UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21113
Touchstone Institutional Funds Trust
(Exact name of registrant as specified in charter)
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Address of principal executive offices) (Zip code)
Jill T. McGruder
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-638-8194
Date of fiscal year end: December 31
Date of reporting period: July 1, 2015 – June 30, 2016
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2015 TO JUNE 30, 2016
TIFT Sands Capital Institutional Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED Agenda Number: 934333143
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101 Meeting Type: Annual
Ticker: ADBE Meeting Date: 13-Apr-2016
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AMY L. BANSE Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD W. BARNHOLT Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT K. BURGESS Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK A. CALDERONI Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES E. DALEY Mgmt For For
1F. ELECTION OF DIRECTOR: LAURA B. DESMOND Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES M. GESCHKE Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN E. WARNOCK Mgmt For For
2. APPROVAL OF THE 2003 EQUITY INCENTIVE PLAN AS AMENDED Mgmt For For
TO INCREASE THE AVAILABLE SHARE RESERVE BY 10 MILLION
SHARES AND PROVIDE A MAXIMUM ANNUAL LIMIT ON
NON-EMPLOYEE DIRECTOR COMPENSATION.
3. APPROVAL OF THE 2016 EXECUTIVE CASH PERFORMANCE BONUS Mgmt For For
PLAN.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. APPROVAL ON AN ADVISORY BASIS OF THE COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 934360859
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109 Meeting Type: Annual
Ticker: ALXN Meeting Date: 11-May-2016
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEONARD BELL Mgmt For For
1B. ELECTION OF DIRECTOR: FELIX BAKER Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID R. BRENNAN Mgmt For For
1D. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1E. ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID L. HALLAL Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN T. MOLLEN Mgmt For For
1H. ELECTION OF DIRECTOR: R. DOUGLAS NORBY Mgmt For For
1I. ELECTION OF DIRECTOR: ALVIN S. PARVEN Mgmt For For
1J. ELECTION OF DIRECTOR: ANDREAS RUMMELT Mgmt For For
1K. ELECTION OF DIRECTOR: ANN M. VENEMAN Mgmt For For
2. APPROVAL OF A NON-BINDING ADVISORY VOTE OF THE 2015 Mgmt For For
COMPENSATION PAID TO ALEXION'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF APPOINTMENT BY BOARD OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS ALEXION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. TO REQUEST THE BOARD TO AMEND ALEXION'S GOVERNING Shr Against For
DOCUMENTS TO GIVE SHAREHOLDERS OWNING 10% OF ALEXION
STOCK THE POWER TO CALL A SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 934278359
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102 Meeting Type: Annual
Ticker: BABA Meeting Date: 08-Oct-2015
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH C. TSAI (TO SERVE FOR A Mgmt For For
THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS
ELECTED OR APPOINTED AND DULY QUALIFIED)
1B. ELECTION OF DIRECTOR: JONATHAN ZHAOXI LU (TO SERVE FOR Mgmt For For
A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR
IS ELECTED OR APPOINTED AND DULY QUALIFIED)
1C. ELECTION OF DIRECTOR: J. MICHAEL EVANS (TO SERVE FOR A Mgmt For For
THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS
ELECTED OR APPOINTED AND DULY QUALIFIED)
1D. ELECTION OF DIRECTOR: BORJE E. EKHOLM (TO SERVE FOR A Mgmt For For
THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS
ELECTED OR APPOINTED AND DULY QUALIFIED)
1E. ELECTION OF DIRECTOR: WAN LING MARTELLO (TO SERVE Mgmt For For
UNTIL THE COMPANY'S NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS
ELECTED OR APPOINTED AND DULY QUALIFIED)
2. RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC Agenda Number: 934406667
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305 Meeting Type: Annual
Ticker: GOOGL Meeting Date: 08-Jun-2016
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
ALAN R. MULALLY Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
3. THE APPROVAL OF AMENDMENTS TO ALPHABET'S 2012 STOCK Mgmt For For
PLAN TO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT
FOR FULL PROPOSAL).
