UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-21108
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Pioneer Series Trust X
----------------------------------------------------
(Exact name of registrant as specified in charter)
60 State Street Boston, MA 02109
----------------------------------------------------
(Address of principal executive offices)
Terrence J. Cullen
60 State Street
Boston, MA 02109
----------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 742-7825
Date of fiscal year end: March 31
Date of reporting period: July 1, 2018 to June 30, 2019
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Pioneer Series Trust X
By (Signature and Title) /s/ Lisa Jones
-------------------------
Lisa Jones, Chief Executive Officer
& President
Date: August 19, 2019
========================= Pioneer Dynamic Credit Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= Pioneer Fundamental Growth Fund ========================
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Marjorie Magner For For Management
1d Elect Director Nancy McKinstry For For Management
1e Elect Director David P. Rowland For For Management
1f Elect Director Gilles C. Pelisson For For Management
1g Elect Director Paula A. Price For For Management
1h Elect Director Venkata (Murthy) For For Management
Renduchintala
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
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ADOBE INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 11, 2019 Meeting Type: Annual
Record Date: FEB 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy L. Banse For For Management
1b Elect Director Frank A. Calderoni For For Management
1c Elect Director James E. Daley For For Management
1d Elect Director Laura B. Desmond For For Management
1e Elect Director Charles M. Geschke For For Management
1f Elect Director Shantanu Narayen For For Management
1g Elect Director Kathleen Oberg For For Management
1h Elect Director Dheeraj Pandey For For Management
1i Elect Director David A. Ricks For For Management
1j Elect Director Daniel L. Rosensweig For For Management
1k Elect Director John E. Warnock For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Gender Pay Gap Against For Shareholder
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AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Rosalind G. Brewer For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Management of Food Waste Against Against Shareholder
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Prohibit Sales of Facial Recognition Against Against Shareholder
Technology to Government Agencies
7 Report on Impact of Government Use of Against For Shareholder
Facial Recognition Technologies
8 Report on Products Promoting Hate Against Against Shareholder
Speech
9 Require Independent Board Chairman Against For Shareholder
10 Report on Sexual Harassment Against Against Shareholder
11 Report on Climate Change Against For Shareholder
12 Disclose a Board of Directors' Against Against Shareholder
Qualification Matrix
13 Report on Gender Pay Gap Against Against Shareholder
14 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
15 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
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AMPHENOL CORP.
Ticker: APH Security ID: 032095101
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley L. Clark For For Management
1.2 Elect Director John D. Craig For For Management
1.3 Elect Director David P. Falck For For Management
1.4 Elect Director Edward G. Jepsen For For Management
1.5 Elect Director Robert A. Livingston For For Management
1.6 Elect Director Martin H. Loeffler For For Management
1.7 Elect Director R. Adam Norwitt For For Management
1.8 Elect Director Diana G. Reardon For For Management
1.9 Elect Director Anne Clarke Wolff For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Report on Human Rights Risks in Against For Shareholder
Operations and Supply Chain
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APPLE, INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: MAR 01, 2019 Meeting Type: Annual
Record Date: JAN 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For Against Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Bob Iger For For Management
1e Elect Director Andrea Jung For For Management
1f Elect Director Art Levinson For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against For Shareholder
5 Disclose Board Diversity and Against Against Shareholder
Qualifications
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ARISTA NETWORKS, INC.
Ticker: ANET Security ID: 040413106
Meeting Date: MAY 28, 2019 Meeting Type: Annual
Record Date: APR 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Giancarlo For Withhold Management
1.2 Elect Director Ann Mather For Withhold Management
1.3 Elect Director Daniel Scheinman For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Jeffery H. Boyd For For Management
1.3 Elect Director Glenn D. Fogel For For Management
1.4 Elect Director Mirian Graddick-Weir For For Management
1.5 Elect Director James M. Guyette For For Management
1.6 Elect Director Wei Hopeman For For Management
1.7 Elect Director Robert J. Mylod, Jr. For For Management
1.8 Elect Director Charles H. Noski For For Management
1.9 Elect Director Nancy B. Peretsman For For Management
1.10 Elect Director Nicholas J. Read For For Management
1.11 Elect Director Thomas E. Rothman For For Management
1.12 Elect Director Lynn M. Vojvodich For For Management
1.13 Elect Director Vanessa A. Wittman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Bylaw Against For Shareholder
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BROADCOM INC.
