGNA INTERNATIONAL INC. Agenda Number: 933030203
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Security: 559222401 Meeting Type: Annual
Ticker: MGA Meeting Date: 06-May-2009
ISIN: CA5592224011
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK STRONACH Mgmt Withheld Against
MICHAEL D. HARRIS Mgmt Withheld Against
LADY BARBARA JUDGE Mgmt Withheld Against
LOUIS E. LATAIF Mgmt For For
DONALD RESNICK Mgmt Withheld Against
BELINDA STRONACH Mgmt For For
FRANZ VRANITZKY Mgmt For For
DONALD J. WALKER Mgmt For For
SIEGFRIED WOLF Mgmt For For
LAWRENCE D. WORRALL Mgmt For For
02 RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT Mgmt For For
AUDITOR OF THE CORPORATION, BASED ON THE RECOMMENDATION
OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS,
AND AUTHORIZATION OF THE AUDIT COMMITTEE TO
FIX THE INDEPENDENT AUDITOR'S REMUNERATION.
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METLIFE, INC. Agenda Number: 933031154
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Security: 59156R108 Meeting Type: Annual
Ticker: MET Meeting Date: 28-Apr-2009
ISIN: US59156R1086
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. ROBERT HENRIKSON Mgmt For For
JOHN M. KEANE Mgmt For For
CATHERINE R. KINNEY Mgmt For For
HUGH B. PRICE Mgmt For For
KENTON J. SICCHITANO Mgmt For For
02 REAPPROVAL OF THE METLIFE, INC. 2005 STOCK AND Mgmt For For
INCENTIVE COMPENSATION PLAN
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2009
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MIRANT CORPORATION Agenda Number: 933023272
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Security: 60467R100 Meeting Type: Annual
Ticker: MIR Meeting Date: 07-May-2009
ISIN: US60467R1005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS W. CASON Mgmt For For
A.D. (PETE) CORRELL Mgmt For For
TERRY G. DALLAS Mgmt For For
THOMAS H. JOHNSON Mgmt For For
JOHN T. MILLER Mgmt For For
EDWARD R. MULLER Mgmt For For
ROBERT C. MURRAY Mgmt For For
JOHN M. QUAIN Mgmt For For
WILLIAM L. THACKER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANT FOR 2009
03 STOCKHOLDER PROPOSAL REGARDING REPORT ON GLOBAL Shr For Against
WARMING
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MORGAN STANLEY Agenda Number: 932990989
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Security: 617446448 Meeting Type: Special
Ticker: MS Meeting Date: 09-Feb-2009
ISIN: US6174464486
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE CONVERSION TERMS OF MORGAN STANLEY'S Mgmt For For
SERIES B NON-CUMULATIVE NON-VOTING PERPETUAL
CONVERTIBLE PREFERRED STOCK, THE ISSUANCE OF
MORGAN STANLEY'S COMMON STOCK PURSUANT TO SUCH
TERMS AND POTENTIAL EQUITY ISSUANCES CONTEMPLATED
BY INVESTOR AGREEMENT, DATED AS OF OCTOBER
13, 2008, AS AMENDED, BY AND BETWEEN MORGAN
STANLEY AND MITSUBISHI UFJ FINANCIAL GROUP,
INC.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF (A) THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE
PROPOSAL 1 OR (B) A QUORUM IS NOT PRESENT AT
THE TIME OF THE SPECIAL MEETING.
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MORGAN STANLEY Agenda Number: 933024301
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Security: 617446448 Meeting Type: Annual
Ticker: MS Meeting Date: 29-Apr-2009
ISIN: US6174464486
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt Against Against
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1D ELECTION OF DIRECTOR: NOBUYUKI HIRANO Mgmt For For
1E ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1F ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1I ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J ELECTION OF DIRECTOR: CHARLES E. PHILLIPS, JR. Mgmt For For
1K ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR
03 TO APPROVE THE COMPENSATION OF EXECUTIVES AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT
04 TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION Mgmt Against Against
PLAN
05 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr For Against
MEETINGS
06 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. Agenda Number: 933018257
- --------------------------------------------------------------------------------------------------------------------------
Security: 620076109 Meeting Type: Annual
Ticker: MOT Meeting Date: 04-May-2009
ISIN: US6200761095
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: G. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: D. DORMAN Mgmt For For
1C ELECTION OF DIRECTOR: W. HAMBRECHT Mgmt Against Against
1D ELECTION OF DIRECTOR: S. JHA Mgmt For For
1E ELECTION OF DIRECTOR: J. LEWENT Mgmt Against Against
1F ELECTION OF DIRECTOR: K. MEISTER Mgmt For For
1G ELECTION OF DIRECTOR: T. MEREDITH Mgmt For For
1H ELECTION OF DIRECTOR: S. SCOTT III Mgmt Against Against
1I ELECTION OF DIRECTOR: R. SOMMER Mgmt For For
1J ELECTION OF DIRECTOR: J. STENGEL Mgmt Against Against
1K ELECTION OF DIRECTOR: A. VINCIQUERRA Mgmt For For
1L ELECTION OF DIRECTOR: D. WARNER III Mgmt For For
1M ELECTION OF DIRECTOR: J. WHITE Mgmt For For
02 AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO CHANGE PAR VALUE
03 AMENDMENT TO EXISTING EQUITY PLANS TO PERMIT Mgmt For For
A ONE-TIME STOCK OPTION EXCHANGE PROGRAM
04 AMENDMENT TO THE MOTOROLA EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN OF 1999
05 STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
06 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
07 SHAREHOLDER PROPOSAL RE: CUMULATIVE VOTING Shr For Against
08 SHAREHOLDER PROPOSAL RE: SPECIAL SHAREOWNER Shr For Against
MEETINGS
09 SHAREHOLDER PROPOSAL RE: A GLOBAL SET OF CORPORATE Shr Against For
STANDARDS AT MOTOROLA FOR HUMAN RIGHTS
- --------------------------------------------------------------------------------------------------------------------------
NABORS INDUSTRIES LTD. Agenda Number: 933082062
- --------------------------------------------------------------------------------------------------------------------------
Security: G6359F103 Meeting Type: Annual
Ticker: NBR Meeting Date: 02-Jun-2009
ISIN: BMG6359F1032
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EUGENE M. ISENBERG Mgmt For For
WILLIAM T. COMFORT Mgmt Withheld Against
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT AUDITORS AND TO AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO SET
AUDITORS' REMUNERATION.
03 SHAREHOLDER PROPOSAL TO ADOPT A PAY FOR SUPERIOR Shr For Against
PERFORMANCE STANDARD IN THE COMPANY'S EXECUTIVE
COMPENSATION PLAN FOR SENIOR EXECUTIVES.
04 SHAREHOLDER PROPOSAL REGARDING PAYMENTS FOLLOWING Shr For Against
THE DEATH OF SENIOR EXECUTIVES.
- --------------------------------------------------------------------------------------------------------------------------
NATIONAL CITY CORPORATION Agenda Number: 932943904
- --------------------------------------------------------------------------------------------------------------------------
Security: 635405103 Meeting Type: Special
Ticker: NCC Meeting Date: 15-Sep-2008
ISIN: US6354051038
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE AN AMENDMENT TO NATIONAL CITY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 1,400,000,000 TO 5,000,000,000 ( AND,
CORRESPONDINGLY, INCREASE THE TOTAL NUMBER
OF AUTHORIZED SHARES OF CAPITAL STOCK FROM
1,405,000,000 TO 5,005,000,000)
02 APPROVE THE CONVERSION OF THE CONTINGENT CONVERTIBLE Mgmt For For
PERPETUAL NON-CUMULATIVE PREFERRED STOCK, SERIES
G INTO NATIONAL CITY COMMON STOCK, THE EXERCISE
OF WARRANTS TO PURCHASE NATIONAL CITY COMMON
STOCK AND OTHER POTENTIAL EQUITY ISSUANCES
CONTEMPLATED BY AGREEMENTS RELATING TO THE
EQUITY INVESTMENT TRANSACTIONS
- --------------------------------------------------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION Agenda Number: 932941645
- --------------------------------------------------------------------------------------------------------------------------
Security: 63934E108 Meeting Type: Annual
Ticker: NAV Meeting Date: 05-Sep-2008
ISIN: US63934E1082
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
Y. MARC BELTON Mgmt For For
EUGENIO CLARIOND Mgmt For For
JOHN D. CORRENTI Mgmt For For
TERRY M. ENDSLEY Mgmt For For
DR. ABBIE J. GRIFFIN Mgmt For For
MICHAEL N. HAMMES Mgmt For For
DAVID D. HARRISON Mgmt For For
JAMES H. KEYES Mgmt For For
STEVEN J. KLINGER Mgmt For For
DANIEL C. USTIAN Mgmt For For
02 VOTE TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION Agenda Number: 932992402
- --------------------------------------------------------------------------------------------------------------------------
Security: 63934E108 Meeting Type: Annual
Ticker: NAV Meeting Date: 17-Feb-2009
ISIN: US63934E1082
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
Y. MARC BELTON Mgmt Withheld Against
TERRY M. ENDSLEY Mgmt For For
MICHAEL N. HAMMES Mgmt Withheld Against
02 VOTE TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 VOTE TO APPROVE THE MATERIAL TERMS OF THE MEASUREMENTS Mgmt For For
AND GOALS SET FORTH IN OUR 2004 PERFORMANCE
INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC. Agenda Number: 933060333
- --------------------------------------------------------------------------------------------------------------------------
Security: 670008101 Meeting Type: Annual
Ticker: NVLS Meeting Date: 12-May-2009
ISIN: US6700081010
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD S. HILL Mgmt For For
NEIL R. BONKE Mgmt For For
YOUSSEF A. EL-MANSY Mgmt For For
J. DAVID LITSTER Mgmt For For
YOSHIO NISHI Mgmt For For
GLEN G. POSSLEY Mgmt For For
ANN D. RHOADS Mgmt For For
WILLIAM R. SPIVEY Mgmt For For
DELBERT A. WHITAKER Mgmt For For
02 PROPOSAL TO RATIFY AND APPROVE AN AMENDMENT Mgmt For For
AND RESTATEMENT OF THE COMPANY'S 2001 STOCK
INCENTIVE PLAN.
03 PROPOSAL TO RATIFY AND APPROVE AN AMENDMENT Mgmt For For
TO THE COMPANY'S AMENDED AND RESTATED 1992
EMPLOYEE STOCK PURCHASE PLAN.
04 PROPOSAL TO REAPPROVE THE COMPANY'S SENIOR EXECUTIVE Mgmt For For
BONUS PLAN, PURSUANT TO THE REQUIREMENTS OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986, AS AMENDED.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
OMNICARE, INC. Agenda Number: 933067034
- --------------------------------------------------------------------------------------------------------------------------
Security: 681904108 Meeting Type: Annual
Ticker: OCR Meeting Date: 22-May-2009
ISIN: US6819041087
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR : JOHN T. CROTTY Mgmt For For
1B ELECTION OF DIRECTOR : JOEL F. GEMUNDER Mgmt For For
1C ELECTION OF DIRECTOR : STEVEN J. HEYER Mgmt For For
1D ELECTION OF DIRECTOR : SANDRA E. LANEY Mgmt For For
1E ELECTION OF DIRECTOR : ANDREA R. LINDELL Mgmt For For
1F ELECTION OF DIRECTOR : JAMES D. SHELTON Mgmt For For
1G ELECTION OF DIRECTOR : JOHN H. TIMONEY Mgmt For For
1H ELECTION OF DIRECTOR : AMY WALLMAN Mgmt For For
02 TO APPROVE THE AMENDMENT OF OMNICARE'S ANNUAL Mgmt For For
INCENTIVE PLAN FOR SENIOR EXECUTIVE OFFICERS
AND RE-APPROVE THE PERFORMANCE CRITERIA THEREUNDER.
03 TO RE-APPROVE THE PERFORMANCE CRITERIA UNDER Mgmt For For
OMNICARE'S 2004 STOCK AND INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 933021064
- --------------------------------------------------------------------------------------------------------------------------
Security: 704549104 Meeting Type: Annual
Ticker: BTU Meeting Date: 07-May-2009
ISIN: US7045491047
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY H. BOYCE Mgmt For For
WILLIAM E. JAMES Mgmt For For
ROBERT B. KARN III Mgmt Withheld Against
M. FRANCES KEETH Mgmt For For
HENRY E. LENTZ Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
03 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
MEASURES UNDER THE COMPANY'S 2004 LONG-TERM
EQUITY INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
PULTE HOMES, INC. Agenda Number: 933042967
- --------------------------------------------------------------------------------------------------------------------------
Security: 745867101 Meeting Type: Annual
Ticker: PHM Meeting Date: 14-May-2009
ISIN: US7458671010
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DEBRA J. KELLY-ENNIS Mgmt Withheld Against
BERNARD W. REZNICEK Mgmt Withheld Against
RICHARD G. WOLFORD Mgmt Withheld Against
02 AMENDMENT OF OUR ARTICLES OF INCORPORATION TO Mgmt Against Against
RESTRICT CERTAIN TRANSFERS OF COMMON SHARES
IN ORDER TO PRESERVE TAX TREATMENT OF COMPANY'S
NET OPERATING LOSSES AND OTHER TAX BENEFITS.
03 AMENDMENT TO PULTE HOMES, INC. 2004 STOCK INCENTIVE Mgmt Against Against
PLAN TO INCREASE NUMBER OF COMMON SHARES AVAILABLE
UNDER PLAN.
04 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
05 A SHAREHOLDER PROPOSAL REQUESTING THE ELECTION Shr For Against
OF DIRECTORS BY A MAJORITY, RATHER THAN PLURALITY,
VOTE.
06 A SHAREHOLDER PROPOSAL REQUESTING THE DECLASSIFICATION Shr For Against
OF THE BOARD OF DIRECTORS.
07 A SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT Shr For Against
TO THE COMPANY'S BYLAWS TO REQUIRE THAT THE
CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT
DIRECTOR.
08 A SHAREHOLDER PROPOSAL REGARDING THE USE OF Shr For Against
PERFORMANCE-BASED OPTIONS.
09 A SHAREHOLDER PROPOSAL REQUESTING ANNUAL ADVISORY Shr For Against
VOTES ON EXECUTIVE COMPENSATION.
10 A SHAREHOLDER PROPOSAL REQUESTING THAT COMPENSATION Shr Against For
COMMITTEE REVIEW AND REPORT ON COMPANY'S COMPENSATION
POLICIES.
- --------------------------------------------------------------------------------------------------------------------------
RRI ENERGY, INC. Agenda Number: 933093801
- --------------------------------------------------------------------------------------------------------------------------
Security: 74971X107 Meeting Type: Annual
Ticker: RRI Meeting Date: 18-Jun-2009
ISIN: US74971X1072
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: E. WILLIAM BARNETT Mgmt For For
1B ELECTION OF DIRECTOR: MARK M. JACOBS Mgmt For For
1C ELECTION OF DIRECTOR: STEVEN L. MILLER Mgmt For For
1D ELECTION OF DIRECTOR: LAREE E. PEREZ Mgmt For For
1E ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS RRI ENERGY, INC.'S INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION Agenda Number: 933029224
- --------------------------------------------------------------------------------------------------------------------------
Security: 852061100 Meeting Type: Annual
Ticker: S Meeting Date: 12-May-2009
ISIN: US8520611000
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT R. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1C ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1D ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1E ELECTION OF DIRECTOR: DANIEL R. HESSE Mgmt For For
1F ELECTION OF DIRECTOR: V. JANET HILL Mgmt For For
1G ELECTION OF DIRECTOR: FRANK IANNA Mgmt For For
1H ELECTION OF DIRECTOR: SVEN-CHRISTER NILSSON Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM R. NUTI Mgmt For For
1J ELECTION OF DIRECTOR: RODNEY O'NEAL Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF SPRINT NEXTEL FOR 2009.
03 TO APPROVE AMENDMENTS TO THE 1988 EMPLOYEES Mgmt For For
STOCK PURCHASE PLAN.
04 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING Shr For Against
SPECIAL SHAREHOLDER MEETINGS.
05 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING Shr For Against
POLITICAL CONTRIBUTIONS.
- --------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 932987716
- --------------------------------------------------------------------------------------------------------------------------
Security: 902494103 Meeting Type: Annual
Ticker: TSN Meeting Date: 06-Feb-2009
ISIN: US9024941034
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DON TYSON Mgmt For For
JOHN TYSON Mgmt For For
RICHARD L. BOND Mgmt For For
LLOYD V. HACKLEY Mgmt Withheld Against
JIM KEVER Mgmt For For
KEVIN M. MCNAMARA Mgmt Withheld Against
BRAD T. SAUER Mgmt For For
JO ANN R. SMITH Mgmt For For
BARBARA A. TYSON Mgmt For For
ALBERT C. ZAPANTA Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT FOR THE FISCAL YEAR ENDING OCTOBER
3, 2009.
03 TO CONSIDER AND ACT UPON SHAREHOLDER PROPOSAL Shr Against For
1 REGARDING DISCLOSURE OF GREENHOUSE EMISSIONS.
04 TO CONSIDER AND ACT UPON SHAREHOLDER PROPOSAL Shr Against For
2 REGARDING USE OF GESTATION CRATES.
- --------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION Agenda Number: 932980748
- --------------------------------------------------------------------------------------------------------------------------
Security: 929903102 Meeting Type: Special
Ticker: WB Meeting Date: 23-Dec-2008
ISIN: US9299031024
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO APPROVE THE PLAN OF MERGER CONTAINED Mgmt For For
IN THE AGREEMENT AND PLAN OF MERGER, BY AND
BETWEEN WACHOVIA CORPORATION AND WELLS FARGO
& COMPANY, DATED AS OF OCTOBER 3, 2008, AS
IT MAY BE AMENDED FROM TIME TO TIME, PURSUANT
TO WHICH WACHOVIA WILL MERGE WITH AND INTO
WELLS FARGO, WITH WELLS FARGO SURVIVING THE
MERGER.
02 A PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Mgmt For For
OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
PROPOSAL TO APPROVE THE PLAN OF MERGER CONTAINED
IN THE MERGER AGREEMENT.
- --------------------------------------------------------------------------------------------------------------------------
XTO ENERGY INC. Agenda Number: 933061979
- --------------------------------------------------------------------------------------------------------------------------
Security: 98385X106 Meeting Type: Annual
Ticker: XTO Meeting Date: 19-May-2009
ISIN: US98385X1063
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF AMENDMENT TO BYLAWS TO PROVIDE FOR Mgmt For For
THE ANNUAL ELECTION OF ALL DIRECTORS.
2A ELECTION OF PHILLIP R. KEVIL CLASS B DIRECTOR Mgmt For For
(2-YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED,
CLASS I DIRECTOR (3-YEAR TERM).
2B ELECTION OF HERBERT D. SIMONS CLASS B DIRECTOR Mgmt Against Against
(2-YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED,
CLASS I DIRECTOR (3-YEAR TERM).
2C ELECTION OF VAUGHN O. VENNERBERG II CLASS B Mgmt For For
DIRECTOR (2-YEAR TERM) OR, IF ITEM 1 IS NOT
APPROVED, CLASS I DIRECTOR (3-YEAR TERM).
03 APPROVAL OF THE 2009 EXECUTIVE INCENTIVE COMPENSATION Mgmt For For
PLAN.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2009.
05 STOCKHOLDER PROPOSAL CONCERNING A STOCKHOLDER Shr For Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION IF
PROPERLY PRESENTED.
06 STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER Shr For Against
APPROVAL OF EXECUTIVE BENEFITS PAYABLE UPON
DEATH IF PROPERLY PRESENTED.
* Management position unknown
TIFT JSAM Institutional Value Fund
- --------------------------------------------------------------------------------------------------------------------------
ALCATEL-LUCENT Agenda Number: 933069278
- --------------------------------------------------------------------------------------------------------------------------
Security: 013904305 Meeting Type: Annual
Ticker: ALU Meeting Date: 29-May-2009
ISIN: US0139043055
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF THE FINANCIAL STATEMENTS FOR FISCAL Mgmt For For
YEAR ENDED DECEMBER 31, 2008.
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
FOR FISCAL YEAR ENDED DECEMBER 31, 2008.
O3 RESULTS FOR FISCAL YEAR - APPROPRIATION. Mgmt For For
O4 RATIFICATION OF THE APPOINTMENT OF PHILIPPE Mgmt For For
CAMUS AS MEMBER OF THE BOARD OF DIRECTORS.