4. THE APPROVAL OF AN AMENDMENT TO THE FOURTH AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF GOOGLE INC.,
ALPHABET'S WHOLLY OWNED SUBSIDIARY, TO REMOVE A
PROVISION THAT REQUIRES THE VOTE OF THE STOCKHOLDERS
OF ALPHABET, IN ADDITION TO THE VOTE OF ALPHABET (AS
SOLE STOCKHOLDER), IN ORDER FOR GOOGLE TO TAKE CERTAIN
ACTIONS.
5. A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER Shr Against For
VOTING, IF PROPERLY PRESENTED AT THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING A POLITICAL Shr Against For
CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A Shr Against For
MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS,
IF PROPERLY PRESENTED AT THE MEETING.
9. A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT Shr Against For
CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT
THE MEETING.
10. A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER Shr Against For
PAY, IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 934366623
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 17-May-2016
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: JUDITH A. MCGRATH Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER Mgmt For For
1J. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS
3. SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY Shr Against For
REPORTING
4. SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING Shr Against For
HUMAN RIGHTS
5. SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING Shr Against For
CORPORATE POLITICAL CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
ATHENAHEALTH INC Agenda Number: 934400386
--------------------------------------------------------------------------------------------------------------------------
Security: 04685W103 Meeting Type: Annual
Ticker: ATHN Meeting Date: 14-Jun-2016
ISIN: US04685W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DEV ITTYCHERIA Mgmt For For
JOHN KANE Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
3. HOLD AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 934393442
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103 Meeting Type: Annual
Ticker: BIIB Meeting Date: 08-Jun-2016
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1B. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1C. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1F. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1J. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS BIOGEN INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
3. SAY ON PAY - TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC. Agenda Number: 934395042
--------------------------------------------------------------------------------------------------------------------------
Security: 09061G101 Meeting Type: Annual
Ticker: BMRN Meeting Date: 06-Jun-2016
ISIN: US09061G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEAN-JACQUES BIENAIME Mgmt For For
MICHAEL GREY Mgmt For For
ELAINE J. HERON Mgmt For For
V. BRYAN LAWLIS Mgmt For For
ALAN J. LEWIS Mgmt For For
RICHARD A. MEIER Mgmt For For
DAVID PYOTT Mgmt For For
DENNIS J. SLAMON Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF Mgmt For For
BIOMARIN'S NAMED EXECUTIVE OFFICERS AS DEFINED AND
DISCLOSED IN ITS PROXY STATEMENT.
3. TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR BIOMARIN FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
4. A STOCKHOLDER PROPOSAL REQUESTING THAT BIOMARIN ISSUE Shr Against For
A SUSTAINABILITY REPORT DESCRIBING BIOMARIN'S
ENVIRONMENTAL, SOCIAL AND GOVERNANCE PERFORMANCE, IF
PROPERLY PRESENTED AT BIOMARIN'S ANNUAL MEETING OF
STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 934401580
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104 Meeting Type: Annual
Ticker: CERN Meeting Date: 27-May-2016
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD E. BISBEE, JR., PH.D. Mgmt For For
1B. ELECTION OF DIRECTOR: DENIS A. CORTESE, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA M. DILLMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
CERNER CORPORATION FOR 2016.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
CERNER CORPORATION PERFORMANCE-BASED COMPENSATION
PLAN.
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 934347825
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105 Meeting Type: Annual
Ticker: CMG Meeting Date: 11-May-2016
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
AL BALDOCCHI Mgmt For For
DARLENE FRIEDMAN Mgmt For For
JOHN CHARLESWORTH Mgmt For For
KIMBAL MUSK Mgmt For For
MONTY MORAN Mgmt For For
NEIL FLANZRAICH Mgmt For For
PAT FLYNN Mgmt For For
STEPHEN GILLETT Mgmt For For
STEVE ELLS Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT
("SAY-ON-PAY").
3. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2016.
4. A PROPOSAL TO APPROVE AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF CHIPOTLE
MEXICAN GRILL, INC., TO REMOVE A PROVISION ALLOWING
ONLY THE BOARD OF DIRECTORS OR THE CHAIRMAN OF THE
BOARD THE ABILITY TO CALL SPECIAL MEETINGS OF
SHAREHOLDERS.