Ticker: AVGO Security ID: 11135F101
Meeting Date: APR 01, 2019 Meeting Type: Annual
Record Date: FEB 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director Henry Samueli For For Management
1c Elect Director Eddy W. Hartenstein For For Management
1d Elect Director Diane M. Bryant For For Management
1e Elect Director Gayla J. Delly For For Management
1f Elect Director Check Kian Low For For Management
1g Elect Director Peter J. Marks For For Management
1h Elect Director Harry L. You For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CDW CORPORATION
Ticker: CDW Security ID: 12514G108
Meeting Date: MAY 21, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lynda M. Clarizio For For Management
1b Elect Director Christine A. Leahy For For Management
1c Elect Director Thomas E. Richards For For Management
1d Elect Director Joseph R. Swedish For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
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ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 02, 2019 Meeting Type: Annual
Record Date: MAR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Shari L. Ballard For For Management
1c Elect Director Barbara J. Beck For For Management
1d Elect Director Leslie S. Biller For For Management
1e Elect Director Jeffrey M. Ettinger For For Management
1f Elect Director Arthur J. Higgins For For Management
1g Elect Director Michael Larson For For Management
1h Elect Director David W. MacLennan For For Management
1i Elect Director Tracy B. McKibben For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Victoria J. Reich For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
1m Elect Director John J. Zillmer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
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EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Mussallem For For Management
1b Elect Director Kieran T. Gallahue For For Management
1c Elect Director Leslie S. Heisz For For Management
1d Elect Director William J. Link For For Management
1e Elect Director Steven R. Loranger For For Management
1f Elect Director Martha H. Marsh For For Management
1g Elect Director Wesley W. von Schack For For Management
1h Elect Director Nicholas J. Valeriani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Independent Board Chairman Against Against Shareholder
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ELANCO ANIMAL HEALTH INCORPORATED
Ticker: ELAN Security ID: 28414H103
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kapila Kapur Anand For For Management
1b Elect Director John "J.P." P. Bilbrey For For Management
1c Elect Director R. David Hoover For Against Management
1d Elect Director Lawrence E. Kurzius For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: AUG 02, 2018 Meeting Type: Annual
Record Date: JUN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard S. Coleman For For Management
1b Elect Director Jay C. Hoag For For Management
1c Elect Director Jeffrey T. Huber For For Management
1d Elect Director Lawrence F. Probst, III For For Management
1e Elect Director Talbott Roche For For Management
1f Elect Director Richard A. Simonson For For Management
1g Elect Director Luis A. Ubinas For For Management
1h Elect Director Heidi J. Ueberroth For For Management
1i Elect Director Andrew Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
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ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 06, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph Alvarez For Against Management
1b Elect Director Carolyn R. Bertozzi For Against Management
1c Elect Director Juan R. Luciano For Against Management
1d Elect Director Kathi P. Seifert For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Report on Lobbying Payments and Policy Against For Shareholder
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EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 05, 2019 Meeting Type: Annual
Record Date: NOV 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clemens A. H. Boersig For For Management
1.2 Elect Director Joshua B. Bolten For For Management
1.3 Elect Director Lori M. Lee For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 17, 2019 Meeting Type: Annual
Record Date: MAR 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon Y. Bowen For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director Duriya M. Farooqui For For Management
1d Elect Director Jean-Marc Forneri For For Management
1e Elect Director The Right Hon. The Lord For For Management
Hague of Richmond
1f Elect Director Frederick W. Hatfield For For Management
1g Elect Director Thomas E. Noonan For For Management
1h Elect Director Frederic V. Salerno For For Management
1i Elect Director Jeffrey C. Sprecher For For Management
1j Elect Director Judith A. Sprieser For For Management
1k Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
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INTERNATIONAL FLAVORS & FRAGRANCES INC.