O5 RATIFICATION OF THE APPOINTMENT OF BEN VERWAAYEN Mgmt For For
AS MEMBER OF THE BOARD OF DIRECTORS.
O6 RATIFICATION OF THE APPOINTMENT OF STUART E. Mgmt For For
EIZENSTAT AS MEMBER OF THE BOARD OF DIRECTORS.
O7 RATIFICATION OF THE APPOINTMENT OF LOUIS R. Mgmt For For
HUGHES AS MEMBER OF THE BOARD OF DIRECTORS.
O8 RATIFICATION OF THE APPOINTMENT OF JEAN C. MONTY Mgmt For For
AS MEMBER OF THE BOARD OF DIRECTORS.
O9 RATIFICATION OF THE APPOINTMENT OF OLIVIER PIOU Mgmt For For
AS MEMBER OF THE BOARD OF DIRECTORS.
O10 RENEWAL OF THE TERM OF OFFICE OF SYLVIA JAY Mgmt For For
AS MEMBER OF THE BOARD OF DIRECTORS.
O11 RENEWAL OF THE TERM OF OFFICE OF JEAN-CYRIL Mgmt For For
SPINETTA AS MEMBER OF THE BOARD OF DIRECTORS.
O12 APPROVAL OF REGULATED AGREEMENT WHICH REMAINED Mgmt For For
IN FORCE DURING THE FISCAL YEAR.
O13 APPROVAL OF THE COMMITMENTS IN FAVOR OF THE Mgmt Against Against
CHAIRMAN, ENTERED INTO ACCORDING TO ARTICLE
L. 225-42-1 OF THE FRENCH COMMERCIAL CODE WITH
RESPECT TO THE ALLOCATION OF RESTRICTED STOCK
UNITS.
O14 APPROVAL OF THE COMMITMENTS IN FAVOR OF THE Mgmt Against Against
CEO, ENTERED INTO ACCORDING TO ARTICLE L. 225-42-1
OF THE FRENCH COMMERCIAL CODE WITH RESPECT
TO THE ALLOCATION OF RESTRICTED STOCK UNITS
AND STOCK OPTIONS.
O15 APPROVAL OF THE COMMITMENTS IN FAVOR OF THE Mgmt For For
CEO, ENTERED INTO ACCORDING TO ARTICLE L. 225-42-1
OF THE FRENCH COMMERCIAL CODE WITH RESPECT
TO THE PENSION BENEFITS.
O16 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS Mgmt For For
TO ALLOW THE COMPANY TO PURCHASE AND SELL ITS
OWN SHARES.
E17 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS Mgmt For For
TO REDUCE THE SHARE CAPITAL OF THE COMPANY
BY CANCELLATION OF THE TREASURY SHARES.
E18 DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD Mgmt For For
OF DIRECTORS TO PROCEED WITH THE ISSUE WITHOUT
CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS
OF ORDINARY SHARES AND OF SECURITIES CONFERRING
AN IMMEDIATE OR FUTURE RIGHT TO THE SHARE CAPITAL
OF THE COMPANY OR OF ITS AFFILIATES.
E19 DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD Mgmt For For
OF DIRECTORS TO PROCEED WITH THE ISSUE WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS,
OF (I) ORDINARY SHARES AND ANY SECURITIES CONFERRING
AN IMMEDIATE OR FUTURE RIGHT TO THE SHARE CAPITAL
OF THE COMPANY OR OF ITS AFFILIATES, OR OF
(II) COMPANY ORDINARY SHARES WHICH CONFERS
A RIGHT TO THE ISSUANCE OF SECURITIES TO BE
ISSUED BY SUBSIDIARIES, INCLUDING FOR THE PURPOSES
OF REMUNERATING SECURITIES THAT ARE TENDERED
IN CONNECTION WITH AN EXCHANGE OFFER.
E20 DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD Mgmt For For
OF DIRECTORS TO CARRY OUT A SHARE CAPITAL INCREASE
TO REMUNERATE CONTRIBUTIONS IN KIND OF CAPITAL
STOCK OR MARKETABLE SECURITIES GIVING ACCESS
TO THE CAPITAL OF THIRD-PARTY COMPANIES.
E21 AGGREGATE LIMIT TO THE AMOUNT OF ISSUANCES CARRIED Mgmt For For
OUT BY VIRTUE OF THE 18TH, 19TH, AND 20TH RESOLUTIONS.
E22 DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
OF THE COMPANY BY INCORPORATION OF RESERVES,
PROFITS OR PREMIUMS.
E23 DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD Mgmt For For
OF DIRECTORS TO DECIDE ON THE DISPOSAL OR INCREASE
OF SHARE CAPITAL BY THE ISSUANCE OF SHARES
RESERVED TO THE PARTICIPANTS IN A COMPANY SAVINGS
PLAN.
E24 POWERS. Mgmt For For
E25 AMENDMENTS OR NEW RESOLUTIONS PROPOSED AT THE Mgmt For For
MEETING. (IF YOU CAST YOUR VOTE IN FAVOR OF
RESOLUTION 25, YOU ARE GIVING DISCRETION TO
THE CHAIRMAN OF THE MEETING TO VOTE FOR OR
AGAINST ANY AMENDMENTS OR NEW RESOLUTIONS THAT
MAY BE PROPOSED).
- --------------------------------------------------------------------------------------------------------------------------
ARROW ELECTRONICS, INC. Agenda Number: 933014742
- --------------------------------------------------------------------------------------------------------------------------
Security: 042735100 Meeting Type: Annual
Ticker: ARW Meeting Date: 01-May-2009
ISIN: US0427351004
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL W. DUVAL Mgmt For For
GAIL E. HAMILTON Mgmt For For
JOHN N. HANSON Mgmt For For
RICHARD S. HILL Mgmt For For
M.F. (FRAN) KEETH Mgmt For For
ROGER KING Mgmt For For
MICHAEL J. LONG Mgmt For For
WILLIAM E. MITCHELL Mgmt For For
STEPHEN C. PATRICK Mgmt Withheld Against
BARRY W. PERRY Mgmt For For
JOHN C. WADDELL Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS ARROW'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009
- --------------------------------------------------------------------------------------------------------------------------
ARVINMERITOR, INC. Agenda Number: 932983922
- --------------------------------------------------------------------------------------------------------------------------
Security: 043353101 Meeting Type: Annual
Ticker: ARM Meeting Date: 30-Jan-2009
ISIN: US0433531011
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID W. DEVONSHIRE Mgmt For For
VICTORIA B. JACKSON Mgmt For For
JAMES E. MARLEY Mgmt Withheld Against
02 APPROVAL OF THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS AUDITORS OF THE COMPANY.
- --------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 932970343
- --------------------------------------------------------------------------------------------------------------------------
Security: 060505104 Meeting Type: Special
Ticker: BAC Meeting Date: 05-Dec-2008
ISIN: US0605051046
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO APPROVE THE ISSUANCE OF SHARES Mgmt For For
OF BANK OF AMERICA COMMON STOCK AS CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF SEPTEMBER 15, 2008, BY AND BETWEEN MERRILL
LYNCH & CO., INC. AND BANK OF AMERICA CORPORATION,
AS SUCH AGREEMENT MAY BE AMENDED FROM TIME
TO TIME.
02 A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 Mgmt For For
KEY ASSOCIATE STOCK PLAN, AS AMENDED AND RESTATED.
03 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK FROM 7.5 BILLION TO 10 BILLION.
04 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT
THAT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
FOREGOING PROPOSALS.
- --------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933016051
- --------------------------------------------------------------------------------------------------------------------------
Security: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 29-Apr-2009
ISIN: US0605051046
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For
1B ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt Against Against
1C ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1D ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For
1E ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For
1F ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For
1G ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt Against Against
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt Against Against
1J ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For
1M ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For
1N ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For
1O ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For
1P ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Mgmt Against Against
1Q ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt Against Against
1R ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt Against Against
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2009
03 AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Mgmt Against Against
COMPENSATION
04 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT
05 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC Shr For Against
COMP
06 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING Shr For Against
07 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS Shr For Against
08 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shr For Against
09 STOCKHOLDER PROPOSAL - PREDATORY CREDIT CARD Shr For Against
LENDING PRACTICES
10 STOCKHOLDER PROPOSAL - ADOPTION OF PRINCIPLES Shr Against For
FOR HEALTH CARE REFORM
11 STOCKHOLDER PROPOSAL - LIMITS ON EXEC COMP Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
BEARINGPOINT, INC. Agenda Number: 932974125
- --------------------------------------------------------------------------------------------------------------------------
Security: 074002106 Meeting Type: Annual
Ticker: BE Meeting Date: 05-Dec-2008
ISIN: US0740021060
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WOLFGANG H. KEMNA Mgmt Withheld Against
ALBERT L. LORD Mgmt Withheld Against
J. TERRY STRANGE Mgmt Withheld Against
02 TO RATIFY ERNST & YOUNG LLP AS BEARINGPOINT, Mgmt For For
INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR BEARINGPOINT, INC.'S 2008 FISCAL YEAR.
03 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION THAT WOULD PERMIT
BEARINGPOINT, INC.'S BOARD OF DIRECTORS TO
EFFECT, AT THEIR DISCRETION, A REVERSE STOCK
SPLIT OF BEARINGPOINT, INC.'S COMMON STOCK
AT A RATIO WITHIN THE RANGE FROM ONE-FOR-TEN
AND ONE-FOR-FIFTY AT ANY TIME PRIOR TO JANUARY
16, 2009.
- --------------------------------------------------------------------------------------------------------------------------
CAVALIER HOMES, INC. Agenda Number: 933051409
- --------------------------------------------------------------------------------------------------------------------------
Security: 149507105 Meeting Type: Contested Annual
Ticker: CAV Meeting Date: 19-May-2009
ISIN: US1495071052
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL R. O'CONNOR Mgmt For *
KENNETH E. SHIPLEY Mgmt For *
CURTIS D. HODGSON Mgmt For *
02 THE COMPANY'S PROPOSAL TO CONSIDER THE RATIFICATION Mgmt For *
AND APPROVAL OF THE APPOINTMENT OF CARR, RIGGS
& INGRAM. LLC AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
CAVALIER HOMES, INC. Agenda Number: 933093421
- --------------------------------------------------------------------------------------------------------------------------
Security: 149507105 Meeting Type: Annual
Ticker: CAV Meeting Date: 26-May-2009
ISIN: US1495071052
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS A. BROUGHTON III Mgmt For For
BARRY B. DONNELL Mgmt Withheld Against
CURTIS D. HODGSON Mgmt For For
LEE ROY JORDAN Mgmt For For
JONATHAN B. LOWE Mgmt For For
KENNETH E. SHIPLEY Mgmt For For
KENNETH J. SMITH Mgmt For For
BOBBY TESNEY Mgmt For For
CARL S. THIGPEN Mgmt For For
J. DON WILLIAMS Mgmt For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Mgmt For For
OF CARR, RIGGS & INGRAM, LLC AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR CAVALIER
HOMES, INC.
- --------------------------------------------------------------------------------------------------------------------------
CENTEX CORPORATION Agenda Number: 932924803
- --------------------------------------------------------------------------------------------------------------------------
Security: 152312104 Meeting Type: Annual
Ticker: CTX Meeting Date: 10-Jul-2008
ISIN: US1523121044
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
TIMOTHY R. ELLER Mgmt For For
JAMES J. POSTL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2009.
03 APPROVAL OF AMENDED AND RESTATED ARTICLES OF Mgmt For For
INCORPORATION.
04 APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS Mgmt For For
UNDER 2003 ANNUAL INCENTIVE COMPENSATION PLAN.
05 APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS Mgmt For For
UNDER 2003 EQUITY INCENTIVE PLAN.
06 APPROVAL OF AMENDMENTS TO 2003 EQUITY INCENTIVE Mgmt For For
PLAN.
07 STOCKHOLDER PROPOSAL REGARDING CLIMATE CHANGE. Shr For Against
08 STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION Shr For Against
OF THE BOARD.
- --------------------------------------------------------------------------------------------------------------------------
CHAMPION ENTERPRISES, INC. Agenda Number: 933022802
- --------------------------------------------------------------------------------------------------------------------------
Security: 158496109 Meeting Type: Annual
Ticker: CHB Meeting Date: 06-May-2009
ISIN: US1584961098
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT W. ANESTIS Mgmt For For
ERIC S. BELSKY Mgmt For For
WILLIAM C. GRIFFITHS Mgmt For For
SELWYN ISAKOW Mgmt For For
G. MICHAEL LYNCH Mgmt For For
THOMAS A. MADDEN Mgmt For For
SHIRLEY D. PETERSON Mgmt For For
02 RATIFICATION OF THE COMPANY'S INDEPENDENT AUDITORS. Mgmt For For
THE COMPANY'S AUDIT COMMITTEE HAS SELECTED
ERNST & YOUNG TO SERVE AS INDEPENDENT AUDITOR
TO THE COMPANY.
- --------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 933087062
- --------------------------------------------------------------------------------------------------------------------------
Security: 165167107 Meeting Type: Annual
Ticker: CHK Meeting Date: 12-Jun-2009
ISIN: US1651671075
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD K. DAVIDSON Mgmt Withheld Against
V. BURNS HARGIS Mgmt Withheld Against
CHARLES T. MAXWELL Mgmt Withheld Against
02 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Mgmt Against Against
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
03 TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE Mgmt For For
PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2009.
05 SHAREHOLDER PROPOSAL REGARDING ANNUAL ELECTIONS Shr For Against
OF DIRECTORS.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr For Against
STANDARD FOR DIRECTOR ELECTIONS.
07 SHAREHOLDER PROPOSAL REGARDING THE COMPANY'S Shr For Against
NON-DISCRIMINATION POLICY.
- --------------------------------------------------------------------------------------------------------------------------
CIT GROUP INC. Agenda Number: 933031433
- --------------------------------------------------------------------------------------------------------------------------
Security: 125581108 Meeting Type: Annual
Ticker: CIT Meeting Date: 12-May-2009
ISIN: US1255811085
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL A. CARPENTER Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM M. FREEMAN Mgmt Against Against
1C ELECTION OF DIRECTOR: SUSAN M. LYNE Mgmt Against Against
1D ELECTION OF DIRECTOR: MARIANNE MILLER PARRS Mgmt For For
1E ELECTION OF DIRECTOR: JEFFREY M. PEEK Mgmt For For
1F ELECTION OF DIRECTOR: JOHN R. RYAN Mgmt For For
1G ELECTION OF DIRECTOR: CHRISTOPHER H. SHAYS Mgmt For For
1H ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
1I ELECTION OF DIRECTOR: PETER J. TOBIN Mgmt For For
1J ELECTION OF DIRECTOR: LOIS M. VAN DEUSEN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CIT'S INDEPENDENT AUDITORS FOR 2009.
03 TO APPROVE AMENDING THE LONG-TERM INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE
THEREUNDER.
04 TO APPROVE AMENDING THE EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE
THEREUNDER.
05 TO APPROVE THE ISSUANCE OF THE INCREMENTAL SHARES Mgmt For For
OF OUR COMMON STOCK, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
06 TO APPROVE THE COMPENSATION FOR CIT'S EXECUTIVES, Mgmt Against Against
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
CONSECO, INC. Agenda Number: 933078304
- --------------------------------------------------------------------------------------------------------------------------
Security: 208464883 Meeting Type: Contested Annual
Ticker: CNO Meeting Date: 12-May-2009
ISIN: US2084648839
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROGER KEITH LONG Mgmt For *
MGTNOM DONNA A JAMES Mgmt For *
MGTNOM DEBRA J PERRY Mgmt For *
MGTNOM C JAMES PRIEUR Mgmt For *
MGTNOM MICHAEL T TOKARZ Mgmt For *
MGTNOM R GLENN HILLIARD Mgmt For *
MGTNOM NEAL C SCHNEIDER Mgmt Withheld *
MGTNOM JOHN G TURNER Mgmt Withheld *
MGTNOM DOREEN A WRIGHT Mgmt For *
02 APPROVAL OF THE SECTION 382 SHAREHOLDER RIGHTS Mgmt For *
PLAN.
03 APPROVAL OF THE AMENDED AND RESTATED LONG-TERM Mgmt For *
INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For *
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF CONSECO FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009
- --------------------------------------------------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY Agenda Number: 933019588
- --------------------------------------------------------------------------------------------------------------------------
Security: 216831107 Meeting Type: Annual
Ticker: CTB Meeting Date: 05-May-2009
ISIN: US2168311072
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN J. HOLLAND Mgmt For For
JOHN F. MEIER Mgmt For For
JOHN H. SHUEY Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda Number: 932986310
- --------------------------------------------------------------------------------------------------------------------------
Security: 23331A109 Meeting Type: Annual
Ticker: DHI Meeting Date: 29-Jan-2009
ISIN: US23331A1097
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD R. HORTON Mgmt For For
BRADLEY S. ANDERSON Mgmt For For
MICHAEL R. BUCHANAN Mgmt For For
MICHAEL W. HEWATT Mgmt For For
BOB G. SCOTT Mgmt For For
DONALD J. TOMNITZ Mgmt For For
BILL W. WHEAT Mgmt For For
02 TO VOTE ON A STOCKHOLDER PROPOSAL CONCERNING Shr For Against
AMENDING OUR EQUAL EMPLOYMENT OPPORTUNITY POLICY.
03 TO VOTE ON A STOCKHOLDER PROPOSAL CONCERNING Shr For Against
A MAJORITY VOTE STANDARD FOR THE ELECTION OF
DIRECTORS.
04 TO CONDUCT OTHER BUSINESS PROPERLY BROUGHT BEFORE Mgmt Against Against
THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC. Agenda Number: 933045569
- --------------------------------------------------------------------------------------------------------------------------
Security: 37247D106 Meeting Type: Annual
Ticker: GNW Meeting Date: 13-May-2009
ISIN: US37247D1063
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANK J. BORELLI Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL D. FRAIZER Mgmt For For
1C ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1D ELECTION OF DIRECTOR: J. ROBERT "BOB" KERREY Mgmt For For
1E ELECTION OF DIRECTOR: RISA J. LAVIZZO-MOUREY Mgmt For For
1F ELECTION OF DIRECTOR: JAMES A. PARKE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES S. RIEPE Mgmt For For
1H ELECTION OF DIRECTOR: BARRETT A. TOAN Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS B. WHEELER Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE 2004 GENWORTH Mgmt For For
FINANCIAL, INC. OMNIBUS INCENTIVE PLAN TO PERMIT
AN EQUITY EXCHANGE PROGRAM
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009
- --------------------------------------------------------------------------------------------------------------------------
HOVNANIAN ENTERPRISES, INC. Agenda Number: 932965467
- --------------------------------------------------------------------------------------------------------------------------
Security: 442487203 Meeting Type: Special
Ticker: HOV Meeting Date: 05-Dec-2008
ISIN: US4424872038
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF AN AMENDMENT TO THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO RESTRICT CERTAIN TRANSFERS
OF CLASS A COMMON STOCK IN ORDER TO PRESERVE
THE TAX TREATMENT OF THE COMPANY'S NET OPERATING
LOSSES AND BUILT-IN LOSSES.
02 APPROVAL OF THE BOARD OF DIRECTORS' DECISION Mgmt For For
TO ADOPT AND IMPLEMENT A STOCKHOLDER RIGHTS
PLAN.
03 APPROVAL OF ADJOURNMENT OF THE SPECIAL MEETING Mgmt Against Against
TO A LATER DATE OR DATES, IF NECESSARY, TO
PERMIT FURTHER SOLICITATION OF PROXIES IN THE
EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE PROPOSAL
ONE AND/OR PROPOSAL TWO.
- --------------------------------------------------------------------------------------------------------------------------
HOVNANIAN ENTERPRISES, INC. Agenda Number: 932996448
- --------------------------------------------------------------------------------------------------------------------------
Security: 442487203 Meeting Type: Annual
Ticker: HOV Meeting Date: 19-Mar-2009
ISIN: US4424872038
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVORK S. HOVNANIAN Mgmt Withheld Against
ARA K. HOVNANIAN Mgmt Withheld Against
ROBERT B. COUTTS Mgmt For For
EDWARD A. KANGAS Mgmt For For
JOSEPH A. MARENGI Mgmt For For
JOHN J. ROBBINS Mgmt For For
J. LARRY SORSBY Mgmt Withheld Against
STEPHEN D. WEINROTH Mgmt For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2009.