5. A PROPOSAL TO APPROVE AMENDMENTS TO THE CHIPOTLE Mgmt For For
MEXICAN GRILL, INC. AMENDED AND RESTATED BYLAWS TO
ADOPT A "PROXY ACCESS" BYLAW ALLOWING A SHAREHOLDER,
OR GROUP OF NOT MORE THAN 20 SHAREHOLDERS, OWNING AN
AGGREGATE OF NOT LESS THAN 5% OF OUR OUTSTANDING
COMMON STOCK CONTINUOUSLY FOR AT LEAST THREE YEARS TO
SUBMIT A LIMITED NUMBER OF CANDIDATES FOR ELECTION TO
OUR BOARD AND TO REQUIRE US TO INCLUDE SUCH
CANDIDATE(S), SUBJECT TO SATISFACTION OF THE
REQUIREMENTS OF OUR BYLAWS, IN OUR PROXY MATERIALS FOR
THE MEETING AT WHICH SUCH ELECTION WILL BE HELD.
6. A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr Against For
MEETING, REQUESTING THAT THE BOARD OF DIRECTORS ADOPT
AND PRESENT FOR SHAREHOLDER APPROVAL A "PROXY ACCESS"
BYLAW TO ALLOW A SHAREHOLDER OR GROUP OF SHAREHOLDERS
OWNING AN AGGREGATE OF 3% OR MORE OF OUR OUTSTANDING
COMMON STOCK CONTINUOUSLY FOR AT LEAST THREE YEARS TO
SUBMIT A LIMITED NUMBER OF CANDIDATES FOR ELECTION TO
OUR BOARD AND TO REQUIRE US TO INCLUDE SUCH
CANDIDATE(S) IN OUR PROXY MATERIALS FOR THE MEETING AT
WHICH SUCH ELECTION WILL BE HELD.
7. A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr Against For
MEETING, REQUESTING ADOPTION OF A STOCK RETENTION
POLICY FOR SENIOR EXECUTIVES.
8. A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr Against For
MEETING, REQUESTING THAT THE BOARD OF DIRECTORS
IMPLEMENT CHANGES TO CHIPOTLE'S GOVERNING DOCUMENTS TO
ALLOW SHAREHOLDERS OWNING AN AGGREGATE OF 10% OF OUR
OUTSTANDING COMMON STOCK TO CALL SPECIAL MEETINGS OF
SHAREHOLDERS.
9. A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr Against For
MEETING, REQUESTING CHIPOTLE TO ISSUE AN ANNUAL
SUSTAINABILITY REPORT MEETING SPECIFIED CRITERIA.
10. A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr Against For
MEETING, REQUESTING THAT OUR COMPENSATION COMMITTEE
PREPARE AND DISCLOSE A REPORT ON THE FEASIBILITY OF
INCORPORATING SUSTAINABILITY MEASURES INTO EXECUTIVE
OFFICER INCENTIVE COMPENSATION PROGRAMS.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 934365392
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108 Meeting Type: Annual
Ticker: EW Meeting Date: 12-May-2016
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL A. MUSSALLEM Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN T. CARDIS Mgmt For For
1C. ELECTION OF DIRECTOR: KIERAN T. GALLAHUE Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM J. LINK, PH.D. Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For
1F. ELECTION OF DIRECTOR: MARTHA H. MARSH Mgmt For For
1G. ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
1H. ELECTION OF DIRECTOR: NICHOLAS J. VALERIANI Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS
3. AMENDMENT AND RESTATEMENT OF THE LONG-TERM STOCK Mgmt For For
INCENTIVE COMPENSATION PROGRAM
4. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 934444946
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 20-Jun-2016
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D. DESMOND-HELLMANN Mgmt For For
REED HASTINGS Mgmt For For
JAN KOUM Mgmt For For
SHERYL K. SANDBERG Mgmt For For
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
3. TO HOLD A NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPENSATION PROGRAM FOR OUR NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN OUR PROXY STATEMENT.
4. TO RATIFY OUR GRANT OF RESTRICTED STOCK UNITS (RSUS) Mgmt For For
TO OUR NON-EMPLOYEE DIRECTORS DURING THE YEAR ENDED
DECEMBER 31, 2013.
5. TO RATIFY OUR GRANT OF RSUS TO OUR NON-EMPLOYEE Mgmt For For
DIRECTORS DURING THE YEARS ENDED DECEMBER 31, 2014 AND
2015.