Ticker: IFF Security ID: 459506101
Meeting Date: MAY 01, 2019 Meeting Type: Annual
Record Date: MAR 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marcello V. Bottoli For For Management
1b Elect Director Linda Buck For For Management
1c Elect Director Michael L. Ducker For For Management
1d Elect Director David R. Epstein For For Management
1e Elect Director Roger W. Ferguson, Jr. For For Management
1f Elect Director John F. Ferraro For For Management
1g Elect Director Andreas Fibig For For Management
1h Elect Director Christina Gold For For Management
1i Elect Director Katherine M. Hudson For For Management
1j Elect Director Dale F. Morrison For For Management
1k Elect Director Stephen Williamson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Mark B. McClellan For For Management
1h Elect Director Anne M. Mulcahy For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Clawback Disclosure of Recoupment Against For Shareholder
Activity from Senior Officers
5 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Oscar Fanjul For For Management
1c Elect Director Daniel S. Glaser For For Management
1d Elect Director H. Edward Hanway For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Elaine La Roche For For Management
1g Elect Director Steven A. Mills For For Management
1h Elect Director Bruce P. Nolop For For Management
1i Elect Director Marc D. Oken For For Management
1j Elect Director Morton O. Schapiro For For Management
1k Elect Director Lloyd M. Yates For For Management
1l Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 10, 2019 Meeting Type: Annual
Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marie A. Ffolkes For For Management
1b Elect Director Donald R. Parfet For For Management
1c Elect Director Lisa A. Payne For For Management
1d Elect Director Reginald M. Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: APR 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director David R. Carlucci For For Management
1d Elect Director Richard K. Davis For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Julius Genachowski For For Management
1g Elect Director Choon Phong Goh For For Management
1h Elect Director Merit E. Janow For For Management
1i Elect Director Oki Matsumoto For For Management
1j Elect Director Youngme Moon For For Management
1k Elect Director Rima Qureshi For For Management
1l Elect Director Jose Octavio Reyes For For Management
Lagunes
1m Elect Director Gabrielle Sulzberger For For Management
1n Elect Director Jackson Tai For For Management
1o Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Gender Pay Gap Against Against Shareholder
5 Establish Human Rights Board Committee Against Against Shareholder
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 07, 2018 Meeting Type: Annual
Record Date: OCT 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Randall J. Hogan, III For For Management
1e Elect Director Omar Ishrak For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director James T. Lenehan For For Management
1h Elect Director Elizabeth G. Nabel For For Management
1i Elect Director Denise M. O'Leary For For Management
1j Elect Director Kendall J. Powell For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2018 Meeting Type: Annual
Record Date: SEP 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Reid G. Hoffman For For Management
1.3 Elect Director Hugh F. Johnston For For Management
1.4 Elect Director Teri L. List-Stoll For For Management
1.5 Elect Director Satya Nadella For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Helmut Panke For For Management
1.8 Elect Director Sandra E. Peterson For For Management
1.9 Elect Director Penny S. Pritzker For For Management
1.10 Elect Director Charles W. Scharf For For Management
1.11 Elect Director Arne M. Sorenson For For Management
1.12 Elect Director John W. Stanton For For Management
1.13 Elect Director John W. Thompson For For Management
1.14 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
Ticker: ORLY Security ID: 67103H107
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: FEB 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David O'Reilly For For Management
1b Elect Director Larry O'Reilly For For Management
1c Elect Director Rosalie O'Reilly Wooten For For Management
1d Elect Director Greg Henslee For For Management
1e Elect Director Jay D. Burchfield For For Management
1f Elect Director Thomas T. Hendrickson For For Management
1g Elect Director John R. Murphy For For Management
1h Elect Director Dana M. Perlman For For Management
1i Elect Director Andrea M. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
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PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Wences Casares For For Management
1c Elect Director Jonathan Christodoro For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Belinda J. Johnson For For Management
1g Elect Director Gail J. McGovern For For Management