- --------------------------------------------------------------------------------------------------------------------------
HUDSON HIGHLAND GROUP, INC. Agenda Number: 933025062
- --------------------------------------------------------------------------------------------------------------------------
Security: 443792106 Meeting Type: Annual
Ticker: HHGP Meeting Date: 12-May-2009
ISIN: US4437921061
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN J. HALEY Mgmt Withheld Against
DAVID G. OFFENSEND Mgmt Withheld Against
02 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE Mgmt For For
THE HUDSON HIGHLAND GROUP, INC. 2009 INCENTIVE
STOCK AND AWARDS PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT
HUDSON HIGHLAND GROUP, INC.'S FINANCIAL STATEMENTS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
J. C. PENNEY COMPANY, INC. Agenda Number: 933031623
- --------------------------------------------------------------------------------------------------------------------------
Security: 708160106 Meeting Type: Annual
Ticker: JCP Meeting Date: 15-May-2009
ISIN: US7081601061
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: C.C. BARRETT Mgmt For For
1B ELECTION OF DIRECTOR: M.A. BURNS Mgmt For For
1C ELECTION OF DIRECTOR: M.K. CLARK Mgmt For For
1D ELECTION OF DIRECTOR: T.J. ENGIBOUS Mgmt For For
1E ELECTION OF DIRECTOR: K.B. FOSTER Mgmt For For
1F ELECTION OF DIRECTOR: K.C. HICKS Mgmt For For
1G ELECTION OF DIRECTOR: BURL OSBORNE Mgmt For For
1H ELECTION OF DIRECTOR: L.H. ROBERTS Mgmt For For
1I ELECTION OF DIRECTOR: J.G. TERUEL Mgmt For For
1J ELECTION OF DIRECTOR: R.G. TURNER Mgmt For For
1K ELECTION OF DIRECTOR: M.E. ULLMAN, III Mgmt For For
1L ELECTION OF DIRECTOR: M.E. WEST Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITOR FOR THE FISCAL YEAR ENDING JANUARY
30, 2010.
03 TO APPROVE THE ADOPTION OF THE J. C. PENNEY Mgmt For For
COMPANY, INC. 2009 LONG-TERM INCENTIVE PLAN.
04 TO CONSIDER A STOCKHOLDER PROPOSAL RELATING Shr Against For
TO ADOPTION OF PRINCIPLES FOR HEALTH CARE REFORM.
- --------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933038641
- --------------------------------------------------------------------------------------------------------------------------
Security: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 19-May-2009
ISIN: US46625H1005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 GOVERNMENTAL SERVICE REPORT Shr Against For
05 CUMULATIVE VOTING Shr For Against
06 SPECIAL SHAREOWNER MEETINGS Shr For Against
07 CREDIT CARD LENDING PRACTICES Shr Against For
08 CHANGES TO KEPP Shr For Against
09 SHARE RETENTION Shr For Against
10 CARBON PRINCIPLES REPORT Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
LIBBEY INC. Agenda Number: 933045797
- --------------------------------------------------------------------------------------------------------------------------
Security: 529898108 Meeting Type: Annual
Ticker: LBY Meeting Date: 07-May-2009
ISIN: US5298981086
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEAN-RENE GOUGELET Mgmt For For
JOHN F. MEIER Mgmt For For
CAROL B. MOERDYK Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009
- --------------------------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda Number: 933030203
- --------------------------------------------------------------------------------------------------------------------------
Security: 559222401 Meeting Type: Annual
Ticker: MGA Meeting Date: 06-May-2009
ISIN: CA5592224011
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK STRONACH Mgmt Withheld Against
MICHAEL D. HARRIS Mgmt Withheld Against
LADY BARBARA JUDGE Mgmt Withheld Against
LOUIS E. LATAIF Mgmt For For
DONALD RESNICK Mgmt Withheld Against
BELINDA STRONACH Mgmt For For
FRANZ VRANITZKY Mgmt For For
DONALD J. WALKER Mgmt For For
SIEGFRIED WOLF Mgmt For For
LAWRENCE D. WORRALL Mgmt For For
02 RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT Mgmt For For
AUDITOR OF THE CORPORATION, BASED ON THE RECOMMENDATION
OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS,
AND AUTHORIZATION OF THE AUDIT COMMITTEE TO
FIX THE INDEPENDENT AUDITOR'S REMUNERATION.
- --------------------------------------------------------------------------------------------------------------------------
MERITAGE HOMES CORPORATION Agenda Number: 932991094
- --------------------------------------------------------------------------------------------------------------------------
Security: 59001A102 Meeting Type: Special
Ticker: MTH Meeting Date: 16-Feb-2009
ISIN: US59001A1025
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION AUTHORIZING THE NOL PROTECTIVE
AMENDMENT.
- --------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933031154
- --------------------------------------------------------------------------------------------------------------------------
Security: 59156R108 Meeting Type: Annual
Ticker: MET Meeting Date: 28-Apr-2009
ISIN: US59156R1086
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. ROBERT HENRIKSON Mgmt For For
JOHN M. KEANE Mgmt For For
CATHERINE R. KINNEY Mgmt For For
HUGH B. PRICE Mgmt For For
KENTON J. SICCHITANO Mgmt For For
02 REAPPROVAL OF THE METLIFE, INC. 2005 STOCK AND Mgmt For For
INCENTIVE COMPENSATION PLAN
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2009
- --------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 932990989
- --------------------------------------------------------------------------------------------------------------------------
Security: 617446448 Meeting Type: Special
Ticker: MS Meeting Date: 09-Feb-2009
ISIN: US6174464486
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE CONVERSION TERMS OF MORGAN STANLEY'S Mgmt For For
SERIES B NON-CUMULATIVE NON-VOTING PERPETUAL
CONVERTIBLE PREFERRED STOCK, THE ISSUANCE OF
MORGAN STANLEY'S COMMON STOCK PURSUANT TO SUCH
TERMS AND POTENTIAL EQUITY ISSUANCES CONTEMPLATED
BY INVESTOR AGREEMENT, DATED AS OF OCTOBER
13, 2008, AS AMENDED, BY AND BETWEEN MORGAN
STANLEY AND MITSUBISHI UFJ FINANCIAL GROUP,
INC.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF (A) THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE
PROPOSAL 1 OR (B) A QUORUM IS NOT PRESENT AT
THE TIME OF THE SPECIAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933024301
- --------------------------------------------------------------------------------------------------------------------------
Security: 617446448 Meeting Type: Annual
Ticker: MS Meeting Date: 29-Apr-2009
ISIN: US6174464486
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt Against Against
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1D ELECTION OF DIRECTOR: NOBUYUKI HIRANO Mgmt For For
1E ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1F ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1I ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J ELECTION OF DIRECTOR: CHARLES E. PHILLIPS, JR. Mgmt For For
1K ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR
03 TO APPROVE THE COMPENSATION OF EXECUTIVES AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT
04 TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION Mgmt Against Against
PLAN
05 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr For Against
MEETINGS
06 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. Agenda Number: 933018257
- --------------------------------------------------------------------------------------------------------------------------
Security: 620076109 Meeting Type: Annual
Ticker: MOT Meeting Date: 04-May-2009
ISIN: US6200761095
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: G. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: D. DORMAN Mgmt For For
1C ELECTION OF DIRECTOR: W. HAMBRECHT Mgmt Against Against
1D ELECTION OF DIRECTOR: S. JHA Mgmt For For
1E ELECTION OF DIRECTOR: J. LEWENT Mgmt Against Against
1F ELECTION OF DIRECTOR: K. MEISTER Mgmt For For
1G ELECTION OF DIRECTOR: T. MEREDITH Mgmt For For
1H ELECTION OF DIRECTOR: S. SCOTT III Mgmt Against Against
1I ELECTION OF DIRECTOR: R. SOMMER Mgmt For For
1J ELECTION OF DIRECTOR: J. STENGEL Mgmt Against Against
1K ELECTION OF DIRECTOR: A. VINCIQUERRA Mgmt For For
1L ELECTION OF DIRECTOR: D. WARNER III Mgmt For For
1M ELECTION OF DIRECTOR: J. WHITE Mgmt For For
02 AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO CHANGE PAR VALUE
03 AMENDMENT TO EXISTING EQUITY PLANS TO PERMIT Mgmt For For
A ONE-TIME STOCK OPTION EXCHANGE PROGRAM
04 AMENDMENT TO THE MOTOROLA EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN OF 1999
05 STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
06 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
07 SHAREHOLDER PROPOSAL RE: CUMULATIVE VOTING Shr For Against
08 SHAREHOLDER PROPOSAL RE: SPECIAL SHAREOWNER Shr For Against
MEETINGS
09 SHAREHOLDER PROPOSAL RE: A GLOBAL SET OF CORPORATE Shr Against For
STANDARDS AT MOTOROLA FOR HUMAN RIGHTS
- --------------------------------------------------------------------------------------------------------------------------
NABORS INDUSTRIES LTD. Agenda Number: 933082062
- --------------------------------------------------------------------------------------------------------------------------
Security: G6359F103 Meeting Type: Annual
Ticker: NBR Meeting Date: 02-Jun-2009
ISIN: BMG6359F1032
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EUGENE M. ISENBERG Mgmt For For
WILLIAM T. COMFORT Mgmt Withheld Against
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT AUDITORS AND TO AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO SET
AUDITORS' REMUNERATION.
03 SHAREHOLDER PROPOSAL TO ADOPT A PAY FOR SUPERIOR Shr For Against
PERFORMANCE STANDARD IN THE COMPANY'S EXECUTIVE
COMPENSATION PLAN FOR SENIOR EXECUTIVES.
04 SHAREHOLDER PROPOSAL REGARDING PAYMENTS FOLLOWING Shr For Against
THE DEATH OF SENIOR EXECUTIVES.
- --------------------------------------------------------------------------------------------------------------------------
NATIONAL CITY CORPORATION Agenda Number: 932943904
- --------------------------------------------------------------------------------------------------------------------------
Security: 635405103 Meeting Type: Special
Ticker: NCC Meeting Date: 15-Sep-2008
ISIN: US6354051038
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE AN AMENDMENT TO NATIONAL CITY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 1,400,000,000 TO 5,000,000,000 ( AND,
CORRESPONDINGLY, INCREASE THE TOTAL NUMBER
OF AUTHORIZED SHARES OF CAPITAL STOCK FROM
1,405,000,000 TO 5,005,000,000)
02 APPROVE THE CONVERSION OF THE CONTINGENT CONVERTIBLE Mgmt For For
PERPETUAL NON-CUMULATIVE PREFERRED STOCK, SERIES
G INTO NATIONAL CITY COMMON STOCK, THE EXERCISE
OF WARRANTS TO PURCHASE NATIONAL CITY COMMON
STOCK AND OTHER POTENTIAL EQUITY ISSUANCES
CONTEMPLATED BY AGREEMENTS RELATING TO THE
EQUITY INVESTMENT TRANSACTIONS
- --------------------------------------------------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION Agenda Number: 932941645
- --------------------------------------------------------------------------------------------------------------------------
Security: 63934E108 Meeting Type: Annual
Ticker: NAV Meeting Date: 05-Sep-2008
ISIN: US63934E1082
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
Y. MARC BELTON Mgmt For For
EUGENIO CLARIOND Mgmt For For
JOHN D. CORRENTI Mgmt For For
TERRY M. ENDSLEY Mgmt For For
DR. ABBIE J. GRIFFIN Mgmt For For
MICHAEL N. HAMMES Mgmt For For
DAVID D. HARRISON Mgmt For For
JAMES H. KEYES Mgmt For For
STEVEN J. KLINGER Mgmt For For
DANIEL C. USTIAN Mgmt For For
02 VOTE TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION Agenda Number: 932992402
- --------------------------------------------------------------------------------------------------------------------------
Security: 63934E108 Meeting Type: Annual
Ticker: NAV Meeting Date: 17-Feb-2009
ISIN: US63934E1082
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
Y. MARC BELTON Mgmt Withheld Against
TERRY M. ENDSLEY Mgmt For For
MICHAEL N. HAMMES Mgmt Withheld Against
02 VOTE TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 VOTE TO APPROVE THE MATERIAL TERMS OF THE MEASUREMENTS Mgmt For For
AND GOALS SET FORTH IN OUR 2004 PERFORMANCE
INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC. Agenda Number: 933060333
- --------------------------------------------------------------------------------------------------------------------------
Security: 670008101 Meeting Type: Annual
Ticker: NVLS Meeting Date: 12-May-2009
ISIN: US6700081010
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD S. HILL Mgmt For For
NEIL R. BONKE Mgmt For For
YOUSSEF A. EL-MANSY Mgmt For For
J. DAVID LITSTER Mgmt For For
YOSHIO NISHI Mgmt For For
GLEN G. POSSLEY Mgmt For For
ANN D. RHOADS Mgmt For For
WILLIAM R. SPIVEY Mgmt For For
DELBERT A. WHITAKER Mgmt For For
02 PROPOSAL TO RATIFY AND APPROVE AN AMENDMENT Mgmt For For
AND RESTATEMENT OF THE COMPANY'S 2001 STOCK
INCENTIVE PLAN.
03 PROPOSAL TO RATIFY AND APPROVE AN AMENDMENT Mgmt For For
TO THE COMPANY'S AMENDED AND RESTATED 1992
EMPLOYEE STOCK PURCHASE PLAN.
04 PROPOSAL TO REAPPROVE THE COMPANY'S SENIOR EXECUTIVE Mgmt For For
BONUS PLAN, PURSUANT TO THE REQUIREMENTS OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986, AS AMENDED.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
OFFICE DEPOT, INC. Agenda Number: 933007761
- --------------------------------------------------------------------------------------------------------------------------
Security: 676220106 Meeting Type: Annual
Ticker: ODP Meeting Date: 22-Apr-2009
ISIN: US6762201068
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LEE A. AULT III Mgmt Against Against
1B ELECTION OF DIRECTOR: NEIL R. AUSTRIAN Mgmt For For
1C ELECTION OF DIRECTOR: DAVID W. BERNAUER Mgmt Against Against
1D ELECTION OF DIRECTOR: MARSHA J. EVANS Mgmt Against Against
1E ELECTION OF DIRECTOR: DAVID I. FUENTE Mgmt For For
1F ELECTION OF DIRECTOR: BRENDA J. GAINES Mgmt For For
1G ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For
1H ELECTION OF DIRECTOR: W. SCOTT HEDRICK Mgmt Against Against
1I ELECTION OF DIRECTOR: KATHLEEN MASON Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL J. MYERS Mgmt For For
1K ELECTION OF DIRECTOR: STEVE ODLAND Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS.
03 AMEND BYLAWS TO GIVE HOLDERS OF 10% OR MORE Shr For Against
OF OUTSTANDING COMMON STOCK THE POWER TO CALL
A SPECIAL SHAREHOLDER MEETING.
04 AMEND THE BYLAWS OF THE COMPANY TO REIMBURSE Shr For Against
A STOCKHOLDER OR GROUP OF STOCKHOLDERS FOR
EXPENSES INCURRED.
05 PROPOSAL FROM A SHAREHOLDER RECOMMENDING THAT Shr For Against
OUR BOARD ADOPT A POLICY THAT CHAIRMAN OF OUR
BOARD BE AN INDEPENDENT DIRECTOR.
- --------------------------------------------------------------------------------------------------------------------------
OMNICARE, INC. Agenda Number: 933067034
- --------------------------------------------------------------------------------------------------------------------------
Security: 681904108 Meeting Type: Annual
Ticker: OCR Meeting Date: 22-May-2009
ISIN: US6819041087
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR : JOHN T. CROTTY Mgmt For For
1B ELECTION OF DIRECTOR : JOEL F. GEMUNDER Mgmt For For
1C ELECTION OF DIRECTOR : STEVEN J. HEYER Mgmt For For
1D ELECTION OF DIRECTOR : SANDRA E. LANEY Mgmt For For
1E ELECTION OF DIRECTOR : ANDREA R. LINDELL Mgmt For For
1F ELECTION OF DIRECTOR : JAMES D. SHELTON Mgmt For For
1G ELECTION OF DIRECTOR : JOHN H. TIMONEY Mgmt For For
1H ELECTION OF DIRECTOR : AMY WALLMAN Mgmt For For
02 TO APPROVE THE AMENDMENT OF OMNICARE'S ANNUAL Mgmt For For
INCENTIVE PLAN FOR SENIOR EXECUTIVE OFFICERS
AND RE-APPROVE THE PERFORMANCE CRITERIA THEREUNDER.
03 TO RE-APPROVE THE PERFORMANCE CRITERIA UNDER Mgmt For For
OMNICARE'S 2004 STOCK AND INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 933021064
- --------------------------------------------------------------------------------------------------------------------------
Security: 704549104 Meeting Type: Annual
Ticker: BTU Meeting Date: 07-May-2009
ISIN: US7045491047
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY H. BOYCE Mgmt For For
WILLIAM E. JAMES Mgmt For For
ROBERT B. KARN III Mgmt Withheld Against
M. FRANCES KEETH Mgmt For For
HENRY E. LENTZ Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
03 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
MEASURES UNDER THE COMPANY'S 2004 LONG-TERM
EQUITY INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
PULTE HOMES, INC. Agenda Number: 933042967
- --------------------------------------------------------------------------------------------------------------------------
Security: 745867101 Meeting Type: Annual
Ticker: PHM Meeting Date: 14-May-2009
ISIN: US7458671010
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DEBRA J. KELLY-ENNIS Mgmt Withheld Against
BERNARD W. REZNICEK Mgmt Withheld Against
RICHARD G. WOLFORD Mgmt Withheld Against
02 AMENDMENT OF OUR ARTICLES OF INCORPORATION TO Mgmt Against Against
RESTRICT CERTAIN TRANSFERS OF COMMON SHARES
IN ORDER TO PRESERVE TAX TREATMENT OF COMPANY'S
NET OPERATING LOSSES AND OTHER TAX BENEFITS.
03 AMENDMENT TO PULTE HOMES, INC. 2004 STOCK INCENTIVE Mgmt Against Against
PLAN TO INCREASE NUMBER OF COMMON SHARES AVAILABLE
UNDER PLAN.
04 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
05 A SHAREHOLDER PROPOSAL REQUESTING THE ELECTION Shr For Against
OF DIRECTORS BY A MAJORITY, RATHER THAN PLURALITY,
VOTE.
06 A SHAREHOLDER PROPOSAL REQUESTING THE DECLASSIFICATION Shr For Against
OF THE BOARD OF DIRECTORS.
07 A SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT Shr For Against
TO THE COMPANY'S BYLAWS TO REQUIRE THAT THE
CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT
DIRECTOR.
08 A SHAREHOLDER PROPOSAL REGARDING THE USE OF Shr For Against
PERFORMANCE-BASED OPTIONS.
09 A SHAREHOLDER PROPOSAL REQUESTING ANNUAL ADVISORY Shr For Against
VOTES ON EXECUTIVE COMPENSATION.
10 A SHAREHOLDER PROPOSAL REQUESTING THAT COMPENSATION Shr Against For
COMMITTEE REVIEW AND REPORT ON COMPANY'S COMPENSATION
POLICIES.
- --------------------------------------------------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION Agenda Number: 933042727
- --------------------------------------------------------------------------------------------------------------------------
Security: 75281A109 Meeting Type: Annual
Ticker: RRC Meeting Date: 20-May-2009
ISIN: US75281A1097
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLES L. BLACKBURN Mgmt For For
1B ELECTION OF DIRECTOR: ANTHONY V. DUB Mgmt For For
1C ELECTION OF DIRECTOR: V. RICHARD EALES Mgmt For For
1D ELECTION OF DIRECTOR: ALLEN FINKELSON Mgmt For For
1E ELECTION OF DIRECTOR: JAMES M. FUNK Mgmt For For
1F ELECTION OF DIRECTOR: JONATHAN S. LINKER Mgmt For For
1G ELECTION OF DIRECTOR: KEVIN S. MCCARTHY Mgmt For For
1H ELECTION OF DIRECTOR: JOHN H. PINKERTON Mgmt For For
1I ELECTION OF DIRECTOR: JEFFREY L. VENTURA Mgmt For For
02 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
OUR 2005 EQUITY-BASED COMPENSATION PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED TO BE ISSUED UNDER THAT PLAN BY
900,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AS OF AND FOR THE FISCAL YEAR ENDING DECEMBER
31, 2009.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY ARISE Mgmt Against Against
THAT CAN PROPERLY BE CONDUCTED AT THE MEETING
OR ANY ADJOURNMENT.