6. TO APPROVE OUR ANNUAL COMPENSATION PROGRAM FOR Mgmt For For
NON-EMPLOYEE DIRECTORS.
7A. TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL
OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED
CERTIFICATE OF INCORPORATION TO ESTABLISH THE CLASS C
CAPITAL STOCK AND TO MAKE CERTAIN CLARIFYING CHANGES.
7B. TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL
OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED
CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF CLASS A COMMON STOCK FROM
5,000,000,000 TO 20,000,000,000.
7C. TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL
OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED
CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE EQUAL
TREATMENT OF SHARES OF CLASS A COMMON STOCK, CLASS B
COMMON STOCK, AND CLASS C CAPITAL STOCK IN CONNECTION
WITH DIVIDENDS AND DISTRIBUTIONS, CERTAIN
TRANSACTIONS, AND UPON OUR LIQUIDATION, DISSOLUTION,
OR WINDING UP.
7D. TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL
OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED
CERTIFICATE OF INCORPORATION TO PROVIDE FOR ADDITIONAL
EVENTS UPON WHICH ALL OF OUR SHARES OF CLASS B COMMON
STOCK WILL AUTOMATICALLY CONVERT TO CLASS A COMMON
STOCK, TO PROVIDE FOR ADDITIONAL INSTANCES WHERE CLASS
B COMMON STOCK WOULD NOT CONVERT TO CLASS A COMMON
STOCK IN CONNECTION WITH CERTAIN TRANSFERS, AND TO
MAKE CERTAIN RELATED CHANGES TO THE CLASS B COMMON
STOCK CONVERSION PROVISIONS.
8. TO AMEND AND RESTATE OUR 2012 EQUITY INCENTIVE PLAN. Mgmt For For
9. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER Shr Against For
VOTING.
10. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr Against For
SUSTAINABILITY REPORT.
11. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. Shr Against For
12. A STOCKHOLDER PROPOSAL REGARDING AN INTERNATIONAL Shr Against For
PUBLIC POLICY COMMITTEE.
13. A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY Shr Against For
REPORT.
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 934367079
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109 Meeting Type: Annual
Ticker: ILMN Meeting Date: 18-May-2016
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANCES ARNOLD, PH.D. Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS A. DESOUZA Mgmt For For
1C. ELECTION OF DIRECTOR: KARIN EASTHAM, CPA Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 1, 2017.
3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
4. TO APPROVE, ON AN ADVISORY BASIS, THE RATIFICATION OF Mgmt For For
CERTAIN SUPERMAJORITY VOTING PROVISIONS IN OUR
CERTIFICATE OF INCORPORATION AND BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 934400665
--------------------------------------------------------------------------------------------------------------------------
Security: 45337C102 Meeting Type: Annual
Ticker: INCY Meeting Date: 27-May-2016
ISIN: US45337C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JULIAN C. BAKER Mgmt For For
JEAN-JACQUES BIENAIME Mgmt For For
PAUL A. BROOKE Mgmt For For
PAUL J. CLANCY Mgmt For For
WENDY L. DIXON Mgmt For For
PAUL A. FRIEDMAN Mgmt For For
HERVE HOPPENOT Mgmt For For
2. TO APPROVE AMENDMENTS TO THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2010 STOCK INCENTIVE PLAN.
3. TO APPROVE AN AMENDMENT TO THE COMPANY'S 1997 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY 500,000 SHARES,
FROM 8,350,000 SHARES TO 8,850,000 SHARES.
4. TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
LENDINGCLUB CORPORATION Agenda Number: 934405463
--------------------------------------------------------------------------------------------------------------------------
Security: 52603A109 Meeting Type: Annual
Ticker: LC Meeting Date: 28-Jun-2016
ISIN: US52603A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN J. MACK Mgmt For For
MARY MEEKER Mgmt For For
JOHN C. (HANS) MORRIS Mgmt For For
2. APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN OUR PROXY STATEMENT.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
LINKEDIN CORPORATION Agenda Number: 934401681
--------------------------------------------------------------------------------------------------------------------------
Security: 53578A108 Meeting Type: Annual
Ticker: LNKD Meeting Date: 09-Jun-2016
ISIN: US53578A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. GEORGE "SKIP" BATTLE Mgmt For For
MICHAEL J. MORITZ Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF LINKEDIN CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2016.
3. STOCKHOLDER PROPOSAL REGARDING A REPORT TO Shr Abstain
STOCKHOLDERS FOR PLANS TO INCREASE RACIAL AND GENDER
DIVERSITY ON OUR BOARD.
--------------------------------------------------------------------------------------------------------------------------
MOBILEYE N.V. Agenda Number: 934446724
--------------------------------------------------------------------------------------------------------------------------
Security: N51488117 Meeting Type: Annual
Ticker: MBLY Meeting Date: 29-Jun-2016
ISIN: NL0010831061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE COMPANY'S DUTCH STATUTORY ANNUAL ACCOUNTS Mgmt For For
FOR THE YEAR ENDED DECEMBER 31, 2015
2. TO DISCHARGE THE COMPANY'S DIRECTORS FROM LIABILITY IN Mgmt For For
RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE
YEAR ENDED DECEMBER 31, 2015
3A. RE-ELECTION OF NON-EXECUTIVE DIRECTOR: EYAL DESHEH Mgmt For For
3B. RE-ELECTION OF NON-EXECUTIVE DIRECTOR: PETER SETH Mgmt For For
NEUSTADTER
4. THE POWER TO THE BOARD TO ISSUE SHARES AND EXCLUDE Mgmt For For
PRE-EMPTIVE RIGHTS FOR 5 YEARS (SEE PROXY MATERIALS
FOR FULL PROPOSAL).
5. GRANT OF AUTHORITY TO THE BOARD OF DIRECTORS TO Mgmt For For
REPURCHASE SHARES FOR 18 MONTHS (SEE PROXY MATERIALS
FOR FULL PROPOSAL).
6. TO APPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. TO Mgmt For For
AUDIT THE COMPANY'S DUTCH STATUTORY ACCOUNTS FOR THE
YEAR ENDED DECEMBER 31, 2016
7. TO APPROVE THE ADDITION OF AN APPENDIX B-UNITED STATES Mgmt For For
TO THE COMPANY'S 2014 EQUITY INCENTIVE PLAN, WHICH
WOULD ALLOW FOR THE GRANT TO U.S. TAXPAYER EMPLOYEES
OF THE COMPANY AND ITS SUBSIDIARIES OF STOCK OPTIONS
INTENDED TO QUALIFY AS INCENTIVE STOCK OPTIONS UNDER
U.S. TAX LAW
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 934310690
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101 Meeting Type: Annual
Ticker: MON Meeting Date: 29-Jan-2016
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID L. CHICOINE, PH.D. Mgmt For For
1C. ELECTION OF DIRECTOR: JANICE L. FIELDS Mgmt For For
1D. ELECTION OF DIRECTOR: HUGH GRANT Mgmt For For
1E. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1F. ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1G. ELECTION OF DIRECTOR: MARCOS M. LUTZ Mgmt For For
1H. ELECTION OF DIRECTOR: C. STEVE MCMILLAN Mgmt For For
1I. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M. Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For
1M. ELECTION OF DIRECTOR: PATRICIA VERDUIN, PH.D. Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2016.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF CODE SECTION 162(M) ANNUAL INCENTIVE PLAN. Mgmt For For
5. SHAREOWNER PROPOSAL: GLYPHOSATE REPORT. Shr Against For
6. SHAREOWNER PROPOSAL: LOBBYING REPORT. Shr Against For
7. SHAREOWNER PROPOSAL: INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 934405968
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106 Meeting Type: Annual
Ticker: NFLX Meeting Date: 09-Jun-2016
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY M. HALEY Mgmt For For
LESLIE KILGORE Mgmt For For
ANN MATHER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.
3. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD, IF PROPERLY PRESENTED AT THE
MEETING.
5. STOCKHOLDER PROPOSAL REGARDING A PROXY ACCESS BYLAW, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
6. STOCKHOLDER PROPOSAL REGARDING A SIMPLE MAJORITY VOTE, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
7. STOCKHOLDER PROPOSAL REGARDING ELECTING EACH DIRECTOR Shr For Against
ANNUALLY, IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 934263459
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103 Meeting Type: Annual
Ticker: NKE Meeting Date: 17-Sep-2015
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
MICHELLE A. PELUSO Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. Mgmt For For
3. TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE THE Mgmt For For
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.
4. TO RE-APPROVE THE EXECUTIVE PERFORMANCE SHARING PLAN Mgmt For For
AS AMENDED.
5. TO APPROVE THE AMENDED AND RESTATED STOCK INCENTIVE Mgmt For For
PLAN.
6. TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS DISCLOSURE.
7. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 934293654
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105 Meeting Type: Annual
Ticker: PANW Meeting Date: 11-Dec-2015
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN M. DONOVAN Mgmt For For
1B. ELECTION OF DIRECTOR: STANLEY J. MERESMAN Mgmt For For
1C. ELECTION OF DIRECTOR: NIR ZUK Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS PALO Mgmt For For
ALTO NETWORKS, INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING JULY 31,
2016.
3. TO APPROVE AN ADVISORY RESOLUTION ON NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 934407671
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107 Meeting Type: Annual
Ticker: REGN Meeting Date: 10-Jun-2016
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For
1.2 ELECTION OF DIRECTOR: LEONARD S. SCHLEIFER Mgmt For For
1.3 ELECTION OF DIRECTOR: GEORGE D. YANCOPOULOS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 934395903
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302 Meeting Type: Annual
Ticker: CRM Meeting Date: 02-Jun-2016
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1B. ELECTION OF DIRECTOR: KEITH BLOCK Mgmt For For
1C. ELECTION OF DIRECTOR: CRAIG CONWAY Mgmt For For
1D. ELECTION OF DIRECTOR: ALAN HASSENFELD Mgmt For For
1E. ELECTION OF DIRECTOR: NEELIE KROES Mgmt For For
1F. ELECTION OF DIRECTOR: COLIN POWELL Mgmt For For
1G. ELECTION OF DIRECTOR: SANFORD ROBERTSON Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN V. ROOS Mgmt For For
1I. ELECTION OF DIRECTOR: LAWRENCE TOMLINSON Mgmt For For
1J. ELECTION OF DIRECTOR: ROBIN WASHINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: MAYNARD WEBB Mgmt For For
1L. ELECTION OF DIRECTOR: SUSAN WOJCICKI Mgmt For For
2. APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
CERTIFICATE OF INCORPORATION TO CLARIFY PROVISIONS
RELATED TO REMOVAL OF DIRECTORS
3. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
5. STOCKHOLDER PROPOSAL FOR POLICY LIMITING CHANGE IN Shr Against For
CONTROL BENEFITS
6. STOCKHOLDER PROPOSAL FOR SHARE RETENTION POLICY FOR Shr Against For
SENIOR EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934332545
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 06-Apr-2016
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES Mgmt For For
1C. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1D. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1F. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1G. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1H. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1I. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1J. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2015 FINANCIAL STATEMENTS AND Mgmt For For
THE BOARD'S 2015 DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
5. TO APPROVE AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION TO ALLOW THE BOARD TO FIX THE AUTHORIZED
NUMBER OF DIRECTORS AT A MEETING SUBJECT TO
STOCKHOLDER APPROVAL AND TO REFLECT CHANGES TO THE
CURACAO CIVIL CODE.
6. TO APPROVE A RESOLUTION TO FIX THE NUMBER OF DIRECTORS Mgmt For For
CONSTITUTING THE BOARD OF DIRECTORS AT NOT MORE THAN
12, SUBJECT TO APPROVAL OF ITEM 5.
7. TO APPROVE OUR AMENDED AND RESTATED FRENCH SUB-PLAN Mgmt For For
FOR PURPOSES OF QUALIFICATION UNDER FRENCH LAW, TO
PROVIDE RECIPIENTS OF EQUITY GRANTS THEREUNDER WITH
PREFERENTIAL TAX TREATMENT UNDER FRENCH LAW.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 934399432
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104 Meeting Type: Annual
Ticker: SPLK Meeting Date: 09-Jun-2016
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: MARK CARGES Mgmt For For
1B. ELECTION OF CLASS I DIRECTOR: DAVID HORNIK Mgmt For For
1C. ELECTION OF CLASS I DIRECTOR: THOMAS NEUSTAETTER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING JANUARY 31, 2017.
3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 934355959
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105 Meeting Type: Annual
Ticker: SCHW Meeting Date: 17-May-2016
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN K. ADAMS, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN A. ELLIS Mgmt For For
1C. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES R. SCHWAB Mgmt For For
1E. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT AUDITORS
3. ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4. STOCKHOLDER PROPOSAL REQUESTING DISCLOSURE OF LOBBYING Shr Against For
POLICY, PROCEDURES AND OVERSIGHT; LOBBYING
EXPENDITURES; AND PARTICIPATION IN ORGANIZATIONS
ENGAGED IN LOBBYING
5. STOCKHOLDER PROPOSAL REQUESTING ANNUAL DISCLOSURE OF Shr Against For
EEO-1 DATA
--------------------------------------------------------------------------------------------------------------------------
THE PRICELINE GROUP INC. Agenda Number: 934394723
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403 Meeting Type: Annual
Ticker: PCLN Meeting Date: 02-Jun-2016
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY M. ARMSTRONG Mgmt For For
JEFFERY H. BOYD Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
CHARLES H. NOSKI Mgmt For For
NANCY B. PERETSMAN Mgmt For For
THOMAS E. ROTHMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
LYNN M. VOJVODICH Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31,
2016.
3. TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION PAID Mgmt For For
BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNDER ARMOUR, INC. Agenda Number: 934336997
--------------------------------------------------------------------------------------------------------------------------
Security: 904311107 Meeting Type: Annual
Ticker: UA Meeting Date: 28-Apr-2016
ISIN: US9043111072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN A. PLANK Mgmt For For
BYRON K. ADAMS, JR. Mgmt For For
GEORGE W. BODENHEIMER Mgmt For For
DOUGLAS E. COLTHARP Mgmt For For
ANTHONY W. DEERING Mgmt For For
KAREN W. KATZ Mgmt For For
A.B. KRONGARD Mgmt For For
WILLIAM R. MCDERMOTT Mgmt For For
ERIC T. OLSON Mgmt For For
HARVEY L. SANDERS Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE
"EXECUTIVE COMPENSATION" SECTION OF THE PROXY
STATEMENT, INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS AND TABLES.
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 934311490
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 03-Feb-2016
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD A. CARNEY Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1F. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1G. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVAL OF VISA INC. 2007 EQUITY INCENTIVE Mgmt For For
COMPENSATION PLAN, AS AMENDED AND RESTATED.
4. APPROVAL OF VISA INC. INCENTIVE PLAN, AS AMENDED AND Mgmt For For
RESTATED.
5. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2016 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC. Agenda Number: 934265201
--------------------------------------------------------------------------------------------------------------------------
Security: 966837106 Meeting Type: Annual
Ticker: WFM Meeting Date: 15-Sep-2015
ISIN: US9668371068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. JOHN ELSTROTT Mgmt For For
SHAHID (HASS) HASSAN Mgmt For For
STEPHANIE KUGELMAN Mgmt For For
JOHN MACKEY Mgmt For For
WALTER ROBB Mgmt For For
JONATHAN SEIFFER Mgmt For For
MORRIS (MO) SIEGEL Mgmt For For
JONATHAN SOKOLOFF Mgmt For For
DR. RALPH SORENSON Mgmt For For
GABRIELLE SULZBERGER Mgmt For For
W. (KIP) TINDELL, III Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR THE COMPANY FOR THE FISCAL
YEAR ENDING SEPTEMBER 27, 2015.
4. PROPOSAL REGARDING AN INCREASE IN THE NUMBER OF Mgmt For For
AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK FROM
600 MILLION TO 1.2 BILLION.
5. PROPOSAL REQUIRING OUR BOARD OF DIRECTORS TO ADOPT A Shr Against For
POLICY RELATED TO LIMITING ACCELERATION OF VESTING OF
EQUITY UPON A CHANGE IN CONTROL.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant Touchstone Institutional Funds Trust
By (Signature and Title)* /s/Jill T. McGruder
Jill T. McGruder, President
(Principal Executive Officer)
Date August 24, 2016
*Print the name and title of each signing officer under his or her signature.