1h Elect Director Deborah M. Messemer For For Management
1i Elect Director David M. Moffett For For Management
1j Elect Director Ann M. Sarnoff For For Management
1k Elect Director Daniel H. Schulman For For Management
1l Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Political Contributions Against Against Shareholder
5 Amend Board Governance Documents to Against Against Shareholder
Define Human Rights Responsibilities
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PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 01, 2019 Meeting Type: Annual
Record Date: MAR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director Cesar Conde For For Management
1c Elect Director Ian Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Richard W. Fisher For For Management
1f Elect Director Michelle Gass For For Management
1g Elect Director William R. Johnson For For Management
1h Elect Director Ramon Laguarta For For Management
1i Elect Director David C. Page For For Management
1j Elect Director Robert C. Pohlad For For Management
1k Elect Director Daniel Vasella For For Management
1l Elect Director Darren Walker For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Pesticide Management Against Against Shareholder
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RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tracy A. Atkinson For For Management
1b Elect Director Robert E. Beauchamp For For Management
1c Elect Director Adriane M. Brown For For Management
1d Elect Director Stephen J. Hadley For For Management
1e Elect Director Thomas A. Kennedy For For Management
1f Elect Director Letitia A. Long For For Management
1g Elect Director George R. Oliver For For Management
1h Elect Director Dinesh C. Paliwal For For Management
1i Elect Director Ellen M. Pawlikowski For For Management
1j Elect Director William R. Spivey For For Management
1k Elect Director Marta R. Stewart For For Management
1l Elect Director James A. Winnefeld, Jr. For For Management
1m Elect Director Robert O. Work For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Balmuth For For Management
1b Elect Director K. Gunnar Bjorklund For For Management
1c Elect Director Michael J. Bush For For Management
1d Elect Director Norman A. Ferber For For Management
1e Elect Director Sharon D. Garrett For For Management
1f Elect Director Stephen D. Milligan For For Management
1g Elect Director George P. Orban For For Management
1h Elect Director Michael O'Sullivan None None Management
*Withdrawn Resolution*
1i Elect Director Gregory L. Quesnel For For Management
1j Elect Director Barbara Rentler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Adopt Quantitative Company-wide GHG Against Against Shareholder
Goals
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STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: APR 17, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrea J. Ayers For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Patrick D. Campbell For For Management
1.4 Elect Director Carlos M. Cardoso For For Management
1.5 Elect Director Robert B. Coutts For For Management
1.6 Elect Director Debra A. Crew For For Management
1.7 Elect Director Michael D. Hankin For For Management
1.8 Elect Director James M. Loree For For Management
1.9 Elect Director James H. Scholefield For For Management
1.10 Elect Director Dmitri L. Stockton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
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STARBUCKS CORP.
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 20, 2019 Meeting Type: Annual
Record Date: JAN 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rosalind G. Brewer For For Management
1b Elect Director Mary N. Dillon For For Management
1c Elect Director Mellody Hobson For For Management
1d Elect Director Kevin R. Johnson For For Management
1e Elect Director Jorgen Vig Knudstorp For For Management
1f Elect Director Satya Nadella For For Management
1g Elect Director Joshua Cooper Ramo For For Management
1h Elect Director Clara Shih For For Management
1i Elect Director Javier G. Teruel For For Management
1j Elect Director Myron E. Ullman, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Adopt a Policy on Board Diversity Against Against Shareholder
5 Report on Sustainable Packaging Against For Shareholder
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 15, 2019 Meeting Type: Annual
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John K. Adams, Jr. For For Management
1b Elect Director Stephen A. Ellis For For Management
1c Elect Director Arun Sarin For For Management
1d Elect Director Charles R. Schwab For For Management
1e Elect Director Paula A. Sneed For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy to Annually Disclose Against For Shareholder
EEO-1 Data
--------------------------------------------------------------------------------
THE COOPER COS., INC.