- --------------------------------------------------------------------------------------------------------------------------
REDWOOD TRUST, INC. Agenda Number: 933046206
- --------------------------------------------------------------------------------------------------------------------------
Security: 758075402 Meeting Type: Annual
Ticker: RWT Meeting Date: 19-May-2009
ISIN: US7580754023
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE E. BULL, III Mgmt For For
THOMAS C. BROWN Mgmt For For
DIANE L. MERDIAN Mgmt For For
GEORGANNE C. PROCTOR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
03 AMENDMENT TO THE 2002 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE UNDER THAT PLAN BY 100,000.
04 AMENDMENT TO THE COMPANY'S CHARTER TO INCREASE Mgmt For For
THE NUMBER OF SHARES OF CAPITAL STOCK AUTHORIZED
FOR ISSUANCE FROM 75 MILLION SHARES TO 100
MILLION SHARES.
- --------------------------------------------------------------------------------------------------------------------------
RRI ENERGY, INC. Agenda Number: 933093801
- --------------------------------------------------------------------------------------------------------------------------
Security: 74971X107 Meeting Type: Annual
Ticker: RRI Meeting Date: 18-Jun-2009
ISIN: US74971X1072
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: E. WILLIAM BARNETT Mgmt For For
1B ELECTION OF DIRECTOR: MARK M. JACOBS Mgmt For For
1C ELECTION OF DIRECTOR: STEVEN L. MILLER Mgmt For For
1D ELECTION OF DIRECTOR: LAREE E. PEREZ Mgmt For For
1E ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS RRI ENERGY, INC.'S INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 932999127
- --------------------------------------------------------------------------------------------------------------------------
Security: 416515104 Meeting Type: Special
Ticker: HIG Meeting Date: 26-Mar-2009
ISIN: US4165151048
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE CONVERSION OF ANY ISSUED AND OUTSTANDING Mgmt For For
SERIES C NON-VOTING CONTINGENT CONVERTIBLE
PREFERRED STOCK OF THE COMPANY INTO COMMON
STOCK OF THE COMPANY AND THE EXERCISE OF THE
SERIES C WARRANT TO PURCHASE COMMON STOCK OF
THE COMPANY, AS WELL AS OTHER POTENTIAL ISSUANCES
OF OUR COMMON STOCK FOR ANTI-DILUTION, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 933051524
- --------------------------------------------------------------------------------------------------------------------------
Security: 416515104 Meeting Type: Annual
Ticker: HIG Meeting Date: 27-May-2009
ISIN: US4165151048
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, III Mgmt For For
1B ELECTION OF DIRECTOR: RAMANI AYER Mgmt For For
1C ELECTION OF DIRECTOR: TREVOR FETTER Mgmt For For
1D ELECTION OF DIRECTOR: EDWARD J. KELLY, III Mgmt For For
1E ELECTION OF DIRECTOR: PAUL G. KIRK, JR. Mgmt For For
1F ELECTION OF DIRECTOR: GAIL J. MCGOVERN Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES B. STRAUSS Mgmt For For
1I ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR FISCAL
YEAR ENDING DECEMBER 31, 2009.
03 MANAGEMENT PROPOSAL TO AMEND THE COMPANY'S AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
04 MANAGEMENT PROPOSAL TO AMEND THE COMPANY'S EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES AUTHORIZED THEREUNDER.
- --------------------------------------------------------------------------------------------------------------------------
THE RYLAND GROUP, INC. Agenda Number: 933012421
- --------------------------------------------------------------------------------------------------------------------------
Security: 783764103 Meeting Type: Annual
Ticker: RYL Meeting Date: 29-Apr-2009
ISIN: US7837641031
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. CHAD DREIER Mgmt For For
LESLIE M. FRECON Mgmt For For
ROLAND A. HERNANDEZ Mgmt For For
WILLIAM L. JEWS Mgmt For For
NED MANSOUR Mgmt For For
ROBERT E. MELLOR Mgmt For For
NORMAN J. METCALFE Mgmt For For
CHARLOTTE ST. MARTIN Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE RYLAND GROUP, Mgmt For For
INC. ARTICLES OF INCORPORATION.
03 APPROVAL OF THE RYLAND GROUP, INC. SHAREHOLDER Mgmt For For
RIGHTS PLAN.
04 CONSIDERATION OF A PROPOSAL FROM THE NATHAN Shr For Against
CUMMINGS FOUNDATION (A STOCKHOLDER).
05 CONSIDERATION OF A PROPOSAL FROM CERTAIN RETIREMENT Shr For Against
SYSTEMS AND PENSION FUNDS OF THE EMPLOYEES
OF THE CITY OF NEW YORK (STOCKHOLDERS).
06 CONSIDERATION OF A PROPOSAL FROM AMALGAMATED Shr For Against
BANK LONGVIEW MIDCAP 400 INDEX FUND (A STOCKHOLDER).
07 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS RYLAND'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
XTO ENERGY INC. Agenda Number: 933061979
- --------------------------------------------------------------------------------------------------------------------------
Security: 98385X106 Meeting Type: Annual
Ticker: XTO Meeting Date: 19-May-2009
ISIN: US98385X1063
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF AMENDMENT TO BYLAWS TO PROVIDE FOR Mgmt For For
THE ANNUAL ELECTION OF ALL DIRECTORS.
2A ELECTION OF PHILLIP R. KEVIL CLASS B DIRECTOR Mgmt For For
(2-YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED,
CLASS I DIRECTOR (3-YEAR TERM).
2B ELECTION OF HERBERT D. SIMONS CLASS B DIRECTOR Mgmt Against Against
(2-YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED,
CLASS I DIRECTOR (3-YEAR TERM).
2C ELECTION OF VAUGHN O. VENNERBERG II CLASS B Mgmt For For
DIRECTOR (2-YEAR TERM) OR, IF ITEM 1 IS NOT
APPROVED, CLASS I DIRECTOR (3-YEAR TERM).
03 APPROVAL OF THE 2009 EXECUTIVE INCENTIVE COMPENSATION Mgmt For For
PLAN.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2009.
05 STOCKHOLDER PROPOSAL CONCERNING A STOCKHOLDER Shr For Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION IF
PROPERLY PRESENTED.
06 STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER Shr For Against
APPROVAL OF EXECUTIVE BENEFITS PAYABLE UPON
DEATH IF PROPERLY PRESENTED.
* Management position unknown
TIFT Mazama Institutional Growth Fund
- --------------------------------------------------------------------------------------------------------------------------
ABERCROMBIE & FITCH CO. Agenda Number: 933081921
- --------------------------------------------------------------------------------------------------------------------------
Security: 002896207 Meeting Type: Annual
Ticker: ANF Meeting Date: 10-Jun-2009
ISIN: US0028962076
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES B. BACHMANN Mgmt Withheld Against
MICHAEL S. JEFFRIES Mgmt For For
JOHN W. KESSLER Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 30, 2010.
03 TO APPROVE THE COMPANY-SPONSORED PROPOSAL TO Mgmt For For
APPROVE THE AMENDMENT TO THE COMPANY'S AMENDED
AND RESTATED BYLAWS IMPLEMENTING MAJORITY VOTING
IN UNCONTESTED DIRECTOR ELECTIONS.
04 TO APPROVE THE STOCKHOLDER PROPOSAL DESCRIBED Shr For Against
IN THE PROXY STATEMENT, IF THE PROPOSAL IS
PROPERLY PRESENTED AT THE ANNUAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD INC Agenda Number: 932944677
- --------------------------------------------------------------------------------------------------------------------------
Security: 00507V109 Meeting Type: Annual
Ticker: ATVI Meeting Date: 24-Sep-2008
ISIN: US00507V1098
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PHILIPPE G. H. CAPRON Mgmt For For
ROBERT J. CORTI Mgmt For For
FREDERIC R. CREPIN Mgmt Withheld Against
BRUCE L. HACK Mgmt For For
BRIAN G. KELLY Mgmt For For
ROBERT A. KOTICK Mgmt For For
JEAN-BERNARD LEVY Mgmt Withheld Against
ROBERT J. MORGADO Mgmt For For
DOUGLAS P. MORRIS Mgmt Withheld Against
RENE P. PENISSON Mgmt Withheld Against
RICHARD SARNOFF Mgmt For For
2 APPROVAL OF THE ACTIVISION BLIZZARD, INC. 2008 Mgmt For For
INCENTIVE PLAN.
3 APPROVAL OF THE STOCKHOLDER PROPOSAL REGARDING Shr Against For
DIVERSITY ON THE BOARD OF DIRECTORS OF THE
COMPANY.
4 APPROVAL OF THE STOCKHOLDER PROPOSAL REGARDING Shr Against For
A STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD INC Agenda Number: 933066842
- --------------------------------------------------------------------------------------------------------------------------
Security: 00507V109 Meeting Type: Annual
Ticker: ATVI Meeting Date: 05-Jun-2009
ISIN: US00507V1098
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PHILIPPE G. H. CAPRON Mgmt For For
ROBERT J. CORTI Mgmt Withheld Against
FREDERIC R. CREPIN Mgmt Withheld Against
BRIAN G. KELLY Mgmt For For
ROBERT A. KOTICK Mgmt For For
JEAN-BERNARD LEVY Mgmt Withheld Against
ROBERT J. MORGADO Mgmt For For
DOUGLAS P. MORRIS Mgmt Withheld Against
STEPHANE ROUSSEL Mgmt For For
RICHARD SARNOFF Mgmt For For
REGIS TURRINI Mgmt For For
2 APPROVAL OF AN AMENDMENT TO THE 2008 INCENTIVE Mgmt For For
PLAN.
- --------------------------------------------------------------------------------------------------------------------------
ACTIVISION, INC. Agenda Number: 932926566
- --------------------------------------------------------------------------------------------------------------------------
Security: 004930202 Meeting Type: Special
Ticker: ATVI Meeting Date: 08-Jul-2008
ISIN: US0049302021
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO ISSUE AN AGGREGATE OF APPROXIMATELY Mgmt For For
358.2 MILLION NEW SHARES OF ACTIVISION COMMON
STOCK.
2A A PROPOSAL TO CHANGE THE COMBINED COMPANY'S Mgmt For For
NAME FROM "ACTIVISION, INC" TO "ACTIVISION
BLIZZARD, INC."
2B A PROPOSAL TO INCREASE THE NUMBER OF AUTHORIZED Mgmt For For
SHARES OF CAPITAL STOCK FROM 455,000,000 TO
1,205,000,000.
2C A PROPOSAL TO ELIMINATE THE SERIES A JUNIOR Mgmt For For
PREFERRED STOCK.
2D A PROPOSAL TO INCLUDE CERTAIN QUORUM REQUIREMENTS Mgmt For For
FOR COMMITTEES OF THE BOARD OF DIRECTORS UNDER
CERTAIN CIRCUMSTANCES.
2E A PROPOSAL TO REQUIRE SUPERMAJORITY STOCKHOLDER Mgmt For For
APPROVAL TO AMEND CERTAIN SECTIONS OF THE CERTIFICATE
OF INCORPORATION.
2F A PROPOSAL TO LIMIT THE POWER OF THE BOARD OF Mgmt For For
DIRECTORS TO AMEND CERTAIN PROVISIONS OF THE
BYLAWS WITHOUT STOCKHOLDER APPROVAL.
2G A PROPOSAL TO GRANT THE DIRECTORS DESIGNATED Mgmt For For
BY VIVENDI CERTAIN VOTING POWERS WHEN OTHER
VIVENDI DESIGNEES ARE NOT PRESENT.
2H A PROPOSAL TO INCLUDE LIMITATIONS ON CERTAIN Mgmt For For
BUSINESS ACTIVITIES IN WHICH VIVENDI MAY ENGAGE
OR PARTICIPATE.
2I A PROPOSAL TO ESTABLISH PROCEDURES ALLOCATING Mgmt For For
CERTAIN CORPORATE OPPORTUNITIES BETWEEN ACTIVISION
BLIZZARD AND VIVENDI.
2J A PROPOSAL TO REQUIRE VIVENDI OR ACTIVISION Mgmt For For
BLIZZARD TO PURCHASE ALL OF THE COMBINED COMPANY'S
ISSUED AND OUTSTANDING SHARES.
2K A PROPOSAL TO ESTABLISH PROCEDURES GOVERNING Mgmt For For
AFFILIATE TRANSACTIONS.
2L A PROPOSAL TO CAUSE THE COMBINED COMPANY TO Mgmt For For
BE GOVERNED BY SECTION 203 OF THE DELAWARE
GENERAL CORPORATION LAW.
03 A PROPOSAL TO AMEND SECTION 7.4(A) OF ACTIVISION'S Mgmt For For
THIRD AMENDED AND RESTATED BYLAWS.
04 A PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR DATES, IF NECESSARY.
- --------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 933022749
- --------------------------------------------------------------------------------------------------------------------------
Security: 029912201 Meeting Type: Annual
Ticker: AMT Meeting Date: 06-May-2009
ISIN: US0299122012
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 932989760
- --------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 25-Feb-2009
ISIN: US0378331005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
A.D. LEVINSON, PH.D. Mgmt For For
ERIC E. SCHMIDT, PH.D. Mgmt For For
JEROME B. YORK Mgmt For For
02 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr For Against
AND EXPENDITURES REPORT, IF PROPERLY PRESENTED
AT THE MEETING.
03 SHAREHOLDER PROPOSAL REGARDING ADOPTION OF PRINCIPLES Shr Against For
FOR HEALTH CARE REFORM, IF PROPERLY PRESENTED
AT THE MEETING.
04 SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
05 SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE Shr For Against
ON COMPENSATION, IF PROPERLY PRESENTED AT THE
MEETING.
- --------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 932994545
- --------------------------------------------------------------------------------------------------------------------------
Security: 038222105 Meeting Type: Annual
Ticker: AMAT Meeting Date: 10-Mar-2009
ISIN: US0382221051
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
AART J. DE GEUS Mgmt No vote *
STEPHEN R. FORREST Mgmt No vote *
PHILIP V. GERDINE Mgmt No vote *
THOMAS J. IANNOTTI Mgmt No vote *
ALEXANDER A. KARSNER Mgmt No vote *
CHARLES Y.S. LIU Mgmt No vote *
GERHARD H. PARKER Mgmt No vote *
DENNIS D. POWELL Mgmt No vote *
WILLEM P. ROELANDTS Mgmt No vote *
JAMES E. ROGERS Mgmt No vote *
MICHAEL R. SPLINTER Mgmt No vote *
02 TO APPROVE AMENDMENTS TO THE CERTIFICATE OF Mgmt No vote *
INCORPORATION THAT ELIMINATE SUPERMAJORITY
VOTING PROVISIONS.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED Mgmt No vote *
MATERIALS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2009.
- --------------------------------------------------------------------------------------------------------------------------
ATWOOD OCEANICS, INC. Agenda Number: 932992894
- --------------------------------------------------------------------------------------------------------------------------
Security: 050095108 Meeting Type: Annual
Ticker: ATW Meeting Date: 12-Feb-2009
ISIN: US0500951084
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DEBORAH A. BECK Mgmt For For
GEORGE S. DOTSON Mgmt For For
JOHN R. IRWIN Mgmt For For
ROBERT W. BURGESS Mgmt For For
HANS HELMERICH Mgmt For For
JAMES R. MONTAGUE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. Agenda Number: 933023157
- --------------------------------------------------------------------------------------------------------------------------
Security: 054303102 Meeting Type: Annual
Ticker: AVP Meeting Date: 07-May-2009
ISIN: US0543031027
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
W. DON CORNWELL Mgmt For For
EDWARD T. FOGARTY Mgmt For For
V. ANN HAILEY Mgmt For For
FRED HASSAN Mgmt For For
ANDREA JUNG Mgmt For For
MARIA ELENA LAGOMASINO Mgmt For For
ANN S. MOORE Mgmt For For
PAUL S. PRESSLER Mgmt For For
GARY M. RODKIN Mgmt For For
PAULA STERN Mgmt For For
LAWRENCE A. WEINBACH Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 RESOLUTION REGARDING NANOMATERIAL REPORT Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
BE AEROSPACE, INC. Agenda Number: 932927126
- --------------------------------------------------------------------------------------------------------------------------
Security: 073302101 Meeting Type: Annual
Ticker: BEAV Meeting Date: 31-Jul-2008
ISIN: US0733021010
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. KHOURY Mgmt For For
JONATHAN M. SCHOFIELD Mgmt For For
02 PROPOSAL TO ADOPT THE STOCKHOLDER PROPOSAL (THE Shr Against For
MACBRIDE PRINCIPLES).
- --------------------------------------------------------------------------------------------------------------------------
BED BATH & BEYOND INC. Agenda Number: 933104907
- --------------------------------------------------------------------------------------------------------------------------
Security: 075896100 Meeting Type: Annual
Ticker: BBBY Meeting Date: 30-Jun-2009
ISIN: US0758961009
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WARREN EISENBERG Mgmt For For
LEONARD FEINSTEIN Mgmt For For
STEVEN H. TEMARES Mgmt For For
DEAN S. ADLER Mgmt For For
STANLEY F. BARSHAY Mgmt For For
KLAUS EPPLER Mgmt For For
PATRICK R. GASTON Mgmt For For
JORDAN HELLER Mgmt For For
VICTORIA A. MORRISON Mgmt For For
FRAN STOLLER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
03 AMEND CERTIFICATE OF INCORPORATION; MAJORITY Mgmt For For
VOTING IN NON-CONTESTED DIRECTOR ELECTIONS
4A AMEND CERTIFICATE OF INCORPORATION; ELIMINATE Mgmt For For
EXPRESS SUPERMAJORITY VOTING PROVISIONS
4B AMEND CERTIFICATE OF INCORPORATION; ELIMINATE Mgmt For For
STATUTORY SUPERMAJORITY VOTING REQUIREMENTS
05 RE-APPROVAL OF PERFORMANCE GOALS UNDER 2004 Mgmt For For
INCENTIVE COMPENSATION PLAN
06 SHAREHOLDER PROPOSAL; SUSTAINABILITY REPORT Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 933085208
- --------------------------------------------------------------------------------------------------------------------------
Security: 086516101 Meeting Type: Annual
Ticker: BBY Meeting Date: 24-Jun-2009
ISIN: US0865161014
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD JAMES* Mgmt For For
ELLIOT S. KAPLAN* Mgmt For For
SANJAY KHOSLA* Mgmt For For
GEORGE L. MIKAN III* Mgmt For For
MATTHEW H. PAULL* Mgmt For For
RICHARD M. SCHULZE* Mgmt For For
HATIM A. TYABJI* Mgmt For For
GERARD R. VITTECOQ** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
THAT BEGAN ON MARCH 1, 2009.
03 APPROVAL OF AMENDMENTS TO OUR 2004 OMNIBUS STOCK Mgmt For For
AND INCENTIVE PLAN, AS AMENDED.
04 APPROVAL OF AMENDMENT TO ARTICLE IX OF OUR AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION TO CHANGE
APPROVAL REQUIRED.
05 APPROVAL OF AN AMENDMENT TO ARTICLE IX OF OUR Mgmt For For
ARTICLES TO DECREASE THE SHAREHOLDER APPROVAL
REQUIRED TO AMEND ARTICLE IX.
06 APPROVAL OF AMENDMENT TO ARTICLE IX OF OUR ARTICLES Mgmt For For
TO DECREASE SHAREHOLDER APPROVAL REQUIRED TO
REMOVE DIRECTORS WITHOUT CAUSE.
07 APPROVAL OF AMENDMENT TO ARTICLE IX TO DECREASE Mgmt For For
SHAREHOLDER APPROVAL REQUIRED TO AMEND CLASSIFIED
BOARD PROVISIONS.
08 APPROVAL OF AN AMENDMENT TO ARTICLE X TO DECREASE Mgmt For For
SHAREHOLDER APPROVAL REQUIRED FOR CERTAIN REPURCHASES
OF STOCK.
09 APPROVAL OF AN AMENDMENT TO ARTICLE X OF OUR Mgmt For For
ARTICLES TO DECREASE THE SHAREHOLDER APPROVAL
REQUIRED TO AMEND ARTICLE X.
- --------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933028917
- --------------------------------------------------------------------------------------------------------------------------
Security: 111320107 Meeting Type: Annual
Ticker: BRCM Meeting Date: 14-May-2009
ISIN: US1113201073
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE L. FARINSKY Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
ROBERT E. SWITZ Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC. Agenda Number: 933025959
- --------------------------------------------------------------------------------------------------------------------------
Security: 12541W209 Meeting Type: Annual
Ticker: CHRW Meeting Date: 14-May-2009
ISIN: US12541W2098
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES B. STAKE Mgmt For For
1B ELECTION OF DIRECTOR: JOHN P. WIEHOFF Mgmt For For
02 AMENDMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO INCREASE THE MAXIMUM ALLOWED NUMBER OF DIRECTORS
FROM NINE (9) TO TWELVE (12).
03 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
CASCAL N V Agenda Number: 932937420
- --------------------------------------------------------------------------------------------------------------------------
Security: N1842P109 Meeting Type: Annual
Ticker: HOO Meeting Date: 07-Aug-2008
ISIN: NL0006187742
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
03 ADOPTION OF THE ANNUAL ACCOUNTS FOR THE FINANCIAL Mgmt For For
YEAR ENDED 31ST MARCH 2007.
04 DISCHARGE OF MR. RICHER AS DIRECTOR IN RESPECT Mgmt For For
OF HIS MANAGEMENT DURING THE FINANCIAL YEAR
ENDED 31ST MARCH 2007.
05 DISCHARGE OF MR. MAGOR, MR. JOBSIS, MR. COOMBS, Mgmt For For
MR. VAN DEN BOS AND MR. DUFFY AS SUPERVISORY
DIRECTORS.
07 ADOPTION OF THE ANNUAL ACCOUNTS FOR THE FINANCIAL Mgmt For For
YEAR ENDED 31ST MARCH 2008.
08 DISCHARGE OF MR. RICHER, MR. MAGOR, MR. DUFFY, Mgmt For For
MR. AUSTER, MR. BIEWINGA, MR. SONKIN AND MR.
WAGER AS DIRECTORS.
09 DISCHARGE OF MR. MAGOR AND MR. DUFFY AS SUPERVISORY Mgmt For For
DIRECTORS IN RESPECT OF THEIR SUPERVISION DURING
YEAR ENDED 31ST MARCH 2008.
10B DISTRIBUTION OF DIVIDEND FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31ST MARCH 2008 IN THE AMOUNT OF $0.18
PER SHARE.
11A RE-APPOINTMENT OF MR. DAVID LAWRENCE MAGOR AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR AN ADDITIONAL TERM
OF THREE YEARS.
11B RE-APPOINTMENT OF MR. MICHAEL WAGER AS NON-EXECUTIVE Mgmt For For
DIRECTOR FOR AN ADDITIONAL TERM OF THREE YEARS.
12 APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS Mgmt For For
N.V. AS THE REGISTERED ACCOUNTANTS FOR YEAR
1ST APRIL 2008-31ST MARCH 2009.
13 ADOPTION OF THE COMPENSATION POLICY OF THE COMPANY. Mgmt For For
14A DESIGNATION OF THE BOARD AS A CORPORATE BODY Mgmt For For
WHICH WILL BE AUTHORIZED TO ISSUE SHARES.
14B DESIGNATION OF THE BOARD AS A CORPORATE BODY Mgmt For For
WHICH WILL BE AUTHORIZED TO LIMIT OR EXCLUDE
PRE-EMPTIVE RIGHTS.
15 AUTHORISATION TO THE BOARD OF DIRECTORS TO PURCHASE Mgmt For For
SHARES IN THE COMPANY'S OWN CAPITAL.
- --------------------------------------------------------------------------------------------------------------------------
CB RICHARD ELLIS GROUP, INC. Agenda Number: 933058124
- --------------------------------------------------------------------------------------------------------------------------
Security: 12497T101 Meeting Type: Annual
Ticker: CBG Meeting Date: 02-Jun-2009
ISIN: US12497T1016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD C. BLUM Mgmt For For
1B ELECTION OF DIRECTOR: PATRICE M. DANIELS Mgmt For For
1C ELECTION OF DIRECTOR: CURTIS F. FEENY Mgmt For For
1D ELECTION OF DIRECTOR: BRADFORD M. FREEMAN Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL KANTOR Mgmt For For
1F ELECTION OF DIRECTOR: FREDERIC V. MALEK Mgmt For For
1G ELECTION OF DIRECTOR: JANE J. SU Mgmt For For
1H ELECTION OF DIRECTOR: BRETT WHITE Mgmt For For
1I ELECTION OF DIRECTOR: GARY L. WILSON Mgmt For For
1J ELECTION OF DIRECTOR: RAY WIRTA Mgmt For For
2 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
3 APPROVAL OF THE OPTION EXCHANGE PROGRAM Mgmt For For
4 APPROVAL OF THE INCREASE IN AUTHORIZED SHARES Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 933078378
- --------------------------------------------------------------------------------------------------------------------------
Security: 151020104 Meeting Type: Annual
Ticker: CELG Meeting Date: 17-Jun-2009
ISIN: US1510201049
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SOL J. BARER, PH.D. Mgmt For For
ROBERT J. HUGIN Mgmt For For
MICHAEL D. CASEY Mgmt For For
RODMAN L. DRAKE Mgmt For For
A.H. HAYES, JR., M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
WALTER L. ROBB, PH.D. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
03 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE COMPANY'S 2008 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REGARDING THE VOTING STANDARD Shr For Against
FOR DIRECTOR ELECTIONS.
- --------------------------------------------------------------------------------------------------------------------------
CHICO'S FAS, INC. Agenda Number: 933087404
- --------------------------------------------------------------------------------------------------------------------------
Security: 168615102 Meeting Type: Annual
Ticker: CHS Meeting Date: 25-Jun-2009
ISIN: US1686151028
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROSS E. ROEDER Mgmt For For
ANDREA M. WEISS Mgmt For For
2 TO APPROVE ARTICLES OF AMENDMENT TO THE AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION OF CHICO'S
FAS, INC.
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
- --------------------------------------------------------------------------------------------------------------------------
CHINA DIGITAL TV HLDG CO Agenda Number: 932969732
- --------------------------------------------------------------------------------------------------------------------------
Security: 16938G107 Meeting Type: Annual
Ticker: STV Meeting Date: 20-Nov-2008
ISIN: US16938G1076
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RE-ELECTION OF INCUMBENT DIRECTOR ZENGXIANG Mgmt For For
LU FOR A NEW THREE YEAR TERM
02 RE-ELECTION OF INCUMBENT DIRECTOR JIANHUA ZHU Mgmt For For
FOR A NEW THREE YEAR TERM
- --------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 933045610
- --------------------------------------------------------------------------------------------------------------------------
Security: 169656105 Meeting Type: Annual
Ticker: CMG Meeting Date: 21-May-2009
ISIN: US1696561059
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVE ELLS Mgmt For For
PATRICK J. FLYNN Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2009 FISCAL
YEAR.
- --------------------------------------------------------------------------------------------------------------------------
CLEARWIRE CORP Agenda Number: 932967613
- --------------------------------------------------------------------------------------------------------------------------
Security: 185385309 Meeting Type: Special
Ticker: CLWR Meeting Date: 20-Nov-2008
ISIN: US1853853091
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE PROPOSAL TO APPROVE AND ADOPT THE TRANSACTION Mgmt For For
AGREEMENT AND PLAN OF MERGER (THE "TRANSACTION
AGREEMENT"), DATED AS OF MAY 7, 2008, BY AND
AMONG CLEARWIRE CORPORATION, SPRINT NEXTEL
CORPORATION, COMCAST CORPORATION, TIME WARNER
CABLE INC., BRIGHT HOUSE NETWORKS, LLC, GOOGLE
INC. AND INTEL CORPORATION, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
02 THE PROPOSAL TO ADOPT THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION OF NEW CLEARWIRE CORPORATION
(WHICH IS CONDITIONED ON THE COMPLETION OF
THE MERGER CONTEMPLATED BY THE TRANSACTION
AGREEMENT).
03 THE PROPOSAL TO APPROVE AND ADOPT THE NEW CLEARWIRE Mgmt For For
CORPORATION 2008 STOCK COMPENSATION PLAN.
04 THE PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE PROPOSALS ABOVE.
05 UNLESS YOU CHECK THE YES BOX BELOW, TO THE EXTENT Mgmt For *
THAT YOU HAVE NOT VOTED ON A MATTER IN PERSON
OR BY PROXY, THE PROXIES ARE AUTHORIZED TO
VOTE IN THEIR DISCRETION UPON ANY MATTER AS
MAY PROPERLY COME BEFORE THE SPECIAL MEETING
AND ANY ADJOURNMENT OR POSTPONEMENT OF THE
SPECIAL MEETING. MARK "FOR" = YES OR "AGAINST"
= NO.
- --------------------------------------------------------------------------------------------------------------------------
CLEARWIRE CORPORATION Agenda Number: 933077770
- --------------------------------------------------------------------------------------------------------------------------
Security: 18538Q105 Meeting Type: Annual
Ticker: CLWR Meeting Date: 17-Jun-2009
ISIN: US18538Q1058
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRAIG O. MCCAW Mgmt For For
JOSE A. COLLAZO Mgmt For For
KEITH O. COWAN Mgmt For For
PETER L.S. CURRIE Mgmt For For
STEVEN L. ELFMAN Mgmt For For
DENNIS S. HERSCH Mgmt For For
DANIEL R. HESSE Mgmt For For
FRANK IANNA Mgmt For For
SEAN MALONEY Mgmt For For
BRIAN P. MCANDREWS Mgmt For For
THEODORE H. SCHELL Mgmt For For
JOHN W. STANTON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS CLEARWIRE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR 2009.
- --------------------------------------------------------------------------------------------------------------------------
CME GROUP Agenda Number: 933026999
- --------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105 Meeting Type: Annual
Ticker: CME Meeting Date: 13-May-2009
ISIN: US12572Q1058
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DENNIS H. CHOOKASZIAN Mgmt No vote *
ROBERT F. CORVINO Mgmt No vote *
LARRY G. GERDES Mgmt No vote *
DANIEL R. GLICKMAN Mgmt No vote *
JAMES E. OLIFF Mgmt No vote *
JOHN L. PIETRZAK Mgmt No vote *
ALEX J. POLLOCK Mgmt No vote *
WILLIAM R. SHEPARD Mgmt No vote *
02 TO APPROVE THE CME GROUP INC. AMENDED AND RESTATED Mgmt No vote *
OMNIBUS STOCK PLAN.
03 TO APPROVE THE CME GROUP INC. AMENDED AND RESTATED Mgmt No vote *
2005 DIRECTOR STOCK PLAN.
04 TO APPROVE THE CME GROUP INC. AMENDED AND RESTATED Mgmt No vote *
INCENTIVE PLAN FOR HIGHLY COMPENSATED EXECUTIVE
OFFICERS.
05 TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT Mgmt No vote *
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
COACH, INC. Agenda Number: 932955896
- --------------------------------------------------------------------------------------------------------------------------
Security: 189754104 Meeting Type: Annual
Ticker: COH Meeting Date: 30-Oct-2008
ISIN: US1897541041
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LEW FRANKFORT Mgmt For For
SUSAN KROPF Mgmt For For
GARY LOVEMAN Mgmt For For
IVAN MENEZES Mgmt For For
IRENE MILLER Mgmt For For
KEITH MONDA Mgmt For For
MICHAEL MURPHY Mgmt For For
JIDE ZEITLIN Mgmt For For
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO AMEND Mgmt For For
THE COACH, INC. PERFORMANCE-BASED ANNUAL INCENTIVE
PLAN.
- --------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933059568
- --------------------------------------------------------------------------------------------------------------------------
Security: 192446102 Meeting Type: Annual
Ticker: CTSH Meeting Date: 05-Jun-2009
ISIN: US1924461023
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
1B ELECTION OF DIRECTOR: JOHN N. FOX, JR. Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS M. WENDEL Mgmt For For
02 TO ADOPT THE COGNIZANT TECHNOLOGY SOLUTIONS Mgmt For For
CORPORATION 2009 INCENTIVE COMPENSATION PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
CONTINENTAL RESOURCES INC Agenda Number: 933054114
- --------------------------------------------------------------------------------------------------------------------------
Security: 212015101 Meeting Type: Annual
Ticker: CLR Meeting Date: 28-May-2009
ISIN: US2120151012
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT J. GRANT Mgmt For For
ELLIS L. MCCAIN Mgmt For For
MARK E. MONROE Mgmt For For
2 RATIFICATION OF GRANT THORNTON LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
CREE, INC. Agenda Number: 932959008
- --------------------------------------------------------------------------------------------------------------------------
Security: 225447101 Meeting Type: Annual
Ticker: CREE Meeting Date: 30-Oct-2008
ISIN: US2254471012
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES M. SWOBODA Mgmt For For
JOHN W. PALMOUR, PH.D. Mgmt For For
DOLPH W. VON ARX Mgmt For For
CLYDE R. HOSEIN Mgmt For For
FRANCO PLASTINA Mgmt For For
HARVEY A. WAGNER Mgmt For For
THOMAS H. WERNER Mgmt For For
02 APPROVAL OF AMENDMENTS TO THE 2004 LONG-TERM Mgmt For For
INCENTIVE COMPENSATION PLAN.
03 APPROVAL OF AMENDMENT TO THE 2005 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JUNE 28, 2009.
- --------------------------------------------------------------------------------------------------------------------------
CUBIST PHARMACEUTICALS, INC. Agenda Number: 933064646
- --------------------------------------------------------------------------------------------------------------------------
Security: 229678107 Meeting Type: Annual
Ticker: CBST Meeting Date: 04-Jun-2009
ISIN: US2296781071
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH BATE Mgmt For For
NANCY HUTSON Mgmt For For
MARTIN SOETERS Mgmt For For
02 A PROPOSAL TO AMEND OUR AMENDED AND RESTATED Mgmt For For
1997 EMPLOYEE STOCK PURCHASE PLAN, OR ESPP,
TO INCREASE THE NUMBER OF SHARES ISSUABLE UNDER
THE ESPP BY 500,000.
03 A PROPOSAL TO AMEND OUR AMENDED AND RESTATED Mgmt Against Against
2002 DIRECTORS' EQUITY INCENTIVE PLAN, OR DIRECTORS'
PLAN, TO EXTEND THE TERM OF THE DIRECTORS'
PLAN BY THREE YEARS AND TO INCREASE THE NUMBER
OF SHARES ISSUABLE UNDER THE DIRECTORS' PLAN
BY 400,000.
04 A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2009.
- --------------------------------------------------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION Agenda Number: 933073760
- --------------------------------------------------------------------------------------------------------------------------
Security: 243537107 Meeting Type: Annual
Ticker: DECK Meeting Date: 28-May-2009
ISIN: US2435371073
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANGEL R. MARTINEZ Mgmt For For
REX A. LICKLIDER Mgmt For For
JOHN M. GIBBONS Mgmt For For
JOHN G. PERENCHIO Mgmt For For
MAUREEN CONNERS Mgmt For For
TORE STEEN Mgmt For For
RUTH M. OWADES Mgmt For For
KARYN O. BARSA Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2009.
03 TO APPROVE THE AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
AUTHORIZED NUMBER OF SHARES OF COMMON STOCK
FROM 20,000,000 SHARES TO 50,000,000 SHARES.
- --------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 933013649
- --------------------------------------------------------------------------------------------------------------------------
Security: 278865100 Meeting Type: Annual
Ticker: ECL Meeting Date: 08-May-2009
ISIN: US2788651006
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESLIE S. BILLER Mgmt Take No Action *
1B ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt Take No Action *
1C ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt Take No Action *
2 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt Take No Action *
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 RE-APPROVE THE ECOLAB INC. MANAGEMENT PERFORMANCE Mgmt Take No Action *
INCENTIVE PLAN.
4 STOCKHOLDER PROPOSAL TO ELIMINATE CLASSIFICATION Shr Take No Action *
OF TERMS OF THE BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 932927594
- --------------------------------------------------------------------------------------------------------------------------
Security: 285512109 Meeting Type: Annual
Ticker: ERTS Meeting Date: 31-Jul-2008
ISIN: US2855121099
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LEONARD S. COLEMAN Mgmt For For
1B ELECTION OF DIRECTOR: GARY M. KUSIN Mgmt For For
1C ELECTION OF DIRECTOR: GREGORY B. MAFFEI Mgmt For For
1D ELECTION OF DIRECTOR: VIVEK PAUL Mgmt For For
1E ELECTION OF DIRECTOR: LAWRENCE F. PROBST III Mgmt For For
1F ELECTION OF DIRECTOR: JOHN S. RICCITIELLO Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD A. SIMONSON Mgmt For For
1H ELECTION OF DIRECTOR: LINDA J. SRERE Mgmt For For
2 AMENDMENTS TO THE 2000 EQUITY INCENTIVE PLAN Mgmt For For
3 AMENDMENTS TO THE 2000 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN
4 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS
- --------------------------------------------------------------------------------------------------------------------------
EVERGREEN SOLAR, INC. Agenda Number: 933082579
- --------------------------------------------------------------------------------------------------------------------------
Security: 30033R108 Meeting Type: Annual
Ticker: ESLR Meeting Date: 17-Jun-2009
ISIN: US30033R1086
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TOM L. CADWELL Mgmt For For
DR. PETER W. COWDEN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR.
- --------------------------------------------------------------------------------------------------------------------------
EXPEDITORS INT'L OF WASHINGTON, INC. Agenda Number: 933017370
- --------------------------------------------------------------------------------------------------------------------------
Security: 302130109 Meeting Type: Annual
Ticker: EXPD Meeting Date: 06-May-2009
ISIN: US3021301094
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1B ELECTION OF DIRECTOR: R. JORDAN GATES Mgmt For For
1C ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL J. MALONE Mgmt For For
1E ELECTION OF DIRECTOR: JOHN W. MEISENBACH Mgmt For For
1F ELECTION OF DIRECTOR: PETER J. ROSE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES L.K. WANG Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT R. WRIGHT Mgmt For For
02 TO APPROVE AND RATIFY ADOPTION OF THE 2009 STOCK Mgmt For For
OPTION PLAN
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2009
- --------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC. Agenda Number: 933053035
- --------------------------------------------------------------------------------------------------------------------------
Security: 302182100 Meeting Type: Annual
Ticker: ESRX Meeting Date: 27-May-2009
ISIN: US3021821000
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY G. BENANAV Mgmt For For
FRANK J. BORELLI Mgmt For For
MAURA C. BREEN Mgmt For For
NICHOLAS J. LAHOWCHIC Mgmt For For
THOMAS P. MAC MAHON Mgmt For For
FRANK MERGENTHALER Mgmt For For
WOODROW A. MYERS, JR., Mgmt For For
JOHN O. PARKER, JR. Mgmt For For
GEORGE PAZ Mgmt For For
SAMUEL K. SKINNER Mgmt For For
SEYMOUR STERNBERG Mgmt For For
BARRETT A. TOAN Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
FIRST SOLAR, INC. Agenda Number: 933067349
- --------------------------------------------------------------------------------------------------------------------------
Security: 336433107 Meeting Type: Annual
Ticker: FSLR Meeting Date: 04-Jun-2009
ISIN: US3364331070
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL J. AHEARN Mgmt For For
CRAIG KENNEDY Mgmt For For
JAMES F. NOLAN Mgmt For For
J. THOMAS PRESBY Mgmt For For
PAUL H. STEBBINS Mgmt For For
MICHAEL SWEENEY Mgmt For For
JOSE H. VILLARREAL Mgmt For For
2 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 26,
2009
- --------------------------------------------------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD. Agenda Number: 932951862
- --------------------------------------------------------------------------------------------------------------------------
Security: Y2573F102 Meeting Type: Annual
Ticker: FLEX Meeting Date: 30-Sep-2008
ISIN: SG9999000020
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A RE-ELECTION OF MR. H. RAYMOND BINGHAM AS A DIRECTOR Mgmt For For
OF FLEXTRONICS.
1B RE-ELECTION OF MR. AJAY B. SHAH AS A DIRECTOR Mgmt For For
OF FLEXTRONICS.
02 RE-ELECTION OF DR. WILLY C. SHIH AS A DIRECTOR Mgmt For For
OF FLEXTRONICS.
03 RE-APPOINTMENT OF MR. ROCKWELL A. SCHNABEL AS Mgmt For For
A DIRECTOR OF FLEXTRONICS.
04 TO APPROVE THE RE-APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS FLEXTRONICS'S INDEPENDENT AUDITORS
FOR THE 2009 FISCAL YEAR.
05 TO APPROVE THE GENERAL AUTHORIZATION FOR THE Mgmt For For
DIRECTORS OF FLEXTRONICS TO ALLOT AND ISSUE
ORDINARY SHARES.
06 TO APPROVE THE RENEWAL OF THE SHARE PURCHASE Mgmt For For
MANDATE RELATING TO ACQUISITIONS BY FLEXTRONICS
OF ITS OWN ISSUED ORDINARY SHARES.
07 APPROVE AN AMENDMENT TO 2001 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM
NUMBER OF ORDINARY SHARES WHICH MAY BE ISSUED
AS SHARE BONUSES BY 5,000,000 ORDINARY SHARES.
08 TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM
NUMBER OF ORDINARY SHARES SUBJECT TO AWARDS
WHICH MAY BE GRANTED TO A PERSON IN A SINGLE
CALENDAR YEAR BY 2,000,000 ORDINARY SHARES.
09 TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF ORDINARY SHARES
RESERVED FOR ISSUANCE BY 20,000,000 ORDINARY
SHARES.
- --------------------------------------------------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC. Agenda Number: 933031003
- --------------------------------------------------------------------------------------------------------------------------
Security: 30249U101 Meeting Type: Annual
Ticker: FTI Meeting Date: 15-May-2009
ISIN: US30249U1016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MIKE R. BOWLIN Mgmt For For
PHILIP J. BURGUIERES Mgmt For For
PETER D. KINNEAR Mgmt For For
EDWARD J. MOONEY Mgmt For For
JAMES M. RINGLER Mgmt For For
02 APPROVE THE AMENDMENT OF THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
- --------------------------------------------------------------------------------------------------------------------------
FOCUS MEDIA HOLDING LIMITED Agenda Number: 932954387
- --------------------------------------------------------------------------------------------------------------------------
Security: 34415V109 Meeting Type: Annual
Ticker: FMCN Meeting Date: 13-Oct-2008
ISIN: US34415V1098
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE ELECTION OF YING WU AS THE DIRECTOR Mgmt For For
TO SERVE ON THE BOARD OF DIRECTORS FOR A THREE
YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR
IS ELECTED AND DULY QUALIFIED, AS SET FORTH
IN THE COMPANY'S NOTICE OF MEETING ENCLOSED
HEREWITH.
02 APPROVAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
TOUCHE TOHMATSU CPA LTD. AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008, AS SET FORTH IN THE COMPANY'S NOTICE
OF MEETING ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER AG Agenda Number: 933035114
- --------------------------------------------------------------------------------------------------------------------------
Security: H27178104 Meeting Type: Annual
Ticker: FWLT Meeting Date: 05-May-2009
ISIN: CH0018666781
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT C. FLEXON Mgmt Take No Action *
1B ELECTION OF DIRECTOR: MAUREEN B. TART-BEZER Mgmt Take No Action *
1C ELECTION OF DIRECTOR: JAMES D. WOODS Mgmt Take No Action *
02 RE-ELECTION OF PRICEWATERHOUSECOOPERS AG, SWITZERLAND, Mgmt Take No Action *
AS OUR INDEPENDENT AUDITOR ("REVISIONSSTELLE")
FOR 2009
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt Take No Action *
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009 (CONSULTATIVE VOTE)
04 IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR Mgmt Take No Action *
AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS
ARE RAISED AT THE ANNUAL GENERAL MEETING, I
INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS
- --------------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER LTD. Agenda Number: 932986788
- --------------------------------------------------------------------------------------------------------------------------
Security: G36535139 Meeting Type: Special
Ticker: FWLT Meeting Date: 27-Jan-2009
ISIN: BMG365351391
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE SCHEME OF ARRANGEMENT ATTACHED Mgmt For For
TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX
A.
02 APPROVAL OF THE MOTION TO ADJOURN THE MEETING Mgmt For For
TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE MEETING TO APPROVE THE SCHEME OF ARRANGEMENT.
- --------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933017178
- --------------------------------------------------------------------------------------------------------------------------
Security: 38259P508 Meeting Type: Annual
Ticker: GOOG Meeting Date: 07-May-2009
ISIN: US38259P5089
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC SCHMIDT Mgmt For For
SERGEY BRIN Mgmt For For
LARRY PAGE Mgmt For For
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
03 APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 STOCK Mgmt For For
PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK ISSUABLE UNDER THE
PLAN BY 8,500,000.
04 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION Mgmt For For
DISCLOSURE.
05 STOCKHOLDER PROPOSAL REGARDING INTERNET CENSORSHIP. Shr Against For
06 STOCKHOLDER PROPOSAL REGARDING HEALTH CARE REFORM. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
GUESS?, INC. Agenda Number: 933093596
- --------------------------------------------------------------------------------------------------------------------------
Security: 401617105 Meeting Type: Annual
Ticker: GES Meeting Date: 23-Jun-2009
ISIN: US4016171054
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CARLOS ALBERINI Mgmt For For
ALICE KANE Mgmt For For
02 TO RE-APPROVE THE PERFORMANCE CRITERIA FOR PERFORMANCE-BASEDMgmt For For
AWARDS SET FORTH IN THE COMPANY'S 2004 EQUITY
INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING JANUARY 30, 2010.
- --------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 933006365
- --------------------------------------------------------------------------------------------------------------------------
Security: 444859102 Meeting Type: Annual
Ticker: HUM Meeting Date: 23-Apr-2009
ISIN: US4448591028
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID A. JONES, JR. Mgmt For For
1B ELECTION OF DIRECTOR: FRANK A. D'AMELIO Mgmt For For
1C ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For
1D ELECTION OF DIRECTOR: KURT J. HILZINGER Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM J. MCDONALD Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM E. MITCHELL Mgmt Against Against
1H ELECTION OF DIRECTOR: JAMES J. O'BRIEN Mgmt For For
1I ELECTION OF DIRECTOR: MARISSA T. PETERSON Mgmt For For
1J ELECTION OF DIRECTOR: W. ANN REYNOLDS, PH.D. Mgmt Against Against
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 933021040
- --------------------------------------------------------------------------------------------------------------------------
Security: 452327109 Meeting Type: Annual
Ticker: ILMN Meeting Date: 08-May-2009
ISIN: US4523271090
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A. BLAINE BOWMAN Mgmt For For
1B ELECTION OF DIRECTOR: KARIN EASTHAM Mgmt For For
1C ELECTION OF DIRECTOR: JAY T. FLATLEY Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM H. RASTETTER Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
IMMERSION CORPORATION Agenda Number: 933072251
- --------------------------------------------------------------------------------------------------------------------------
Security: 452521107 Meeting Type: Annual
Ticker: IMMR Meeting Date: 09-Jun-2009
ISIN: US4525211078
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANNE DEGHEEST Mgmt For For
1B ELECTION OF DIRECTOR: JACK SALTICH Mgmt For For
1C ELECTION OF DIRECTOR: VICTOR VIEGAS Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS IMMERSION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC. Agenda Number: 932984570
- --------------------------------------------------------------------------------------------------------------------------
Security: 469814107 Meeting Type: Annual
Ticker: JEC Meeting Date: 22-Jan-2009
ISIN: US4698141078
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSEPH R. BRONSON Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS M.T. NILES Mgmt For For
1C ELECTION OF DIRECTOR: NOEL G. WATSON Mgmt For For
1D ELECTION OF DIRECTOR: JOHN F. COYNE Mgmt For For
02 TO APPROVE THE AMENDMENT TO AND RESTATEMENT Mgmt For For
OF THE 1989 EMPLOYEE STOCK PURCHASE PLAN.
03 TO APPROVE THE AMENDMENT TO AND RESTATEMENT Mgmt For For
OF THE 1999 STOCK INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 933053833
- --------------------------------------------------------------------------------------------------------------------------
Security: 48203R104 Meeting Type: Annual
Ticker: JNPR Meeting Date: 28-May-2009
ISIN: US48203R1041
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SCOTT KRIENS Mgmt For For
STRATTON SCLAVOS Mgmt For For
WILLIAM R. STENSRUD Mgmt For For
02 APPROVAL OF: (I) THE PROPOSED AMENDMENT TO THE Mgmt For For
JUNIPER NETWORKS, INC. 2006 EQUITY INCENTIVE
PLAN (THE "2006 PLAN"), AND (II) THE MATERIAL
TERMS OF THE 2006 PLAN FOR PURPOSES OF COMPLYING
WITH INTERNAL REVENUE CODE SECTION 162(M).
03 RATIFICATION OF ERNST & YOUNG LLP, AN INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933069862
- --------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104 Meeting Type: Annual
Ticker: MA Meeting Date: 09-Jun-2009
ISIN: US57636Q1040
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD HAYTHORNTHWAITE Mgmt For For
DAVID R. CARLUCCI Mgmt For For
ROBERT W. SELANDER Mgmt For For
02 APPROVAL OF AMENDMENT OF SECTIONS 6.1(A) AND Mgmt For For
6.4(B) OF THE COMPANY'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2009
- --------------------------------------------------------------------------------------------------------------------------
MEDAREX, INC. Agenda Number: 933038122
- --------------------------------------------------------------------------------------------------------------------------
Security: 583916101 Meeting Type: Annual
Ticker: MEDX Meeting Date: 21-May-2009
ISIN: US5839161016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC RUBIN, M.D. Mgmt For For
RONALD J. SALDARINI PHD Mgmt For For
CHARLES R. SCHALLER Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS MEDAREX'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
MEMC ELECTRONIC MATERIALS, INC. Agenda Number: 933005781
- --------------------------------------------------------------------------------------------------------------------------
Security: 552715104 Meeting Type: Annual
Ticker: WFR Meeting Date: 21-Apr-2009
ISIN: US5527151048
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. BOEHLKE Mgmt No vote *
C. DOUGLAS MARSH Mgmt No vote *
MICHAEL MCNAMARA Mgmt No vote *
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt No vote *
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
METABOLIX, INC. Agenda Number: 933062200
- --------------------------------------------------------------------------------------------------------------------------
Security: 591018809 Meeting Type: Annual
Ticker: MBLX Meeting Date: 28-May-2009
ISIN: US5910188094
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD P. ENO Mgmt For For
EDWARD M. GILES Mgmt For For
ANTHONY J. SINSKEY Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
MSCI, INC. Agenda Number: 932999785
- --------------------------------------------------------------------------------------------------------------------------
Security: 55354G100 Meeting Type: Annual
Ticker: MXB Meeting Date: 02-Apr-2009
ISIN: US55354G1004
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KENNETH M. DEREGT Mgmt Against Against
1B ELECTION OF DIRECTOR: BENJAMIN F. DUPONT Mgmt For For
1C ELECTION OF DIRECTOR: HENRY A. FERNANDEZ Mgmt For For
1D ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt Against Against
1E ELECTION OF DIRECTOR: LINDA H. RIEFLER Mgmt Against Against
1F ELECTION OF DIRECTOR: SCOTT M. SIPPRELLE Mgmt For For
1G ELECTION OF DIRECTOR: RODOLPHE M. VALLEE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR.
- --------------------------------------------------------------------------------------------------------------------------
MYLAN INC. Agenda Number: 933035354
- --------------------------------------------------------------------------------------------------------------------------
Security: 628530107 Meeting Type: Annual
Ticker: MYL Meeting Date: 07-May-2009
ISIN: US6285301072
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MILAN PUSKAR Mgmt For For
ROBERT J. COURY Mgmt For For
WENDY CAMERON Mgmt For For
NEIL DIMICK, C.P.A. Mgmt For For
DOUG LEECH, C.P.A. Mgmt Withheld Against
JOSEPH C. MAROON, MD Mgmt For For
RODNEY L. PIATT, C.P.A. Mgmt For For
C.B. TODD Mgmt For For
R.L. VANDERVEEN PHD RPH Mgmt For For
02 APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO INCREASE AUTHORIZED SHARES.
03 APPROVE AN AMENDMENT TO THE COMPANY'S 2003 LONG-TERM Mgmt For For
INCENTIVE PLAN.
04 APPROVE AN AMENDMENT TO THE COMPANY'S BYLAWS Mgmt For *
REGARDING VOTING IN UNCONTESTED DIRECTOR ELECTIONS.
05 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
NEW ORIENTAL EDUCATION & TECHNOLOGY Agenda Number: 933065662
- --------------------------------------------------------------------------------------------------------------------------
Security: 647581107 Meeting Type: Annual
Ticker: EDU Meeting Date: 11-May-2009
ISIN: US6475811070
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE RESOLUTION AS SET OUT IN PARAGRAPH 1 OF Mgmt For *
THE NOTICE OF ANNUAL GENERAL MEETING REGARDING
AMENDMENTS TO THE COMPANY'S 2006 SHARE INCENTIVE
PLAN.
02 THE RESOLUTION AS SET OUT IN PARAGRAPH 2 OF Mgmt For *
THE NOTICE OF ANNUAL GENERAL MEETING REGARDING
THE APPOINTMENT OF JOHN ZHUANG YANG AS AN INDEPENDENT
DIRECTOR.
- --------------------------------------------------------------------------------------------------------------------------
NII HOLDINGS, INC. Agenda Number: 933040571
- --------------------------------------------------------------------------------------------------------------------------
Security: 62913F201 Meeting Type: Annual
Ticker: NIHD Meeting Date: 12-May-2009
ISIN: US62913F2011
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE A. COPE Mgmt For For
RAYMOND P. DOLAN Mgmt For For
CAROLYN KATZ Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2009.
- --------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 933000034
- --------------------------------------------------------------------------------------------------------------------------
Security: G65422100 Meeting Type: Special
Ticker: NE Meeting Date: 17-Mar-2009
ISIN: KYG654221004
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE MERGER, REORGANIZATION AND CONSOLIDATION Mgmt For For
TRANSACTION TO BE EFFECTED BY THE SCHEMES OF
ARRANGEMENT, COPIES OF WHICH ARE ATTACHED TO
THE ACCOMPANYING PROXY STATEMENT AS ANNEX B.
02 APPROVAL OF THE MOTION TO ADJOURN THE MEETING Mgmt For For
TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE MEETING TO APPROVE THE MERGER, REORGANIZATION
AND CONSOLIDATION TRANSACTION.
- --------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 933090691
- --------------------------------------------------------------------------------------------------------------------------
Security: H5833N103 Meeting Type: Annual
Ticker: NE Meeting Date: 28-May-2009
ISIN: CH0033347318
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE PAYMENT OF A DIVIDEND THROUGH Mgmt For For
A REDUCTION OF THE PAR VALUE OF THE SHARES
IN AN AMOUNT EQUAL TO SWISS FRANCS 0.25
02 DIRECTOR
JULIE H. EDWARDS Mgmt For For
MARC E. LELAND Mgmt For For
DAVID W. WILLIAMS Mgmt For For
03 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS NOBLE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009
04 APPROVAL OF AN AMENDMENT OF ARTICLE 21 PARAGRAPH Mgmt For For
1(D) OF THE ARTICLES OF ASSOCIATION IN ORDER
TO LIMIT THE CHANGES TO AUTHORIZED AND CONDITIONAL
CAPITAL THAT REQUIRE APPROVAL OF AT LEAST TWO-THIRDS
OF THE SHARES REPRESENTED AT A GENERAL MEETING
TO AN INCREASE IN THE AMOUNT OF THE AUTHORIZED
OR CONDITIONAL SHARE CAPITAL
- --------------------------------------------------------------------------------------------------------------------------
POLYCOM, INC. Agenda Number: 933065206
- --------------------------------------------------------------------------------------------------------------------------
Security: 73172K104 Meeting Type: Annual
Ticker: PLCM Meeting Date: 27-May-2009
ISIN: US73172K1043
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT C. HAGERTY Mgmt For For
MICHAEL R. KOUREY Mgmt For For
BETSY S. ATKINS Mgmt For For
DAVID G. DEWALT Mgmt For For
JOHN A. KELLEY, JR. Mgmt For For
D. SCOTT MERCER Mgmt For For
WILLIAM A. OWENS Mgmt For For
KEVIN T. PARKER Mgmt For For
02 TO APPROVE AMENDMENTS TO POLYCOM'S 2004 EQUITY Mgmt For For
INCENTIVE PLAN AND 1996 STOCK INCENTIVE PLAN,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS POLYCOM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda Number: 933012584
- --------------------------------------------------------------------------------------------------------------------------
Security: 74005P104 Meeting Type: Annual
Ticker: PX Meeting Date: 28-Apr-2009
ISIN: US74005P1049
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEPHEN F. ANGEL Mgmt For For
NANCE K. DICCIANI Mgmt For For
EDWARD G. GALANTE Mgmt For For
CLAIRE W. GARGALLI Mgmt For For
IRA D. HALL Mgmt For For
RAYMOND W. LEBOEUF Mgmt For For
LARRY D. MCVAY Mgmt For For
WAYNE T. SMITH Mgmt For For
H. MITCHELL WATSON, JR. Mgmt For For
ROBERT L. WOOD Mgmt For For
2 PROPOSAL TO APPROVE THE 2009 PRAXAIR, INC. LONG Mgmt For For
TERM INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
AUDITOR.
- --------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 932930630
- --------------------------------------------------------------------------------------------------------------------------
Security: 740189105 Meeting Type: Annual
Ticker: PCP Meeting Date: 12-Aug-2008
ISIN: US7401891053
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DON R. GRABER Mgmt For For
LESTER L. LYLES Mgmt For For
02 APPROVAL OF THE 2008 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN
03 APPROVAL OF AMENDMENTS TO THE 2001 STOCK INCENTIVE Mgmt For For
PLAN
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 933059431
- --------------------------------------------------------------------------------------------------------------------------
Security: 74762E102 Meeting Type: Annual
Ticker: PWR Meeting Date: 21-May-2009
ISIN: US74762E1029
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES R. BALL Mgmt For For
JOHN R. COLSON Mgmt For For
J. MICHAL CONAWAY Mgmt For For
RALPH R. DISIBIO Mgmt For For
BERNARD FRIED Mgmt For For
LOUIS C. GOLM Mgmt For For
WORTHING F. JACKMAN Mgmt For For
BRUCE RANCK Mgmt For For
JOHN R. WILSON Mgmt For For
PAT WOOD, III Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION Agenda Number: 933042727
- --------------------------------------------------------------------------------------------------------------------------
Security: 75281A109 Meeting Type: Annual
Ticker: RRC Meeting Date: 20-May-2009
ISIN: US75281A1097
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLES L. BLACKBURN Mgmt For For
1B ELECTION OF DIRECTOR: ANTHONY V. DUB Mgmt For For
1C ELECTION OF DIRECTOR: V. RICHARD EALES Mgmt For For
1D ELECTION OF DIRECTOR: ALLEN FINKELSON Mgmt For For
1E ELECTION OF DIRECTOR: JAMES M. FUNK Mgmt For For
1F ELECTION OF DIRECTOR: JONATHAN S. LINKER Mgmt For For
1G ELECTION OF DIRECTOR: KEVIN S. MCCARTHY Mgmt For For
1H ELECTION OF DIRECTOR: JOHN H. PINKERTON Mgmt For For
1I ELECTION OF DIRECTOR: JEFFREY L. VENTURA Mgmt For For
02 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
OUR 2005 EQUITY-BASED COMPENSATION PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED TO BE ISSUED UNDER THAT PLAN BY
900,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AS OF AND FOR THE FISCAL YEAR ENDING DECEMBER
31, 2009.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY ARISE Mgmt Against Against
THAT CAN PROPERLY BE CONDUCTED AT THE MEETING
OR ANY ADJOURNMENT.
- --------------------------------------------------------------------------------------------------------------------------
RED HAT, INC. Agenda Number: 932933799
- --------------------------------------------------------------------------------------------------------------------------
Security: 756577102 Meeting Type: Annual
Ticker: RHT Meeting Date: 14-Aug-2008
ISIN: US7565771026
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. NARENDRA K. GUPTA Mgmt For For
WILLIAM S. KAISER Mgmt For For
JAMES M. WHITEHURST Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
FEBRUARY 28, 2009.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
COMPANY'S 2004 LONG-TERM INCENTIVE PLAN, AS
AMENDED.
- --------------------------------------------------------------------------------------------------------------------------
RF MICRO DEVICES, INC. Agenda Number: 932927607
- --------------------------------------------------------------------------------------------------------------------------
Security: 749941100 Meeting Type: Annual
Ticker: RFMD Meeting Date: 30-Jul-2008
ISIN: US7499411004
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. ALBERT E. PALADINO Mgmt For For
ROBERT A. BRUGGEWORTH Mgmt For For
DANIEL A. DILEO Mgmt For For
JEFFERY R. GARDNER Mgmt For For
JOHN R. HARDING Mgmt For For
CASIMIR S. SKRZYPCZAK Mgmt For For
ERIK H. VAN DER KAAY Mgmt For For
W.H. WILKINSON, JR. Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 28, 2009.
- --------------------------------------------------------------------------------------------------------------------------
RIVERBED TECHNOLOGY, INC. Agenda Number: 933067604
- --------------------------------------------------------------------------------------------------------------------------
Security: 768573107 Meeting Type: Annual
Ticker: RVBD Meeting Date: 03-Jun-2009
ISIN: US7685731074
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JERRY M. KENNELLY Mgmt For For
STANLEY J. MERESMAN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF RIVERBED TECHNOLOGY, INC. FOR ITS FISCAL
YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933082682
- --------------------------------------------------------------------------------------------------------------------------
Security: 79466L302 Meeting Type: Annual
Ticker: CRM Meeting Date: 11-Jun-2009
ISIN: US79466L3024
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRAIG RAMSEY Mgmt For For
SANFORD ROBERTSON Mgmt For For
MAYNARD WEBB Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 933035152
- --------------------------------------------------------------------------------------------------------------------------
Security: 83088M102 Meeting Type: Annual
Ticker: SWKS Meeting Date: 12-May-2009
ISIN: US83088M1027
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BALAKRISHNAN S. IYER Mgmt For For
THOMAS C. LEONARD Mgmt For For
ROBERT A. SCHRIESHEIM Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED 2005 LONG-TERM Mgmt For For
INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2009.
- --------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda Number: 933027523
- --------------------------------------------------------------------------------------------------------------------------
Security: 845467109 Meeting Type: Annual
Ticker: SWN Meeting Date: 19-May-2009
ISIN: US8454671095
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LEWIS E. EPLEY, JR. Mgmt For For
ROBERT L. HOWARD Mgmt For For
HAROLD M. KORELL Mgmt For For
VELLO A. KUUSKRAA Mgmt For For
KENNETH R. MOURTON Mgmt For For
CHARLES E. SCHARLAU Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP ("PWC") TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 932992159
- --------------------------------------------------------------------------------------------------------------------------
Security: 855244109 Meeting Type: Annual
Ticker: SBUX Meeting Date: 18-Mar-2009
ISIN: US8552441094
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B ELECTION OF DIRECTOR: BARBARA BASS Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1D ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G ELECTION OF DIRECTOR: SHERYL SANDBERG Mgmt For For
1H ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1J ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1K ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
02 AMENDMENTS TO EQUITY PLANS FOR ONE-TIME STOCK Mgmt For For
OPTION EXCHANGE PROGRAM FOR EMPLOYEES OTHER
THAN DIRECTORS & EXECUTIVE OFFICERS.
03 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2009.
- --------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 933051029
- --------------------------------------------------------------------------------------------------------------------------
Security: 858912108 Meeting Type: Annual
Ticker: SRCL Meeting Date: 28-May-2009
ISIN: US8589121081
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK C. MILLER Mgmt For For
JACK W. SCHULER Mgmt For For
THOMAS D. BROWN Mgmt For For
ROD F. DAMMEYER Mgmt For For
WILLIAM K. HALL Mgmt For For
JONATHAN T. LORD, M.D. Mgmt For For
JOHN PATIENCE Mgmt For For
RONALD G. SPAETH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2009
- --------------------------------------------------------------------------------------------------------------------------
STRAYER EDUCATION, INC. Agenda Number: 933019867
- --------------------------------------------------------------------------------------------------------------------------
Security: 863236105 Meeting Type: Annual
Ticker: STRA Meeting Date: 28-Apr-2009
ISIN: US8632361056
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT S. SILBERMAN Mgmt For For
1B ELECTION OF DIRECTOR: DR. CHARLOTTE F. BEASON Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM E. BROCK Mgmt For For
1D ELECTION OF DIRECTOR: DAVID A. COULTER Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT R. GRUSKY Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT L. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: TODD A. MILANO Mgmt For For
1H ELECTION OF DIRECTOR: G. THOMAS WAITE, III Mgmt For For
1I ELECTION OF DIRECTOR: J. DAVID WARGO Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CORPORATION FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
03 TO RE-AUTHORIZE THE EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN FOR AN ADDITIONAL TEN (10) YEARS.
- --------------------------------------------------------------------------------------------------------------------------
SUNPOWER CORPORATION Agenda Number: 933018207
- --------------------------------------------------------------------------------------------------------------------------
Security: 867652109 Meeting Type: Annual
Ticker: SPWRA Meeting Date: 08-May-2009
ISIN: US8676521094
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
UWE-ERNST BUFE Mgmt For For
PAT WOOD III Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR FISCAL YEAR 2009.
- --------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC. Agenda Number: 933055712
- --------------------------------------------------------------------------------------------------------------------------
Security: 868157108 Meeting Type: Annual
Ticker: SPN Meeting Date: 22-May-2009
ISIN: US8681571084
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HAROLD J. BOUILLION Mgmt For For
ENOCH L. DAWKINS Mgmt Withheld Against
JAMES M. FUNK Mgmt For For
TERENCE E. HALL Mgmt For For
E.E. 'WYN' HOWARD, III Mgmt Withheld Against
JUSTIN L. SULLIVAN Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
03 APPROVE THE 2009 STOCK INCENTIVE PLAN. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 933001961
- --------------------------------------------------------------------------------------------------------------------------
Security: 74144T108 Meeting Type: Annual
Ticker: TROW Meeting Date: 08-Apr-2009
ISIN: US74144T1088
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt For For
1B ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For
1C ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. Mgmt For For
1D ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Mgmt Against Against
1E ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Mgmt For For
1F ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For
1G ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For
1H ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt For For
1I ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt Against Against
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION Agenda Number: 932988162
- --------------------------------------------------------------------------------------------------------------------------
Security: 87236Y108 Meeting Type: Annual
Ticker: AMTD Meeting Date: 18-Feb-2009
ISIN: US87236Y1082
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. EDMUND CLARK* Mgmt Withheld Against
MARK L. MITCHELL* Mgmt For For
JOSEPH H. MOGLIA** Mgmt For For
THOMAS S. RICKETTS* Mgmt For For
FREDRIC J. TOMCZYK* Mgmt For For
02 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Mgmt For For
RATIFICATION OF THE APPOINTMENT OF ERNST &
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2009.
03 TO VOTE, IN HIS OR HER DISCRETION, UPON ANY Mgmt Against Against
OTHER BUSINESS THAT MAY PROPERLY COME BEFORE
THE ANNUAL MEETING OR ANY POSTPONEMENT OR ADJOURNMENT
THEREOF. MANAGEMENT IS NOT AWARE OF ANY OTHER
MATTERS THAT SHOULD COME BEFORE THE ANNUAL
MEETING.
- --------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 933022636
- --------------------------------------------------------------------------------------------------------------------------
Security: 808513105 Meeting Type: Annual
Ticker: SCHW Meeting Date: 14-May-2009
ISIN: US8085131055
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NANCY H. BECHTLE Mgmt For For
1B ELECTION OF DIRECTOR: WALTER W. BETTINGER II Mgmt For For
1C ELECTION OF DIRECTOR: C. PRESTON BUTCHER Mgmt For For
02 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr Against For
03 STOCKHOLDER PROPOSAL REGARDING DEATH BENEFITS Shr Against For
04 STOCKHOLDER PROPOSAL REGARDING CORPORATE EXECUTIVE Shr Against For
BONUS PLAN
- --------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933037322
- --------------------------------------------------------------------------------------------------------------------------
Security: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 08-May-2009
ISIN: US38141G1040
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1G ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For
1H ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1I ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1J ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1K ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1L ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR 2009 FISCAL YEAR
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
04 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shr For Against
05 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shr For Against
VOTE
06 SHAREHOLDER PROPOSAL TO AMEND BY-LAWS TO PROVIDE Shr Against For
FOR A BOARD COMMITTEE ON U.S. ECONOMIC SECURITY
07 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
THE NASDAQ OMX GROUP, INC. Agenda Number: 933035708
- --------------------------------------------------------------------------------------------------------------------------
Security: 631103108 Meeting Type: Annual
Ticker: NDAQ Meeting Date: 20-May-2009
ISIN: US6311031081
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SOUD BA'ALAWY Mgmt For For
URBAN BACKSTROM Mgmt For For
H. FURLONG BALDWIN Mgmt For For
MICHAEL CASEY Mgmt For For
LON GORMAN Mgmt For For
ROBERT GREIFELD Mgmt For For
GLENN H. HUTCHINS Mgmt For For
BIRGITTA KANTOLA Mgmt For For
ESSA KAZIM Mgmt For For
JOHN D. MARKESE Mgmt For For
HANS MUNK NIELSEN Mgmt For For
THOMAS F. O'NEILL Mgmt For For
JAMES S. RIEPE Mgmt For For
MICHAEL R. SPLINTER Mgmt For For
LARS WEDENBORN Mgmt For For
DEBORAH L. WINCE-SMITH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2009
- --------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933075168
- --------------------------------------------------------------------------------------------------------------------------
Security: 872540109 Meeting Type: Annual
Ticker: TJX Meeting Date: 02-Jun-2009
ISIN: US8725401090
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSE B. ALVAREZ Mgmt For For
ALAN M. BENNETT Mgmt For For
DAVID A. BRANDON Mgmt For For
BERNARD CAMMARATA Mgmt For For
DAVID T. CHING Mgmt For For
MICHAEL F. HINES Mgmt For For
AMY B. LANE Mgmt For For
CAROL MEYROWITZ Mgmt For For
JOHN F. O'BRIEN Mgmt For For
ROBERT F. SHAPIRO Mgmt For For
WILLOW B. SHIRE Mgmt For For
FLETCHER H. WILEY Mgmt For For
02 APPROVAL OF AMENDMENTS TO AND PERFORMANCE TERMS Mgmt For For
OF THE STOCK INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP.
- --------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 933044961
- --------------------------------------------------------------------------------------------------------------------------
Security: 886547108 Meeting Type: Annual
Ticker: TIF Meeting Date: 21-May-2009
ISIN: US8865471085
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
2 ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
3 ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
4 ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
5 ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For
6 ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For
7 ELECTION OF DIRECTOR: PETER W. MAY Mgmt For For
8 ELECTION OF DIRECTOR: J. THOMAS PRESBY Mgmt For For
9 ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009.
03 APPROVAL OF AN AMENDMENT TO THE TIFFANY & CO. Mgmt For For
2005 EMPLOYEE INCENTIVE PLAN TO INCREASE BY
2,500,000 THE MAXIMUM NUMBER OF SHARES THAT
MAY BE ISSUED UNDER THE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
TRIQUINT SEMICONDUCTOR, INC. Agenda Number: 933019463
- --------------------------------------------------------------------------------------------------------------------------
Security: 89674K103 Meeting Type: Annual
Ticker: TQNT Meeting Date: 05-May-2009
ISIN: US89674K1034
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. PAUL A. GARY Mgmt For For
CHARLES SCOTT GIBSON Mgmt For For
NICOLAS KAUSER Mgmt For For
RALPH G. QUINSEY Mgmt For For
DR. WALDEN C. RHINES Mgmt For For
STEVEN J. SHARP Mgmt For For
WILLIS C. YOUNG Mgmt For For
02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS TRIQUINT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2009.
03 TO APPROVE AMENDMENTS TO THE CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE CUMULATIVE VOTING
IN THE ELECTION OF DIRECTORS AND ADOPT A MAJORITY
VOTING STANDARD IN UNCONTESTED ELECTIONS OF
DIRECTORS.
04 TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF Mgmt For For
INCORPORATION TO PROVIDE FOR INDEMNIFICATION
OF DIRECTORS AND OFFICERS.
05 TO APPROVE AND ADOPT THE TRIQUINT 2009 INCENTIVE Mgmt For For
PLAN.
- --------------------------------------------------------------------------------------------------------------------------
UCBH HOLDINGS, INC. Agenda Number: 933067096
- --------------------------------------------------------------------------------------------------------------------------
Security: 90262T308 Meeting Type: Annual
Ticker: UCBH Meeting Date: 21-May-2009
ISIN: US90262T3086
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD T. HOOVER Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH J. JOU Mgmt For For
1C ELECTION OF DIRECTOR: DAVID S. NG Mgmt For For
1D ELECTION OF DIRECTOR: DANIEL P. RILEY Mgmt For For
1E ELECTION OF DIRECTOR: QINGYUAN WAN Mgmt For For
02 TO AMEND COMPANY'S SECOND AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE NUMBER
OF AUTHORIZED COMMON STOCK.
03 PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt For For
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVES.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
URBAN OUTFITTERS, INC. Agenda Number: 933040090
- --------------------------------------------------------------------------------------------------------------------------
Security: 917047102 Meeting Type: Annual
Ticker: URBN Meeting Date: 19-May-2009
ISIN: US9170471026
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
SCOTT A. BELAIR Mgmt For For
ROBERT H. STROUSE Mgmt For For
GLEN T. SENK Mgmt For For
JOEL S. LAWSON III Mgmt For For
RICHARD A. HAYNE Mgmt For For
HARRY S. CHERKEN, JR. Mgmt For For
2 SHAREHOLDER PROPOSAL TO ADOPT A REVISED VENDOR Shr Against For
CODE OF CONDUCT.
- --------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 932951735
- --------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Special
Ticker: V Meeting Date: 14-Oct-2008
ISIN: US92826C8394
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AMENDMENTS TO OUR CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE UNNECESSARY PROVISIONS
AND SYNCHRONIZE THE DIRECTORS' TERMS WITH OUR
ANNUAL MEETING SCHEDULE.
- --------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 932975709
- --------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Special
Ticker: V Meeting Date: 16-Dec-2008
ISIN: US92826C8394
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AMENDMENTS TO OUR CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO PERMIT THE COMPANY GREATER
FLEXIBILITY IN FUNDING OUR RETROSPECTIVE RESPONSIBILITY
PLAN, TO REMOVE OBSOLETE PROVISIONS, TO MODIFY
THE STANDARDS OF INDEPENDENCE APPLICABLE TO
OUR DIRECTORS AND TO MAKE OTHER CLARIFYING
MODIFICATIONS TO OUR CURRENT CERTIFICATE OF
INCORPORATION.
- --------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933002456
- --------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 21-Apr-2009
ISIN: US92826C8394
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A TO ELECT HANI AL-QADI AS CLASS I DIRECTOR TO Mgmt For For
SERVE UNTIL THE COMPANY'S 2011 ANNUAL MEETING.
1B TO ELECT CHARLES T. DOYLE AS CLASS I DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2011 ANNUAL MEETING.
1C TO ELECT PETER HAWKINS AS CLASS I DIRECTOR TO Mgmt For For
SERVE UNTIL THE COMPANY'S 2011 ANNUAL MEETING.
1D TO ELECT DAVID I. MCKAY AS CLASS I DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2011 ANNUAL MEETING.
1E TO ELECT CHARLES W. SCHARF AS CLASS I DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2011 ANNUAL MEETING.
1F TO ELECT SEGISMUNDO SCHULIN-ZEUTHEN AS CLASS Mgmt For For
I DIRECTOR TO SERVE UNTIL THE COMPANY'S 2011
ANNUAL MEETING.
2A TO ELECT THOMAS J. CAMPBELL AS CLASS II DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2012 ANNUAL MEETING.
2B TO ELECT GARY P. COUGHLAN AS CLASS II DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2012 ANNUAL MEETING.
2C TO ELECT MARY B. CRANSTON AS CLASS II DIRECTOR Mgmt Against Against
TO SERVE UNTIL THE COMPANY'S 2012 ANNUAL MEETING.
2D TO ELECT FRANCISCO JAVIER FERNANDEZ-CARBAJAL Mgmt For For
AS CLASS II DIRECTOR TO SERVE UNTIL THE COMPANY'S
2012 ANNUAL MEETING.
2E TO ELECT SUZANNE NORA JOHNSON AS CLASS II DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2012 ANNUAL MEETING.
2F TO ELECT JOSEPH W. SAUNDERS AS CLASS II DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2012 ANNUAL MEETING.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2009.
- --------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD. Agenda Number: 932993389
- --------------------------------------------------------------------------------------------------------------------------
Security: G95089101 Meeting Type: Special
Ticker: WFT Meeting Date: 17-Feb-2009
ISIN: BMG950891017
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE SCHEME OF ARRANGEMENT ATTACHED Mgmt For For
TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX
B.
02 APPROVAL OF THE MOTION TO ADJOURN THE MEETING Mgmt For For
TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE MEETING TO APPROVE THE SCHEME OF ARRANGEMENT.
- --------------------------------------------------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC. Agenda Number: 932994608
- --------------------------------------------------------------------------------------------------------------------------
Security: 966837106 Meeting Type: Annual
Ticker: WFMI Meeting Date: 16-Mar-2009
ISIN: US9668371068
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. JOHN B. ELSTROTT Mgmt For For
GABRIELLE E. GREENE Mgmt For For
HASS HASSAN Mgmt For For
STEPHANIE KUGELMAN Mgmt For For
JOHN P. MACKEY Mgmt For For
MORRIS J. SIEGEL Mgmt For For
DR. RALPH Z. SORENSON Mgmt For For
W.A. (KIP) TINDELL, III Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP AS INDEPENDENT PUBLIC AUDITOR FOR FISCAL
YEAR 2009.
03 RATIFICATION OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S 2007 STOCK INCENTIVE PLAN
AS THE 2009 STOCK INCENTIVE PLAN.
04 RATIFICATION OF THE AMENDMENT OF OUR STOCK INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE.
05 RATIFICATION OF THE AMENDMENT OF OUR TEAM MEMBER Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE.
06 SHAREHOLDER PROPOSAL REGARDING SEPARATING THE Shr For Against
ROLES OF COMPANY CHAIRMAN OF THE BOARD AND
CEO.
07 SHAREHOLDER PROPOSAL REGARDING COMPANY SHAREHOLDER Shr For Against
VOTES AND A SIMPLE MAJORITY THRESHOLD.
08 SHAREHOLDER PROPOSAL REGARDING REINCORPORATING Shr Against For
FROM A TEXAS CORPORATION TO A NORTH DAKOTA
CORPORATION.
- --------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. Agenda Number: 933017091
- --------------------------------------------------------------------------------------------------------------------------
Security: 98956P102 Meeting Type: Annual
Ticker: ZMH Meeting Date: 04-May-2009
ISIN: US98956P1021
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1B ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1C ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For
1E ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1F ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. Mgmt For For
1G ELECTION OF DIRECTOR: AUGUSTUS A. WHITE, III, Mgmt For For
M.D., PH.D.
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF THE 2009 STOCK INCENTIVE PLAN Mgmt For For
04 APPROVAL OF AN EXTENSION OF THE STOCK PLAN FOR Mgmt For For
NON-EMPLOYEE DIRECTORS
05 APPROVAL OF AN EXTENSION OF THE RESTATED DEFERRED Mgmt For For
COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS
- --------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 933064545
- --------------------------------------------------------------------------------------------------------------------------
Security: 989701107 Meeting Type: Annual
Ticker: ZION Meeting Date: 02-Jun-2009
ISIN: US9897011071
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: R. D. CASH Mgmt For For
1B ELECTION OF DIRECTOR: PATRICIA FROBES Mgmt For For
1C ELECTION OF DIRECTOR: J. DAVID HEANEY Mgmt For For
1D ELECTION OF DIRECTOR: HARRIS H. SIMMONS Mgmt For For
2 APPROVAL OF AMENDMENTS TO THE COMPANY'S 2005 Mgmt For For
STOCK OPTION AND INCENTIVE PLAN.
3 APPROVAL OF AMENDMENTS TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO DECLASSIFY BOARD.
4 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR.
5 APPROVAL, ON A NONBINDING ADVISORY BASIS, OF Mgmt For For
THE COMPENSATION PAID TO THE COMPANY'S EXECUTIVE
OFFICERS NAMED IN THE PROXY STATEMENT WITH
RESPECT TO THE FISCAL YEAR ENDED DECEMBER 31,
2008.
6 SHAREHOLDER PROPOSAL - THAT THE BOARD ADOPT Shr Against For
"SAY ON PAY" POLICY.
* Management position unknown
TIFT Sands Capital Institutional Growth Fund
- --------------------------------------------------------------------------------------------------------------------------
ABRAXIS BIOSCIENCE, INC. Agenda Number: 932960619
- --------------------------------------------------------------------------------------------------------------------------
Security: 00383Y102 Meeting Type: Annual
Ticker: ABII Meeting Date: 05-Nov-2008
ISIN: US00383Y1029
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PATRICK SOON-SHIONG, MD Mgmt For For
KIRK K. CALHOUN Mgmt For For
STEPHEN D. NIMER, M.D. Mgmt For For
LEONARD SHAPIRO Mgmt For For
DAVID S. CHEN, PH.D. Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM. TO RATIFY THE SELECTION
OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2008.
- --------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933026812
- --------------------------------------------------------------------------------------------------------------------------
Security: 018490102 Meeting Type: Annual
Ticker: AGN Meeting Date: 30-Apr-2009
ISIN: US0184901025
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HERBERT W. BOYER, PH.D. Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT A. INGRAM Mgmt For For
1C ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1D ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2009.
03 TO APPROVE A STOCKHOLDER PROPOSAL REGARDING Shr Against For
ADDITIONAL ANIMAL TESTING DISCLOSURE.
- --------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933053225
- --------------------------------------------------------------------------------------------------------------------------
Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 28-May-2009
ISIN: US0231351067
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D ELECTION OF DIRECTOR: L. JOHN DOERR Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1F ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1H ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
2009.
- --------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. Agenda Number: 933052730
- --------------------------------------------------------------------------------------------------------------------------
Security: 02364W105 Meeting Type: Annual
Ticker: AMX Meeting Date: 20-Apr-2009
ISIN: US02364W1053
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I APPOINTMENT OR, AS THE CASE MAY BE, REELECTION Mgmt For *
OF THE MEMBERS OF THE BOARD OF DIRECTORS OF
THE COMPANY THAT THE HOLDERS OF THE SERIES
"L" SHARES ARE ENTITLED TO APPOINT. ADOPTION
OF RESOLUTION THEREON.
II APPOINTMENT OF DELEGATES TO EXECUTE AND, IF Mgmt For *
APPLICABLE, FORMALIZE THE RESOLUTIONS ADOPTED
BY THE MEETING. ADOPTION OF RESOLUTIONS THEREON.
- --------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 932989760
- --------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 25-Feb-2009
ISIN: US0378331005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
A.D. LEVINSON, PH.D. Mgmt For For
ERIC E. SCHMIDT, PH.D. Mgmt For For
JEROME B. YORK Mgmt For For
02 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr Against For
AND EXPENDITURES REPORT, IF PROPERLY PRESENTED
AT THE MEETING.
03 SHAREHOLDER PROPOSAL REGARDING ADOPTION OF PRINCIPLES Shr Against For
FOR HEALTH CARE REFORM, IF PROPERLY PRESENTED
AT THE MEETING.
04 SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
05 SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE Shr Against For
ON COMPENSATION, IF PROPERLY PRESENTED AT THE
MEETING.
- --------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933028917
- --------------------------------------------------------------------------------------------------------------------------
Security: 111320107 Meeting Type: Annual
Ticker: BRCM Meeting Date: 14-May-2009
ISIN: US1113201073
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE L. FARINSKY Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
ROBERT E. SWITZ Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
CME GROUP Agenda Number: 932938232
- --------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105 Meeting Type: Special
Ticker: CME Meeting Date: 18-Aug-2008
ISIN: US12572Q1058
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE THIRD AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION OF CME GROUP, WHICH INCREASES
THE MAXIMUM SIZE OF THE CME GROUP BOARD OF
DIRECTORS FROM 30 TO 33 DIRECTORS AND SPECIFIES
THAT THE NUMBER OF CME GROUP DIRECTORS IS TO
BE FIXED EXCLUSIVELY BY ONE OR MORE RESOLUTIONS
ADOPTED BY THE CME GROUP BOARD, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE THE ISSUANCE OF CME GROUP CLASS A Mgmt For For
COMMON STOCK, PAR VALUE $0.01 PER SHARE, TO
NYMEX HOLDINGS, INC. ("NYMEX HOLDINGS") STOCKHOLDERS
PURSUANT TO THE MERGER CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH
17, 2008 AND AS AMENDED AS OF JUNE 30, 2008
AND JULY 18, 2008, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
03 TO ADJOURN THE CME GROUP SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
- --------------------------------------------------------------------------------------------------------------------------
CME GROUP Agenda Number: 932939018
- --------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105 Meeting Type: Special
Ticker: CME Meeting Date: 18-Aug-2008
ISIN: US12572Q1058
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE THIRD AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION OF CME GROUP, WHICH INCREASES
THE MAXIMUM SIZE OF THE CME GROUP BOARD OF
DIRECTORS FROM 30 TO 33 DIRECTORS AND SPECIFIES
THAT THE NUMBER OF CME GROUP DIRECTORS IS TO
BE FIXED EXCLUSIVELY BY ONE OR MORE RESOLUTIONS
ADOPTED BY THE CME GROUP BOARD, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE THE ISSUANCE OF CME GROUP CLASS A Mgmt For For
COMMON STOCK, PAR VALUE $0.01 PER SHARE, TO
NYMEX HOLDINGS, INC. ("NYMEX HOLDINGS") STOCKHOLDERS
PURSUANT TO THE MERGER CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH
17, 2008 AND AS AMENDED AS OF JUNE 30, 2008
AND JULY 18, 2008, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
03 TO ADJOURN THE CME GROUP SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
- --------------------------------------------------------------------------------------------------------------------------
CME GROUP Agenda Number: 933026999
- --------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105 Meeting Type: Annual
Ticker: CME Meeting Date: 13-May-2009
ISIN: US12572Q1058
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DENNIS H. CHOOKASZIAN Mgmt For For
ROBERT F. CORVINO Mgmt For For
LARRY G. GERDES Mgmt For For
DANIEL R. GLICKMAN Mgmt For For
JAMES E. OLIFF Mgmt For For
JOHN L. PIETRZAK Mgmt For For
ALEX J. POLLOCK Mgmt For For
WILLIAM R. SHEPARD Mgmt For For
02 TO APPROVE THE CME GROUP INC. AMENDED AND RESTATED Mgmt For For
OMNIBUS STOCK PLAN.
03 TO APPROVE THE CME GROUP INC. AMENDED AND RESTATED Mgmt For For
2005 DIRECTOR STOCK PLAN.
04 TO APPROVE THE CME GROUP INC. AMENDED AND RESTATED Mgmt For For
INCENTIVE PLAN FOR HIGHLY COMPENSATED EXECUTIVE
OFFICERS.
05 TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933017748
- --------------------------------------------------------------------------------------------------------------------------
Security: 268648102 Meeting Type: Annual
Ticker: EMC Meeting Date: 06-May-2009
ISIN: US2686481027
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN Mgmt For For
1D ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1E ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F ELECTION OF DIRECTOR: W. PAUL FITZGERALD Mgmt For For
1G ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
02 TO RATIFY SELECTION BY AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS EMC'S INDEPENDENT AUDITORS.
03 TO APPROVE AN AMENDMENT TO EMC'S EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO INCREASE SHARES AVAILABLE
BY 30 MILLION.
04 TO APPROVE AN AMENDMENT TO EMC'S BYLAWS TO REDUCE Mgmt For For
THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS
TO CALL A SPECIAL MEETING.
05 TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC. Agenda Number: 933031003
- --------------------------------------------------------------------------------------------------------------------------
Security: 30249U101 Meeting Type: Annual
Ticker: FTI Meeting Date: 15-May-2009
ISIN: US30249U1016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MIKE R. BOWLIN Mgmt For For
PHILIP J. BURGUIERES Mgmt For For
PETER D. KINNEAR Mgmt For For
EDWARD J. MOONEY Mgmt For For
JAMES M. RINGLER Mgmt For For
02 APPROVE THE AMENDMENT OF THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
- --------------------------------------------------------------------------------------------------------------------------
GENZYME CORPORATION Agenda Number: 933056132
- --------------------------------------------------------------------------------------------------------------------------
Security: 372917104 Meeting Type: Annual
Ticker: GENZ Meeting Date: 21-May-2009
ISIN: US3729171047
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A RE-ELECTION OF DIRECTOR: DOUGLAS A. BERTHIAUME Mgmt For For
1B RE-ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For
1C RE-ELECTION OF DIRECTOR: ROBERT J. CARPENTER Mgmt For For
1D RE-ELECTION OF DIRECTOR: CHARLES L. COONEY Mgmt For For
1E RE-ELECTION OF DIRECTOR: VICTOR J. DZAU Mgmt For For
1F RE-ELECTION OF DIRECTOR: SENATOR CONNIE MACK Mgmt For For
III
1G RE-ELECTION OF DIRECTOR: RICHARD F. SYRON Mgmt For For
1H RE-ELECTION OF DIRECTOR: HENRI A. TERMEER Mgmt For For
02 A PROPOSAL TO AMEND THE 2004 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN
BY 2,500,000 SHARES.
03 A PROPOSAL TO APPROVE THE 2009 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
04 A PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF INDEPENDENT AUDITORS FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933017178
- --------------------------------------------------------------------------------------------------------------------------
Security: 38259P508 Meeting Type: Annual
Ticker: GOOG Meeting Date: 07-May-2009
ISIN: US38259P5089
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC SCHMIDT Mgmt For For
SERGEY BRIN Mgmt For For
LARRY PAGE Mgmt For For
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
03 APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 STOCK Mgmt Against Against
PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK ISSUABLE UNDER THE
PLAN BY 8,500,000.
04 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION Mgmt For For
DISCLOSURE.
05 STOCKHOLDER PROPOSAL REGARDING INTERNET CENSORSHIP. Shr Against For
06 STOCKHOLDER PROPOSAL REGARDING HEALTH CARE REFORM. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC. Agenda Number: 933029399
- --------------------------------------------------------------------------------------------------------------------------
Security: 45865V100 Meeting Type: Annual
Ticker: ICE Meeting Date: 14-May-2009
ISIN: US45865V1008
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES R. CRISP Mgmt For For
JEAN-MARC FORNERI Mgmt For For
FRED W. HATFIELD Mgmt For For
TERRENCE F. MARTELL Mgmt For For
SIR ROBERT REID Mgmt For For
FREDERIC V. SALERNO Mgmt For For
FREDERICK W. SCHOENHUT Mgmt For For
JEFFREY C. SPRECHER Mgmt For For
JUDITH A. SPRIESER Mgmt For For
VINCENT TESE Mgmt For For
02 PROPOSAL TO APPROVE THE INTERCONTINENTALEXCHANGE, Mgmt For For
INC. EXECUTIVE BONUS PLAN.
03 PROPOSAL TO APPROVE THE INTERCONTINENTALEXCHANGE, Mgmt For For
INC. 2009 OMNIBUS INCENTIVE PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933006808
- --------------------------------------------------------------------------------------------------------------------------
Security: 46120E602 Meeting Type: Annual
Ticker: ISRG Meeting Date: 22-Apr-2009
ISIN: US46120E6023
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GARY S. GUTHART Mgmt For For
MARK J. RUBASH Mgmt For For
LONNIE M. SMITH Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED Agenda Number: 933057627
- --------------------------------------------------------------------------------------------------------------------------
Security: 462846106 Meeting Type: Annual
Ticker: IRM Meeting Date: 04-Jun-2009
ISIN: US4628461067
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CLARKE H. BAILEY Mgmt For For
CONSTANTIN R. BODEN Mgmt For For
ROBERT T. BRENNAN Mgmt For For
KENT P. DAUTEN Mgmt For For
MICHAEL LAMACH Mgmt For For
ARTHUR D. LITTLE Mgmt For For
C. RICHARD REESE Mgmt For For
VINCENT J. RYAN Mgmt For For
LAURIE A. TUCKER Mgmt For For
02 THE RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF DELOITTE & TOUCHE LLP AS IRON
MOUNTAIN INCORPORATED'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 933073633
- --------------------------------------------------------------------------------------------------------------------------
Security: 517834107 Meeting Type: Annual
Ticker: LVS Meeting Date: 10-Jun-2009
ISIN: US5178341070
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL A. LEVEN Mgmt For For
JASON N. ADER Mgmt For For
JEFFREY H. SCHWARTZ Mgmt For For
2 TO CONSIDER AND ACT UPON THE RATIFICATION OF Mgmt For For
THE SELECTION OF PRICEWATERHOUSECOOPERS LLP
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shr Against For
REGARDING SUSTAINABILITY REPORT.
- --------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION Agenda Number: 933012786
- --------------------------------------------------------------------------------------------------------------------------
Security: 615369105 Meeting Type: Annual
Ticker: MCO Meeting Date: 28-Apr-2009
ISIN: US6153691059
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EWALD KIST Mgmt For For
1B ELECTION OF DIRECTOR: HENRY A. MCKINNELL, JR., Mgmt For For
PH.D.
1C ELECTION OF DIRECTOR: JOHN K. WULFF Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
03 STOCKHOLDER PROPOSAL TO ADOPT A POLICY THAT Shr Against For
THE CHAIRMAN OF THE COMPANY'S BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
04 STOCKHOLDER PROPOSAL TO ADOPT A POLICY REQUIRING Shr Against For
SENIOR EXECUTIVES TO RETAIN A SIGNIFICANT PERCENTAGE
OF COMPANY SHARES UNTIL TWO YEARS FOLLOWING
TERMINATION OF THEIR EMPLOYMENT.
- --------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 933034100
- --------------------------------------------------------------------------------------------------------------------------
Security: 637071101 Meeting Type: Annual
Ticker: NOV Meeting Date: 13-May-2009
ISIN: US6370711011
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MERRILL A. MILLER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: GREG L. ARMSTRONG Mgmt For For
1C ELECTION OF DIRECTOR: DAVID D. HARRISON Mgmt For For
2 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3 APPROVAL OF AMENDMENT TO NATIONAL OILWELL VARCO Mgmt For For
LONG-TERM INCENTIVE PLAN
- --------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 932990218
- --------------------------------------------------------------------------------------------------------------------------
Security: 747525103 Meeting Type: Annual
Ticker: QCOM Meeting Date: 03-Mar-2009
ISIN: US7475251036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
MARC I. STERN Mgmt For For
BRENT SCOWCROFT Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE COMPANY'S FISCAL YEAR ENDING SEPTEMBER
27, 2009.
- --------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 932916022
- --------------------------------------------------------------------------------------------------------------------------
Security: 79466L302 Meeting Type: Annual
Ticker: CRM Meeting Date: 10-Jul-2008
ISIN: US79466L3024
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC BENIOFF Mgmt For For
CRAIG CONWAY Mgmt For For
ALAN HASSENFELD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2009.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2004 Mgmt For For
EQUITY INCENTIVE PLAN TO ELIMINATE THE ANNUAL
AUTOMATIC SHARE REPLENISHMENT FROM SUCH PLAN
AND INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR GRANT BY AN INCREMENTAL 7,500,000 SHARES.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2004 Mgmt For For
EQUITY INCENTIVE PLAN TO ENABLE INCENTIVE COMPENSATION
UNDER SUCH PLAN TO QUALIFY AS "PERFORMANCE
BASED COMPENSATION" WITHIN THE MEANING OF INTERNAL
REVENUE CODE SECTION 162(M).
- --------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933082682
- --------------------------------------------------------------------------------------------------------------------------
Security: 79466L302 Meeting Type: Annual
Ticker: CRM Meeting Date: 11-Jun-2009
ISIN: US79466L3024
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRAIG RAMSEY Mgmt For For
SANFORD ROBERTSON Mgmt For For
MAYNARD WEBB Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933013865
- --------------------------------------------------------------------------------------------------------------------------
Security: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 08-Apr-2009
ISIN: AN8068571086
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
P. CAMUS Mgmt For For
J.S. GORELICK Mgmt For For
A. GOULD Mgmt For For
T. ISAAC Mgmt For For
N. KUDRYAVTSEV Mgmt For For
A. LAJOUS Mgmt For For
M.E. MARKS Mgmt For For
L.R. REIF Mgmt For For
T.I. SANDVOLD Mgmt For For
H. SEYDOUX Mgmt For For
L.G. STUNTZ Mgmt For For
02 PROPOSAL TO ADOPT AND APPROVE OF FINANCIALS Mgmt For For
AND DIVIDENDS.
03 PROPOSAL REGARDING A STOCKHOLDER ADVISORY VOTE Shr Against For
ON NAMED EXECUTIVE OFFICER COMPENSATION.
04 PROPOSAL TO APPROVE OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 932992159
- --------------------------------------------------------------------------------------------------------------------------
Security: 855244109 Meeting Type: Annual
Ticker: SBUX Meeting Date: 18-Mar-2009
ISIN: US8552441094
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B ELECTION OF DIRECTOR: BARBARA BASS Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1D ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G ELECTION OF DIRECTOR: SHERYL SANDBERG Mgmt For For
1H ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1J ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1K ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
02 AMENDMENTS TO EQUITY PLANS FOR ONE-TIME STOCK Mgmt For For
OPTION EXCHANGE PROGRAM FOR EMPLOYEES OTHER
THAN DIRECTORS & EXECUTIVE OFFICERS.
03 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2009.
- --------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 933013966
- --------------------------------------------------------------------------------------------------------------------------
Security: 863667101 Meeting Type: Annual
Ticker: SYK Meeting Date: 29-Apr-2009
ISIN: US8636671013
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN W. BROWN Mgmt For For
HOWARD E. COX. JR. Mgmt For For
DONALD M. ENGELMAN Mgmt For For
LOUISE L. FRANCESCONI Mgmt For For
HOWARD L. LANCE Mgmt For For
STEPHEN P. MACMILLAN Mgmt For For
WILLIAM U. PARFET Mgmt For For
RONDA E. STRYKER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 932987033
- --------------------------------------------------------------------------------------------------------------------------
Security: 92220P105 Meeting Type: Annual
Ticker: VAR Meeting Date: 12-Feb-2009
ISIN: US92220P1057
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TIMOTHY E. GUERTIN* Mgmt For For
DAVID W. MARTIN, JR MD* Mgmt For For
R. NAUMANN-ETIENNE* Mgmt For For
V. THYAGARAJAN** Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE SECOND AMENDED Mgmt For For
AND RESTATED VARIAN MEDICAL SYSTEMS, INC. 2005
OMNIBUS STOCK PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR AWARDS THEREUNDER.
03 TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. Mgmt For For
MANAGEMENT INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS VARIAN MEDICAL SYSTEMS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2009.
- --------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 932951735
- --------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Special
Ticker: V Meeting Date: 14-Oct-2008
ISIN: US92826C8394
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AMENDMENTS TO OUR CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE UNNECESSARY PROVISIONS
AND SYNCHRONIZE THE DIRECTORS' TERMS WITH OUR
ANNUAL MEETING SCHEDULE.
- --------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 932975709
- --------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Special
Ticker: V Meeting Date: 16-Dec-2008
ISIN: US92826C8394
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AMENDMENTS TO OUR CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO PERMIT THE COMPANY GREATER
FLEXIBILITY IN FUNDING OUR RETROSPECTIVE RESPONSIBILITY
PLAN, TO REMOVE OBSOLETE PROVISIONS, TO MODIFY
THE STANDARDS OF INDEPENDENCE APPLICABLE TO
OUR DIRECTORS AND TO MAKE OTHER CLARIFYING
MODIFICATIONS TO OUR CURRENT CERTIFICATE OF
INCORPORATION.
- --------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933002456
- --------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 21-Apr-2009
ISIN: US92826C8394
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A TO ELECT HANI AL-QADI AS CLASS I DIRECTOR TO Mgmt For For
SERVE UNTIL THE COMPANY'S 2011 ANNUAL MEETING.
1B TO ELECT CHARLES T. DOYLE AS CLASS I DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2011 ANNUAL MEETING.
1C TO ELECT PETER HAWKINS AS CLASS I DIRECTOR TO Mgmt For For
SERVE UNTIL THE COMPANY'S 2011 ANNUAL MEETING.
1D TO ELECT DAVID I. MCKAY AS CLASS I DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2011 ANNUAL MEETING.
1E TO ELECT CHARLES W. SCHARF AS CLASS I DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2011 ANNUAL MEETING.
1F TO ELECT SEGISMUNDO SCHULIN-ZEUTHEN AS CLASS Mgmt For For
I DIRECTOR TO SERVE UNTIL THE COMPANY'S 2011
ANNUAL MEETING.
2A TO ELECT THOMAS J. CAMPBELL AS CLASS II DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2012 ANNUAL MEETING.
2B TO ELECT GARY P. COUGHLAN AS CLASS II DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2012 ANNUAL MEETING.
2C TO ELECT MARY B. CRANSTON AS CLASS II DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2012 ANNUAL MEETING.
2D TO ELECT FRANCISCO JAVIER FERNANDEZ-CARBAJAL Mgmt For For
AS CLASS II DIRECTOR TO SERVE UNTIL THE COMPANY'S
2012 ANNUAL MEETING.
2E TO ELECT SUZANNE NORA JOHNSON AS CLASS II DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2012 ANNUAL MEETING.
2F TO ELECT JOSEPH W. SAUNDERS AS CLASS II DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2012 ANNUAL MEETING.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2009.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized. (Registrant) Touchstone Institituional
Funds Trust
By (Signature and Title)* /s/ Jill T. McGruder
-----------------------------
Jill T. McGruder, President
(Principal Executive Officer)
Date: August 7, 2009
*Print the name and title of each signing officer under his or her signature.