Ticker: COO Security ID: 216648402
Meeting Date: MAR 18, 2019 Meeting Type: Annual
Record Date: JAN 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Thomas Bender For For Management
1.2 Elect Director Colleen E. Jay For For Management
1.3 Elect Director Michael H. Kalkstein For For Management
1.4 Elect Director William A. Kozy For For Management
1.5 Elect Director Jody S. Lindell For For Management
1.6 Elect Director Gary S. Petersmeyer For For Management
1.7 Elect Director Allan E. Rubenstein For For Management
1.8 Elect Director Robert S. Weiss For For Management
1.9 Elect Director Albert G. White, III For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Jeffery H. Boyd For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Helena B. Foulkes For For Management
1h Elect Director Linda R. Gooden For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Manuel Kadre For For Management
1k Elect Director Stephanie C. Linnartz For For Management
1l Elect Director Craig A. Menear For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prepare Employment Diversity Report Against For Shareholder
and Report on Diversity Policies
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Report on Prison Labor in the Supply Against Against Shareholder
Chain
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 10, 2019 Meeting Type: Annual
Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip Bleser For For Management
1b Elect Director Stuart B. Burgdoerfer For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Charles A. Davis For For Management
1e Elect Director Roger N. Farah For For Management
1f Elect Director Lawton W. Fitt For For Management
1g Elect Director Susan Patricia Griffith For For Management
1h Elect Director Jeffrey D. Kelly For For Management
1i Elect Director Patrick H. Nettles For For Management
1j Elect Director Barbara R. Snyder For For Management
1k Elect Director Jan E. Tighe For For Management
1l Elect Director Kahina Van Dyke For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director James C. Mullen For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Scott M. Sperling For For Management
1k Elect Director Elaine S. Ullian For For Management
1l Elect Director Dion J. Weisler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY
Ticker: TSCO Security ID: 892356106
Meeting Date: MAY 09, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia T. Jamison For For Management
1.2 Elect Director Ricardo Cardenas For For Management
1.3 Elect Director Denise L. Jackson For For Management
1.4 Elect Director Thomas A. Kingsbury For For Management
1.5 Elect Director Ramkumar Krishnan For For Management
1.6 Elect Director George MacKenzie For For Management
1.7 Elect Director Edna K. Morris For For Management
1.8 Elect Director Mark J. Weikel For For Management
1.9 Elect Director Gregory A. Sandfort For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WALMART INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 05, 2019 Meeting Type: Annual
Record Date: APR 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cesar Conde For For Management
1b Elect Director Stephen "Steve" J. For For Management
Easterbrook
1c Elect Director Timothy "Tim" P. Flynn For For Management
1d Elect Director Sarah J. Friar For For Management
1e Elect Director Carla A. Harris For For Management
1f Elect Director Thomas "Tom" W. Horton For For Management
1g Elect Director Marissa A. Mayer For For Management
1h Elect Director C. Douglas "Doug" For For Management
McMillon
1i Elect Director Gregory "Greg" B. Penner For For Management
1j Elect Director Steven "Steve" S For For Management
Reinemund
1k Elect Director S. Robson "Rob" Walton For For Management
1l Elect Director Steuart L. Walton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Sexual Harassment Against Against Shareholder
5 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
ZOETIS INC.
Ticker: ZTS Security ID: 98978V103
Meeting Date: MAY 15, 2019 Meeting Type: Annual
Record Date: MAR 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juan Ramon Alaix For For Management
1.2 Elect Director Paul M. Bisaro For For Management
1.3 Elect Director Frank A. D'Amelio For For Management
1.4 Elect Director Michael B. McCallister For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
================= Pioneer Multi-Asset Ultra Short Income Fund ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORT
